0000014693-17-000016.txt : 20170314 0000014693-17-000016.hdr.sgml : 20170314 20170314153910 ACCESSION NUMBER: 0000014693-17-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170310 FILED AS OF DATE: 20170314 DATE AS OF CHANGE: 20170314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whiting Lawson E CENTRAL INDEX KEY: 0001572783 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 17687973 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40228 4 1 wf-form4_148952033577222.xml FORM 4 X0306 4 2017-03-10 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001572783 Whiting Lawson E 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 EVP, Chief Brands & Strategy Class B Common 2017-03-10 4 M 0 7910 19.215 A 7910 D Class B Common 2017-03-10 4 M 0 8248 13.525 A 16158 D Class B Common 2017-03-10 4 F 0 9885 46.21 D 6723 D Class B Common 2017-03-10 4 S 0 6723 46.5201 D 0 D Class A Common 3081 D Class A Common 2.6784 I DRIP Stock Appreciation Right 13.525 2017-03-10 4 M 0 8248 0 D 2012-05-01 2019-04-30 Class B Common 8248.0 0 D Stock Appreciation Right 19.215 2017-03-10 4 M 0 7910 0 D 2013-05-01 2020-04-30 Class B Common 7910.0 0 D Stock Appreciation Right 23.2 2014-05-01 2021-04-30 Class B Common 17156.0 17156 D Stock Appreciation Right 29.35 2015-05-01 2022-04-30 Class B Common 15518.0 15518 D Stock Appreciation Right 36.21 2016-05-01 2023-04-30 Class B Common 17184.0 17184 D Stock Appreciation Right 45.985 2017-05-01 2024-04-30 Class B Common 12078.0 12078 D Stock Appreciation Right 51.1265 2018-05-01 2025-04-30 Class B Common 15740.0 15740 D Stock Appreciation Right 49.005 2019-05-01 2026-04-30 Class B Common 22696.0 22696 D The closing price of BF-B on March 9, 2017 was used to calculate the withholding obligation. Reflects the acquisition of 1,540 additional shares in the August 2016 stock split. Number of shares acquired through the issuer's dividend reinvestment plan as of March, 2017. These stock appreciation rights were previously reported as covering 4,124 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 3,955 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 8,578 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 7,759 shares at an exercise price of $58.70, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 8,592 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 6,039 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 7,870 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split. These stock appreciation rights were previously reported as covering 11,348 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split. Michael E. Carr, Jr., Attorney in Fact for Lawson E. Whiting 2017-03-14