Chief Compliance Officer

0001468685-22-000008.txt : 20220214 0001468685-22-000008.hdr.sgml : 20220214 20220211205558 ACCESSION NUMBER: 0001468685-22-000008 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Budros, Ruhlin & Roe, LLC CENTRAL INDEX KEY: 0001468685 IRS NUMBER: 311237051 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13562 FILM NUMBER: 22624153 BUSINESS ADDRESS: STREET 1: 1801 WATERMARK DRIVE, SUITE 300 CITY: COLUMBUS STATE: OH ZIP: 43215-7088 BUSINESS PHONE: 614-481-6900 MAIL ADDRESS: STREET 1: 1801 WATERMARK DRIVE, SUITE 300 CITY: COLUMBUS STATE: OH ZIP: 43215-7088 FORMER COMPANY: FORMER CONFORMED NAME: Budros, Ruhlin & Roe, Inc. DATE OF NAME CHANGE: 20090720 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001468685 XXXXXXXX 03-31-2019 03-31-2019 true 1 RESTATEMENT Budros, Ruhlin & Roe, LLC

1801 WATERMARK DRIVE, SUITE 300 COLUMBUS OH 43215-7088

13F HOLDINGS REPORT 028-13562 N John D. Schuman Chief Compliance Officer 614-481-6900 John D. Schuman Columbus OH 02-11-2022 0 171 583408 false INFORMATION TABLE 2 budros1q19.xml 3M Company COM 88579Y101 855 4114 SH SOLE 4114 0 0 Abbott Laboratories COM 002824100 296 3703 SH SOLE 3703 0 0 AbbVie Inc. COM 00287Y109 336 4172 SH SOLE 4172 0 0 Alphabet Inc. Cl A CAP STK CL A 02079K305 810 688 SH SOLE 688 0 0 Alphabet Inc. Cl C CAP STK CL C 02079K107 1632 1391 SH SOLE 1391 0 0 ALPS Equal Sector Weight ETF EQUAL SEC ETF 00162Q205 252 3500 SH SOLE 3500 0 0 Altria Group Inc COM 02209S103 803 13980 SH SOLE 13980 0 0 Amazon.com Inc COM 023135106 4114 2310 SH SOLE 2310 0 0 American Express COM 025816109 1446 13226 SH SOLE 13226 0 0 Amgen Inc COM 031162100 1024 5390 SH SOLE 5390 0 0 Apple Computer Inc COM 037833100 9095 47880 SH SOLE 47880 0 0 Arcos Dorados Holdings SHS CLASS -A - G0457F107 170 23731 SH SOLE 23731 0 0 AT&T Inc COM 00206R102 3408 108683 SH SOLE 108683 0 0 Axon Enterprise, Inc. COM 05464C101 588 10800 SH SOLE 10800 0 0 Bank of America Corp COM 060505104 503 18224 SH SOLE 18224 0 0 BCE Inc COM NEW 05534B760 1032 23259 SH SOLE 23259 0 0 Berkshire Hathaway CL A 084670108 42773 142 SH SOLE 142 0 0 Berkshire Hathaway Cl B CL B NEW 084670702 107434 534790 SH SOLE 534790 0 0 Boeing Co COM 097023105 892 2339 SH SOLE 2339 0 0 Booking Holdings Inc COM 09857L108 227 130 SH SOLE 130 0 0 Bristol-Myers Squibb COM 110122108 1068 22390 SH SOLE 22390 0 0 Canopy Growth Corporation COM 138035100 320 7372 SH SOLE 7372 0 0 Cardinal Health Inc COM 14149Y108 395 8208 SH SOLE 8208 0 0 Carmax Inc COM 143130102 1406 20138 SH SOLE 20138 0 0 Cavco Industries, Inc. COM 149568107 570 4851 SH SOLE 4851 0 0 Celgene Corp COM 151020104 