0000899243-20-033733.txt : 20201214
0000899243-20-033733.hdr.sgml : 20201214
20201214161508
ACCESSION NUMBER: 0000899243-20-033733
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201210
FILED AS OF DATE: 20201214
DATE AS OF CHANGE: 20201214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NB Alternatives Advisers LLC
CENTRAL INDEX KEY: 0001469000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 201386302
BUSINESS ADDRESS:
STREET 1: 325 N. SAINT PAUL STREET
STREET 2: SUITE 4900
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 212-476-9000
MAIL ADDRESS:
STREET 1: 325 N. SAINT PAUL STREET
STREET 2: SUITE 4900
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NB Crossroads XX - MC Holdings LP
CENTRAL INDEX KEY: 0001755836
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 201386303
BUSINESS ADDRESS:
STREET 1: 325 N. SAINT PAUL STREET
STREET 2: SUITE 4900
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2146479500
MAIL ADDRESS:
STREET 1: 325 N. SAINT PAUL STREET
STREET 2: SUITE 4900
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NB Crossroads XXI - MC Holdings LP
CENTRAL INDEX KEY: 0001698419
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 201386304
BUSINESS ADDRESS:
STREET 1: 325 NORTH SAINT PAUL STREET
STREET 2: 49TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-647-9500
MAIL ADDRESS:
STREET 1: 325 NORTH SAINT PAUL STREET
STREET 2: 49TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NB - Iowa's Public Universities LP
CENTRAL INDEX KEY: 0001698425
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 201386305
BUSINESS ADDRESS:
STREET 1: 325 NORTH SAINT PAUL STREET
STREET 2: 49TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-647-9500
MAIL ADDRESS:
STREET 1: 325 NORTH SAINT PAUL STREET
STREET 2: 49TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NB PEP Holdings Ltd
CENTRAL INDEX KEY: 0001698427
STATE OF INCORPORATION: Y7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 201386306
BUSINESS ADDRESS:
STREET 1: 325 NORTH SAINT PAUL STREET
STREET 2: 49TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-647-9500
MAIL ADDRESS:
STREET 1: 325 NORTH SAINT PAUL STREET
STREET 2: 49TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NB RP Co-Investment & Secondary Fund LLC
CENTRAL INDEX KEY: 0001698444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 201386307
BUSINESS ADDRESS:
STREET 1: 325 NORTH SAINT PAUL STREET
STREET 2: 49TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-647-9500
MAIL ADDRESS:
STREET 1: 325 NORTH SAINT PAUL STREET
STREET 2: 49TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NB Sonoran Fund Limited Partnership
CENTRAL INDEX KEY: 0001698437
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 201386308
BUSINESS ADDRESS:
STREET 1: 325 NORTH SAINT PAUL STREET
STREET 2: 49TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-647-9500
MAIL ADDRESS:
STREET 1: 325 NORTH SAINT PAUL STREET
STREET 2: 49TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NB Wildcats Fund LP
CENTRAL INDEX KEY: 0001698432
STATE OF INCORPORATION: KY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38711
FILM NUMBER: 201386309
BUSINESS ADDRESS:
STREET 1: 325 NORTH SAINT PAUL STREET
STREET 2: 49TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-647-9500
MAIL ADDRESS:
STREET 1: 325 NORTH SAINT PAUL STREET
STREET 2: 49TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SolarWinds Corp
CENTRAL INDEX KEY: 0001739942
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 810753267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7171 SOUTHWEST PKWY., BLDG. 400
CITY: AUSTIN
STATE: TX
ZIP: 78735
BUSINESS PHONE: 5126829300
MAIL ADDRESS:
STREET 1: 7171 SOUTHWEST PKWY., BLDG. 400
CITY: AUSTIN
STATE: TX
ZIP: 78735
FORMER COMPANY:
FORMER CONFORMED NAME: SolarWinds Parent, Inc.
