0000894189-20-007349.txt : 20200828
0000894189-20-007349.hdr.sgml : 20200828
20200828155548
ACCESSION NUMBER: 0000894189-20-007349
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200828
DATE AS OF CHANGE: 20200828
EFFECTIVENESS DATE: 20200828
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ETF Managers Trust
CENTRAL INDEX KEY: 0001467831
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22310
FILM NUMBER: 201147795
BUSINESS ADDRESS:
STREET 1: 30 MAPLE STREET
STREET 2: SUITE 2
CITY: SUMMIT
STATE: NJ
ZIP: 07901
BUSINESS PHONE: (908) 897-0513
MAIL ADDRESS:
STREET 1: 30 MAPLE STREET
STREET 2: SUITE 2
CITY: SUMMIT
STATE: NJ
ZIP: 07901
FORMER COMPANY:
FORMER CONFORMED NAME: FactorShares Trust
DATE OF NAME CHANGE: 20090929
FORMER COMPANY:
FORMER CONFORMED NAME: FactorETF Trust
DATE OF NAME CHANGE: 20090707
0001467831
S000038223
ETFMG Prime Junior Silver Miners ETF
C000117864
ETFMG Prime Junior Silver Miners ETF
SILJ
0001467831
S000047480
ETFMG Prime Cyber Security ETF
C000149086
ETFMG Prime Cyber Security ETF
HACK
0001467831
S000050191
ETFMG Prime Mobile Payments ETF
C000158449
ETFMG Prime Mobile Payments ETF
IPAY
0001467831
S000051284
BlueStar Israel Technology ETF
C000161696
BlueStar Israel Technology ETF
ITEQ
0001467831
S000051348
Etho Climate Leadership U.S. ETF
C000161883
Etho Climate Leadership U.S. ETF
ETHO
0001467831
S000053021
Wedbush ETFMG Global Cloud Technology ETF
C000166729
Wedbush ETFMG Global Cloud Technology ETF
IVES
0001467831
S000053022
Wedbush ETFMG Video Game Tech ETF
C000166730
Wedbush ETFMG Video Game Tech ETF
GAMR
0001467831
S000065810
ETFMG Sit Ultra Short ETF
C000212680
ETFMG Sit Ultra Short ETF
VALT
0001467831
S000067503
ETFMG Travel Tech ETF
C000217046
ETFMG Travel Tech ETF
AWAY
0001467831
S000068972
ETFMG Treatments, Testing and Advancements ETF
C000220417
ETFMG Treatments, Testing and Advancements ETF
GERM
N-PX
1
etmfg5_npx.txt
N-PX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22310
NAME OF REGISTRANT: ETF Managers Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 30 Maple Street, Suite 2
Summit, NJ 07901
NAME AND ADDRESS OF AGENT FOR SERVICE: U.S. Bancorp Fund Services,
LLC
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 908-897-0518
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
AI Powered Equity ETF
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935152138
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Alpern Mgmt For For
Edward M. Liddy Mgmt For For
Melody B. Meyer Mgmt For For
Frederick H. Waddell Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2020
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting
5. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying
6. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman
7. Stockholder Proposal - to Issue a Shr Against For
Compensation Committee Report on Drug
Pricing
--------------------------------------------------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC. Agenda Number: 935213316
--------------------------------------------------------------------------------------------------------------------------
Security: 004225108
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: ACAD
ISIN: US0042251084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James M. Daly Mgmt For For
Edmund P. Harrigan, M.D Mgmt For For
2. To approve an amendment to our 2004 Mgmt For For
Employee Stock Purchase Plan to increase
the aggregate number of shares of common
stock authorized for issuance thereunder by
3,000,000 shares.
3. To approve our non-employee director Mgmt Against Against
compensation policy.
4. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as disclosed in the proxy
statement for the annual meeting.
5. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 935196483
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reveta Bowers Mgmt For For
1B. Election of Director: Robert Corti Mgmt For For
1C. Election of Director: Hendrik Hartong III Mgmt For For
1D. Election of Director: Brian Kelly Mgmt For For
1E. Election of Director: Robert Kotick Mgmt For For
1F. Election of Director: Barry Meyer Mgmt For For
1G. Election of Director: Robert Morgado Mgmt For For
1H. Election of Director: Peter Nolan Mgmt For For
1I. Election of Director: Dawn Ostroff Mgmt For For
1J. Election of Director: Casey Wasserman Mgmt For For
2. To provide advisory approval of our Mgmt For For
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
4. Stockholder proposal regarding political Shr Against For
disclosures.
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 935153469
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the non-binding advisory Mgmt For For
resolution approving the compensation of
our named executive officers.
