EX-1.01 2 exhibit101-conflictmineral.htm EX-1.01 CONFLICT MINERALS REPORT Document

Exhibit 1.01

Conflict Minerals Report

This Conflict Minerals Report (CMR) of General Motors Company is for calendar year 2022 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (SEC Rule). The SEC Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act). The SEC Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of said products. The SEC Rule defines conflict minerals as columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten (3TG), and any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country (Covered Countries).

In this CMR, references to General Motors, GM, our, us, or we refer to General Motors Company.
I.    Company and Supply Chain Overview
We, through our direct and indirect subsidiaries, design, build, and sell trucks, crossovers, cars, and automobile parts worldwide. Our supply chain is a complex global network of tiered suppliers that directly or indirectly supply raw materials, components, and services to our global facilities.

With respect to the 3TG in our products, generally there are multiple tiers of supplier manufacturers between the smelters or refiners (SORs) that process 3TG and the first-tier suppliers that deliver parts to us. We do not have a direct business relationship with any SORs of 3TG. We rely on the suppliers with whom we have direct contracts to provide information on the origin of, and the facilities used to process, the 3TG contained in the components and materials supplied to us.
II.    Reasonable Country of Origin Inquiry

For our reasonable country of origin inquiry (RCOI), we rely on our tiered suppliers’ engagement as a critical piece in our RCOI process. We developed a targeted list of our first-tier suppliers of original equipment and aftermarket parts that we believe provide products that may contain 3TG which are necessary to the functionality or production of our product portfolio. We identified these suppliers based on information in the International Material Data System (IMDS) and from information previously provided by suppliers regarding conflict minerals. From that list, we incorporated only those suppliers who shipped part(s) to GM during the 2022 calendar year. In addition, we also surveyed employees whose function may provide relevant information regarding the source of potential 3TG within our supply chain.

We then used the Conflict Minerals Reporting Template (CMRT), a standardized industry reporting template developed by the Responsible Minerals Initiative (RMI), to obtain information from these suppliers regarding the facilities used to process the necessary 3TG and the country of origin of such minerals. To obtain information for GM’s products, we requested that our direct suppliers cascade these CMRT reporting requirements down through their supply chains. Given the complex supply chain we have, some suppliers were only able to report at a company-wide level, and therefore, we cannot definitively determine if the identified SORs are actually in our supply chain.

For the 2022 calendar year, we received completed CMRTs from 90% of the 2,764 supplier locations that we believe supply components that contain 3TG to GM. The CMRT responses identified 343 total SORs. Of those, 22 SORs were identified to have sourced, or are sourcing from a Covered Country. All 22 SORs that have sourced or are sourcing from a covered country are identified by RMI to be conformant to the Responsible Minerals Assurance Process (RMAP) as of March 1, 2023.

A reasonable country of origin inquiry and due diligence process was performed on the source and chain of custody of 3TG contained in the components and material supplied to us. We have reason to believe that some of the 3TG in our products may have originated in a Covered Country and may not have all come from recycled



or scrap sources. Therefore, we undertook due diligence measures on the source and chain of custody related to the conflict minerals in our supply chain.
III.     Design of Due Diligence Process

To obtain information regarding the source and chain of custody of 3TG, we conducted due diligence through our direct suppliers based on the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD Guidance) published by the Organisation for Economic Co-operation and Development (OECD). The OECD Guidance provides an internationally recognized framework for conflict minerals due diligence.

IV.    Due Diligence Measures Performed

Step 1.    Establish Strong Company Management Systems

1. Company Conflict Minerals Policy

GM’s policies and practices, including its Conflict Minerals Policy, reflect our commitment to responsible sourcing strategies that mitigate negative social and environmental impacts. Through our Supplier Code of Conduct, we expect similar commitments and efforts from our suppliers to source responsibly within their supply chains, including sourcing 3TG. Our Conflict Minerals Policy can be found at https://www.gmsustainability.com/_pdf/policies/GM_Conflict_Minerals_Policy.pdf. We also communicate this policy to our suppliers through our supplier portal.

