0000014693-16-000119.txt : 20160503 0000014693-16-000119.hdr.sgml : 20160503 20160503200703 ACCESSION NUMBER: 0000014693-16-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160429 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frazier Sandra CENTRAL INDEX KEY: 0001362522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 161617135 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_146232041023765.xml FORM 4 X0306 4 2016-04-29 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001362522 Frazier Sandra 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 0 0 0 Class B Common 2016-04-29 4 M 0 4819 34.95 A 356908 D Class B Common 2016-04-29 4 F 0 1766 95.41 D 355142 D Class A Common 1406519 D Class A Common 3174471 I Amelia Frazier Trust Class B Common 793617 I Amelia Frazier Trust Stock Appreciation Right 34.95 2016-04-29 4 M 0 4819 0 D 2006-07-27 2016-04-30 Class B Common 4819.0 0 D Deferred Stock Units Class B Common 1708.65 1708.65 D Stock Appreciation Right 33.76 2007-07-26 2017-04-30 Class B Common 5987.0 5987 D Stock Appreciation Right 35.51 2008-07-24 2018-04-30 Class B Common 5495.0 5495 D Stock Appreciation Right 27.05 2009-07-23 2019-04-30 Class B Common 6752.0 6752 D The closing price of BF-B ($95.41) on April 28, 2016 was used to calculate the withholding obligation. Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents. Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service. Kelly A. Bowen, Attorney in Fact for Sandra Frazier 2016-05-03