0000014693-16-000245.txt : 20161102
0000014693-16-000245.hdr.sgml : 20161102
20161102164811
ACCESSION NUMBER: 0000014693-16-000245
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161031
FILED AS OF DATE: 20161102
DATE AS OF CHANGE: 20161102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hamel Matthew E
CENTRAL INDEX KEY: 0001418348
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00123
FILM NUMBER: 161968662
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
wf-form4_147811967759313.xml
FORM 4
X0306
4
2016-10-31
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001418348
Hamel Matthew E
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
EVP, Gen Counsel and Secretary
Class B Common
2016-10-31
4
M
0
7600
16.825
A
13702
D
Class B Common
2016-10-31
4
F
0
5197
46.03
D
8505
D
Class A Common
22482
D
Class A Common
0.1378
I
DRIP
Class B Common
65.2227
I
ESPP
Class B Common
10847.2805
I
By 401k
Stock Appreciation Right
16.825
2016-10-31
4
M
0
7600
0
D
2010-05-01
2017-04-30
Class B Common
7600.0
15118
D
Stock Appreciation Right
17.755
2011-05-01
2018-04-30
Class B Common
29294.0
29294
D
Stock Appreciation Right
13.525
2012-05-01
2019-04-30
Class B Common
59996.0
59996
D
Stock Appreciation Right
19.215
2013-05-01
2020-04-30
Class B Common
50354.0
50354
D
Stock Appreciation Right
23.2
2014-05-01
2021-04-30
Class B Common
47884.0
47884
D
Stock Appreciation Right
29.35
2015-05-01
2022-04-30
Class B Common
44390.0
44390
D
Stock Appreciation Right
36.21
2016-05-01
2023-04-30
Class B Common
33694.0
33694
D
Stock Appreciation Right
45.985
2017-05-01
2024-04-30
Class B Common
26444.0
26444
D
Stock Appreciation Right
51.125
2018-05-01
2025-04-30
Class B Common
30168.0
30168
D
Stock Appreciation Right
49.005
2019-05-01
2026-04-30
Class B Common
44344.0
44344
D
On August 18, 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 2,983 additonal shares. Total also updated to correct prior reporting error.
The closing price of BF-B on October 28, 2016 was used to calculate the withholding obligation.
Reflects the acquisition of 10,633 additional shares in the August 2016 stock split and the transfer of 1,216 shares on August 23, 2016, from dividend reinvestment holdings to direct holdings.
Number of shares acquired through the issuer's dividend reinvestment plan as of October 6, 2016, including additional shares issued in the August 2016 stock split. Also updated to reflect the transfer of 1,216 shares on August 23, 2016, from dividend reinvestment holdings to direct holdings.
Number of shares acquired through the issuer's employee stock purchase program as of October 17, 2016, including additional shares issued in the August 2016 stock split. Total also updated to correct prior reporting error.
Number of shares acquired through the issuer's 401(k) plan as of October 31, 2016, including additional shares issued in the August 2016 stock split.
These stock appreciation rights were previously reported as covering 11,359 shares at an exercise price of $33.65, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 14,647 shares at an exercise price of $35.51, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 29,998 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 25,177 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 23,942 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 22,195 shares at an exercise price of $58.70, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 16,847 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 13,222 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 15,084 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 22,172 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split.
Michael E. Carr, Jr., Attorney in Fact for Matthew E. Hamel
2016-11-02