0000014693-17-000016.txt : 20170314
0000014693-17-000016.hdr.sgml : 20170314
20170314153910
ACCESSION NUMBER: 0000014693-17-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170310
FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whiting Lawson E
CENTRAL INDEX KEY: 0001572783
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00123
FILM NUMBER: 17687973
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40228
4
1
wf-form4_148952033577222.xml
FORM 4
X0306
4
2017-03-10
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001572783
Whiting Lawson E
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
EVP, Chief Brands & Strategy
Class B Common
2017-03-10
4
M
0
7910
19.215
A
7910
D
Class B Common
2017-03-10
4
M
0
8248
13.525
A
16158
D
Class B Common
2017-03-10
4
F
0
9885
46.21
D
6723
D
Class B Common
2017-03-10
4
S
0
6723
46.5201
D
0
D
Class A Common
3081
D
Class A Common
2.6784
I
DRIP
Stock Appreciation Right
13.525
2017-03-10
4
M
0
8248
0
D
2012-05-01
2019-04-30
Class B Common
8248.0
0
D
Stock Appreciation Right
19.215
2017-03-10
4
M
0
7910
0
D
2013-05-01
2020-04-30
Class B Common
7910.0
0
D
Stock Appreciation Right
23.2
2014-05-01
2021-04-30
Class B Common
17156.0
17156
D
Stock Appreciation Right
29.35
2015-05-01
2022-04-30
Class B Common
15518.0
15518
D
Stock Appreciation Right
36.21
2016-05-01
2023-04-30
Class B Common
17184.0
17184
D
Stock Appreciation Right
45.985
2017-05-01
2024-04-30
Class B Common
12078.0
12078
D
Stock Appreciation Right
51.1265
2018-05-01
2025-04-30
Class B Common
15740.0
15740
D
Stock Appreciation Right
49.005
2019-05-01
2026-04-30
Class B Common
22696.0
22696
D
The closing price of BF-B on March 9, 2017 was used to calculate the withholding obligation.
Reflects the acquisition of 1,540 additional shares in the August 2016 stock split.
Number of shares acquired through the issuer's dividend reinvestment plan as of March, 2017.
These stock appreciation rights were previously reported as covering 4,124 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 3,955 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 8,578 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 7,759 shares at an exercise price of $58.70, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 8,592 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 6,039 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 7,870 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 11,348 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split.
Michael E. Carr, Jr., Attorney in Fact for Lawson E. Whiting
2017-03-14