0000014693-18-000035.txt : 20180502
0000014693-18-000035.hdr.sgml : 20180502
20180502194102
ACCESSION NUMBER: 0000014693-18-000035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180430
FILED AS OF DATE: 20180502
DATE AS OF CHANGE: 20180502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCallum Mark I
CENTRAL INDEX KEY: 0001369191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00123
FILM NUMBER: 18801350
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
4
1
wf-form4_152530441284865.xml
FORM 4
X0306
4
2018-04-30
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001369191
McCallum Mark I
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
EVP/Pres. Jack Daniel's Brands
Class A Common
2018-04-30
4
F
0
996
53.37
D
46627
D
Class B Common
2018-04-30
4
F
0
249
56.04
D
25048
D
Class B Common
67
I
By Son
Stock Appreciation Right
18.217
2014-05-01
2021-04-30
Class B Common
58947.0
58947
D
Stock Appreciation Right
23.047
2015-05-01
2022-04-30
Class B Common
63316.0
63316
D
Stock Appreciation Right
28.433
2016-05-01
2023-04-30
Class B Common
40678.0
40678
D
Stock Appreciation Right
36.109
2017-05-01
2024-04-30
Class B Common
34836.0
34836
D
Stock Appreciation Right
40.145
2018-05-01
2025-04-30
Class B Common
28399.0
28399
D
Stock Appreciation Right
38.481
2019-05-01
2026-04-30
Class B Common
38241.0
38241
D
Stock Appreciation Right
39.757
2020-05-01
2027-04-30
Class B Common
32258.0
32258
D
To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 996 shares of Class A common stock.
The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation.
To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 249 shares of Class B common stock.
The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation.
On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 14,583 additional shares in the February 2018 stock split, including 764 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock.
Total has been updated to reflect the acquisition of 13 additional shares in the February 2018 stock split.
These stock appreciation rights were previously reported as covering 46,288 shares at an exercise price of $23.20, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
These stock appreciation rights were previously reported as covering 49,718 shares at an exercise price of $29.35, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
These stock appreciation rights were previously reported as covering 31,942 shares at an exercise price of $36.21, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
These stock appreciation rights were previously reported as covering 27,354 shares at an exercise price of $45.985, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
These stock appreciation rights were previously reported as covering 22,300 shares at an exercise price of $51.125, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
These stock appreciation rights were previously reported as covering 30,028 shares at an exercise price of $49.005, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
These stock appreciation rights were previously reported as covering 25,330 shares at an exercise price of $50.63, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
Michael E. Carr, Jr., Attorney in Fact for Mark I. McCallum
2018-05-02