Commitment to Sourcing Responsibly

General Motors is committed to upholding human rights across our network of suppliers that support our global operations. Part of that commitment is found in our Supplier Code of Conduct and our Human Rights Policy. GM understands that long-term success starts with a company’s value system and a principled approach to doing business. These documents clearly communicate how we define, approach, govern, and support universal human rights and the dignity of people throughout our operations, the communities in which we operate, and our global supply chain. GM is also a signatory to the UN Global Compact and a member of RMI.

2. Internal Management Team
We have created a compliance group within our Global Purchasing and Supply Chain function that is responsible for, among other things, overseeing and enhancing our sustainability and compliance efforts, including conflict minerals, supplier awareness programs, trade restrictions, and similar efforts. By consolidating these efforts under the guidance of a single senior leader, we seek to implement our sustainability policies and achieve our goals.

Within this compliance-focused group, we have a team to lead our conflict minerals compliance program. To support this team, we organized a Conflict Minerals Compliance Committee, composed of representatives from the following functional areas: Global Purchasing and Supply Chain, Legal, Finance, Sustainability, SEC Reporting, and GM Audit Services. The Conflict Minerals Compliance Committee provides cross functional expertise for our conflict minerals compliance program. The Executive Steering Committee exercises oversight over the conflict minerals compliance program.

3. System of Supply Chain Controls and Transparency

We rely on our first-tier suppliers to solicit information from the suppliers lower in our supply chain regarding the facilities that process the necessary 3TG, including the country of origin of such minerals, and to provide that information in their responses to our request for conflict minerals information. We review our first-tier suppliers’ responses for completeness and consistency and work with them to improve the accuracy of the information we receive, if necessary.






4. Supplier Engagement

We engage with our suppliers to assist them in building their capabilities to improve their chain of custody declarations and increase the transparency of 3TG in our global supply chain. We communicate our conflict minerals reporting requirements to suppliers through various mechanisms, including teleconferences, emails, publications, and webinars. We have also established a direct email address (conflictminerals@gm.com) to provide our suppliers a streamlined path of communication relating to conflict minerals. We make conflict minerals reference documents available through our supplier portal. Some of the documents we have created and provide are frequently asked questions, CMRT completion instructions, webinar presentations, and leadership messages related to conflict minerals.

5. Grievance Mechanism
    
We maintain procedures for reporting potential safety concerns, potential misconduct, and concerns about potential ethical violations, including concerns regarding conflict minerals. One of those methods is the “Awareline,” which allows employees, suppliers, and others to report concerns about us, our management, supervisors, employees, or agents. Reports can be made to the Awareline in over a dozen different languages 24 hours per day, 7 days per week by phone, Internet, or email. Individuals filing reports on the Awareline may remain anonymous as permitted by law. Information about the Awareline is found at: awareline.com.

Step 2.     Identify and Assess Risk in the Supply Chain

We analyzed our suppliers’ CMRT responses for completeness and consistency. In addition to identifying all the SORs of 3TG in their supply chains, we required our suppliers to identify the country where the minerals were mined (the country of origin). Although we requested that our suppliers include this information in their responses, not all suppliers provided responses with country of origin information. We continue to educate our suppliers on the importance of determining the mine or location of origin with the greatest possible specificity.

Through our membership in RMI (ID #GMOT), we obtained a list of SORs who are in conformance with the RMAP as well as some of their country of origin sourcing information as noted above.  The RMAP uses an independent third-party assessment of the management systems and sourcing practices of the SORs to validate conformance with the RMAP standards.

We used the RMI smelter and refiner conformant list internally to analyze the SOR lists provided to us from our suppliers’ CMRT submissions. We also utilized RMI member resources to identify those high risk SORs that were listed in our suppliers’ CMRTs as sourcing from the Covered Countries and not listed as conformant to the RMAP.

Our team provided individual smelter analysis to specific suppliers that identified SORs in their CMRTs that are not yet in the RMAP. This analysis also identified entities that did not meet the definition of an eligible SOR. By providing the smelter analyses to our suppliers, we are empowering our suppliers to inform their supply chains of the identity of non-RMAP-conformant SORs. We requested our suppliers to send letters encouraging SORs to join the RMAP. We also requested our suppliers improve the accuracy of their smelter lists by eliminating the SORs that are no longer in operation and removing those entities that did not meet the definition of eligible SORs.

