0000014693-12-000167.txt : 20121210
0000014693-12-000167.hdr.sgml : 20121210
20121210112739
ACCESSION NUMBER: 0000014693-12-000167
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121206
FILED AS OF DATE: 20121210
DATE AS OF CHANGE: 20121210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERG DONALD C
CENTRAL INDEX KEY: 0001197218
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 121252178
MAIL ADDRESS:
STREET 1: PO BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-12-06
0000014693
BROWN FORMAN CORP
BFA/BFB
0001197218
BERG DONALD C
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
Chief Financial Officer
Class A Common
22605
D
Class B Common
2012-12-06
4
M
0
7037
23.89
A
52613
D
Class B Common
2012-12-06
4
F
0
4454
68.43
D
48159
D
Class B Common
3962.16
I
By 401(k) Plan
Non-Qualified Stock Option (right to buy)
23.89
2012-12-06
4
M
0
7037
0
D
2007-05-01
2014-04-30
Class B Common
7037
0
D
Stock Appreciation Right
30.36
2008-05-01
2015-04-30
Class B Common
19877
19877
D
Stock Appreciation Right
37.13
2009-05-01
2016-04-30
Class B Common
15377
15377
D
Stock Appreciation Right
35.87
2010-05-01
2017-04-30
Class B Common
17603
17603
D
Stock Appreciation Right
37.72
2011-05-01
2018-04-30
Class B Common
20678
20678
D
Stock Appreciation Right
28.74
2012-05-01
2019-04-30
Class B Common
33881
33881
D
Stock Appreciation Right
40.83
2013-05-01
2020-04-30
Class B Common
18512
18512
D
Stock Appreciation Right
49.30
2014-05-01
2021-04-30
Class B Common
19628
19628
D
Stock Appreciation Right
62.36
2015-05-01
2022-04-30
Class B Common
25859
25859
D
The closing prices of BF-B ($68.43) on December 5, 2012 was used to calculate the tax withholding obligation.
Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of December 6, 2012.
Diane M. Barhorst, Attorney in Fact for Donald C. Berg
2012-12-10