DATE OF NAME CHANGE: 20180508
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-10
0
0001739942
SolarWinds Corp
SWI
0001469000
NB Alternatives Advisers LLC
325 N. SAINT PAUL STREET, SUITE 4900
DALLAS
TX
75201
0
0
1
0
0001755836
NB Crossroads XX - MC Holdings LP
325 N. SAINT PAUL STREET, SUITE 4900
DALLAS
TX
75201
0
0
1
0
0001698419
NB Crossroads XXI - MC Holdings LP
325 N. SAINT PAUL STREET, SUITE 4900
DALLAS
TX
75201
0
0
1
0
0001698425
NB - Iowa's Public Universities LP
325 N. SAINT PAUL STREET, SUITE 4900
DALLAS
TX
75201
0
0
1
0
0001698427
NB PEP Holdings Ltd
325 N. SAINT PAUL STREET, SUITE 4900
DALLAS
TX
75201
0
0
1
0
0001698444
NB RP Co-Investment & Secondary Fund LLC
325 N. SAINT PAUL STREET, SUITE 4900
DALLAS
TX
75201
0
0
1
0
0001698437
NB Sonoran Fund Limited Partnership
325 N. SAINT PAUL STREET, SUITE 4900
DALLAS
TX
75201
0
0
1
0
0001698432
NB Wildcats Fund LP
325 N. SAINT PAUL STREET, SUITE 4900
DALLAS
TX
75201
0
0
1
0
Common Stock
2020-12-10
4
S
0
289066
21.97
D
4959467
I
See footnote
This Form 4 is filed jointly by NB Alternatives Advisers LLC ("NBAA"), NB Crossroads XX - MC Holdings LP ("NB Crossroads XX LP"), NB Crossroads XXI - MC Holdings LP ("NB Crossroads XXI LP"), NB - Iowa's Public Universities LP ("NB IPU LP"), NB PEP Holdings Limited ("NB PEP"), NB RP Co-Investment & Secondary Fund LLC ("NB RP Co-Investment"), NB Sonoran Fund Limited Partnership ("NB Sonoran LP"), NB Strategic Co-Investment Partners II Holdings LP ("NB Co-Investment II Holdings"), NB Wildcats Fund LP ("NB Wildcats LP"), Neuberger Berman Insurance Fund Series Interests of the SALI Multi-Series Fund L.P. ("NB SALI Series") and TfL Trustee Company Limited as Trustee of the TfL Pension Fund ("TfL Trustee") (collectively, the "Reporting Persons").
To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the outstanding shares of SolarWinds Corporation (the "Issuer"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Neither the filing of this report nor anything herein shall be deemed an admission that any Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, the beneficial owner of such securities.
On December 10, 2020, the Reporting Persons executed a joinder to a Stock Purchase Agreement to sell shares of common stock at a price of $21.97 per share, subject to potential adjustment under certain circumstances.
Consists of (i) 23,125 shares sold by NB Crossroads XX LP, (ii) 8,672 shares sold by NB Crossroads XXI LP, (iii) 5,781 shares sold by NB IPU LP, (iv) 20,235 shares sold by NB PEP, (v) 5,781 shares sold by NB RP Co-Investment, (vi) 5,781 shares sold by NB Sonoran LP, (vii) 173,440 shares sold by NB Co-Investment II Holdings, (viii) 5,781 shares sold by NB Wildcats LP, (ix) 11,563 shares sold by NB SALI Series and (x) 28,907 shares sold by TfL Trustee.
Consists of (i) 396,757 shares held directly by NB Crossroads XX LP, (ii) 148,783 shares held directly by NB Crossroads XXI LP, (iii) 99,190 shares held directly by NB IPU LP, (iv) 347,162 shares held directly by NB PEP, (v) 99,190 shares held directly by NB RP Co-Investment, (vi) 99,190 shares held directly by NB Sonoran LP, (vii) 2,975,681 shares held directly by NB Co-Investment II Holdings, (viii) 99,190 shares held directly by NB Wildcats LP, (ix) 198,378 shares held directly by NB SALI Series and (x) 495,946 shares held directly by TfL Trustee.
NBAA exercises dispositive and voting power with respect to the shares held by each of the other Reporting Persons and, as a result, may be deemed to beneficially own the shares held directly by NB Crossroads XX LP, NB Crossroads XXI LP, NB IPU LP, NB PEP, NB RP Co-Investment, NB Sonoran LP, NB Co-Investment II Holdings, NB Wildcats LP, NB SALI Series and TfL Trustee.
/s/ NB Alternatives Advisers LLC, By: Blake Rice, Managing Director
2020-12-10
/s/ NB Crossroads XX - MC Holdings LP, By: Jacquelyn Wang, Authorized Signatory
2020-12-10
/s/ NB Crossroads XXI - MC Holdings LP, By: Jacquelyn Wang, Authorized Signatory
2020-12-10
/s/ NB - Iowa's Public Universities LP, By: Jacquelyn Wang, Authorized Signatory
2020-12-10
/s/ NB PEP Holdings Limited, By: Blake Rice, Authorized Signatory
2020-12-10
/s/ NB RP Co-Investment & Secondary Fund LLC, By: Jacquelyn Wang, Authorized Signatory
2020-12-10
/s/ NB Sonoran Fund Limited Partnership, By: Jacquelyn Wang, Authorized Signatory
2020-12-10
/s/ NB Wildcats Fund LP, By: Jacquelyn Wang, Authorized Signatory
2020-12-10