0000014693-16-000114.txt : 20160503 0000014693-16-000114.hdr.sgml : 20160503 20160503200538 ACCESSION NUMBER: 0000014693-16-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160430 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alvarez Alejandro A CENTRAL INDEX KEY: 0001598777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 161617129 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_146232032460929.xml FORM 4 X0306 4 2016-04-30 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001598777 Alvarez Alejandro A 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP, CPO Class B Common 2016-04-30 4 M 0 280 0 A 280 D Class B Common 2016-04-30 4 F 0 98 96.32 D 182 D Class B Common 544.5522 I By 401k Restricted Stock Units 2016-04-30 4 M 0 280 0 D 2016-04-30 Class B Common 280.0 0 D Restricted Stock Units 2017-04-30 Class B Common 119.0 119 D Stock Appreciation Right 46.4 2014-05-01 2021-04-30 Class B Common 4157.0 4157 D Stock Appreciation Right 58.7 2015-05-01 2022-04-30 Class B Common 3050.0 3050 D Stock Appreciation Right 72.42 2016-05-01 2023-04-30 Class B Common 3458.0 3458 D Stock Appreciation Right 91.97 2017-05-01 2024-04-30 Class B Common 4069.0 4069 D Stock Appreciation Right 102.25 2018-05-01 2025-04-30 Class B Common 7083.0 7083 D The Restricted Stock Units were granted on July 26, 2012, and vested April 30, 2016. The closing price of BF-B ($96.32) on April 29, 2016 was used to calculate the withholding obligation. Number of shares acquired through the issuer's 401(k) plan as of April 26, 2016. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017. Kelly A. Bowen, Attorney in Fact for Alejandro A. Alvarez 2016-05-03