0000014693-16-000100.txt : 20160415 0000014693-16-000100.hdr.sgml : 20160415 20160415170136 ACCESSION NUMBER: 0000014693-16-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160414 FILED AS OF DATE: 20160415 DATE AS OF CHANGE: 20160415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Martin S JR CENTRAL INDEX KEY: 0001362521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 161575046 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_146075408525977.xml FORM 4 X0306 4 2016-04-14 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001362521 Brown Martin S JR 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 0 0 0 Class B Common 2016-04-14 4 M 0 4819 34.95 A 5177 D Class B Common 2016-04-14 4 F 0 1773 95.04 D 3404 D Class A Common 259473 D Class B Common 42556 I Atkinson Hill LLC Class A Common 45 I By Spouse Class B Common 10 I By Spouse Class B Common 25146 I By Trust Class A Common 2250 I Trust fbo Children Class B Common 562 I Trust fbo Children Class A Common 8262 I UTMA f/b/o Child-1 Class B Common 3753 I UTMA f/b/o Child-1 Class A Common 2523 I UTMA f/b/o Child-2 Class B Common 1192 I UTMA f/b/o Child-2 Stock Appreciation Right 34.95 2016-04-14 4 M 0 4819 0 D 2006-07-27 2016-04-30 Class B Common 4819.0 0 D Deferred Stock Units Class B Common 1691.08 1691.08 D Stock Appreciation Right 27.05 2009-07-23 2019-04-30 Class B Common 6752.0 6752 D Stock Appreciation Right 35.51 2008-07-24 2018-04-30 Class B Common 5495.0 5495 D Stock Appreciation Right 33.7659 2007-07-26 2017-04-30 Class B Common 5987.0 5987 D The closing price of BF-B ($95.04) on April 13, 2016 was used to calculate the withholding obligation. Each deferred stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The deferred stock units vest over the course of the Board year. Vested shares will be delivered to the reporting person on the first February 1st that is at least 6 months following the Director's termination from Board service. Kelly A. Bowen, Attorney in Fact for Martin S. Brown, Jr. 2016-04-15