0000014693-17-000057.txt : 20170501 0000014693-17-000057.hdr.sgml : 20170501 20170501184850 ACCESSION NUMBER: 0000014693-17-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170427 FILED AS OF DATE: 20170501 DATE AS OF CHANGE: 20170501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fitzgerald Brian P CENTRAL INDEX KEY: 0001566296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 17802463 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 FORMER NAME: FORMER CONFORMED NAME: Fitzgerald Brian F DATE OF NAME CHANGE: 20130107 4 1 wf-form4_149367891549238.xml FORM 4 X0306 4 2017-04-27 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001566296 Fitzgerald Brian P 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP, Chief Accounting Officer Class B Common 2017-04-27 4 M 0 5274 16.88 A 6662 D Class B Common 2017-04-27 4 F 0 3128 46.76 D 3534 D Stock Appreciation Right 16.88 2017-04-27 4 M 0 5274 0 D 2010-05-01 2017-04-30 Class B Common 5274.0 0 D Stock Appreciation Right 17.755 2011-05-01 2018-04-30 Class B Common 4844.0 4844 D Stock Appreciation Right 13.525 2012-05-01 2019-04-30 Class B Common 9456.0 9456 D Stock Appreciation Right 19.215 2013-05-01 2020-04-30 Class B Common 7938.0 7938 D Stock Appreciation Right 23.2 2014-05-01 2021-04-30 Class B Common 7478.0 7478 D Stock Appreciation Right 29.35 2015-05-01 2022-04-30 Class B Common 6948.0 6948 D Stock Appreciation Right 36.21 2016-05-01 2023-04-30 Class B Common 11524.0 11524 D Stock Appreciation Right 45.985 2017-05-01 2024-04-30 Class B Common 8892.0 8892 D Stock Appreciation Right 51.125 2018-05-01 2025-04-30 Class B Common 10428.0 10428 D Stock Appreciation Right 49.005 2019-05-01 2026-04-30 Class B Common 14256.0 14256 D In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 694 additional shares. The closing price of BF-B on April 26, 2017 was used to calculate the withholding obligation. These stock appreciation rights were previously reported as covering 2,637 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 2,422 shares at an exercise price of $35.51, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 4,728 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 3,969 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 3,739 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 3,474 shares at an exercise price of $58.70, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 5,762 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 4,446 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 5,214 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 7,128 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split. Michael E. Carr, Jr., Attorney in Fact for Brian P. Fitzgerald 2017-05-01