0000014693-16-000035.txt : 20160108
0000014693-16-000035.hdr.sgml : 20160108
20160108155501
ACCESSION NUMBER: 0000014693-16-000035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160106
FILED AS OF DATE: 20160108
DATE AS OF CHANGE: 20160108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown J McCauley
CENTRAL INDEX KEY: 0001351766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 161333159
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
wf-form4_145228649012198.xml
FORM 4
X0306
4
2016-01-06
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001351766
Brown J McCauley
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
0
1
0
Class A Common
2015-12-11
5
G
0
E
2250
0
D
1602
D
Class A Common
2015-12-31
5
G
0
E
59000
0
D
2296
I
By Spouse
Class A Common
2015-12-31
5
G
0
E
921
0
A
3217
I
By Spouse
Class A Common
2015-12-31
5
G
0
E
24374
0
A
50704
I
By Spouse Irrev Trust
Class A Common
2015-12-31
5
G
0
E
59000
0
A
121993
I
Spouse GRAT
Class A Common
2015-12-31
5
G
0
E
25295
0
D
96698
I
Spouse GRAT
Class A Common
2016-01-06
4
P
0
1646
105.42
A
15995
I
Williams Trust
Class B Common
61484
D
Class B Common
8827.5045
I
By 401k
Class A Common
968395
I
By Brown Ventures, LLC
Class B Common
64481
I
By Brown Ventures, LLC
Class A Common
181940
I
By JMB Irrev Trust
Class A Common
176898
I
By MAE LLC
Class A Common
3925
I
By Spray Trust
Class A Common
1000
I
Crummey Trust
Class B Common
1020
I
Williams Trust
Restricted Stock Units
2016-04-30
Class B Common
254.0
254
D
Restricted Stock Units
2017-04-30
Class B Common
212.0
212
D
Restricted Stock Units
2018-04-30
Class B Common
171.0
171
D
Restricted Stock Units
2019-04-30
Class B Common
158.0
158
D
Number of shares acquired through the issuer's 401(k) plan as of December 30, 2015.
Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.
The restricted stock units were granted on July 25, 2013, and vest April 30, 2017.
The Restricted Stock Units were granted on July 24, 2014, and vest April 30, 2018.
The Restricted Stock Units were granted on July 23, 2015, and vest on April 30, 2019.
Kelly Bowen, Attorney in Fact for J. McCauley Brown
2016-01-08