0000014693-18-000033.txt : 20180502
0000014693-18-000033.hdr.sgml : 20180502
20180502193828
ACCESSION NUMBER: 0000014693-18-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180430
FILED AS OF DATE: 20180502
DATE AS OF CHANGE: 20180502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hawley Kirsten M
CENTRAL INDEX KEY: 0001631257
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00123
FILM NUMBER: 18801339
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
4
1
wf-form4_152530429501555.xml
FORM 4
X0306
4
2018-04-30
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001631257
Hawley Kirsten M
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
SVP, Chief HR Officer
Class A Common
2018-04-30
4
F
0
324
53.37
D
1303
D
Class B Common
2018-04-30
4
F
0
81
56.04
D
2807
D
Class A Common
33.5963
I
DRIP
Class B Common
5211.734
I
By 401k
Stock Appreciation Right
40.145
2018-05-01
2025-04-30
Class B Common
14032.0
14032
D
Stock Appreciation Right
38.481
2019-05-01
2026-04-30
Class B Common
17788.0
17788
D
Stock Appreciation Right
39.757
2020-05-01
2027-04-30
Class B Common
30008.0
30008
D
To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 324 shares of Class A common stock.
The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation.
To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 81 shares of Class B common stock.
The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation.
On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 902 additional shares in the February 2018 stock split, including 248 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock.
Number of shares acquired through the issuer's dividend reinvestment plan as of April 30, 2018, including shares acquired in the February 2018 stock split.
Number of shares acquired through the issuer's 401(k) plan as of April 30, 2018, including shares acquired in the February 2018 stock split.
These stock appreciation rights were previously reported as covering 11,018 shares at an exercise price of $51.125, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
These stock appreciation rights were previously reported as covering 13,968 shares at an exercise price of $49.005, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
These stock appreciation rights were previously reported as covering 23,563 shares at an exercise price of $50.63, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend.
Michael E. Carr, Jr., Attorney in Fact for Kirsten M. Hawley
2018-05-02