The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTAVIS PLC | SHS | G0083B108 | 2,768 | 11,474 | SH | SOLE | 11,474 | 0 | 0 | ||
ACTAVIS PLC | SHS | G0083B108 | 676 | 2,800 | SH | Call | SOLE | 2,800 | 0 | 0 | |
ACTAVIS PLC | SHS | G0083B108 | 1,327 | 5,500 | SH | Call | SOLE | 5,500 | 0 | 0 | |
ACTAVIS PLC | SHS | G0083B108 | 9,386 | 38,899 | SH | DFND | 1 | 0 | 38,899 | 0 | |
ACTAVIS PLC | SHS | G0083B108 | 1,737 | 7,200 | SH | Call | DFND | 1 | 0 | 7,200 | 0 |
ACTAVIS PLC | SHS | G0083B108 | 3,499 | 14,500 | SH | Call | DFND | 1 | 0 | 14,500 | 0 |
ACTAVIS PLC | SHS | G0083B108 | 5,429 | 22,500 | SH | Put | DFND | 1 | 0 | 22,500 | 0 |
AMC NETWORKS INC | CL A | 00164V103 | 4,339 | 74,267 | SH | SOLE | 74,267 | 0 | 0 | ||
AMC NETWORKS INC | CL A | 00164V103 | 7,320 | 125,301 | SH | DFND | 1 | 0 | 125,301 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 2,384 | 23,500 | SH | SOLE | 23,500 | 0 | 0 | ||
ANNIES INC | COM | 03600T104 | 2,009 | 43,765 | SH | SOLE | 43,765 | 0 | 0 | ||
AOL INC | COM | 00184X105 | 989 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
BOULDER BRANDS INC | COM | 101405108 | 1,501 | 110,119 | SH | SOLE | 110,119 | 0 | 0 | ||
BOULDER BRANDS INC | COM | 101405108 | 3,695 | 271,081 | SH | DFND | 1 | 0 | 271,081 | 0 | |
BURGER KING WORLDWIDE INC | COM | 121220107 | 2,691 | 90,726 | SH | SOLE | 90,726 | 0 | 0 | ||
BURGER KING WORLDWIDE INC | COM | 121220107 | 5,557 | 187,345 | SH | DFND | 1 | 0 | 187,345 | 0 | |
CAREFUSION CORP | COM | 14170T101 | 1,114 | 24,624 | SH | SOLE | 24,624 | 0 | 0 | ||
CAREFUSION CORP | COM | 14170T101 | 1,985 | 43,876 | SH | DFND | 1 | 0 | 43,876 | 0 | |
CBS CORP NEW | CL A | 124857103 | 2,041 | 38,148 | SH | SOLE | 38,148 | 0 | 0 | ||
DISCOVERY COMMUNICATNS NEW | COM SER A | 25470F104 | 663 | 17,538 | SH | SOLE | 17,538 | 0 | 0 | ||
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 654 | 17,537 | SH | SOLE | 17,537 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 6,683 | 103,486 | SH | SOLE | 103,486 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 15,187 | 235,164 | SH | DFND | 1 | 0 | 235,164 | 0 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 1,083 | 17,727 | SH | SOLE | 17,727 | 0 | 0 | ||
DRESSER-RAND GROUP INC | COM | 261608103 | 987 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
DRESSER-RAND GROUP INC | COM | 261608103 | 3,192 | 38,800 | SH | Call | SOLE | 38,800 | 0 | 0 | |
DRESSER-RAND GROUP INC | COM | 261608103 | 8,325 | 101,200 | SH | Call | DFND | 1 | 0 | 101,200 | 0 |
GLOBALSTAR INC | COM | 378973408 | 1,277 | 348,844 | SH | SOLE | 348,844 | 0 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 3,024 | 826,256 | SH | DFND | 1 | 0 | 826,256 | 0 | |
INTERPUBLIC GROUP COS INC | COM | 460690100 | 4,090 | 223,247 | SH | SOLE | 223,247 | 0 | 0 | ||
INTERPUBLIC GROUP COS INC | COM | 460690100 | 7,067 | 385,753 | SH | DFND | 1 | 0 | 385,753 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 785 | 13,910 | SH | SOLE | 13,910 | 0 | 0 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 3,158 | 56,000 | SH | Call | SOLE | 56,000 | 0 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 936 | 16,600 | SH | Call | SOLE | 16,600 | 0 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 2,035 | 36,090 | SH | DFND | 1 | 0 | 36,090 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 8,122 | 144,000 | SH | Call | DFND | 1 | 0 | 144,000 | 0 |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 2,448 | 43,400 | SH | Call | DFND | 1 | 0 | 43,400 | 0 |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 1,502 | 32,848 | SH | SOLE | 32,848 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 3,494 | 85,198 | SH | SOLE | 85,198 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 7,902 | 192,664 | SH | DFND | 1 | 0 | 192,664 | 0 | |
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 5,138 | 53,400 | SH | Call | SOLE | 53,400 | 0 | 0 | |
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 13,201 | 137,200 | SH | Call | DFND | 1 | 0 | 137,200 | 0 |
MOLSON COORS BREWING CO | CL B | 60871R209 | 1,286 | 17,271 | SH | SOLE | 17,271 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 2,084 | 28,000 | SH | Call | SOLE | 28,000 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 1,764 | 23,700 | SH | Call | SOLE | 23,700 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 4,563 | 61,300 | SH | Call | DFND | 1 | 0 | 61,300 | 0 |