Step 3.    Design and Implement a Strategy to Respond to Identified Risk

As previously described, we review each supplier CMRT response to (i) provide feedback to our suppliers and (ii) identify risks in our supply chain related to the use of 3TG. Some key factors in our CMRT analysis were supplier sub-tier response rates, the percentage of non-conformant SORs listed in each supplier’s smelter list, IMDS inconsistency (i.e., when the supplier’s 3TG declaration does not match the IMDS records), and SOR sourcing information.

We also have established a formal escalation process for resolving concerns regarding the use of 3TG in our supply chain. Specifically, when our conflict minerals team identifies defects, inconsistencies, or other problems in a supplier’s CMRT response (including a failure to respond), we first attempt to work directly with the supplier to resolve the issue. If our conflict minerals team does not receive an acceptable response from the supplier, the issue is escalated to the appropriate leadership and eventually to the Conflict Minerals Executive



Steering Committee. If necessary, we may preclude a supplier from receiving future business if the concern is not resolved.

The SOR outreach and certification process are also important risk mitigation components of our conflict minerals program. To increase the number of RMAP-conformant SORs, specifically during the 2022 reporting year, GM conducted outreach to 46 eligible 3TG SORs by sending letters to encourage them to join the RMAP. We also encourage our tier 1 suppliers to send outreach letters to the SORs in their smelter lists who are not determined to be RMAP conformant by RMI.

The results of our monitoring and outreach efforts are reported to the Conflict Minerals Executive Steering Committee at regular, periodic meetings and tracked against the prior year’s results.

Step 4.     Carry Out Independent Third-Party Audit of Supply Chain Due Diligence

Since we do not source directly from SORs, we rely on information from industry involvement and information available through our membership in RMI. We actively support industry-wide initiatives to improve both reporting and knowledge regarding the SORs supplying 3TG for our products. One key initiative that we supported financially is RMI’s Audit Fund for RMAP participating SORs. The Audit Fund is designed to encourage RMAP-eligible SOR’s to undergo an independent third-party responsible sourcing assessment.

Step 5.    Report on Supply Chain Due Diligence

We file the Specialized Disclosure Form (Form SD), including the Conflict Minerals Report, annually with the SEC as directed by the Dodd-Frank Act. Our Form SD and CMR are available on our website at investor.gm.com/sec-filings.

V.    Steps We Have Taken or Will Take to Mitigate the Risk that Conflict Minerals in Our Products Benefit Armed Groups, Including Improving Due Diligence

We are continuing to work with our suppliers to gather more information through the supply chain. Through emails, webinars, and our Conflict Minerals Policy, we are encouraging our suppliers to work with their supply chains to source responsibly, including utilizing conformant SORs.

We will continue to work with the Automotive Industry Action Group (AIAG) to further educate suppliers and utilize common methods to determine the origin of 3TG in our products. Through this group, we will continue to develop and participate in AIAG training and other 3TG initiatives. We also actively participate in the AIAG Smelter Engagement Team (SET) and the RMI SET to prioritize and conduct outreach and visits to SORs.
As a member company of RMI, we are further developing a reliable SOR list by assisting RMI in identifying eligible SORs through our participation in RMI’s smelter/refiner disposition team. In addition, through our active participation in the RMI and AIAG SET, we are sending letters to SORs and holding virtual meetings with them to engage or continue their RMAP participation. We believe that increasing the participation of SORs in this program will not only expand the availability of conflict-free 3TG but will also enhance the ability of our supply base to reliably source 3TG from RMAP Conformant SORs.
VI.    Product Determination

Based on the results of our RCOI and due diligence, the complexity of our supply chain, and the inherent imprecision of reporting information through our supply chain, we cannot confirm whether the 3TG reported to us by our suppliers, some of which may have been sourced from a Covered Country, are in our products. However, we have not identified any instances where 3TG in our products are directly or indirectly financing or benefiting armed groups in the Covered Countries.
VII.    Appendix

Utilizing the information provided by our first-tier suppliers in their CMRT submissions, we compiled a list of SORs that may provide 3TG used in our products. The SOR list is provided as an appendix in this report.



However, because certain of our suppliers reported 3TG usage at a company-wide level, the information provided by our suppliers, including the identity of the SORs included in the appendix, may relate to non-GM products. In addition, not all our suppliers provided the SOR identity and country of origin information for 3TG. Further, we understand that SORs generally commingle minerals from different mine sources, which may further impair our suppliers’ ability to track the source of 3TG. Accordingly, we cannot confirm the accuracy or completeness of the attached appendix of potential SORs, and we cannot definitively determine the origin of all the 3TG we utilize in our products.




