0000014693-16-000117.txt : 20160503 0000014693-16-000117.hdr.sgml : 20160503 20160503200629 ACCESSION NUMBER: 0000014693-16-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160430 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de Chabert Ralph E CENTRAL INDEX KEY: 0001631269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 161617133 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_146232037655294.xml FORM 4 X0306 4 2016-04-30 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001631269 de Chabert Ralph E 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP, Chief Diversity Officer Class B Common 2016-04-30 4 M 0 284 0 A 508 D Class B Common 2016-04-30 4 F 0 101 96.32 D 407 D Restricted Stock Units 2016-04-30 4 M 0 284 0 D 2016-04-30 Class B Common 284.0 0 D Restricted Stock Units 2017-04-30 Class B Common 119.0 119 D Restricted Stock Units 2018-04-30 Class B Common 143.0 143 D Stock Appreciation Right 27.05 2012-05-01 2019-04-30 Class B Common 590.0 590 D Stock Appreciation Right 46.4 2014-05-01 2021-04-30 Class B Common 1717.0 1717 D Stock Appreciation Right 72.42 2016-05-01 2023-04-30 Class B Common 577.0 577 D Stock Appreciation Right 91.97 2017-05-01 2024-04-30 Class B Common 667.0 667 D Stock Appreciation Right 102.25 2018-05-01 2025-04-30 Class B Common 2808.0 2808 D The Restricted Stock Units were granted on July 26, 2012, and vested April 30, 2016. The closing price of BF-B ($96.32) on April 29, 2016 was used to calculate the withholding obligation. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017. The Restricted Stock Units were granted on July 24, 2014, and vest April 30, 2018. Kelly A. Bowen, Attorney in Fact for Ralph E. de Chabert 2016-05-03