MOLSON COORS BREWING CO | CL B | 60871R209 | 8,709 | 117,000 | SH | Call | DFND | 1 | 0 | 117,000 | 0 |
MONTAGE TECHNOLOGY GROUP LTD | SHS | G6209T105 | 347 | 16,600 | SH | Put | SOLE | 16,600 | 0 | 0 | |
MONTAGE TECHNOLOGY GROUP LTD | SHS | G6209T105 | 907 | 43,400 | SH | Put | DFND | 1 | 0 | 43,400 | 0 |
ROCKWELL AUTOMATION INC | COM | 773903109 | 3,299 | 30,025 | SH | SOLE | 30,025 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 2,439 | 22,200 | SH | Call | SOLE | 22,200 | 0 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 7,127 | 64,858 | SH | DFND | 1 | 0 | 64,858 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 6,351 | 57,800 | SH | Call | DFND | 1 | 0 | 57,800 | 0 |
ROCKWOOD HLDGS INC | COM | 774415103 | 6,181 | 80,854 | SH | SOLE | 80,854 | 0 | 0 | ||
ROCKWOOD HLDGS INC | COM | 774415103 | 14,116 | 184,646 | SH | DFND | 1 | 0 | 184,646 | 0 | |
RUCKUS WIRELESS INC | COM | 781220108 | 4,687 | 350,794 | SH | SOLE | 350,794 | 0 | 0 | ||
RUCKUS WIRELESS INC | COM | 781220108 | 2,789 | 208,747 | SH | DFND | 1 | 0 | 208,747 | 0 | |
SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 3,685 | 47,188 | SH | SOLE | 47,188 | 0 | 0 | ||
SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 9,478 | 121,378 | SH | DFND | 1 | 0 | 121,378 | 0 | |
SMUCKER J M CO | COM NEW | 832696405 | 2,179 | 22,013 | SH | SOLE | 22,013 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 1,058 | 13,101 | SH | SOLE | 13,101 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 2,159 | 26,736 | SH | DFND | 1 | 0 | 26,736 | 0 | |
THERAVANCE BIOPHARMA INC | COM | G8807B106 | 571 | 24,757 | SH | SOLE | 24,757 | 0 | 0 | ||
THERAVANCE INC | COM | 88338T104 | 2,392 | 139,982 | SH | SOLE | 139,982 | 0 | 0 | ||
TIM PARTICIPACOES S A | SPONSORED ADR | 88706P205 | 6,665 | 254,396 | SH | SOLE | 254,396 | 0 | 0 | ||
TIM PARTICIPACOES S A | SPONSORED ADR | 88706P205 | 13,613 | 519,580 | SH | DFND | 1 | 0 | 519,580 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 3,373 | 44,854 | SH | SOLE | 44,854 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 2,083 | 27,700 | SH | Call | SOLE | 27,700 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 5,581 | 74,200 | SH | Call | SOLE | 74,200 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 8,811 | 117,146 | SH | DFND | 1 | 0 | 117,146 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 5,438 | 72,300 | SH | Call | DFND | 1 | 0 | 72,300 | 0 |
TIME WARNER INC | COM NEW | 887317303 | 13,455 | 178,900 | SH | Call | DFND | 1 | 0 | 178,900 | 0 |
TRAVELPORT WORLDWIDE LTD | SHS | G9019D104 | 9,218 | 560,006 | SH | SOLE | 560,006 | 0 | 0 | ||
TRAVELPORT WORLDWIDE LTD | SHS | G9019D104 | 1,549 | 94,080 | SH | DFND | 1 | 0 | 94,080 | 0 | |
TW TELECOM INC | COM | 87311L104 | 3,976 | 95,558 | SH | SOLE | 95,558 | 0 | 0 | ||
UNWIRED PLANET INC NEW | COM | 91531F103 | 2,232 | 1,199,972 | SH | SOLE | 1,199,972 | 0 | 0 | ||
UNWIRED PLANET INC NEW | COM | 91531F103 | 3,546 | 1,906,503 | SH | DFND | 1 | 0 | 1,715,892 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 722 | 5,500 | SH | Put | SOLE | 5,500 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 1,902 | 14,500 | SH | Put | DFND | 1 | 0 | 14,500 | 0 |
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 247 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
WHITEWAVE FOODS CO | COM | 966244105 | 2,702 | 74,366 | SH | SOLE | 74,366 | 0 | 0 | ||
WHITEWAVE FOODS CO | COM | 966244105 | 403 | 11,100 | SH | Call | SOLE | 11,100 | 0 | 0 | |
WHITEWAVE FOODS CO | COM | 966244105 | 4,193 | 115,414 | SH | DFND | 1 | 0 | 115,414 | 0 | |
WHITEWAVE FOODS CO | COM | 966244105 | 1,050 | 28,900 | SH | Call | DFND | 1 | 0 | 28,900 | 0 |
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 1,360 | 16,731 | SH | SOLE | 16,731 | 0 | 0 | ||
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 3,516 | 43,269 | SH | DFND | 1 | 0 | 43,269 | 0 | |
YAHOO INC | COM | 984332106 | 2,038 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 3,016 | 74,000 | SH | DFND | 1 | 0 | 74,000 | 0 |