321 3401 SH SOLE 3401 0 0 Cerus Corporation COM 157085101 129 20713 SH SOLE 20713 0 0 ChevronTexaco Corp COM 166764100 1484 12049 SH SOLE 12049 0 0 Chubb Corp COM H1467J104 949 6775 SH SOLE 6775 0 0 Cincinnati Financial Corporation COM 172062101 681 7926 SH SOLE 7926 0 0 Cisco Systems COM 17275R102 4924 91197 SH SOLE 91197 0 0 Citigroup Inc COM NEW 172967424 376 6044 SH SOLE 6044 0 0 Coca-Cola Co COM 191216100 1489 31779 SH SOLE 31779 0 0 Collegium Pharmaceutical Inc. COM 19459J104 192 12698 SH SOLE 12698 0 0 Comcast Corp New Cl A CL A 20030N101 205 5140 SH SOLE 5140 0 0 Communication Services Sel Sect SPDRETF COMMUNICATION 81369Y852 402 8600 SH SOLE 8600 0 0 Compugen Ltd. CL B M25722105 41 10000 SH SOLE 10000 0 0 ConocoPhillips COM 20825C104 1058 15856 SH SOLE 15856 0 0 Corning Inc. 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COM 40131M109 207 2700 SH SOLE 2700 0 0 Guggenheim S&P 500 Pure Growth ETF S&P500 PUR GWT 46137V266 1088 9398 SH SOLE 9398 0 0 Guggenheim S&P 500 Pure Value ETF S&P500 PUR VAL 46137V258 213 3382 SH SOLE 3382 0 0 HCA Inc COM 40412C101 267 2050 SH SOLE 2050 0 0 HCP Inc COM 40414L109 508 16239 SH SOLE 16239 0 0 Hewlett Packard Company COM 40434L105 387 19900 SH SOLE 19900 0 0 Hewlett Packard Enterprise Comp COM 42824C109 328 21284 SH SOLE 21284 0 0 Home Depot Inc COM 437076102 239 1248 SH SOLE 1248 0 0 HSBC Hldngs PLC SPON ADR NEW 404280406 501 12357 SH SOLE 12357 0 0 Huntington Bancshares COM 446150104 1425 112380 SH SOLE 112380 0 0 Illumina Inc COM 452327109 491 1580 SH SOLE 1580 0 0 Installed Building Products, Inc COM 45780R101 231 4770 SH SOLE 4770 0 0 Intel Corp COM 458140100 3036 56542 SH SOLE 56542 0 0 International Business Machines COM 459200101 1071 7588 SH SOLE 7588 0 0 Intuitive Surgical New COM NEW 46120E602 1813 3178 SH SOLE 3178 0 0 Invesco FTSE RAFI Dev Mkts ex-US ETF FTSE RAFI DEV 46138E743 30289 747508 SH SOLE 747508 0 0 Invesco QQQ Trust UNIT SER 1 46090E103 231 1288 SH SOLE 1288 0 0 iPath Bloomberg Commodity Index Total Return ETN DJUBS CMDT ETN36 06738C778 763 33691 SH SOLE 33691 0 0 iQIYI, Inc. SPONSORED ADS 46267X108 241 10063 SH SOLE 10063 0 0 iShares Barclays TIPS Bond ETF TIPS BD ETF 464287176 791 6993 SH SOLE 6993 0 0 iShares Comex Gold Trust ETF ISHARES 464285204 136 11004 SH SOLE 11004 0 0 iShares Core MSCI EAFE CORE MSCI EAFE 46432F842 206 3387 SH SOLE 3387 0 0 iShares Core MSCI Emerging Mkt ETF CORE MSCI EMKT 46434G103 345 6669 SH SOLE 6669 0 0 iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 464287804 218 2830 SH SOLE 2830 0 0 iShares MSCI EAFE Index ETF MSCI EAFE ETF 464287465 1514 23349 SH SOLE 23349 0 0 iShares