0000014693-16-000088.txt : 20160331 0000014693-16-000088.hdr.sgml : 20160331 20160331173616 ACCESSION NUMBER: 0000014693-16-000088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160329 FILED AS OF DATE: 20160331 DATE AS OF CHANGE: 20160331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOUSQUET CHAVANNE PATRICK CENTRAL INDEX KEY: 0001070210 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 161544271 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 wf-form4_145946016507825.xml FORM 4 X0306 4 2016-03-29 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001070210 BOUSQUET CHAVANNE PATRICK 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 0 0 0 Class B Common 2016-03-29 4 M 0 9036 34.95 A 14052 D Class B Common 2016-03-29 4 M 0 10639 33.76 A 24691 D Class B Common 2016-03-29 4 M 0 10134 35.51 A 34825 D Class B Common 2016-03-29 4 M 0 12451 27.05 A 47276 D Class B Common 2016-03-29 4 M 0 4785 38.43 A 52061 D Class B Common 2016-03-29 4 F 0 25395 96.54 D 26666 D Stock Appreciation Right 34.95 2016-03-29 4 M 0 9036 0 D 2006-07-27 2016-04-30 Class B Common 9036.0 0 D Stock Appreciation Right 33.76 2016-03-29 4 M 0 10639 0 D 2007-07-26 2017-04-30 Class B Common 10639.0 0 D Stock Appreciation Right 35.51 2016-03-29 4 M 0 10134 0 D 2008-07-24 2018-04-30 Class B Common 10134.0 0 D Stock Appreciation Right 27.05 2016-03-29 4 M 0 12451 0 D 2009-07-23 2019-04-30 Class B Common 12451.0 0 D Stock Appreciation Right 38.43 2016-03-29 4 M 0 4785 0 D 2010-07-22 2020-04-30 Class B Common 4785.0 0 D Deferred Stock Units Class B Common 5132.75 5132.75 D Deferred Stock Units Class A Common 5965.19 5965.19 D The closing price of BF-B on March 28, 2016 was used to calculate the withholding obligation. Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents, and the DSU totals on this form have been updated to reflect such credits. Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service. Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class A Common Stock. Grants made on July 23, 2015, were based on the closing price of the Company's Class A common stock on that date ($111.30). On each dividend payment date, participants are credited with DSU equivalents, and the DSU totals on this form have been updated to reflect such credits. Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. Kelly A. Bowen, Atty in Fact for Patrick Bousquet-Chavanne 2016-03-31