0000014693-17-000081.txt : 20170502 0000014693-17-000081.hdr.sgml : 20170502 20170502202932 ACCESSION NUMBER: 0000014693-17-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170430 FILED AS OF DATE: 20170502 DATE AS OF CHANGE: 20170502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown George Garvin IV CENTRAL INDEX KEY: 0001362478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 17806896 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_149377135752409.xml FORM 4 X0306 4 2017-04-30 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001362478 Brown George Garvin IV 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 0 0 0 Class B Common 2017-04-30 4 M 0 7872 0 A 544380 D Class B Common 2017-04-30 4 F 0 3590 47.32 D 540790 D Class B Common 37636 I 2010 GRAT Class B Common 17253 I 2012 GRAT Class B Common 26262.9945 I By 401k Class B Common 7390 I Crummey Trust Class B Common 156600 I GGB4 2010#2 LLC Class B Common 510337 I GGB4 2012 LP Class B Common 5946 I Spouse's trust Restricted Stock Units 2017-04-30 4 M 0 7872 0 D 2017-04-30 Class B Common 7872.0 0 D The restricted stock units were granted on July 25, 2013, and vested April 30, 2017. The closing price of BF-B on April 28, 2017 was used to calculate the withholding obligation. Number of shares acquired through the issuer's 401(k) plan as of May 2, 2017. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. Michael E. Carr, Jr., Attorney in Fact for George Garvin Brown IV 2017-05-02