0000014693-16-000162.txt : 20160624 0000014693-16-000162.hdr.sgml : 20160624 20160624190402 ACCESSION NUMBER: 0000014693-16-000162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160623 FILED AS OF DATE: 20160624 DATE AS OF CHANGE: 20160624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WELCH JAMES S JR CENTRAL INDEX KEY: 0001197232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 161731990 MAIL ADDRESS: STREET 1: PO BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 4 1 wf-form4_146680942896380.xml FORM 4 X0306 4 2016-06-23 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001197232 WELCH JAMES S JR 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 0 0 0 Class A Common 2016-06-23 4 F 0 1741 105.17 D 44286 D Class B Common 25002 D Stock Appreciation Right 33.76 2010-05-01 2017-04-30 Class B Common 23938.0 23938 D Stock Appreciation Right 35.51 2011-05-01 2018-04-30 Class B Common 21971.0 21971 D Stock Appreciation Right 27.05 2012-05-01 2019-04-30 Class B Common 31498.0 31498 D Stock Appreciation Right 38.43 2013-05-01 2020-04-30 Class B Common 31470.0 31470 D Stock Appreciation Right 46.4 2014-05-01 2021-04-30 Class B Common 22345.0 22345 D Stock Appreciation Right 58.7 2015-05-01 2022-04-30 Class B Common 20186.0 20186 D Stock Appreciation Right 72.42 2016-05-01 2023-04-30 Class B Common 14758.0 14758 D Stock Appreciation Right 91.97 2017-05-01 2024-04-30 Class B Common 13349.0 13349 D Stock Appreciation Right 102.25 2018-05-01 2025-04-30 Class B Common 6887.0 6887 D To satisfy withholding obligations associated with the vesting of restricted stock upon the reporting person's retirement, the reporting person surrendered 1,741 shares of Class A common stock. The closing price of BF-A ($105.17) on June 23, 2016, was used to calculate the withholding obligation. Michael E. Carr, Jr., Attorney in Fact for James S. Welch, Jr. 2016-06-24