0001209191-21-051485.txt : 20210813 0001209191-21-051485.hdr.sgml : 20210813 20210813184408 ACCESSION NUMBER: 0001209191-21-051485 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210812 FILED AS OF DATE: 20210813 DATE AS OF CHANGE: 20210813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BORGESON JOHN A. CENTRAL INDEX KEY: 0001754045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38682 FILM NUMBER: 211173775 MAIL ADDRESS: STREET 1: 1200 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kodiak Sciences Inc. CENTRAL INDEX KEY: 0001468748 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 270476525 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 PAGE MILL RD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-281-0850 MAIL ADDRESS: STREET 1: 1200 PAGE MILL RD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: Oligasis, LLC DATE OF NAME CHANGE: 20090721 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-12 0 0001468748 Kodiak Sciences Inc. KOD 0001754045 BORGESON JOHN A. 1200 PAGE MILL ROAD PALO ALTO CA 94304 0 1 0 0 See Remarks Stock Option (Right to Purchase) 88.21 2021-08-12 4 A 0 50000 0.00 A 2031-08-12 Common Stock 50000 50000 D Restricted Stock Units 2021-08-12 4 A 0 15000 0.00 A Common Stock 15000 15000 D One-forty-eighth (1/48th) of the shares vest one month after the Vesting Commencement Date (June 30, 2021); the balance of the shares vest in a series of forty-seven (47) successive equal monthly installments measured from the first month anniversary of the Vesting Commencement Date, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date. Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's common stock. One-fourth (1/4th) of the restricted stock units vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date. Senior VP and Chief Financial Officer /s/ David Peinsipp, Attorney-in-Fact for John A. Borgeson 2021-08-13