0001415889-24-017449.txt : 20240618
0001415889-24-017449.hdr.sgml : 20240618
20240618170053
ACCESSION NUMBER: 0001415889-24-017449
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240615
FILED AS OF DATE: 20240618
DATE AS OF CHANGE: 20240618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BORGESON JOHN A.
CENTRAL INDEX KEY: 0001754045
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38682
FILM NUMBER: 241052774
MAIL ADDRESS:
STREET 1: 1200 PAGE MILL ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kodiak Sciences Inc.
CENTRAL INDEX KEY: 0001468748
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 270476525
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 PAGE MILL RD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 650-281-0850
MAIL ADDRESS:
STREET 1: 1200 PAGE MILL RD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
FORMER COMPANY:
FORMER CONFORMED NAME: Oligasis, LLC
DATE OF NAME CHANGE: 20090721
4
1
form4-06182024_090649.xml
X0508
4
2024-06-15
0001468748
Kodiak Sciences Inc.
KOD
0001754045
BORGESON JOHN A.
1200 PAGE MILL ROAD
PALO ALTO
CA
94304
false
true
false
false
See Remarks
1
Common Stock
2024-06-15
4
M
0
5494
A
185038
D
Common Stock
2024-06-17
4
S
0
2874
2.75
D
182164
D
Restricted Stock Units
2024-06-15
4
M
0
3619
0
D
Common Stock
3619
0
D
Restricted Stock Units
2024-06-15
4
M
0
1875
0
D
Common Stock
1875
1875
D
Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.
The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs on June 15, 2024. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).
One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2020, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.
One-fourth (1/4th) of the RSUs vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.
Executive Vice President and Chief Financial Officer
/s/ David Peinsipp, Attorney-in-Fact for John A. Borgeson
2024-06-18