0000014693-17-000057.txt : 20170501
0000014693-17-000057.hdr.sgml : 20170501
20170501184850
ACCESSION NUMBER: 0000014693-17-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170427
FILED AS OF DATE: 20170501
DATE AS OF CHANGE: 20170501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fitzgerald Brian P
CENTRAL INDEX KEY: 0001566296
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00123
FILM NUMBER: 17802463
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
FORMER NAME:
FORMER CONFORMED NAME: Fitzgerald Brian F
DATE OF NAME CHANGE: 20130107
4
1
wf-form4_149367891549238.xml
FORM 4
X0306
4
2017-04-27
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001566296
Fitzgerald Brian P
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
SVP, Chief Accounting Officer
Class B Common
2017-04-27
4
M
0
5274
16.88
A
6662
D
Class B Common
2017-04-27
4
F
0
3128
46.76
D
3534
D
Stock Appreciation Right
16.88
2017-04-27
4
M
0
5274
0
D
2010-05-01
2017-04-30
Class B Common
5274.0
0
D
Stock Appreciation Right
17.755
2011-05-01
2018-04-30
Class B Common
4844.0
4844
D
Stock Appreciation Right
13.525
2012-05-01
2019-04-30
Class B Common
9456.0
9456
D
Stock Appreciation Right
19.215
2013-05-01
2020-04-30
Class B Common
7938.0
7938
D
Stock Appreciation Right
23.2
2014-05-01
2021-04-30
Class B Common
7478.0
7478
D
Stock Appreciation Right
29.35
2015-05-01
2022-04-30
Class B Common
6948.0
6948
D
Stock Appreciation Right
36.21
2016-05-01
2023-04-30
Class B Common
11524.0
11524
D
Stock Appreciation Right
45.985
2017-05-01
2024-04-30
Class B Common
8892.0
8892
D
Stock Appreciation Right
51.125
2018-05-01
2025-04-30
Class B Common
10428.0
10428
D
Stock Appreciation Right
49.005
2019-05-01
2026-04-30
Class B Common
14256.0
14256
D
In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 694 additional shares.
The closing price of BF-B on April 26, 2017 was used to calculate the withholding obligation.
These stock appreciation rights were previously reported as covering 2,637 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 2,422 shares at an exercise price of $35.51, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 4,728 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 3,969 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 3,739 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 3,474 shares at an exercise price of $58.70, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 5,762 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 4,446 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 5,214 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 7,128 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split.
Michael E. Carr, Jr., Attorney in Fact for Brian P. Fitzgerald
2017-05-01