0000014693-17-000059.txt : 20170502 0000014693-17-000059.hdr.sgml : 20170502 20170502194639 ACCESSION NUMBER: 0000014693-17-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170428 FILED AS OF DATE: 20170502 DATE AS OF CHANGE: 20170502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamel Matthew E CENTRAL INDEX KEY: 0001418348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 17806832 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_149376878446095.xml FORM 4 X0306 4 2017-04-28 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001418348 Hamel Matthew E 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 EVP, Gen Counsel and Secretary Class B Common 2017-04-28 4 M 0 7559 16.825 A 19050 D Class B Common 2017-04-28 4 F 0 4440 46.78 D 14610 D Class A Common 2017-04-30 4 F 0 1073 48.06 D 21409 D Class B Common 11280.4736 I By 401k Class B Common 658.3169 I ESPP Class A Common 0.1391 I DRIP Stock Appreciation Right 16.825 2017-04-28 4 M 0 7559 0 D 2010-05-01 2017-04-30 Class B Common 7559.0 0 D The closing price of BF-B on April 27, 2017 was used to calculate the withholding obligation. To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 1,073 shares of Class A common stock. The closing price of BF-A ($48.06) on April 28, 2017, was used to calculate the withholding obligation. Number of shares acquired through the issuer's 401(k) plan as of April 27, 2017. Number of shares acquired through the issuer's employee stock purchase program as of April 26, 2017. Number of shares acquired through the issuer's dividend reinvestment plan as of April 26, 2017. Michael E. Carr, Jr., Attorney in Fact for Matthew E. Hamel 2017-05-02