MSCI EAFE Value Index ETF EAFE VALUE ETF 464288877 27585 564333 SH SOLE 564333 0 0 iShares MSCI Emerging Markets Index ETF MSCI EMG MKT ETF 464287234 364 8475 SH SOLE 8475 0 0 iShares M-Star Small Growth Index ETF MRGSTR SM CP GR 464288604 396 1985 SH SOLE 1985 0 0 iShares Russell 1000 Growth Index ETF RUS 1000 GRW ETF 464287614 925 6111 SH SOLE 6111 0 0 iShares Russell 1000 Index ETF RUS 1000 ETF 464287622 8162 51885 SH SOLE 51885 0 0 iShares Russell 1000 Value Index ETF RUS 1000 VAL ETF 464287598 200 1623 SH SOLE 1623 0 0 iShares Russell 2000 Growth Index ETF RUS 2000 GRW ETF 464287648 249 1265 SH SOLE 1265 0 0 iShares Russell 2000 Index ETF RUSSELL 2000 ETF 464287655 1767 11542 SH SOLE 11542 0 0 iShares Russell 3000 Index ETF RUSSELL 3000 ETF 464287689 217 1301 SH SOLE 1301 0 0 iShares S&P 500 Index ETF CORE S&P500 ETF 464287200 2710 9523 SH SOLE 9523 0 0 iShares S&P SmallCap 600 Growth Index ETF S&P SML 600 GWT 464287887 232 1300 SH SOLE 1300 0 0 Johnson & Johnson COM 478160104 2110 15094 SH SOLE 15094 0 0 Johnson Controls International plc SHS G51502105 822 22243 SH SOLE 22243 0 0 JP Morgan Alerian MLP Index ETN ALERIAN ML ETN 46625H365 26214 1027588 SH SOLE 1027588 0 0 JP Morgan Chase & Co. COM 46625H100 6016 59428 SH SOLE 59428 0 0 Keycorp Inc COM 493267108 163 10342 SH SOLE 10342 0 0 Kimberly-Clark COM 494368103 758 6119 SH SOLE 6119 0 0 Lilly (Eli) & Company COM 532457108 2615 20152 SH SOLE 20152 0 0 M/I Homes, Inc. 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COM 70450Y103 366 3523 SH SOLE 3523 0 0 PepsiCo Inc COM 713448108 423 3448 SH SOLE 3448 0 0 Pfizer Inc COM 717081103 2749 64740 SH SOLE 64740 0 0 Philip Morris International COM 718172109 978 11067 SH SOLE 11067 0 0 PIMCO Enhanced Short Maturity Active ETF ENHAN SHRT MA AC 72201R833 2395 23583 SH SOLE 23583 0 0 PIMCO RAFI Dyn Mlt-Fctr Emrg Mkts Eq ETF RAFI DYN EMERG 72202L389 1970 83537 SH SOLE 83537 0 0 PowerShares FTSE RAFI US 1000 ETF FTSE RAFI 1000 46137V613 748 6598 SH SOLE 6598 0 0 Procter & Gamble COM 742718109 3935 37821 SH SOLE 37821 0 0 ProShares Ultra S&P ETF PSHS ULT S&P 500 74347R107 236 2000 SH SOLE 2000 0 0 Raytheon Co New Cl A COM NEW 755111507 954 5241 SH SOLE 5241 0 0 Repligen Corporation COM 759916109 301 5100 SH SOLE 5100 0 0 Royal Dutch Shell B ADR F SPON ADR B 780259107 790 12359 SH SOLE 12359 0 0 Salesforce.com COM 79466L302 254 1606 SH SOLE 1606 0 0 Sarepta Therapeutics COM 803607100 339 2842 SH SOLE 2842 0 0 Schwab Fundamental Intl Lg Co ETF SCHWB FDT INT LG 808524755 120627 4373706 SH SOLE 4373706 0 0 Schwab US Aggregate Bond ETF US AGGREGATE B 808524839 751 14469 SH SOLE 14469 