Appendix

All Smelters or Refiners with an "**" below are conformant to the RMAP assessment, or were actively engaged in the program as of March 1, 2023


MetalStandard Smelter NameCountry Location
TantalumAMG Brasil**BRAZIL
TantalumChangsha South Tantalum Niobium Co., Ltd.**CHINA
TantalumD Block Metals, LLC**UNITED STATES OF AMERICA
TantalumF&X Electro-Materials Ltd.**CHINA
TantalumFIR Metals & Resource Ltd.**CHINA
TantalumGlobal Advanced Metals Aizu**JAPAN
TantalumGlobal Advanced Metals Boyertown**UNITED STATES OF AMERICA
TantalumMaterion Newton Inc.**UNITED STATES OF AMERICA
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.**CHINA
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.**CHINA
TantalumJiangxi Tuohong New Raw Material**CHINA
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.**CHINA
TantalumJiujiang Tanbre Co., Ltd.**CHINA
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.**CHINA
TantalumKEMET de Mexico**MEXICO
TantalumMetallurgical Products India Pvt., Ltd.**INDIA
TantalumMineracao Taboca S.A.**BRAZIL
TantalumMitsui Mining and Smelting Co., Ltd.**JAPAN
TantalumNingxia Orient Tantalum Industry Co., Ltd.**CHINA
TantalumQuantumClean**UNITED STATES OF AMERICA
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.**CHINA
TantalumResind Industria e Comercio Ltda.**BRAZIL
TantalumSolikamsk Magnesium Works OAORUSSIAN FEDERATION
TantalumTANIOBIS Co., Ltd.**THAILAND
TantalumTaki Chemical Co., Ltd.**JAPAN
TantalumTelex Metals**UNITED STATES OF AMERICA
TantalumUlba Metallurgical Plant JSC**KAZAKHSTAN
TantalumXIMEI RESOURCES (GUANGDONG) LIMITED**CHINA
TantalumXinXing HaoRong Electronic Material Co., Ltd.**CHINA
TantalumNPM Silmet AS**ESTONIA
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.**CHINA
TantalumTANIOBIS GmbH**GERMANY
TantalumTANIOBIS Japan Co., Ltd.**JAPAN
TantalumTANIOBIS Smelting GmbH & Co. KG**GERMANY
Tantalum5D Production OUESTONIA
TinAlpha**UNITED STATES OF AMERICA
TinAn Vinh Joint Stock Mineral Processing CompanyVIET NAM
TinAurubis Beerse**BELGIUM
TinAurubis Berango**SPAIN



TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.**CHINA
TinChifeng Dajingzi Tin Industry Co., Ltd.**CHINA
TinChina Tin Group Co., Ltd.**CHINA
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda**BRAZIL
TinCRM Synergies**SPAIN
TinCV Ayi Jaya**INDONESIA
TinCV Venus Inti Perkasa**INDONESIA
TinDongguan CiEXPO Environmental Engineering Co., Ltd.CHINA
TinDowa**JAPAN
TinDS Myanmar**MYANMAR
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyVIET NAM
TinEM Vinto**BOLIVIA (PLURINATIONAL STATE OF)
TinEstanho de Rondonia S.A.**BRAZIL
TinFabrica Auricchio Industria e Comercio Ltda.**BRAZIL
TinFenix Metals**POLAND
TinGejiu City Fuxiang Industry and Trade Co., Ltd.CHINA
TinGejiu Kai Meng Industry and Trade LLCCHINA
TinGejiu Non-Ferrous Metal Processing Co., Ltd.**CHINA
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINA
TinGejiu Zili Mining And Metallurgy Co., Ltd.CHINA
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.**CHINA
TinJiangxi New Nanshan Technology Ltd.**CHINA
TinLuna Smelter, Ltd.**RWANDA
TinMagnu's Minerais Metais e Ligas Ltda.**BRAZIL
TinMalaysia Smelting Corporation (MSC)**MALAYSIA
TinMelt Metais e Ligas S.A.BRAZIL
TinMetallic Resources, Inc.**UNITED STATES OF AMERICA
TinMineracao Taboca S.A.**BRAZIL
TinMinsur**PERU
TinMitsubishi Materials Corporation**JAPAN
TinModeltech Sdn BhdMALAYSIA
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyVIET NAM
TinNovosibirsk Tin CombineRUSSIAN FEDERATION
TinO.M. Manufacturing (Thailand) Co., Ltd.**THAILAND
TinO.M. Manufacturing Philippines, Inc.**PHILIPPINES
TinOperaciones Metalurgicas S.A.**BOLIVIA (PLURINATIONAL STATE OF)
TinPongpipat Company LimitedMYANMAR
TinPrecious Minerals and Smelting LimitedINDIA
TinPT Aries Kencana Sejahtera**INDONESIA
TinPT Artha Cipta Langgeng**INDONESIA
TinPT ATD Makmur Mandiri Jaya**INDONESIA
TinPT Babel Inti Perkasa**INDONESIA



