0000014693-16-000070.txt : 20160315 0000014693-16-000070.hdr.sgml : 20160315 20160315163921 ACCESSION NUMBER: 0000014693-16-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160311 FILED AS OF DATE: 20160315 DATE AS OF CHANGE: 20160315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Jill Ackerman CENTRAL INDEX KEY: 0001468766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 161507405 MAIL ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_145807434981913.xml FORM 4 X0306 4 2016-03-11 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001468766 Jones Jill Ackerman 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 Executive Vice President Class B Common 2016-03-11 4 M 0 8704 35.51 A 28567 D Class B Common 2016-03-11 4 M 0 13755 27.05 A 42322 D Class B Common 2016-03-11 4 S 0 9573 98 D 32749 D Class B Common 2016-03-11 4 F 0 12886 97.53 D 19863 D Class A Common 19186 D Class B Common 7305.7031 I By 401k Class A Common 125.2046 I DRIP Class A Common 2631.4997 I ESPP Class B Common 310.7817 I ESPP Class B Common 45 I Trust fbo Child-1 Class B Common 45 I Trust fbo Child-2 Stock Appreciation Right 35.51 2016-03-11 4 M 0 8704 0 D 2011-05-01 2018-04-30 Class B Common 8704.0 0 D Stock Appreciation Right 27.05 2016-03-11 4 M 0 13755 0 D 2012-05-01 2019-04-30 Class B Common 13755.0 0 D Stock Appreciation Right 102.25 2018-05-01 2025-04-30 Class B Common 12592.0 12592 D Stock Appreciation Right 38.43 2013-05-01 2020-04-30 Class B Common 15106.0 15106 D Stock Appreciation Right 46.4 2014-05-01 2021-04-30 Class B Common 16759.0 16759 D Stock Appreciation Right 58.7 2015-05-01 2022-04-30 Class B Common 11098.0 11098 D Stock Appreciation Right 72.42 2016-05-01 2023-04-30 Class B Common 9771.0 9771 D Stock Appreciation Right 91.97 2017-05-01 2024-04-30 Class B Common 10222.0 10222 D The closing price of BF-B on March 10, 2016 was used to calculate the withholding obligation. Number of shares acquired through the issuer's 401(k) plan as of February 29, 2016. Number of shares acquired through the issuer's dividend reinvestment plan as of March 11, 2016. Number of shares acquired through the issuer's employee stock purchase program as of March 11, 2016. Kelly A. Bowen, Attorney in Fact for Jill Ackerman Jones 2016-03-15