0000014693-17-000004.txt : 20170118
0000014693-17-000004.hdr.sgml : 20170118
20170118164023
ACCESSION NUMBER: 0000014693-17-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170113
FILED AS OF DATE: 20170118
DATE AS OF CHANGE: 20170118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Jill Ackerman
CENTRAL INDEX KEY: 0001468766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00123
FILM NUMBER: 17533853
MAIL ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
wf-form4_148477560340507.xml
FORM 4
X0306
4
2017-01-13
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001468766
Jones Jill Ackerman
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
Executive Vice President
Class B Common
2017-01-13
4
M
0
33518
11.60
A
73368
D
Class B Common
2017-01-13
4
F
0
23003
44.17
D
50365
D
Class B Common
2017-01-13
4
S
0
10515
43.9213
D
39850
D
Class B Common
2017-01-13
4
I
0
3566.0275
43.96
D
11405.7812
I
By 401k
Class A Common
41872
D
Class A Common
694.4495
I
DRIP
Class B Common
629.7865
I
ESPP
Class A Common
5499.3827
I
ESPP
Class B Common
90
I
Trust fbo Child-1
Class B Common
90
I
Trust fbo Child-2
Stock Appreciation Right
23.2
2017-01-13
4
M
0
33518
0
D
2014-05-01
2021-04-30
Class B Common
33518.0
0
D
Stock Appreciation Right
45.985
2017-05-01
2024-04-30
Class B Common
20444.0
20444
D
Stock Appreciation Right
49.005
2019-05-01
2026-04-30
Class B Common
29330.0
29330
D
Stock Appreciation Right
29.35
2015-05-01
2022-04-30
Class B Common
22196.0
22196
D
Stock Appreciation Right
36.21
2016-05-01
2023-04-30
Class B Common
19542.0
19542
D
Stock Appreciation Right
51.125
2018-05-01
2025-04-30
Class B Common
25184.0
25184
D
In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of additional shares. Total also updated to correct prior dividend reinvestment.
The closing price of BF-B on January 12, 2017 was used to calculate the withholding obligation.
The price reported in Column 4 is a weighted average price. These shares were multiple transactions at prices ranging from $43.875 to $43.97, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in this footnote.
Number of shares acquired through issuer's 401(k) plan as of January 13, 2017, including additional shares issued in the August 2016 stock split.
Reflects the acquisition of 20,936 additional shares in the August 2016 stock split.
Number of shares acquired through the issuer's dividend reinvestment plan as of January 17, 2017, including additional shares issued in the August 2016 stock split.
Number of shares acquired through the issuer's employee stock purchase program as of January 17, 2017, including additional shares in the August 2016 stock split.
Reflects the acquisition of 45 additional shares in the August 2016 stock split.
These stock appreciation rights were previously reported as covering 16,759 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 Stock Split.
These stock appreciation rights were previously reported as covering 10,222 shares at an exercise price of $91.97 but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 14,665 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 11,098 shares at an exercise price of $58.70, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 9,771 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 12,592 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split.
Michael E. Carr, Jr., Attorney in Fact for Jill Ackerman Jones
2017-01-18