TinPT Babel Surya Alam Lestari**INDONESIA
TinPT Bangka Prima Tin**INDONESIA
TinPT Bangka Serumpun**INDONESIA
TinPT Bangka Tin IndustryINDONESIA
TinPT Belitung Industri Sejahtera**INDONESIA
TinPT Bukit Timah**INDONESIA
TinPT Cipta Persada Mulia**INDONESIA
TinPT Menara Cipta Mulia**INDONESIA
TinPT Mitra Stania Prima**INDONESIA
TinPT Mitra Sukses Globalindo**INDONESIA
TinPT Panca Mega PersadaINDONESIA
TinPT Premium Tin Indonesia**INDONESIA
TinPT Prima Timah Utama**INDONESIA
TinPT Putera Sarana Shakti (PT PSS)**INDONESIA
TinPT Rajawali Rimba Perkasa**INDONESIA
TinPT Rajehan Ariq**INDONESIA
TinPT Refined Bangka Tin**INDONESIA
TinPT Sariwiguna Binasentosa**INDONESIA
TinPT Stanindo Inti Perkasa**INDONESIA
TinPT Sukses Inti Makmur**INDONESIA
TinPT Timah Nusantara**INDONESIA
TinPT Timah Tbk Kundur**INDONESIA
TinPT Timah Tbk Mentok**INDONESIA
TinPT Tinindo Inter NusaINDONESIA
TinPT Tirus Putra MandiriINDONESIA
TinPT Tommy Utama**INDONESIA
TinResind Industria e Comercio Ltda.**BRAZIL
TinRui Da Hung**TAIWAN, PROVINCE OF CHINA
TinSuper Ligas**BRAZIL
TinThaisarco**THAILAND
TinTin Smelting Branch of Yunnan Tin Co., Ltd.**CHINA
TinTin Technology & Refining**UNITED STATES OF AMERICA
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyVIET NAM
TinVQB Mineral and Trading Group JSCVIET NAM
TinWhite Solder Metalurgia e Mineracao Ltda.**BRAZIL
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.**CHINA
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINA
TungstenA.L.M.T. Corp.**JAPAN
TungstenACL Metais EireliBRAZIL
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BRAZIL
TungstenArtek LLCRUSSIAN FEDERATION
TungstenAsia Tungsten Products Vietnam Ltd.**VIET NAM
TungstenChina Molybdenum Tungsten Co., Ltd.**CHINA
TungstenChongyi Zhangyuan Tungsten Co., Ltd.**CHINA
TungstenCNMC (Guangxi) PGMA Co., Ltd.CHINA



