0000014693-18-000008.txt : 20180109
0000014693-18-000008.hdr.sgml : 20180109
20180109143317
ACCESSION NUMBER: 0000014693-18-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180105
FILED AS OF DATE: 20180109
DATE AS OF CHANGE: 20180109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hawley Kirsten M
CENTRAL INDEX KEY: 0001631257
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00123
FILM NUMBER: 18518771
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
4
1
wf-form4_151552638366052.xml
FORM 4
X0306
4
2018-01-05
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001631257
Hawley Kirsten M
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
SVP, Chief HR Officer
Class B Common
2018-01-05
4
M
0
3920
29.35
A
5906
D
Class B Common
2018-01-05
4
M
0
5036
36.21
A
10942
D
Class B Common
2018-01-05
4
M
0
4446
45.985
A
15388
D
Class B Common
2018-01-05
4
F
0
9593
68.11
D
5795
D
Class B Common
2018-01-05
4
S
0
3809
67.8249
D
1986
D
Class B Common
4082.8715
I
By 401k
Stock Appreciation Right
29.35
2018-01-05
4
M
0
3920
0
D
2015-05-01
2022-04-30
Class B Common
3920.0
0
D
Stock Appreciation Right
36.21
2018-01-05
4
M
0
5036
0
D
2016-05-01
2023-04-30
Class B Common
5036.0
0
D
Stock Appreciation Right
45.985
2018-01-05
4
M
0
4446
0
D
2017-05-01
2024-04-30
Class B Common
4446.0
0
D
The closing price of BF-B on January 4, 2018 was used to calculate the withholding obligation.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.821 to $67.845, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Number of shares acquired through the issuer's 401(k) plan as of January 5, 2018.
Michael E. Carr, Jr., Attorney in Fact for Kirsten M. Hawley
2018-01-09