0000014693-16-000195.txt : 20160801 0000014693-16-000195.hdr.sgml : 20160801 20160801143933 ACCESSION NUMBER: 0000014693-16-000195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160728 FILED AS OF DATE: 20160801 DATE AS OF CHANGE: 20160801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alvarez Alejandro A CENTRAL INDEX KEY: 0001598777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00123 FILM NUMBER: 161796916 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_147007676080191.xml FORM 4 X0306 4 2016-07-28 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001598777 Alvarez Alejandro A 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP, CPO Class B Common 182 D Class B Common 546.4181 I By 401k Stock Appreciation Right 98.01 2016-07-28 4 A 0 8380 0 A 2019-05-01 2026-04-30 Class B Common 8380.0 8380 D Restricted Stock Units 2017-04-30 Class B Common 119.0 119 D Stock Appreciation Right 46.4 2014-05-01 2021-04-30 Class B Common 4157.0 4157 D Stock Appreciation Right 58.7 2015-05-01 2022-04-30 Class B Common 3050.0 3050 D Stock Appreciation Right 72.42 2016-05-01 2023-04-30 Class B Common 3458.0 3458 D Stock Appreciation Right 91.97 2017-05-01 2024-04-30 Class B Common 4069.0 4069 D Stock Appreciation Right 102.25 2018-05-01 2025-04-30 Class B Common 7083.0 7083 D Number of shares acquired through the issuer's 401(k) plan as of July 27, 2016. No money was paid to or received by the reporting person for these SSARs. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The restricted stock units were granted on July 25, 2013, and vest on April 30, 2017. Michael E. Carr, Jr., Attorney in Fact for Alejandro A. Alvarez 2016-08-01