0000014693-16-000266.txt : 20161227 0000014693-16-000266.hdr.sgml : 20161227 20161227180711 ACCESSION NUMBER: 0000014693-16-000266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161222 FILED AS OF DATE: 20161227 DATE AS OF CHANGE: 20161227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barzun Brooke Brown CENTRAL INDEX KEY: 0001543144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 162071199 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_148288001773230.xml FORM 4 X0306 4 2016-12-22 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001543144 Barzun Brooke Brown 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 0 1 0 Class A Common 2016-10-10 5 G 0 E 1801 0 D 472375 D Class A Common 2016-10-10 5 G 0 E 283 0 A 411337 I BBB Revocable Trust Class A Common 2016-10-10 5 G 0 E 283 0 A 7575 I By Spouse Class A Common 2016-10-10 5 G 0 E 1801 0 A 12517 I OB3 GST Non-Exempt Trust Class A Common 2016-10-10 5 G 0 E 283 0 A 9763 I Trust fbo Child-1 Class A Common 2016-10-10 5 G 0 E 283 0 A 17391 I Trust fbo Child-2 Class A Common 2016-10-10 5 G 0 E 283 0 A 17391 I Trust fbo Child-3 Class A Common 2016-12-22 4 J 0 115020 46.51 D 1366200 I Guilford-Brown LP Class A Common 2016-12-22 4 J 0 643090 46.51 D 723110 I Guilford-Brown LP Class A Common 2016-12-22 4 J 0 115020 46.51 A 175964 I OB3 GST Exempt Trust Class B Common 54762 D Class B Common 45794 I BBB 2002 GRAT Class A Common 253896 I BBB 2002 GRAT Class A Common 19626 I BBB 2010 GRAT Class B Common 8450 I BBB 2011 GRAT Class A Common 83496 I BBB 2011 GRAT Class B Common 34500 I BBB Revocable Trust Class B Common 1892 I By Spouse Class A Common 4580 I CLB 2012 Trust Class B Common 91342 I CLB 2012 Trust Class B Common 41610 I CLB Grandchildren Eq. Tr. Class A Common 62984 I CLB Grandchildren Eq. Tr. Class B Common 23498 I CLB Trust fbo Child-1 Class A Common 39460 I CLB Trust fbo Child-1 Class B Common 21590 I CLB Trust fbo Child-2 Class A Common 31832 I CLB Trust fbo Child-2 Class B Common 21590 I CLB Trust fbo Child-3 Class A Common 31832 I CLB Trust fbo Child-3 In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 237,088 additional shares. Reflects the acquisition of 205,527 additional shares in the August 2016 stock split. Reflects the acquisition of 3,646 additional shares in the August 2016 stock split. Reflects the acquisition of 5,358 additional shares in the August 2016 stock split. Reflects the acquisition of 4,740 additional shares in the August 2016 stock split. Reflects the acquisition of 8,554 additional shares in the August 2016 stock split. On December 22, 2016, Guilford-Brown LP transferred 115,020 Class A shares to the OB3 GST Exempt Trust as a redemption of the trust's interest in the partnership. Reflects the acquisition of 740,610 additional shares in the August 2016 stock split. On December 22, 2016, Guilford-Brown LP transferred 643,090 Class A shares to a limited partner as a partial redemption of a limited partner's interest. Reflects the acquisition of 30,472 additional shares in the August 2016 stock split. Reflects the acquisition of 27,381 additional shares in the August 2016 stock split. Reflects the acquisition of 22,897 additional shares in the August 2016 stock split. Reflects the acquisition of 126,948 additional shares in the August 2016 stock split. Reflects the acquisition of 9,813 additional shares in the August 2016 stock split. Reflects the acquisition of 4,225 additional shares in the August 2016 stock split. Reflects the acquisition of 41,748 additional shares in the August 2016 stock split. Reflects the acquisition of 17,250 additional shares in the August 2016 stock split. Reflects the acquisition of 946 additional shares in the August 2016 stock split. Reflects the acquisition of 2,290 additional shares in the August 2016 stock split. Reflects the acquisition of 45,671 additional shares in the August 2016 stock split. Reflects the acquisition of 20,805 additional shares in the August 2016 stock split. Reflects the acquisition of 31,492 additional shares in the August 2016 stock split. Reflects the acquisition of 11,749 additional shares in the August 2016 stock split. Formerly known as CLB Trust fbo Charles Barzun. Reflects the acquisition of 19,730 additional shares in the August 2016 stock split. Reflects the acquisition of 10,795 additional shares in the August 2016 stock split. Formerly known as CLB Trust fbo Eleanor Barzun. Reflects the acquisition of 15,916 additional shares in the August 2016 stock split. Formerly known as CLB Trust fbo Jacques Barzun. 1st of 2 Forms Michael E. Carr, Atty in Fact for Brooke Brown Barzun 2016-12-27