TungstenCronimet Brasil Ltda**BRAZIL
TungstenFujian Ganmin RareMetal Co., Ltd.**CHINA
TungstenFujian Xinlu Tungsten Co., Ltd.**CHINA
TungstenGanzhou Haichuang Tungsten Co., Ltd.**CHINA
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.**CHINA
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.**CHINA
TungstenGanzhou Seadragon W & Mo Co., Ltd.**CHINA
TungstenGlobal Tungsten & Powders Corp.**UNITED STATES OF AMERICA
TungstenGuangdong Xianglu Tungsten Co., Ltd.**CHINA
TungstenH.C. Starck Tungsten GmbH**GERMANY
TungstenHANNAE FOR T Co., Ltd.KOREA, REPUBLIC OF
TungstenHubei Green Tungsten Co., Ltd.**CHINA
TungstenHunan Chenzhou Mining Co., Ltd.**CHINA
TungstenHunan Jintai New Material Co., Ltd.**CHINA
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch**CHINA
TungstenHydrometallurg, JSCRUSSIAN FEDERATION
TungstenJapan New Metals Co., Ltd.**JAPAN
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.**CHINA
TungstenJiangxi Gan Bei Tungsten Co., Ltd.**CHINA
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CHINA
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.**CHINA
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.**CHINA
TungstenJiangxi Yaosheng Tungsten Co., Ltd.**CHINA
TungstenJSC "Kirovgrad Hard Alloys Plant"RUSSIAN FEDERATION
TungstenKennametal Fallon**UNITED STATES OF AMERICA
TungstenKennametal Huntsville**UNITED STATES OF AMERICA
TungstenLianyou Metals Co., Ltd.**TAIWAN, PROVINCE OF CHINA
TungstenLLC VostokRUSSIAN FEDERATION
TungstenMalipo Haiyu Tungsten Co., Ltd.**CHINA
TungstenMasan High-Tech Materials**VIET NAM
TungstenMoliren Ltd.RUSSIAN FEDERATION
TungstenNiagara Refining LLC**UNITED STATES OF AMERICA
TungstenNPP Tyazhmetprom LLCRUSSIAN FEDERATION
TungstenOOO “Technolom” 1RUSSIAN FEDERATION
TungstenOOO “Technolom” 2RUSSIAN FEDERATION
TungstenPhilippine Chuangxin Industrial Co., Inc.**PHILIPPINES
TungstenTANIOBIS Smelting GmbH & Co. KG**GERMANY
TungstenUnecha Refractory metals plantRUSSIAN FEDERATION
TungstenWolfram Bergbau und Hutten AG**AUSTRIA
TungstenXiamen Tungsten (H.C.) Co., Ltd.**CHINA
TungstenXiamen Tungsten Co., Ltd.**CHINA
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.CHINA
Gold8853 S.p.A.ITALY
GoldABC Refinery Pty Ltd.AUSTRALIA



GoldAbington Reldan Metals, LLC**UNITED STATES OF AMERICA
GoldAdvanced Chemical Company**UNITED STATES OF AMERICA
GoldAfrican Gold RefineryUGANDA
GoldAgosi AG**GERMANY
GoldAida Chemical Industries Co., Ltd.**JAPAN
GoldAl Etihad Gold Refinery DMCC**UNITED ARAB EMIRATES
GoldAlbino Mountinho Lda.PORTUGAL
GoldAlexy Metals**UNITED STATES OF AMERICA
GoldAlmalyk Mining and Metallurgical Complex (AMMC)**UZBEKISTAN
GoldAngloGold Ashanti Corrego do Sitio Mineracao**BRAZIL
GoldArgor-Heraeus S.A.**SWITZERLAND
GoldAsahi Pretec Corp.**JAPAN
GoldAsahi Refining Canada Ltd.**CANADA
GoldAsahi Refining USA Inc.**UNITED STATES OF AMERICA
GoldAsaka Riken Co., Ltd.**JAPAN
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TURKEY
GoldAU Traders and RefinersSOUTH AFRICA
GoldAugmont Enterprises Private Limited**INDIA
GoldAurubis AG**GERMANY
GoldBangalore Refinery**INDIA
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)**PHILIPPINES
GoldBoliden AB**SWEDEN
GoldC. Hafner GmbH + Co. KG**GERMANY
GoldC.I Metales Procesados Industriales SAS**COLOMBIA
GoldCaridadMEXICO
GoldCCR Refinery - Glencore Canada Corporation**CANADA
GoldCendres + Metaux S.A.SWITZERLAND
GoldCGR Metalloys Pvt Ltd.INDIA
GoldChimet S.p.A.**ITALY
GoldChugai Mining**JAPAN
GoldDaye Non-Ferrous Metals Mining Ltd.CHINA
GoldDegussa Sonne / Mond Goldhandel GmbHGERMANY
GoldDijllah Gold Refinery FZCUNITED ARAB EMIRATES
GoldDongwu Gold GroupCHINA
GoldDowa**JAPAN
GoldDSC (Do Sung Corporation)**KOREA, REPUBLIC OF
GoldEco-System Recycling Co., Ltd. East Plant**JAPAN
GoldEco-System Recycling Co., Ltd. North Plant**JAPAN
GoldEco-System Recycling Co., Ltd. West Plant**JAPAN
GoldEmerald Jewel Industry India Limited (Unit 1)INDIA
GoldEmerald Jewel Industry India Limited (Unit 2)INDIA
GoldEmerald Jewel Industry India Limited (Unit 3)INDIA
GoldEmerald Jewel Industry India Limited (Unit 4)INDIA
GoldEmirates Gold DMCC**UNITED ARAB EMIRATES
GoldFidelity Printers and Refiners Ltd.ZIMBABWE



