-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G9mcCz51XbEnqG54ew0PfjNwrs4FID9DgKa8ttBRGKzIacHjtt0SMqfWL2R3bnS8 C6782yj4QAdpHGiza43MOg== 0000014693-02-000040.txt : 20021217 0000014693-02-000040.hdr.sgml : 20021217 20021217113403 ACCESSION NUMBER: 0000014693-02-000040 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021217 FILED AS OF DATE: 20021217 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FRAZIER OWSLEY CENTRAL INDEX KEY: 0001156385 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: 4938 BROWNSBORO RD STREET 2: STE 200 CITY: LOUISVILLE STATE: KY ZIP: 40222 MAIL ADDRESS: STREET 1: 4938 BROWNSBORO RD STREET 2: STE 200 CITY: LOUISVILLE STATE: KY ZIP: 40222 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 02859649 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 4/A 1 edgar.htm 4/A Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 OMB APPROVAL

    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response. . .0.5

Filed By Romeo & Dye's Instant Form 4 Filer
www.section16.net

1. Name and Address of Reporting Person*

Frazier, Owsley Brown

2. Issuer Name and Ticker or Trading Symbol
Brown-Forman Corporation (BFA & BFB)

6. Relationship of Reporting Person(s)
to Issuer (Check all applicable)
X Director                                   X 10% Owner
    Officer (give title below)          Other (specify below)

BOD                                               (1)

(Last)      (First)     (Middle)

850 Dixie Highway
 

3. I.R.S. Identification Number
of Reporting Person,
if an entity (voluntary)

 

4. Statement for
Month/Day/Year
12/17/02

(Street)

Louisville , KY 40210

5. If Amendment,
Date of Original
(Month/Day/Year)
12/13/02		 7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

(City)     (State)     (Zip)

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2. Trans-
action
Date
(Month/ Day/
Year)

2A. Deemed
Execution
Date,
if any
(Month/Day/
Year)

3. Trans-
action Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)

5. Amount of
Securities
Beneficially
Owned Follow-
ing Reported Transactions(s)
(Instr. 3 & 4)

6. Owner-
ship Form:
Direct (D)
or Indirect (I)
(Instr. 4)

7. Nature of Indirect
Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A)
or
(D)

Price

Class A Common

 

 

 

 

 

 

 

580,225.0

D

 

Class A Common

 

 

 

 

 

 

 

1,058,157.0

I

by Trust

Class A Common

 

 

 

 

 

 

 

1,267,688.5

I

Trust\Remainder

Class B Common

12/10/02

 

G

V

1,232

D

64.57

53,846.0

D

 

Class B Common

 

 

 

 

 

 

 

1,930,579.0

I

Trust\Remainder
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number
FORM 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

2. Conver-
sion or
Exercise
Price of Derivative Security

3. Trans-
action Date

(Month/
Day/
Year)

3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)

4. Trans-
action
Code

(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 & 5)

6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)

7. Title and Amount of Underlying Securities
(Instr. 3 & 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported Transaction(s)
(Instr. 4)

10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date Exer-cisable

Expira-
tion
Date

Title

Amount or Number of
Shares

Non-Qualified Stock Option (right to buy)

50.44

 

 

 

 

 

 

05/01/03

04/30/10

Class B Common

3,519.0

 

3,519.0

D

 

Non-Qualified Stock Option (right to buy)

61.25

 

 

 

 

 

 

05/01/01

04/30/08

Class B Common

8,204.0

 

8,204.0

D

 

Non-Qualified Stock Option (right to buy)

62.25

 

 

 

 

 

 

05/01/02

04/30/09

Class B Common

6,473.0

 

6,473.0

D

 

Non-Qualified Stock Option (right to buy)

64.22

 

 

 

 

 

 

05/01/02

04/30/12

Class B Common

1,571.0

 

1,571.0

D

 

Non-Qualified Stock Option (right to buy)

68.33

 

 

 

 

 

 

07/31/01

04/30/11

Class B Common

1,292.0

 

1,292.0

D

 

Non-Qualified Stock Option (right to buy)

100.00

 

 

 

 

 

 

05/01/07

08/31/08

Class B Common

300.0

 

300.0

D

 

Explanation of Responses:

(1) Filing of this form should not be construed as an admission that the reporting person is, for the purposes of Section 16 of the Security Exchange Act of 1934, the "beneficial owner" of any equity securities held in a limited partnership or in trust and reported on this form.
  By: /s/ John R. Edds
             Attn. in Fact for: Owsley Brown Frazier
**Signature of Reporting Person		 12/17/2002
Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed.
          If space is insufficient, See Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 
-----END PRIVACY-ENHANCED MESSAGE-----