0000014693-16-000195.txt : 20160801
0000014693-16-000195.hdr.sgml : 20160801
20160801143933
ACCESSION NUMBER: 0000014693-16-000195
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160728
FILED AS OF DATE: 20160801
DATE AS OF CHANGE: 20160801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alvarez Alejandro A
CENTRAL INDEX KEY: 0001598777
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00123
FILM NUMBER: 161796916
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
wf-form4_147007676080191.xml
FORM 4
X0306
4
2016-07-28
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001598777
Alvarez Alejandro A
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
SVP, CPO
Class B Common
182
D
Class B Common
546.4181
I
By 401k
Stock Appreciation Right
98.01
2016-07-28
4
A
0
8380
0
A
2019-05-01
2026-04-30
Class B Common
8380.0
8380
D
Restricted Stock Units
2017-04-30
Class B Common
119.0
119
D
Stock Appreciation Right
46.4
2014-05-01
2021-04-30
Class B Common
4157.0
4157
D
Stock Appreciation Right
58.7
2015-05-01
2022-04-30
Class B Common
3050.0
3050
D
Stock Appreciation Right
72.42
2016-05-01
2023-04-30
Class B Common
3458.0
3458
D
Stock Appreciation Right
91.97
2017-05-01
2024-04-30
Class B Common
4069.0
4069
D
Stock Appreciation Right
102.25
2018-05-01
2025-04-30
Class B Common
7083.0
7083
D
Number of shares acquired through the issuer's 401(k) plan as of July 27, 2016.
No money was paid to or received by the reporting person for these SSARs.
Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The restricted stock units were granted on July 25, 2013, and vest on April 30, 2017.
Michael E. Carr, Jr., Attorney in Fact for Alejandro A. Alvarez
2016-08-01