GoldFujairah Gold FZCUNITED ARAB EMIRATES
GoldGeib Refining Corporation**UNITED STATES OF AMERICA
GoldGGC Gujrat Gold Centre Pvt. Ltd.**INDIA
GoldGold by Gold Colombia**COLOMBIA
GoldGold Coast RefineryGHANA
GoldGold Refinery of Zijin Mining Group Co., Ltd.**CHINA
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCHINA
GoldGuangdong Jinding Gold LimitedCHINA
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CHINA
GoldHangzhou Fuchunjiang Smelting Co., Ltd.CHINA
GoldHeimerle + Meule GmbH**GERMANY
GoldHeraeus Germany GmbH Co. KG**GERMANY
GoldHeraeus Metals Hong Kong Ltd.**CHINA
GoldHunan Chenzhou Mining Co., Ltd.CHINA
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CHINA
GoldHwaSeong CJ CO., LTD.KOREA, REPUBLIC OF
GoldIndustrial Refining CompanyBELGIUM
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.**CHINA
GoldInternational Precious Metal RefinersUNITED ARAB EMIRATES
GoldIshifuku Metal Industry Co., Ltd.**JAPAN
GoldIstanbul Gold Refinery**TURKEY
GoldItalpreziosi**ITALY
GoldJALAN & CompanyINDIA
GoldJapan Mint**JAPAN
GoldJiangxi Copper Co., Ltd.**CHINA
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRUSSIAN FEDERATION
GoldJSC Novosibirsk RefineryRUSSIAN FEDERATION
GoldJSC UralelectromedRUSSIAN FEDERATION
GoldJX Nippon Mining & Metals Co., Ltd.**JAPAN
GoldK.A. RasmussenNORWAY
GoldKaloti Precious MetalsUNITED ARAB EMIRATES
GoldKazakhmys Smelting LLCKAZAKHSTAN
GoldKazzinc**KAZAKHSTAN
GoldKennecott Utah Copper LLC**UNITED STATES OF AMERICA
GoldKGHM Polska Miedz Spolka Akcyjna**POLAND
GoldKojima Chemicals Co., Ltd.**JAPAN
GoldKorea Zinc Co., Ltd.**KOREA, REPUBLIC OF
GoldKundan Care Products Ltd.INDIA
GoldKyrgyzaltyn JSCKYRGYZSTAN
GoldKyshtym Copper-Electrolytic Plant ZAORUSSIAN FEDERATION
GoldL'azurde Company For JewelrySAUDI ARABIA
GoldLingbao Gold Co., Ltd.CHINA
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CHINA
GoldL'Orfebre S.A.**ANDORRA
GoldLS-NIKKO Copper Inc.**KOREA, REPUBLIC OF



