-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S3mieNWvoJSnILSyMdYEbl3/u9i6OmtboRV9tE90WV9DWFlvAfagjH7WrZe7MCeu A/zbiPbSalCyvxBFDlqfOQ== 0000014693-04-000032.txt : 20040408 0000014693-04-000032.hdr.sgml : 20040408 20040408120423 ACCESSION NUMBER: 0000014693-04-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040105 FILED AS OF DATE: 20040408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN OWSLEY II CENTRAL INDEX KEY: 0000902312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 04724087 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201-1080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-01-05 0000014693 BROWN FORMAN CORP BFA, BFB 0000902312 BROWN OWSLEY II 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 1 1 0 Chairman & CEO Class A Common 2004-04-07 4 G 0 4364 0 A 187720 D Class A Common 200032 I BHP Ltd Partnership Class A Common 2004-04-07 4 G 0 4364 0 D 386508 I GRAT (Grantor Trust) Class A Common 22958 I GRAT 12/01 Class A Common 99964 I Ltd Partnership Class A Common 529610 I Ltd Partnership PTP Class A Common 1943.8 I Partnership LTD Class A Common 3444.6 I Partnership/Nectar Class A Common 438008.6 I Trust/Partnership Class A Common 869006 I Trust/Remainder Class A Common 2003-03-18 4 W 0 6 0 A 172382 I By Spouse Class B Common 1056 D Class B Common 1302 I Ltd Partnership Class B Common 146.21 I Partnership Class B Common 3300 I Partnership/Hebe Class B Common 924017 I Trust/Partnership Class B Common 881381 I Trust/Remainder Non-Qualified Stock Option (right to buy) 18.06 1999-05-01 2006-04-30 Class B Common 60694 60694 D Non-Qualified Stock Option (right to buy) 24.56 2000-05-01 2007-04-30 Class B Common 54306 54306 D Non-Qualified Stock Option (right to buy) 25.22 2003-05-01 2010-04-30 Class B Common 79084 79084 D Non-Qualified Stock Option (right to buy) 30.63 2001-05-01 2008-04-30 Class B Common 50722 50722 D Non-Qualified Stock Option (right to buy) 31.13 2002-05-01 2009-04-30 Class B Common 54514 54514 D Non-Qualified Stock Option (right to buy) 32.11 2005-05-01 2012-04-30 Class B Common 79272 79272 D Non_Qualified Stock Option (right to buy) 34.17 2004-05-01 2011-04-30 Class B Common 62526 62526 D Non-Qualified Stock Option (right to buy) 50.00 2006-05-01 2007-08-31 Class B Common 600 600 D Non-Qualified Stock Option (right to buy) 39.23 2006-05-01 2013-04-30 Class B Common 79210 79210 D Filing of this form should not be construed as an admission that the filing person is, for purposes of Section 16 of the Securities Exchange Act of 1934, the 'beneficial owner' of any equity securities held in a limited partnership or in trust and reported on this form. In January, 2004, Brown-Forman Corporation had a 2-for-1 stock split of its Class A common stock and Class B common stock. As a result the number of shares of Class A Common Stock and Class B Common Stock held by the reporting person doubled. These shares were inadvertantly omitted from the reporting person's Form 5 for fiscal year 2003, and were also omitted from all Forms 4 filed by the reporting person after that date. This option was previously reported as covering one half this amount of shares at two times this price per share, but was adjusted to reflect the 2-for-1 stock split in January 2004. Nelea A. Absher, Attn In Fact for: Owsley Brown II 2004-04-08 -----END PRIVACY-ENHANCED MESSAGE-----