0 0 Schwab US Large Cap ETF US LRG CAP ETF 808524201 16315 241306 SH SOLE 241306 0 0 Schwab US Large Cap Value ETF US LCAP VA ETF 808524409 292 5325 SH SOLE 5325 0 0 Sirius XM Radio Inc. COM 82968B103 57 10023 SH SOLE 10023 0 0 Sophiris Bio, Inc. COM NEW 83578Q209 40 40000 SH SOLE 40000 0 0 SPDR Consumer Disc Select Sec ETF SBI CONS DISCR 81369Y407 574 5043 SH SOLE 5043 0 0 SPDR Consumer Staples Select Sec ETF SBI CONS STPLS 81369Y308 361 6435 SH SOLE 6435 0 0 SPDR Energy Select Sec ETF ENERGY 81369Y506 201 3034 SH SOLE 3034 0 0 SPDR Financial Select Sec ETF SBI INT-FINL 81369Y605 393 15270 SH SOLE 15270 0 0 SPDR Gold Shares ETF GOLD SHS 78463V107 279 2283 SH SOLE 2283 0 0 SPDR Health Care Select Sec ETF SBI HEALTHCARE 81369Y209 675 7352 SH SOLE 7352 0 0 SPDR Industrial Select Sec ETF SBI INT-INDS 81369Y704 584 7780 SH SOLE 7780 0 0 SPDR S&P 500 Index ETF TR UNIT 78462F103 2268 8029 SH SOLE 8029 0 0 SPDR Technology Select Sec ETF TECHNOLOGY 81369Y803 906 12243 SH SOLE 12243 0 0 Square Inc CL A 852234103 704 9403 SH SOLE 9403 0 0 Starbucks Corp COM 855244109 2650 35642 SH SOLE 35642 0 0 Suntrust Banks Inc COM 867914103 764 12902 SH SOLE 12902 0 0 Target Corp. COM 87612E106 488 6077 SH SOLE 6077 0 0 The Travelers Companies Inc COM 89417E109 834 6079 SH SOLE 6079 0 0 Unilever N V New F N Y SHS NEW 904784709 875 15014 SH SOLE 15014 0 0 United Healthcare Corp COM 91324P102 617 2497 SH SOLE 2497 0 0 United Technologies Corp COM 913017109 393 3047 SH SOLE 3047 0 0 Universal Display Corporation COM 91347P105 257 1681 SH SOLE 1681 0 0 Vanguard Bond Index ETF INTERMED TERM 921937819 300 3569 SH SOLE 3569 0 0 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 28427 259277 SH SOLE 259277 0 0 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 215 5258 SH SOLE 5258 0 0 Vanguard Mid Cap ETF MID CAP ETF 922908629 220 1370 SH SOLE 1370 0 0 Vanguard S&P 500 ETF New S&P 500 ETF SHS 922908363 439 1690 SH SOLE 1690 0 0 Vanguard Small Cap Value ETF SM CP VAL ETF 922908611 306 2377 SH SOLE 2377 0 0 Visa Inc. COM CL A 92826C839 1015 6498 SH SOLE 6498 0 0 Walgreens Boots Alliance COM 931427108 610 9638 SH SOLE 9638 0 0 Wal-Mart Stores Inc COM 931142103 1629 16705 SH SOLE 16705 0 0 Walt Disney Holding Co COM DISNEY 254687106 1836 16533 SH SOLE 16533 0 0 Wells Fargo & Co New COM 949746101 1808 37416 SH SOLE 37416 0 0 Welltower Inc. COM 95040Q104 1313 16924 SH SOLE 16924 0 0 Wesbanco Inc COM 950810101 423 10644 SH SOLE 10644 0 0 Workday Inc Cl A CL A 98138H101 252 1306 SH SOLE 1306 0 0 Worthington Industries COM 981811102 395 10592 SH SOLE 10592 0 0 Xilinx Inc COM 983919101 549 4330 SH SOLE 4330 0 0