0000014693-16-000066.txt : 20160308 0000014693-16-000066.hdr.sgml : 20160308 20160308163038 ACCESSION NUMBER: 0000014693-16-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160304 FILED AS OF DATE: 20160308 DATE AS OF CHANGE: 20160308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORREAU JANE C CENTRAL INDEX KEY: 0001259381 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 161491883 4 1 wf-form4_145747261629044.xml FORM 4 X0306 4 2016-03-04 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001259381 MORREAU JANE C 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 EVP, Chief Financial Officer Class B Common 2016-03-04 4 M 0 8400 34.95 A 8452.50 D Class B Common 2016-03-04 4 M 0 9292 33.76 A 17744.50 D Class B Common 2016-03-04 4 S 0 7208 95 D 10536.50 D Class B Common 2016-03-04 4 F 0 10484 96.86 D 52.50 D Class A Common 10505.8396 D Class B Common 2872.8648 I ESPP Stock Appreciation Right 34.95 2016-03-04 4 M 0 8400 0 D 2006-07-27 2016-04-30 Class B Common 8400.0 0 D Stock Appreciation Right 33.76 2016-03-04 4 M 0 9292 0 D 2010-05-01 2017-04-30 Class B Common 9292.0 0 D Stock Appreciation Right 102.25 2018-05-01 2025-04-30 Class B Common 13379.0 13379 D Stock Appreciation Right 35.51 2011-05-01 2018-04-30 Class B Common 7131.0 7131 D Stock Appreciation Right 27.05 2012-05-01 2019-04-30 Class B Common 11463.0 11463 D Stock Appreciation Right 38.43 2013-05-01 2020-04-30 Class B Common 12590.0 12590 D Stock Appreciation Right 46.4 2014-05-01 2021-04-30 Class B Common 14365.0 14365 D Stock Appreciation Right 58.7 2015-05-01 2022-04-30 Class B Common 11098.0 11098 D Stock Appreciation Right 72.42 2016-05-01 2023-04-30 Class B Common 9266.0 9266 D Stock Appreciation Right 91.97 2017-05-01 2024-04-30 Class B Common 13425.0 13425 D The closing price of BF-B on March 3, 2016 was used to calculate the withholding obligation. Total updated as of March 7, 2016 to reflect dividend reinvestment. Number of shares acquired through the issuer's employee stock purchase program as of March 3, 2016. Kelly A. Bowen, Attorney in Fact for Jane C. Morreau 2016-03-08