0000014693-18-000008.txt : 20180109 0000014693-18-000008.hdr.sgml : 20180109 20180109143317 ACCESSION NUMBER: 0000014693-18-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180105 FILED AS OF DATE: 20180109 DATE AS OF CHANGE: 20180109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawley Kirsten M CENTRAL INDEX KEY: 0001631257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 18518771 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 wf-form4_151552638366052.xml FORM 4 X0306 4 2018-01-05 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001631257 Hawley Kirsten M 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP, Chief HR Officer Class B Common 2018-01-05 4 M 0 3920 29.35 A 5906 D Class B Common 2018-01-05 4 M 0 5036 36.21 A 10942 D Class B Common 2018-01-05 4 M 0 4446 45.985 A 15388 D Class B Common 2018-01-05 4 F 0 9593 68.11 D 5795 D Class B Common 2018-01-05 4 S 0 3809 67.8249 D 1986 D Class B Common 4082.8715 I By 401k Stock Appreciation Right 29.35 2018-01-05 4 M 0 3920 0 D 2015-05-01 2022-04-30 Class B Common 3920.0 0 D Stock Appreciation Right 36.21 2018-01-05 4 M 0 5036 0 D 2016-05-01 2023-04-30 Class B Common 5036.0 0 D Stock Appreciation Right 45.985 2018-01-05 4 M 0 4446 0 D 2017-05-01 2024-04-30 Class B Common 4446.0 0 D The closing price of BF-B on January 4, 2018 was used to calculate the withholding obligation. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.821 to $67.845, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Number of shares acquired through the issuer's 401(k) plan as of January 5, 2018. Michael E. Carr, Jr., Attorney in Fact for Kirsten M. Hawley 2018-01-09