0000014693-16-000101.txt : 20160415 0000014693-16-000101.hdr.sgml : 20160415 20160415170149 ACCESSION NUMBER: 0000014693-16-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160414 FILED AS OF DATE: 20160415 DATE AS OF CHANGE: 20160415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de Chabert Ralph E CENTRAL INDEX KEY: 0001631269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 161575048 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_146075409855003.xml FORM 4 X0306 4 2016-04-14 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001631269 de Chabert Ralph E 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 SVP, Chief Diversity Officer Class B Common 2016-04-14 4 M 0 1108 35.51 A 1332 D Class B Common 2016-04-14 4 M 0 590 27.05 A 1922 D Class B Common 2016-04-14 4 S 0 706 95 D 1216 D Class B Common 2016-04-14 4 F 0 992 95.04 D 224 D Stock Appreciation Right 35.51 2016-04-14 4 M 0 1108 0 D 2011-05-01 2018-04-30 Class B Common 1108.0 0 D Stock Appreciation Right 27.05 2016-04-14 4 M 0 590 0 D 2012-05-01 2019-04-30 Class B Common 590.0 590 D Restricted Stock Units 2016-04-30 Class B Common 284.0 284 D Restricted Stock Units 2018-04-30 Class B Common 143.0 143 D Restricted Stock Units 2017-04-30 Class B Common 119.0 119 D Stock Appreciation Right 46.4 2014-05-01 2021-04-30 Class B Common 1717.0 1717 D Stock Appreciation Right 72.42 2016-05-01 2023-04-30 Class B Common 577.0 577 D Stock Appreciation Right 91.97 2017-05-01 2024-04-30 Class B Common 667.0 667 D Stock Appreciation Right 102.25 2018-05-01 2025-04-30 Class B Common 2808.0 2808 D The closing price of BF-B ($95.04) on April 13,2016 was used to calculate the withholding obligation. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016. The Restricted Stock Units were granted on July 24, 2014, and vest April 30, 2018. The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017. Kelly A. Bowen, Attorney in Fact for Ralph E. de Chabert 2016-04-15