0000014693-16-000100.txt : 20160415
0000014693-16-000100.hdr.sgml : 20160415
20160415170136
ACCESSION NUMBER: 0000014693-16-000100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160414
FILED AS OF DATE: 20160415
DATE AS OF CHANGE: 20160415
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown Martin S JR
CENTRAL INDEX KEY: 0001362521
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 161575046
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
wf-form4_146075408525977.xml
FORM 4
X0306
4
2016-04-14
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001362521
Brown Martin S JR
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
0
0
0
Class B Common
2016-04-14
4
M
0
4819
34.95
A
5177
D
Class B Common
2016-04-14
4
F
0
1773
95.04
D
3404
D
Class A Common
259473
D
Class B Common
42556
I
Atkinson Hill LLC
Class A Common
45
I
By Spouse
Class B Common
10
I
By Spouse
Class B Common
25146
I
By Trust
Class A Common
2250
I
Trust fbo Children
Class B Common
562
I
Trust fbo Children
Class A Common
8262
I
UTMA f/b/o Child-1
Class B Common
3753
I
UTMA f/b/o Child-1
Class A Common
2523
I
UTMA f/b/o Child-2
Class B Common
1192
I
UTMA f/b/o Child-2
Stock Appreciation Right
34.95
2016-04-14
4
M
0
4819
0
D
2006-07-27
2016-04-30
Class B Common
4819.0
0
D
Deferred Stock Units
Class B Common
1691.08
1691.08
D
Stock Appreciation Right
27.05
2009-07-23
2019-04-30
Class B Common
6752.0
6752
D
Stock Appreciation Right
35.51
2008-07-24
2018-04-30
Class B Common
5495.0
5495
D
Stock Appreciation Right
33.7659
2007-07-26
2017-04-30
Class B Common
5987.0
5987
D
The closing price of BF-B ($95.04) on April 13, 2016 was used to calculate the withholding obligation.
Each deferred stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The deferred stock units vest over the course of the Board year. Vested shares will be delivered to the reporting person on the first February 1st that is at least 6 months following the Director's termination from Board service.
Kelly A. Bowen, Attorney in Fact for Martin S. Brown, Jr.
2016-04-15