0000014693-16-000144.txt : 20160603
0000014693-16-000144.hdr.sgml : 20160603
20160603150126
ACCESSION NUMBER: 0000014693-16-000144
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160601
FILED AS OF DATE: 20160603
DATE AS OF CHANGE: 20160603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VARGA PAUL C
CENTRAL INDEX KEY: 0001257384
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 161695273
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
wf-form4_146498047327382.xml
FORM 4
X0306
4
2016-06-01
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001257384
VARGA PAUL C
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
1
0
0
Chairman & CEO
Class A Common
2016-06-01
4
A
0
13388
0
A
92396
D
Class B Common
47902
I
GRAT
Class B Common
20000
I
Family Trust
Class B Common
33031
I
PCV Investments LLC
Class A Common
222
I
PCV Investments LLC
Class A Common
156182
I
GRAT
Class A Common
831.7266
I
DRIP
Stock Appreciation Right
46.4
2014-05-01
2021-04-30
Class B Common
95761.0
95761
D
Stock Appreciation Right
58.7
2015-05-01
2022-04-30
Class B Common
92514.0
92514
D
Stock Appreciation Right
72.42
2016-05-01
2023-04-30
Class B Common
62332.0
62332
D
Stock Appreciation Right
91.97
2017-05-01
2024-04-30
Class B Common
61023.0
61023
D
Stock Appreciation Right
102.25
2018-05-01
2025-04-30
Class B Common
77125.0
77125
D
These shares were issued on June 1, 2016, in connection with a July 25, 2013 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2016. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $74.06, which is the closing price of the issuers Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period.
Number of shares acquired through the issuer's dividend reinvestment plan as of June 1, 2016.
Michael E. Carr, Jr., Attorney in Fact for Paul C. Varga
2016-06-03