0000014693-18-000071.txt : 20180605 0000014693-18-000071.hdr.sgml : 20180605 20180605191538 ACCESSION NUMBER: 0000014693-18-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180601 FILED AS OF DATE: 20180605 DATE AS OF CHANGE: 20180605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawley Kirsten M CENTRAL INDEX KEY: 0001631257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 18882650 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_152824052254361.xml FORM 4 X0306 4 2018-06-01 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001631257 Hawley Kirsten M 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP, Chief HR Officer Class A Common 2018-06-01 4 A 0 2117 0 A 3420 D Class B Common 2018-06-01 4 A 0 529 0 A 3336 D Class A Common 33.5963 I DRIP Class B Common 4.8837 I DRIP Class B Common 5211.734 I By 401k These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Number of shares acquired through the issuer's dividend reinvestment plan as of June 5, 2018. These shares were acquired in the February 2018 stock split. Number of shares acquired through the issuer's 401(k) plan as of June 5, 2018. Michael E. Carr, Jr., Attorney in Fact for Kirsten M. Hawley 2018-06-05