SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Chu James K

(Last) (First) (Middle)
C/O HYATT HOTELS CORPORATION
150 RIVERSIDE PLAZA

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2024
3. Issuer Name and Ticker or Trading Symbol
Hyatt Hotels Corp [ H ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 20,510.947 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Rights (1) 03/22/2027 Class A Common Stock 12,232 $52.65 D
Stock Appreciation Rights (2) 03/21/2028 Class A Common Stock 9,465 $80.02 D
Stock Appreciation Rights (3) 03/20/2029 Class A Common Stock 11,747 $71.67 D
Stock Appreciation Rights (4) 03/24/2030 Class A Common Stock 22,635 $48.66 D
Stock Appreciation Rights (5) 03/24/2031 Class A Common Stock 7,008 $80.46 D
Stock Appreciation Rights (6) 03/24/2032 Class A Common Stock 5,568 $95.06 D
Stock Appreciation Rights (6) 05/18/2032 Class A Common Stock 7,471 $79.03 D
Stock Appreciation Rights (7) 03/21/2033 Class A Common Stock 9,270 $111.71 D
Restricted Stock Units (8) 03/16/2024 Class A Common Stock 1,034 (9) D
Restricted Stock Units (10) 12/12/2024 Class A Common Stock 339 (9) D
Restricted Stock Units (11) 03/16/2025 Class A Common Stock 1,875 (9) D
Restricted Stock Units (12) 03/16/2026 Class A Common Stock 28,053 (9) D
Restricted Stock Units (13) 03/16/2027 Class A Common Stock 4,028 (9) D
Restricted Stock Units (14) 09/16/2027 Class A Common Stock 23,907 (9) D
Explanation of Responses:
1. The stock appreciation rights ("SARs") issued pursuant to the Fourth Amended and Restated Hyatt Hotels Corporation Long-Term Incentive Plan (as amended, the "LTIP") vested in four substantially equal annual installments beginning on March 16, 2018.
2. The SARs issued pursuant to the LTIP vested in four substantially equal annual installments beginning on March 16, 2019.
3. The SARs issued pursuant to the LTIP vested in four substantially equal annual installments beginning on March 16, 2020.
4. The SARs issued pursuant to the LTIP vest in four substantially equal annual installments beginning on March 16, 2021.
5. The SARs issued pursuant to the LTIP vest in four substantially equal annual installments beginning on March 16, 2022.
6. The SARs issued pursuant to the LTIP vest in four substantially equal annual installments beginning on March 16, 2023.
7. The SARs issued pursuant to the LTIP vest in four substantially equal annual installments beginning on March 16, 2024.
8. The restricted stock units ("RSUs") issued pursuant to the LTIP vest and become payable on March 16, 2024. The RSUs will be settled in shares of Class A Common Stock upon vesting, subject to earlier settlement upon death or disability or a change of control of the Issuer.
9. Each RSU represents the contingent right to receive one share of Class A Common Stock.
10. The RSUs issued pursuant to the LTIP vest and become payable on December 12, 2024. The RSUs will be settled in shares of Class A Common Stock upon vesting, subject to earlier settlement upon death or disability or a change of control of the Issuer.
11. The RSUs issued pursuant to the LTIP vest and become payable in two substantially equal annual installments beginning on March 16, 2024. The RSUs will be settled in shares of Class A Common Stock upon vesting, subject to earlier settlement upon death or disability or a change of control of the Issuer.
12. The RSUs issued pursuant to the LTIP vest and become payable in three substantially equal annual installments beginning on March 16, 2024. The RSUs will be settled in shares of Class A Common Stock upon vesting, subject to earlier settlement upon death or disability or a change of control of the Issuer.
13. The RSUs issued pursuant to the LTIP vest and become payable in four substantially equal annual installments beginning on March 16, 2024. The RSUs will be settled in shares of Class A Common Stock upon vesting, subject to earlier settlement upon death or disability or a change of control of the Issuer.
14. The RSUs issued pursuant to the LTIP vest and become payable in four substantially equal annual installments beginning on September 16, 2024. The RSUs will be settled in shares of Class A Common Stock upon vesting, subject to earlier settlement upon death or disability or a change of control of the Issuer.
Remarks:
Executive Vice President, Chief Growth Officer Exhibit List: Exhibit 24 - Power of Attorney
Margaret C. Egan, Attorney-in-fact 01/08/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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