SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
  
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Joy Catherine Frazier

(Last) (First) (Middle)
850 DIXIE HWY

(Street)
LOUISVILLE KY 40210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
04/30/2011
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Class B Common 326,366(1) D
Class B Common 20,484(2) I Spouse
Class B Common 3,262(3) I Caitlin Joy UTMA
Class B Common 5,930(4) I Charles Joy UTMA
Class B Common 13,849(5) I Christopher Joy UTMA
Class B Common 8,750(6) I Alexander Joy UTMA
Class B Common 27,364(7) I Annsley Thornton Trust
Class B Common 2,457 I Avish Agincourt LLC
Class B Common 200(9) I Caitlin Joy IMA(8)
Class B Common 200(9) I Charles Joy IMA(8)
Class B Common 200(9) I Christopher Joy IMA(8)
Class B Common 200(9) I Alexander Joy IMA(8)
Class B Common 206.516(10) I C.F. Joy Irrev. Trust FBO Caitlin Joy
Class B Common 206.516(10) I C.F. Joy Irrev. Trust FBO Charles Joy
Class B Common 206.516(10) I C.F. Joy Irrev. Trust FBO Christopher Joy
Class B Common 206.516(10) I C.F. Joy Irrev. Trust FBO Alexander Joy
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. In October 2008, Brown-Forman Corporation completed a stock distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. This total has been adjusted to reflect 90,650 Class B Shares received through the distribution.
2. This total has been adjusted to reflect 7,188 Class B shares received through the Issuer's October 2008 stock distribution.
3. This total has been adjusted to reflect 1,442 Class B shares received through the Issuer's October 2008 stock distribution.
4. This total has been adjusted to reflect 2,592 Class B shares received through the Issuer's October 2008 stock distribution.
5. This total has been adjusted to reflect 5,813 Class B shares received through the Issuer's October 2008 stock distribution.
6. This total has been adjusted to reflect 3,834 Class B shares received through the Issuer's October 2008 stock distribution.
7. This total has been adjusted to reflect 12,984 Class B shares received through the Issuer's October 2008 stock distribution.
8. The shares in this account were transferred from a custodial account as of March 1, 2011.
9. This total has been adjusted to reflect 36 Class B shares received through the Issuer's October 2008 stock distribution, and to correct a prior reporting error.
10. This total has been adjusted to reflect 37 Class B shares received through the Issuer's October 2008 stock distribution, and to reflect shares acquired under the Brown-Forman Dividend Reinvestment Plan.
Remarks:
Diane Barhorst, Attorney in Fact for Catherine Joy 06/14/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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