GoldLT Metal Ltd.**KOREA, REPUBLIC OF
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CHINA
GoldMarsam MetalsBRAZIL
GoldMaterion**UNITED STATES OF AMERICA
GoldMatsuda Sangyo Co., Ltd.**JAPAN
GoldMD OverseasINDIA
GoldMetal Concentrators SA (Pty) Ltd.**SOUTH AFRICA
GoldMetallix Refining Inc.UNITED STATES OF AMERICA
GoldMetalor Technologies (Hong Kong) Ltd.**CHINA
GoldMetalor Technologies (Singapore) Pte., Ltd.**SINGAPORE
GoldMetalor Technologies (Suzhou) Ltd.**CHINA
GoldMetalor Technologies S.A.**SWITZERLAND
GoldMetalor USA Refining Corporation**UNITED STATES OF AMERICA
GoldMetalurgica Met-Mex Penoles S.A. De C.V.**MEXICO
GoldMitsubishi Materials Corporation**JAPAN
GoldMitsui Mining and Smelting Co., Ltd.**JAPAN
GoldMKS PAMP SA**SWITZERLAND
GoldMMTC-PAMP India Pvt., Ltd.**INDIA
GoldModeltech Sdn BhdMALAYSIA
GoldMorris and WatsonNEW ZEALAND
GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATION
GoldNadir Metal Rafineri San. Ve Tic. A.S.**TURKEY
GoldNavoi Mining and Metallurgical Combinat**UZBEKISTAN
GoldNH Recytech Company**KOREA, REPUBLIC OF
GoldNihon Material Co., Ltd.**JAPAN
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbH**AUSTRIA
GoldOhura Precious Metal Industry Co., Ltd.**JAPAN
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RUSSIAN FEDERATION
GoldPease & CurrenUNITED STATES OF AMERICA
GoldPenglai Penggang Gold Industry Co., Ltd.CHINA
GoldPlanta Recuperadora de Metales SpA**CHILE
GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATION
GoldPT Aneka Tambang (Persero) Tbk**INDONESIA
GoldPX Precinox S.A.**SWITZERLAND
GoldQG Refining, LLCUNITED STATES OF AMERICA
GoldRand Refinery (Pty) Ltd.**SOUTH AFRICA
GoldRefinery of Seemine Gold Co., Ltd.CHINA
GoldREMONDIS PMR B.V.**NETHERLANDS
GoldRoyal Canadian Mint**CANADA
GoldSAAMP**FRANCE
GoldSabin Metal Corp.UNITED STATES OF AMERICA
GoldSafimet S.p.AITALY
GoldSAFINA A.S.**CZECHIA
GoldSai RefineryINDIA



GoldSamduck Precious MetalsKOREA, REPUBLIC OF
GoldSamwon Metals Corp.KOREA, REPUBLIC OF
GoldSancus ZFS (L’Orfebre, SA)**COLOMBIA
GoldSellem Industries Ltd.MAURITANIA
GoldSEMPSA Joyeria Plateria S.A.**SPAIN
GoldShandong Gold Smelting Co., Ltd.**CHINA
GoldShandong Humon Smelting Co., Ltd.CHINA
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CHINA
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.**CHINA
GoldShenzhen CuiLu Gold Co., Ltd.CHINA
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CHINA
GoldShirpur Gold Refinery Ltd.INDIA
GoldSichuan Tianze Precious Metals Co., Ltd.**CHINA
GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINA
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATION
GoldSolar Applied Materials Technology Corp.**TAIWAN, PROVINCE OF CHINA
GoldSovereign MetalsINDIA
GoldState Research Institute Center for Physical Sciences and TechnologyLITHUANIA
GoldSudan Gold RefinerySUDAN
GoldSumitomo Metal Mining Co., Ltd.**JAPAN
GoldSungEel HiMetal Co., Ltd.**KOREA, REPUBLIC OF
GoldSuper Dragon Technology Co., Ltd.TAIWAN, PROVINCE OF CHINA
GoldT.C.A S.p.A**ITALY
GoldTanaka Kikinzoku Kogyo K.K.**JAPAN
GoldTokuriki Honten Co., Ltd.**JAPAN
GoldTongling Nonferrous Metals Group Co., Ltd.CHINA
GoldTOO Tau-Ken-Altyn**KAZAKHSTAN
GoldTorecom**KOREA, REPUBLIC OF
GoldUmicore Precious Metals Thailand**THAILAND
GoldUmicore S.A. Business Unit Precious Metals Refining**BELGIUM
GoldUnited Precious Metal Refining, Inc.**UNITED STATES OF AMERICA
GoldValcambi S.A.**SWITZERLAND
GoldWEEEREFINING**FRANCE
GoldWestern Australian Mint (T/a The Perth Mint)**AUSTRALIA
GoldWIELAND Edelmetalle GmbH**GERMANY
GoldYamakin Co., Ltd.**JAPAN
GoldYokohama Metal Co., Ltd.**JAPAN
GoldYunnan Copper Industry Co., Ltd.CHINA
GoldZhongyuan Gold Smelter of Zhongjin Gold Corporation**CHINA