0000014693-16-000262.txt : 20161227 0000014693-16-000262.hdr.sgml : 20161227 20161227180217 ACCESSION NUMBER: 0000014693-16-000262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161222 FILED AS OF DATE: 20161227 DATE AS OF CHANGE: 20161227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Owsley III CENTRAL INDEX KEY: 0001548895 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 162071189 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_148287972335612.xml FORM 4 X0306 4 2016-12-22 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001548895 Brown Owsley III 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 0 1 0 Class A Common 2016-10-10 5 G 0 E 283 0 A 2749 D Class A Common 2016-10-10 5 G 0 E 1801 0 D 948 D Class A Common 2016-10-10 5 G 0 E 283 0 A 21579 I Trust fbo Child-1 Class A Common 2016-10-10 5 G 0 E 283 0 A 21195 I Trust fbo Child-2 Class A Common 2016-10-10 5 G 0 E 283 0 A 6745 I Trust fbo Child-3 Class A Common 2016-10-10 5 G 0 E 283 0 A 5533 I Trust fbo Victoire Brown Class A Common 2016-12-22 4 J 0 643090 46.51 A 644038 D Class B Common 1124 I c/f Child-1 Class B Common 1124 I c/f Child-2 Class A Common 4580 I CLB 2012 Trust Class B Common 91342 I CLB 2012 Trust Class B Common 41610 I CLB Grandchildren Eq. Tr. Class A Common 62984 I CLB Grandchildren Eq. Tr. Class B Common 24254 I CLB Trust fbo Child-3 Class A Common 42478 I CLB Trust fbo Child-3 Class B Common 20640 I CLB Trust fbo Child-2 Class A Common 28028 I CLB Trust fbo Child-2 Class B Common 20544 I CLB Trust fbo Child-1 Class A Common 27644 I CLB Trust fbo Child-1 Class A Common 36 I Eleanor Lee Trusts Class B Common 25790 I Eleanor Lee Trusts Class A Common 103746 I GRAT #1 Class A Common 67292 I GRAT #2 Class B Common 1092 I Hebe Exempt Trust Class B Common 430568 I Hebe Three Limited Partnership In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 1,233 additional shares. Reflects the acquisition of 10,648 additional shares in the August 2016 stock split. Reflects the acquisition of 10,456 additional shares in the August 2016 stock split. Reflects the acquisition of 3,231 additional shares in the August 2016 stock split. Reflects the acquisition of 2,625 additional shares in the August 2016 stock split. On December 22, 2016, a limited partnership transferred 643,090 Class A shares to the reporting person as a partial redemption of the reporting person's interest in the partnership. Reflects the acquisition of 562 additional shares in the August 2016 stock split. Reflects the acquisition of 2,290 additional shares in the August 2016 stock split. Reflects the acquisition of 45,671 additional shares in the August 2016 stock split. Reflects the acquisition of 20,805 additional shares in the August 2016 stock split. Reflects the acquisition of 31,492 additional shares in the August 2016 stock split. Reflects the acquisition of 12,127 additional shares in the August 2016 stock split. Formerly known as CLB Trust fbo Catalina Brown. Reflects the acquisition of 21,239 additional shares in the August 2016 stock split. Reflects the acquisition of 10,320 additional shares in the August 2016 stock split. Formerly known as CLB Trust fbo Chiara Brown. Reflects the acquisition of 14,014 additional shares in the August 2016 stock split. Reflects the acquisition of 10,272 additional shares in the August 2016 stock split. Formerly known as CLB Trust fbo William Brown. Reflects the acquisition of 13,822 additional shares in the August 2016 stock split. Reflects the acquisition of 18 additional shares in the August 2016 stock split. Reflects the acquisition of 12,895 additional shares in the August 2016 stock split. Reflects the acquisition of 51,873 additional shares in the August 2016 stock split. Reflects the acquisition of 33,646 additional shares in the August 2016 stock split. Reflects the acquisition of 546 additional shares in the August 2016 stock split. Reflects the acquisition of 215,284 additional shares in the August 2016 stock split. 1st of 2 Forms Michael E. Carr, Attorney in Fact for Owsley Brown III 2016-12-27