0000014693-21-000012.txt : 20210202 0000014693-21-000012.hdr.sgml : 20210202 20210202174128 ACCESSION NUMBER: 0000014693-21-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamel Matthew E CENTRAL INDEX KEY: 0001418348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 21582936 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_161230567448174.xml FORM 4 X0306 4 2021-01-29 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001418348 Hamel Matthew E 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 EVP, Gen Counsel and Secretary Class B Common 2020-12-24 5 G 0 E 67539 0 A 67539 I Spouse Trust Class B Common 2020-12-24 5 G 0 E 67539 0 D 51353 D Class B Common 2020-12-28 5 G 0 E 2383 0 A 69922 I Spouse Trust Class B Common 2020-12-28 5 G 0 E 2383 0 D 48970 D Class B Common 2021-01-29 4 M 0 15245 18.217 A 64215 D Class B Common 2021-01-29 4 F 0 7421 74.13 D 10421 D Class B Common 46373 I GRAT Class B Common 17717.3503 I By 401k Class B Common 3409.5579 I ESPP Class B Common 6.8678 I DRIP Stock Appreciation Right 18.217 2021-01-29 4 M 0 15245 0 D 2014-05-01 2021-04-30 Class B Common 15245.0 15245 D The closing price of BF-B on January 28, 2021 was used to calculate the withholding obligation. Total updated to reflect transfer of shares from direct holdings to a grantor retained annuity trust. Number of shares acquired through the issuer's 401(k) plan as of January 29, 2021. Number of shares acquired through the issuer's employee stock purchase program as of February 1, 2021. Number of shares acquired through the issuer's dividend reinvestment plan as of February 1, 2021. Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel 2021-02-02