0000014693-11-000078.txt : 20110805 0000014693-11-000078.hdr.sgml : 20110805 20110805140107 ACCESSION NUMBER: 0000014693-11-000078 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110728 FILED AS OF DATE: 20110805 DATE AS OF CHANGE: 20110805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITCHELL WILLIAM CENTRAL INDEX KEY: 0001187421 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 111013626 MAIL ADDRESS: STREET 1: 50 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4/A 1 edgar.xml PRIMARY DOCUMENT X0304 4/A 2011-07-28 2011-08-01 0000014693 BROWN FORMAN CORP BFA, BFB 0001187421 MITCHELL WILLIAM 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 0 0 0 Class A Common 1000 D Class B Common 250 D Stock Appreciation Right 49.69 2007-03-22 2016-04-30 Class B Common 1601 1601 D Stock Appreciation Right 53.80 2007-07-26 2017-04-30 Class B Common 5215 5215 D Stock Appreciation Right 56.58 2008-07-24 2018-04-30 Class B Common 6358 6358 D Stock Appreciation Right 43.10 2009-07-23 2019-04-30 Class B Common 4236 4236 D Deferred Stock Units 2011-07-28 4 A 0 405.68 0 A Class B Common 405.68 1418.55 D All outstanding derivative security amounts and exercise prices were adjusted on December 10, 2010, the record date for the Issuer's December 28, 2010 special cash dividend. These stock appreciation rights were previously reported as covering 1,578 shares at an exercise price of $50.41, but were adjusted to reflect the December 28, 2010 special cash dividend. These stock appreciation rights were previously reported as covering 5,140 shares at an exercise price of $54.58, but were adjusted to reflect the December 28, 2010 special cash dividend. These stock appreciation rights were previously reported as covering 6,267 shares at an exercise price of $57.40, but were adjusted to reflect the December 28, 2010 special cash dividend. These stock appreciation rights were previously reported as covering 4,175 shares at an exercise price of $43.72, but were adjusted to reflect the December 28, 2010 special cash dividend. Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. Grants made on July 28, 2011, were based on the closing price of the Company's Class B common stock on that date ($73.95). On each dividend payment date, participants are credited with DSU equivalents. Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service. Diane M. Barhorst, Atty in Fact for William E. Mitchell 2011-08-05 EX-24 2 attach_2.htm

POWER OF ATTORNEY



The undersigned does hereby constitute and appoint each of Michael B. Crutcher, Nelea A. Absher, Holli

H. Lewis, Diane M. Barhorst and Laura H. Pulliam, signing singly, the undersigned's true and lawful

attorney-in-fact to:



1. prepare, execute and file, for and on behalf of the undersigned, Forms 3, 4 and 5 (including

amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934 (the

"Act") and the rules thereunder;



2. do and perform any and all acts for and on behalf of the undersigned that may be necessary or

desirable to prepare and execute any such Form 3, 4 or 5 (including amendments thereto) and timely

file that Form with the United States Securities and Exchange Commission and any stock exchange or

similar authority, and provide a copy as required by law or advisable to such persons as the attorney-

in-fact deems appropriate; and



3. take any other action of any type whatsoever in connection with the foregoing that, in the opinion of

the attorney-in-fact, may be of benefit to, in the best interest of, or legally required of the

undersigned, it being understood that the documents executed by the attorney-in-fact on behalf of the

undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and

conditions as the attorney-in-fact may approve in the attorney-in-fact's discretion.



The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform

any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of

the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or

could do if personally present, with full power of substitution or revocation, hereby ratifying and

confirming all that the attorney-in-fact, or the attorney-in-fact's substitute or substitutes, shall lawfully do

or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted.



The undersigned acknowledges that the foregoing attorneys-in-fact, and their substitutes, in serving in

such capacity at the request of the undersigned, are not assuming, nor is Brown-Forman Corporation (the

"Corporation") assuming, (i) any of the undersigned's responsibilities to comply with Section 16 of the

Act or (ii) any liability of the undersigned for failure to comply with Section 16 of the Act.  This Power of

Attorney does not relieve the undersigned from the undersigned's obligations to comply with the

requirements of the Act, including without limitation the reporting requirements under Section 16

thereunder.  The undersigned agrees that each such attorney-in-fact may rely entirely on information

furnished orally or in writing by or at the direction of the undersigned to the attorney-in-fact.



This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to

file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by

the Corporation, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing

attorneys in fact.  This Power of Attorney does not revoke any other power of attorney that the

undersigned has previously granted.



IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this

____ day of ____________, 2007.







__________________________________

WILLIAM E. MITCHELL