0000014693-17-000049.txt : 20170404 0000014693-17-000049.hdr.sgml : 20170404 20170404165837 ACCESSION NUMBER: 0000014693-17-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170403 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown George Garvin IV CENTRAL INDEX KEY: 0001362478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 17739298 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_149133950388719.xml FORM 4 X0306 4 2017-04-03 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001362478 Brown George Garvin IV 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 0 0 0 Class B Common 2017-04-03 4 J 0 20053 46.365 D 534392 D Class B Common 2017-04-03 4 J 0 2800 46.365 A 37636 I 2010 GRAT Class B Common 2017-04-03 4 J 0 17253 46.365 A 17253 I 2012 GRAT Class B Common 26159.0261 I By 401k Class B Common 7390 I Crummey Trust Class B Common 156600 I GGB4 2010#2 LLC Class B Common 510337 I GGB4 2012 LP Class B Common 5946 I Spouse's trust On April 3, 2017, the reporting person exchanged Class B shares for cash held by two GRATs. The reporting person disclaims beneficial ownership of the shares held by the GRATs except to the extent of his pecuniary interest therein. The mean price of the issuer's Class B common stock as of March 31, 2017 ($46.365) was used to value the transactions. Number of shares acquired through the issuer's 401(k) plan as of March 27, 2017. Michael E. Carr, Jr., Attorney in Fact for George Garvin Brown IV 2017-04-04