0000014693-12-000167.txt : 20121210 0000014693-12-000167.hdr.sgml : 20121210 20121210112739 ACCESSION NUMBER: 0000014693-12-000167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121206 FILED AS OF DATE: 20121210 DATE AS OF CHANGE: 20121210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERG DONALD C CENTRAL INDEX KEY: 0001197218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 121252178 MAIL ADDRESS: STREET 1: PO BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-06 0000014693 BROWN FORMAN CORP BFA/BFB 0001197218 BERG DONALD C 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 Chief Financial Officer Class A Common 22605 D Class B Common 2012-12-06 4 M 0 7037 23.89 A 52613 D Class B Common 2012-12-06 4 F 0 4454 68.43 D 48159 D Class B Common 3962.16 I By 401(k) Plan Non-Qualified Stock Option (right to buy) 23.89 2012-12-06 4 M 0 7037 0 D 2007-05-01 2014-04-30 Class B Common 7037 0 D Stock Appreciation Right 30.36 2008-05-01 2015-04-30 Class B Common 19877 19877 D Stock Appreciation Right 37.13 2009-05-01 2016-04-30 Class B Common 15377 15377 D Stock Appreciation Right 35.87 2010-05-01 2017-04-30 Class B Common 17603 17603 D Stock Appreciation Right 37.72 2011-05-01 2018-04-30 Class B Common 20678 20678 D Stock Appreciation Right 28.74 2012-05-01 2019-04-30 Class B Common 33881 33881 D Stock Appreciation Right 40.83 2013-05-01 2020-04-30 Class B Common 18512 18512 D Stock Appreciation Right 49.30 2014-05-01 2021-04-30 Class B Common 19628 19628 D Stock Appreciation Right 62.36 2015-05-01 2022-04-30 Class B Common 25859 25859 D The closing prices of BF-B ($68.43) on December 5, 2012 was used to calculate the tax withholding obligation. Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of December 6, 2012. Diane M. Barhorst, Attorney in Fact for Donald C. Berg 2012-12-10