0000014693-17-000053.txt : 20170411 0000014693-17-000053.hdr.sgml : 20170411 20170411170513 ACCESSION NUMBER: 0000014693-17-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170410 FILED AS OF DATE: 20170411 DATE AS OF CHANGE: 20170411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown George Garvin IV CENTRAL INDEX KEY: 0001362478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 17756516 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_149194469979183.xml FORM 4 X0306 4 2017-04-10 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001362478 Brown George Garvin IV 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 0 0 0 Class B Common 2017-04-10 4 M 0 3358 16.88 A 537750 D Class B Common 2017-04-10 4 F 0 1242 45.67 D 536508 D Class B Common 37636 I 2010 GRAT Class B Common 17253 I 2012 GRAT Class B Common 26262.9945 I By 401k Class B Common 7390 I Crummey Trust Class B Common 156600 I GGB4 2010#2 LLC Class B Common 510337 I GGB4 2012 LP Class B Common 5946 I Spouse's trust Stock Appreciation Right 16.88 2017-04-10 4 M 0 3358 0 D 2010-05-01 2017-04-30 Class B Common 3358.0 0 D The closing price of BF-B on April 7, 2017 was used to calculate the withholding obligation. Number of shares acquired through the issuer's 401(k) plan as of April 10, 2017. These stock appreciation rights were previously reported as covering 1,679 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split. Michael E. Carr, Jr., Attorney in Fact for George Garvin Brown IV 2017-04-11