0000014693-16-000144.txt : 20160603 0000014693-16-000144.hdr.sgml : 20160603 20160603150126 ACCESSION NUMBER: 0000014693-16-000144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160601 FILED AS OF DATE: 20160603 DATE AS OF CHANGE: 20160603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VARGA PAUL C CENTRAL INDEX KEY: 0001257384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 161695273 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_146498047327382.xml FORM 4 X0306 4 2016-06-01 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001257384 VARGA PAUL C 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 1 0 0 Chairman & CEO Class A Common 2016-06-01 4 A 0 13388 0 A 92396 D Class B Common 47902 I GRAT Class B Common 20000 I Family Trust Class B Common 33031 I PCV Investments LLC Class A Common 222 I PCV Investments LLC Class A Common 156182 I GRAT Class A Common 831.7266 I DRIP Stock Appreciation Right 46.4 2014-05-01 2021-04-30 Class B Common 95761.0 95761 D Stock Appreciation Right 58.7 2015-05-01 2022-04-30 Class B Common 92514.0 92514 D Stock Appreciation Right 72.42 2016-05-01 2023-04-30 Class B Common 62332.0 62332 D Stock Appreciation Right 91.97 2017-05-01 2024-04-30 Class B Common 61023.0 61023 D Stock Appreciation Right 102.25 2018-05-01 2025-04-30 Class B Common 77125.0 77125 D These shares were issued on June 1, 2016, in connection with a July 25, 2013 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2016. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $74.06, which is the closing price of the issuers Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2016. Michael E. Carr, Jr., Attorney in Fact for Paul C. Varga 2016-06-03