0000014693-17-000125.txt : 20170614 0000014693-17-000125.hdr.sgml : 20170614 20170614180906 ACCESSION NUMBER: 0000014693-17-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151221 FILED AS OF DATE: 20170614 DATE AS OF CHANGE: 20170614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Stuart R CENTRAL INDEX KEY: 0001549563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 17912063 MAIL ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_149747813123646.xml FORM 4 X0306 4 2015-12-21 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001549563 Brown Stuart R 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 0 0 0 Class A Common 2016-01-07 4 G 0 265 0 A 156228 D Class A Common 2016-01-08 4 G 0 4 0 A 156232 D Class A Common 2016-08-11 5 G 0 E 51135 0 A 414734 D Class A Common 2017-01-12 5 G 0 E 602 0 A 415336 D Class A Common 2017-02-15 5 G 0 E 2300 0 D 413036 D Class A Common 2016-01-07 4 G 0 265 0 A 1076 I Child-1 account Class A Common 2016-01-08 4 G 0 4 0 A 1080 I Child-1 account Class A Common 2017-01-12 5 G 0 E 602 0 A 2762 I Child-1 account Class A Common 2017-02-15 5 G 0 E 575 0 A 3337 I Child-1 account Class A Common 2016-05-24 4 J 0 114151 0 A 228302 I SKCJ Investments LLC Class A Common 2017-01-12 5 G 0 E 602 0 A 602 I Child-2 account Class A Common 2017-02-15 5 G 0 E 575 0 A 1177 I Child-2 account Class B Common 2016-08-11 5 G 0 E 72684 0 A 207680 D Class B Common 2015-12-21 4 G 0 270 0 A 3115 I By Spouse Class B Common 2015-12-24 4 G 0 6 0 A 3121 I By Spouse Class B Common 2016-12-16 5 G 0 E 309 0 A 6551 I By Spouse Class B Common 2016-12-22 5 G 0 E 307 0 A 6858 I By Spouse Class B Common 2016-04-12 4 S 0 150 95.76 D 9918 I 2015 Trust Class B Common 2016-05-24 4 J 0 27657 0 A 55314 I SKCJ Investments LLC Class A Common 40878 I 2015 Trust Class A Common 36104 I Hedge Street Partners LLC Class B Common 9024 I Hedge Street Partners LLC In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 207,367 additional shares. Reflects the acquisition of 1,080 additional shares in the August 2016 stock split. Reflects the acquisition of 114,151 additional shares in the August 2016 stock split. Reflects the acquisiton of 103,840 additional shares in the August 2016 stock split. Reflects the acquisition of 3,121 additional shares in the August 2016 stock split. Reflects the acquisition of 5,109 additional shares in the August 2016 stock split. Reflects the acquisition of 27,657 additional shares in the August 2016 stock split. Reflects the acquisition of 20,439 additional shares in the August 2016 stock split. Reflects the acquisition of 18,052 additional shares in the August 2016 stock split. Reflects the acquisition of 4,512 additional shares in the August 2016 stock split. The reporting person disclaims beneficial ownership of shares held by entities set forth on this form except to the extent of his pecuniary interest therein. The reporting person is no longer reporting beneficial ownership of shares held by the following entities because he does not have a pecuniary interest in them: WL Lyons Brown Jr. 2012 Irrevocable Trust; Olympus One LLC; WL Lyons Brown 2002 GRAT and Trust u/w WL Lyons Brown Sr. Michael E. Carr, Jr. Attorney in Fact for Stuart R. Brown 2017-06-14