The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACTAVIS INC | COM | 00507K103 | 2,863 | 19,883 | SH | SOLE | 19,883 | 0 | 0 | ||
| ACTAVIS INC | COM | 00507K103 | 2,644 | 18,358 | SH | DFND | 1 | 0 | 18,358 | 0 | |
| APPLE INC | COM | 037833100 | 4,027 | 8,447 | SH | SOLE | 8,447 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 4,078 | 8,553 | SH | DFND | 1 | 0 | 8,553 | 0 | |
| BEAM INC | COM | 073730103 | 4,838 | 74,831 | SH | SOLE | 74,831 | 0 | 0 | ||
| BEAM INC | COM | 073730103 | 4,229 | 65,417 | SH | DFND | 1 | 0 | 65,417 | 0 | |
| BOB EVANS FARMS INC | COM | 096761101 | 571 | 9,976 | SH | SOLE | 9,976 | 0 | 0 | ||
| BOB EVANS FARMS INC | COM | 096761101 | 752 | 13,124 | SH | DFND | 1 | 0 | 13,124 | 0 | |
| BURGER KING WORLDWIDE INC | COM | 121220107 | 4,216 | 216,007 | SH | SOLE | 216,007 | 0 | 0 | ||
| BURGER KING WORLDWIDE INC | COM | 121220107 | 2,210 | 113,195 | SH | DFND | 1 | 0 | 113,195 | 0 | |
| DIRECTV | COM | 25490A309 | 3,472 | 58,104 | SH | SOLE | 58,104 | 0 | 0 | ||
| DIRECTV | COM | 25490A309 | 3,035 | 50,796 | SH | DFND | 1 | 0 | 50,796 | 0 | |
| DISH NETWORK CORP | CL A | 25470M109 | 3,757 | 83,465 | SH | SOLE | 83,465 | 0 | 0 | ||
| DISH NETWORK CORP | CL A | 25470M109 | 3,245 | 72,085 | SH | DFND | 1 | 0 | 72,085 | 0 | |
| DOLLAR GEN CORP NEW | COM | 256677105 | 599 | 10,610 | SH | SOLE | 10,610 | 0 | 0 | ||
| DOLLAR GEN CORP NEW | COM | 256677105 | 530 | 9,390 | SH | DFND | 1 | 0 | 9,390 | 0 | |
| EMULEX CORP | COM NEW | 292475209 | 2,514 | 323,966 | SH | SOLE | 323,966 | 0 | 0 | ||
| EMULEX CORP | COM NEW | 292475209 | 2,944 | 379,320 | SH | DFND | 1 | 0 | 379,320 | 0 | |
| FAMILY DLR STORES INC | COM | 307000109 | 606 | 8,420 | SH | SOLE | 8,420 | 0 | 0 | ||
| FAMILY DLR STORES INC | COM | 307000109 | 1,909 | 26,500 | SH | Call | SOLE | 26,500 | 0 | 0 | |
| FAMILY DLR STORES INC | COM | 307000109 | 798 | 11,080 | SH | DFND | 1 | 0 | 11,080 | 0 | |
| FAMILY DLR STORES INC | COM | 307000109 | 1,692 | 23,500 | SH | Call | DFND | 1 | 0 | 23,500 | 0 |
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 2,316 | 29,190 | SH | SOLE | 29,190 | 0 | 0 | ||
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 3,000 | 37,810 | SH | DFND | 1 | 0 | 37,810 | 0 | |
| LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 1,081 | 41,700 | SH | Put | SOLE | 41,700 | 0 | 0 | |
| LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 1,426 | 55,000 | SH | Put | DFND | 1 | 0 | 55,000 | 0 |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 1,881 | 100,617 | SH | SOLE | 100,617 | 0 | 0 | ||
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 2,466 | 131,883 | SH | DFND | 1 | 0 | 131,883 | 0 | |
| OFFICE DEPOT INC | COM | 676220106 | 1,923 | 398,207 | SH | SOLE | 398,207 | 0 | 0 | ||
