0000014693-11-000062.txt : 20110801 0000014693-11-000062.hdr.sgml : 20110801 20110801151122 ACCESSION NUMBER: 0000014693-11-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110728 FILED AS OF DATE: 20110801 DATE AS OF CHANGE: 20110801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERG DONALD C CENTRAL INDEX KEY: 0001197218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 111000335 MAIL ADDRESS: STREET 1: PO BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-07-28 0000014693 BROWN FORMAN CORP BFA/BFB 0001197218 BERG DONALD C 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 Chief Financial Officer Class A Common 11960 D Class B Common 18987 D Class B Common 2588.701 I By 401(k) Plan Non-Qualified Stock Option (right to buy) 30.18 2006-05-01 2013-04-30 Class B Common 19300 19300 D Non-Qualified Stock Option (right to buy) 35.83 2007-05-01 2014-04-30 Class B Common 15358 15358 D Stock Appreciation Right 45.53 2008-05-01 2015-04-30 Class B Common 13251 13251 D Stock Appreciation Right 55.69 2009-05-01 2016-04-30 Class B Common 10251 10251 D Stock Appreciation Right 53.80 2010-05-01 2017-04-30 Class B Common 11735 11735 D Stock Appreciation Right 56.58 2011-05-01 2018-04-30 Class B Common 13785 13785 D Stock Appreciation Right 43.10 2012-05-01 2019-04-30 Class B Common 22587 22587 D Stock Appreciation Right 61.24 2013-05-01 2020-04-30 Class B Common 12341 12341 D Stock Appreciation Right 73.95 2011-07-28 4 A 0 13085 0 A 2014-05-01 2021-04-30 Class B Common 13085 13085 D Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of July 28, 2011. No money was paid to or received by the reporting person for this SAR. Holli H. Lewis, Attorney in Fact for Donald C. Berg 2011-08-01