0000014693-16-000147.txt : 20160603
0000014693-16-000147.hdr.sgml : 20160603
20160603150215
ACCESSION NUMBER: 0000014693-16-000147
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160601
FILED AS OF DATE: 20160603
DATE AS OF CHANGE: 20160603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steiner Lisa P
CENTRAL INDEX KEY: 0001579721
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 161695280
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
wf-form4_146498052183253.xml
FORM 4
X0306
4
2016-06-01
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001579721
Steiner Lisa P
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
SVP, Chief of Staff
Class A Common
2016-06-01
4
A
0
1207
0
A
7646
D
Class A Common
730.1568
I
DRIP
Class B Common
111
D
Class B Common
125.8401
I
DRIP
Stock Appreciation Right
72.42
2016-05-01
2023-04-30
Class B Common
6739.0
6739
D
Stock Appreciation Right
91.97
2017-05-01
2024-04-30
Class B Common
5467.0
5467
D
Stock Appreciation Right
102.25
2018-05-01
2025-04-30
Class B Common
5641.0
5641
D
These shares were issued on June 1, 2016, in connection with a July 25, 2013 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2016. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $74.06, which is the closing price of the issuers Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period.
Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2016.
Michael E. Carr, Jr., Attorney in Fact for Lisa P. Steiner
2016-06-03