0000014693-16-000266.txt : 20161227
0000014693-16-000266.hdr.sgml : 20161227
20161227180711
ACCESSION NUMBER: 0000014693-16-000266
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161222
FILED AS OF DATE: 20161227
DATE AS OF CHANGE: 20161227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barzun Brooke Brown
CENTRAL INDEX KEY: 0001543144
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00123
FILM NUMBER: 162071199
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
wf-form4_148288001773230.xml
FORM 4
X0306
4
2016-12-22
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001543144
Barzun Brooke Brown
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
0
1
0
Class A Common
2016-10-10
5
G
0
E
1801
0
D
472375
D
Class A Common
2016-10-10
5
G
0
E
283
0
A
411337
I
BBB Revocable Trust
Class A Common
2016-10-10
5
G
0
E
283
0
A
7575
I
By Spouse
Class A Common
2016-10-10
5
G
0
E
1801
0
A
12517
I
OB3 GST Non-Exempt Trust
Class A Common
2016-10-10
5
G
0
E
283
0
A
9763
I
Trust fbo Child-1
Class A Common
2016-10-10
5
G
0
E
283
0
A
17391
I
Trust fbo Child-2
Class A Common
2016-10-10
5
G
0
E
283
0
A
17391
I
Trust fbo Child-3
Class A Common
2016-12-22
4
J
0
115020
46.51
D
1366200
I
Guilford-Brown LP
Class A Common
2016-12-22
4
J
0
643090
46.51
D
723110
I
Guilford-Brown LP
Class A Common
2016-12-22
4
J
0
115020
46.51
A
175964
I
OB3 GST Exempt Trust
Class B Common
54762
D
Class B Common
45794
I
BBB 2002 GRAT
Class A Common
253896
I
BBB 2002 GRAT
Class A Common
19626
I
BBB 2010 GRAT
Class B Common
8450
I
BBB 2011 GRAT
Class A Common
83496
I
BBB 2011 GRAT
Class B Common
34500
I
BBB Revocable Trust
Class B Common
1892
I
By Spouse
Class A Common
4580
I
CLB 2012 Trust
Class B Common
91342
I
CLB 2012 Trust
Class B Common
41610
I
CLB Grandchildren Eq. Tr.
Class A Common
62984
I
CLB Grandchildren Eq. Tr.
Class B Common
23498
I
CLB Trust fbo Child-1
Class A Common
39460
I
CLB Trust fbo Child-1
Class B Common
21590
I
CLB Trust fbo Child-2
Class A Common
31832
I
CLB Trust fbo Child-2
Class B Common
21590
I
CLB Trust fbo Child-3
Class A Common
31832
I
CLB Trust fbo Child-3
In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 237,088 additional shares.
Reflects the acquisition of 205,527 additional shares in the August 2016 stock split.
Reflects the acquisition of 3,646 additional shares in the August 2016 stock split.
Reflects the acquisition of 5,358 additional shares in the August 2016 stock split.
Reflects the acquisition of 4,740 additional shares in the August 2016 stock split.
Reflects the acquisition of 8,554 additional shares in the August 2016 stock split.
On December 22, 2016, Guilford-Brown LP transferred 115,020 Class A shares to the OB3 GST Exempt Trust as a redemption of the trust's interest in the partnership.
Reflects the acquisition of 740,610 additional shares in the August 2016 stock split.
On December 22, 2016, Guilford-Brown LP transferred 643,090 Class A shares to a limited partner as a partial redemption of a limited partner's interest.
Reflects the acquisition of 30,472 additional shares in the August 2016 stock split.
Reflects the acquisition of 27,381 additional shares in the August 2016 stock split.
Reflects the acquisition of 22,897 additional shares in the August 2016 stock split.
Reflects the acquisition of 126,948 additional shares in the August 2016 stock split.
Reflects the acquisition of 9,813 additional shares in the August 2016 stock split.
Reflects the acquisition of 4,225 additional shares in the August 2016 stock split.
Reflects the acquisition of 41,748 additional shares in the August 2016 stock split.
Reflects the acquisition of 17,250 additional shares in the August 2016 stock split.
Reflects the acquisition of 946 additional shares in the August 2016 stock split.
Reflects the acquisition of 2,290 additional shares in the August 2016 stock split.
Reflects the acquisition of 45,671 additional shares in the August 2016 stock split.
Reflects the acquisition of 20,805 additional shares in the August 2016 stock split.
Reflects the acquisition of 31,492 additional shares in the August 2016 stock split.
Reflects the acquisition of 11,749 additional shares in the August 2016 stock split.
Formerly known as CLB Trust fbo Charles Barzun.
Reflects the acquisition of 19,730 additional shares in the August 2016 stock split.
Reflects the acquisition of 10,795 additional shares in the August 2016 stock split.
Formerly known as CLB Trust fbo Eleanor Barzun.
Reflects the acquisition of 15,916 additional shares in the August 2016 stock split.
Formerly known as CLB Trust fbo Jacques Barzun.
1st of 2 Forms
Michael E. Carr, Atty in Fact for Brooke Brown Barzun
2016-12-27