The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 1,178 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ACACIA RESH CORP | ACACIA TCH COM | 003881307 | 2,450 | 538,500 | SH | SOLE | 538,500 | 0 | 0 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 904 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ALERE INC | COM | 01449J105 | 258 | 5,052 | SH | SOLE | 5,052 | 0 | 0 | ||
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 224 | 15,750 | SH | SOLE | 15,750 | 0 | 0 | ||
AMTECH SYS INC | COM PAR $0.01N | 032332504 | 1,797 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 468 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ASV HLDGS INC | COM | 00215L104 | 1,911 | 235,000 | SH | SOLE | 235,000 | 0 | 0 | ||
B RILEY FINL INC | COM | 05580M108 | 3,580 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
BALLARD PWR SYS INC NEW | COM | 058586108 | 360 | 77,000 | SH | SOLE | 77,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 3,437 | 135,637 | SH | SOLE | 135,637 | 0 | 0 | ||
BIOLIFE SOLUTIONS INC | COM NEW | 09062W204 | 286 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BIOTIME INC | COM | 09066L105 | 999 | 351,822 | SH | SOLE | 351,822 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 372 | 12,738 | SH | SOLE | 12,738 | 0 | 0 | ||
CALAMP CORP | COM | 128126109 | 2,630 | 113,100 | SH | SOLE | 113,100 | 0 | 0 | ||
CAS MED SYS INC | COM PAR | 124769209 | 46 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CASI PHARMACEUTICALS INC | COM | 14757U109 | 27 | 15,090 | SH | SOLE | 15,090 | 0 | 0 | ||
CASTLE BRANDS INC | COM | 148435100 | 938 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
CELCUITY INC | COM | 15102K100 | 1,530 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
CHEGG INC | COM | 163092109 | 1,187 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 514 | 7,060 | SH | SOLE | 7,060 | 0 | 0 | ||
COGENTIX MED INC | COM | 19243A104 | 768 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
CRAFT BREW ALLIANCE INC | COM | 224122101 | 1,264 | 72,000 | SH | SOLE | 72,000 | 0 | 0 | ||
CVD EQUIPMENT CORP | COM | 126601103 | 2,535 | 230,500 | SH | SOLE | 230,500 | 0 | 0 | ||
CYTOSORBENTS CORP | COM NEW | 23283X206 | 930 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
EASTSIDE DISTILLING INC | *W EXP 99/99/999 | 277802112 | 58 | 127,000 | SH | SOLE | 127,000 | 0 | 0 | ||
EASTSIDE DISTILLING INC | COM PAR | 277802302 | 479 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
EDAP TMS S A | SPONSORED ADR | 268311107 | 649 | 217,900 | SH | SOLE | 217,900 | 0 | 0 | ||
EZCORP INC | CL A NON VTG | 302301106 | 285 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
FARMER BROS CO | COM | 307675108 | 825 | 25,100 | SH | SOLE | 25,100 | 0 | 0 | ||
FITBIT INC | CL A | 33812L102 | 2,760 | 396,500 | SH | SOLE | 396,500 | 0 | 0 | ||
FLUOR CORP NEW | COM | 343412102 | 842 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
GOOD TIMES RESTAURANTS INC | COM PAR $.001NEW | 382140879 | 2,812 | 1,041,400 | SH | SOLE | 1,041,400 | 0 | 0 | ||
GOPRO INC | CL A | 38268T103 | 220 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
GP STRATEGIES CORP | COM | 36225V104 | 1,343 | 43,521 | SH | SOLE | 43,521 | 0 | 0 | ||
HARMONY GOLD MNG LTD | SPONSORED ADR | 413216300 | 366 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
HMS HLDGS CORP | COM | 40425J101 | 596 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
HOSTESS BRANDS INC | CL A | 44109J106 | 4,444 | 325,300 | SH | SOLE | 325,300 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 5,309 | 107,448 | SH | SOLE | 107,448 | 0 | 0 | ||
HYDROGENICS CORP NEW | COM NEW | 448883207 | 1,920 | 235,600 | SH | SOLE | 235,600 | 0 | 0 | ||
I D SYSTEMS INC | COM | 449489103 | 863 | 114,900 | SH | SOLE | 114,900 | 0 | 0 | ||
