0001104659-22-000437.txt : 20220103 0001104659-22-000437.hdr.sgml : 20220103 20220103164548 ACCESSION NUMBER: 0001104659-22-000437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211227 FILED AS OF DATE: 20220103 DATE AS OF CHANGE: 20220103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Toledano Miranda Jayne CENTRAL INDEX KEY: 0001686530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41173 FILM NUMBER: 22502704 MAIL ADDRESS: STREET 1: C/O COMPASS THERAPEUTICS, INC. STREET 2: 80 GUEST STREET, SUITE 601 CITY: BOSTON STATE: MA ZIP: 02135 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEXGEL, INC. CENTRAL INDEX KEY: 0001468929 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 264042544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2150 CABOT BLVD WEST, STREET 2: SUITE B CITY: LANGHORNE STATE: PA ZIP: 19047 BUSINESS PHONE: 215 702-8550 MAIL ADDRESS: STREET 1: 2150 CABOT BLVD WEST, STREET 2: SUITE B CITY: LANGHORNE STATE: PA ZIP: 19047 FORMER COMPANY: FORMER CONFORMED NAME: AquaMed Technologies, Inc. DATE OF NAME CHANGE: 20090723 4 1 tm221361-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-12-27 0 0001468929 NEXGEL, INC. NXGL 0001686530 Toledano Miranda Jayne C/O NEXGEL, INC. 2150 CABOT BLVD, WEST, SUITE B LANGHORNE PA 19047 1 0 0 0 Common Stock 2021-12-27 4 P 0 1819 5.49 A 1819 D Warrant to Purchase Common Stock 5.50 2021-12-27 4 A 0 1819 0.01 A 2021-12-27 2026-12-26 Common Stock 1819 1819 D The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021. /s/ Miranda Jayne Toledano 2022-01-03