0000014693-17-000061.txt : 20170502 0000014693-17-000061.hdr.sgml : 20170502 20170502195021 ACCESSION NUMBER: 0000014693-17-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170430 FILED AS OF DATE: 20170502 DATE AS OF CHANGE: 20170502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawley Kirsten M CENTRAL INDEX KEY: 0001631257 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 17806837 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_149376900665743.xml FORM 4 X0306 4 2017-04-30 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001631257 Hawley Kirsten M 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP, Chief HR Officer Class A Common 2017-04-30 4 F 0 314 48.06 D 632 D Class A Common 13.2756 I DRIP Class B Common 1986 D Class B Common 4041.9989 I By 401k Stock Appreciation Right 45.985 2017-05-01 2024-04-30 Class B Common 4446.0 4446 D Stock Appreciation Right 49.005 2019-05-01 2026-04-30 Class B Common 13968.0 13968 D Stock Appreciation Right 29.35 2015-05-01 2022-04-30 Class B Common 3920.0 3920 D Stock Appreciation Right 36.21 2016-05-01 2023-04-30 Class B Common 5036.0 5036 D Stock Appreciation Right 51.125 2018-05-01 2025-04-30 Class B Common 11018.0 11018 D To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 314 shares of Class A common stock. The closing price of BF-A ($48.06) on April 28, 2017 was used to calculate the withholding obligation. In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 473 additional shares. Number of shares acquired through the issuer's dividend reinvestment plan as of May 2, 2017. On August 18, 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 993 additonal shares. Number of shares acquired through the issuer's 401(k) plan as of May 2, 2017. These stock appreciation rights were previously reported as covering 2,223 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 6,984 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 1,960 shares at an exercise price of $58.70, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 2,518 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 5,509 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split. Michael E. Carr, Jr., Attorney in Fact for Kirsten M. Hawley 2017-05-02