0000014693-16-000052.txt : 20160209 0000014693-16-000052.hdr.sgml : 20160209 20160209163816 ACCESSION NUMBER: 0000014693-16-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown J McCauley CENTRAL INDEX KEY: 0001351766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 161400480 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_145505387892435.xml FORM 4 X0306 4 2016-02-05 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001351766 Brown J McCauley 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 0 1 0 Class A Common 2016-02-08 4 P 0 11460 103.9964 A 13062 D Class B Common 2016-02-05 4 P 0 5000 95.50 A 66484 D Class B Common 8841.5903 I By 401k Class A Common 968395 I By Brown Ventures, LLC Class B Common 64481 I By Brown Ventures, LLC Class A Common 181940 I By JMB Irrev Trust Class A Common 176898 I By MAE LLC Class A Common 3217 I By Spouse Class A Common 50704 I By Spouse Irrev Trust Class A Common 3925 I By Spray Trust Class A Common 1000 I Crummey Trust Class A Common 96698 I Spouse GRAT Class A Common 15995 I Williams Trust Class B Common 1020 I Williams Trust Restricted Stock Units 2016-04-30 Class B Common 254.0 254 D Restricted Stock Units 2017-04-30 Class B Common 212.0 212 D Restricted Stock Units 2018-04-30 Class B Common 171.0 171 D Restricted Stock Units 2019-04-30 Class B Common 158.0 158 D Number of shares acquired through the issuer's 401(k) plan as of February 5, 2016. Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016. The restricted stock units were granted on July 25, 2013, and vest April 30, 2017. The Restricted Stock Units were granted on July 24, 2014, and vest April 30, 2018. The Restricted Stock Units were granted on July 23, 2015, and vest on April 30, 2019. Kelly Bowen, Attorney in Fact for J. McCauley Brown 2016-02-09