IDENTIV INC | COM NEW | 45170X205 | 626 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
INDUSTREA ACQUISITION CORP | UNIT 07/21/2024 | 45579J203 | 1,820 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
INTELLICHECK INC | COM NEW | 45817G201 | 576 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
INTL FCSTONE INC | COM | 46116V105 | 766 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
INVACARE CORP | COM | 461203101 | 158 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INVUITY INC | COM NEW | 46187J205 | 1,335 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
KIRKLAND LAKE GOLD LTD | COM | 49741E100 | 646 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
LAYNE CHRISTENSEN CO | COM | 521050104 | 3,765 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
LEE ENTERPRISES INC | COM | 523768109 | 166 | 75,400 | SH | SOLE | 75,400 | 0 | 0 | ||
LIGHTPATH TECHNOLOGIES INC | CL A NEW | 532257805 | 2,880 | 1,125,000 | SH | SOLE | 1,125,000 | 0 | 0 | ||
LRAD CORP | COM | 50213V109 | 5,037 | 2,364,680 | SH | SOLE | 2,364,680 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 2,718 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MANITEX INTL INC | COM | 563420108 | 2,898 | 322,700 | SH | SOLE | 322,700 | 0 | 0 | ||
MARINEMAX INC | COM | 567908108 | 1,466 | 88,600 | SH | SOLE | 88,600 | 0 | 0 | ||
MCBC HLDGS INC | COM | 55276F107 | 3,469 | 170,200 | SH | SOLE | 170,200 | 0 | 0 | ||
MGP INGREDIENTS INC NEW | COM | 55303J106 | 11,677 | 192,600 | SH | SOLE | 192,600 | 0 | 0 | ||
MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 3,224 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
MYR GROUP INC DEL | COM | 55405W104 | 583 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 265 | 27,200 | SH | SOLE | 27,200 | 0 | 0 | ||
NV5 GLOBAL INC | COM | 62945V109 | 12,756 | 233,407 | SH | SOLE | 233,407 | 0 | 0 | ||
OCLARO INC | COM NEW | 67555N206 | 3,604 | 417,567 | SH | SOLE | 417,567 | 0 | 0 | ||
ORASURE TECHNOLOGIES INC | COM | 68554V108 | 675 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
PARK CITY GROUP INC | COM NEW | 700215304 | 3,440 | 283,100 | SH | SOLE | 283,100 | 0 | 0 | ||
PARK OHIO HLDGS CORP | COM | 700666100 | 784 | 17,200 | SH | SOLE | 17,200 | 0 | 0 | ||
PFSWEB INC | COM NEW | 717098206 | 178 | 21,276 | SH | SOLE | 21,276 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 73 | 27,940 | SH | SOLE | 27,940 | 0 | 0 | ||
PRIMO WTR CORP | COM | 74165N105 | 20,441 | 1,725,000 | SH | SOLE | 1,725,000 | 0 | 0 | ||
RED LION HOTELS CORP | COM | 756764106 | 9,402 | 1,086,892 | SH | SOLE | 1,086,892 | 0 | 0 | ||
SEARS HLDGS CORP | COM | 812350106 | 210 | 28,800 | SH | SOLE | 28,800 | 0 | 0 | ||
SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323108 | 988 | 314,700 | SH | SOLE | 314,700 | 0 | 0 | ||
SHOTSPOTTER INC | COM | 82536T107 | 2,130 | 158,400 | SH | SOLE | 158,400 | 0 | 0 | ||
SITEONE LANDSCAPE SUPPLY INC | COM | 82982L103 | 5,241 | 90,200 | SH | SOLE | 90,200 | 0 | 0 | ||
SOCKET MOBILE INC | COM NEW | 83368E200 | 1,161 | 306,430 | SH | SOLE | 306,430 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 6,079 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TRUECAR INC | COM | 89785L107 | 12,553 | 795,000 | SH | SOLE | 795,000 | 0 | 0 | ||
VERIFONE SYS INC | COM | 92342Y109 | 913 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
VIAD CORP | COM NEW | 92552R406 | 4,421 | 72,600 | SH | SOLE | 72,600 | 0 | 0 | ||
VICOR CORP | COM | 925815102 | 3,630 | 153,797 | SH | SOLE | 153,797 | 0 | 0 | ||
VOCERA COMMUNICATIONS INC | COM | 92857F107 | 14,389 | 458,700 | SH | SOLE | 458,700 | 0 | 0 | ||
WESTPORT FUEL SYSTEMS INC | COM NEW | 960908309 | 3,185 | 973,900 | SH | SOLE | 973,900 | 0 | 0 |