| OFFICE DEPOT INC | COM | 676220106 | 2,502 | 518,063 | SH | DFND | 1 | 0 | 518,063 | 0 | |
| PEPSICO INC | COM | 713448108 | 2,626 | 33,027 | SH | SOLE | 33,027 | 0 | 0 | ||
| PEPSICO INC | COM | 713448108 | 2,144 | 26,973 | SH | DFND | 1 | 0 | 26,973 | 0 | |
| PRECIDIAN ETFS TR | MAXI NIKKEI | 74016W106 | 264 | 14,961 | SH | SOLE | 14,961 | 0 | 0 | ||
| PROSHARES TR II | VIX STRMFUT ETF | 74347W361 | 1,790 | 45,363 | SH | SOLE | 45,363 | 0 | 0 | ||
| PROSHARES TR II | VIX STRMFUT ETF | 74347W361 | 972 | 24,637 | SH | DFND | 1 | 0 | 24,637 | 0 | |
| RDA MICROELECTRONICS INC | SPONSORED ADR | 749394102 | 275 | 17,966 | SH | SOLE | 17,966 | 0 | 0 | ||
| RDA MICROELECTRONICS INC | SPONSORED ADR | 749394102 | 358 | 23,434 | SH | DFND | 1 | 0 | 23,434 | 0 | |
| RUCKUS WIRELESS INC | COM | 781220108 | 1,149 | 68,288 | SH | SOLE | 68,288 | 0 | 0 | ||
| RUCKUS WIRELESS INC | COM | 781220108 | 1,512 | 89,857 | SH | DFND | 1 | 0 | 89,857 | 0 | |
| SOTHEBYS | COM | 835898107 | 1,165 | 23,719 | SH | SOLE | 23,719 | 0 | 0 | ||
| SOTHEBYS | COM | 835898107 | 1,522 | 30,981 | SH | DFND | 1 | 0 | 30,981 | 0 | |
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 2,679 | 110,503 | SH | SOLE | 110,503 | 0 | 0 | ||
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 2,370 | 97,790 | SH | DFND | 1 | 0 | 97,790 | 0 | |
| STERLING FINL CORP WASH | COM NEW | 859319303 | 717 | 25,025 | SH | SOLE | 25,025 | 0 | 0 | ||
| STERLING FINL CORP WASH | COM NEW | 859319303 | 943 | 32,931 | SH | DFND | 1 | 0 | 32,931 | 0 | |
| THERAVANCE INC | COM | 88338T104 | 2,747 | 67,169 | SH | SOLE | 67,169 | 0 | 0 | ||
| THERAVANCE INC | COM | 88338T104 | 274 | 6,700 | SH | Call | SOLE | 6,700 | 0 | 0 | |
| THERAVANCE INC | COM | 88338T104 | 3,672 | 89,812 | SH | DFND | 1 | 0 | 89,812 | 0 | |
| THERAVANCE INC | COM | 88338T104 | 229 | 5,600 | SH | Call | DFND | 1 | 0 | 5,600 | 0 |
| TIM PARTICIPACOES S A | SPONSORED ADR | 88706P205 | 2,927 | 124,178 | SH | SOLE | 124,178 | 0 | 0 | ||
| TIM PARTICIPACOES S A | SPONSORED ADR | 88706P205 | 3,765 | 159,736 | SH | DFND | 1 | 0 | 159,736 | 0 | |
| TIME WARNER CABLE INC | COM | 88732J207 | 4,808 | 43,079 | SH | SOLE | 43,079 | 0 | 0 | ||
| TIME WARNER CABLE INC | COM | 88732J207 | 6,230 | 55,821 | SH | DFND | 1 | 0 | 55,821 | 0 | |
| T-MOBILE US INC | COM | 872590104 | 1,645 | 63,337 | SH | SOLE | 63,337 | 0 | 0 | ||
| T-MOBILE US INC | COM | 872590104 | 2,160 | 83,163 | SH | DFND | 1 | 0 | 83,163 | 0 | |
| TW TELECOM INC | COM | 87311L104 | 3,728 | 124,823 | SH | SOLE | 124,823 | 0 | 0 | ||
| TW TELECOM INC | COM | 87311L104 | 3,579 | 119,826 | SH | DFND | 1 | 0 | 119,826 | 0 | |
| UNWIRED PLANET INC NEW | COM | 91531F103 | 2,592 | 1,498,547 | SH | SOLE | 1,498,547 | 0 | 0 | ||
| UNWIRED PLANET INC NEW | COM | 91531F103 | 3,187 | 1,842,326 | SH | DFND | 1 | 0 | 1,842,326 | 0 | |