0000014693-17-000061.txt : 20170502
0000014693-17-000061.hdr.sgml : 20170502
20170502195021
ACCESSION NUMBER: 0000014693-17-000061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170430
FILED AS OF DATE: 20170502
DATE AS OF CHANGE: 20170502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hawley Kirsten M
CENTRAL INDEX KEY: 0001631257
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00123
FILM NUMBER: 17806837
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
wf-form4_149376900665743.xml
FORM 4
X0306
4
2017-04-30
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001631257
Hawley Kirsten M
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
SVP, Chief HR Officer
Class A Common
2017-04-30
4
F
0
314
48.06
D
632
D
Class A Common
13.2756
I
DRIP
Class B Common
1986
D
Class B Common
4041.9989
I
By 401k
Stock Appreciation Right
45.985
2017-05-01
2024-04-30
Class B Common
4446.0
4446
D
Stock Appreciation Right
49.005
2019-05-01
2026-04-30
Class B Common
13968.0
13968
D
Stock Appreciation Right
29.35
2015-05-01
2022-04-30
Class B Common
3920.0
3920
D
Stock Appreciation Right
36.21
2016-05-01
2023-04-30
Class B Common
5036.0
5036
D
Stock Appreciation Right
51.125
2018-05-01
2025-04-30
Class B Common
11018.0
11018
D
To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 314 shares of Class A common stock.
The closing price of BF-A ($48.06) on April 28, 2017 was used to calculate the withholding obligation.
In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 473 additional shares.
Number of shares acquired through the issuer's dividend reinvestment plan as of May 2, 2017.
On August 18, 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 993 additonal shares.
Number of shares acquired through the issuer's 401(k) plan as of May 2, 2017.
These stock appreciation rights were previously reported as covering 2,223 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 6,984 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 1,960 shares at an exercise price of $58.70, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 2,518 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 5,509 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split.
Michael E. Carr, Jr., Attorney in Fact for Kirsten M. Hawley
2017-05-02