2A. Election of Director: Mary Lauren Brlas Mgmt For For
2B. Election of Director: Luther C. Kissam IV Mgmt For For
2C. Election of Director: J. Kent Masters Mgmt For For
2D. Election of Director: Glenda J. Minor Mgmt For For
2E. Election of Director: James J. O'Brien Mgmt For For
2F. Election of Director: Diarmuid B. O'Connell Mgmt For For
2G. Election of Director: Dean L. Seavers Mgmt For For
2H. Election of Director: Gerald A. Steiner Mgmt For For
2I. Election of Director: Holly A. Van Deursen Mgmt Against Against
2J. Election of Director: Amb. Alejandro Wolff Mgmt For For
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION Agenda Number: 935178257
--------------------------------------------------------------------------------------------------------------------------
Security: 018802108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LNT
ISIN: US0188021085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick E. Allen Mgmt For For
Michael D. Garcia Mgmt For For
Singleton B. McAllister Mgmt For For
Susan D. Whiting Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Approve the Alliant Energy Corporation 2020 Mgmt For For
Omnibus Incentive Plan.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ALLISON TRANSMISSION HOLDINGS, INC. Agenda Number: 935152520
--------------------------------------------------------------------------------------------------------------------------
Security: 01973R101
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ALSN
ISIN: US01973R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Judy L. Altmaier Mgmt For For
1B. Election of Director: Stan A. Askren Mgmt For For
1C. Election of Director: Lawrence E. Dewey Mgmt For For
1D. Election of Director: David C. Everitt Mgmt Against Against
1E. Election of Director: Alvaro Garcia-Tunon Mgmt For For
1F. Election of Director: David S. Graziosi Mgmt For For
1G. Election of Director: Carolann I. Haznedar Mgmt For For
1H. Election of Director: Richard P. Lavin Mgmt For For
1I. Election of Director: Thomas W. Rabaut Mgmt For For
1J. Election of Director: Richard V. Reynolds Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
3. An advisory non-binding vote to approve the Mgmt For For
compensation paid to our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt Withheld Against
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt For For
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
5. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr For Against
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr Against For
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr For Against
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr Against For
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt Against Against
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr Against For
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION Agenda Number: 935185581
--------------------------------------------------------------------------------------------------------------------------
Security: 032095101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: APH
ISIN: US0320951017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Stanley L. Clark Mgmt For For
1.2 Election of Director: John D. Craig Mgmt For For
1.3 Election of Director: David P. Falck Mgmt For For
1.4 Election of Director: Edward G. Jepsen Mgmt For For
1.5 Election of Director: Robert A. Livingston Mgmt For For
1.6 Election of Director: Martin H. Loeffler Mgmt For For
1.7 Election of Director: R. Adam Norwitt Mgmt For For
1.8 Election of Director: Anne Clarke Wolff Mgmt For For
2. Ratification of Selection of Deloitte & Mgmt For For
Touche LLP as Independent Accountants of
the Company
3. Advisory Vote to Approve Compensation of Mgmt For For
Named Executive Officers
4. Stockholder Proposal: Make Shareholder Shr For Against
Right to Call Special Meeting More
Accessible
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 935157037
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: ANTM
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Gail K. Boudreaux Mgmt For For
1.2 Election of Director: R. Kerry Clark Mgmt For For
1.3 Election of Director: Robert L. Dixon, Jr. Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for 2020.
4. Shareholder proposal to allow shareholders Shr For Against
owning 10% or more of our common stock to
call a special meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr For Against
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 935002775
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Special
Meeting Date: 08-Jul-2019
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To authorize the Company, with the approval Mgmt For For
of its board of directors, to sell or
otherwise issue shares of its common stock
at a price below its then current net asset
value per share subject to the limitations
set forth in the proxy statement for the
special meeting of stockholders (including,
without limitation, that the number of
shares issued does not exceed 25% of the
Company's then outstanding common stock).
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 935167999
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 22-Jun-2020
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J Arougheti Mgmt Against Against
1B. Election of Director: Ann Torre Bates Mgmt For For
1C. Election of Director: Steven B McKeever Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ARISTA NETWORKS, INC. Agenda Number: 935182206
--------------------------------------------------------------------------------------------------------------------------
Security: 040413106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: ANET
ISIN: US0404131064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Templeton Mgmt For For
Nikos Theodosopoulos Mgmt For For
2. Approval on an advisory basis of the Mgmt For For
compensation of the named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION Agenda Number: 935116853
--------------------------------------------------------------------------------------------------------------------------
Security: 049560105
Meeting Type: Annual
Meeting Date: 05-Feb-2020
Ticker: ATO
ISIN: US0495601058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. Kevin Akers Mgmt For For
1B. Election of Director: Robert W. Best Mgmt For For
1C. Election of Director: Kim R. Cocklin Mgmt For For
1D. Election of Director: Kelly H. Compton Mgmt For For
1E. Election of Director: Sean Donohue Mgmt For For
1F. Election of Director: Rafael G. Garza Mgmt For For
1G. Election of Director: Richard K. Gordon Mgmt For For
1H. Election of Director: Robert C. Grable Mgmt For For
1I. Election of Director: Nancy K. Quinn Mgmt For For
1J. Election of Director: Richard A. Sampson Mgmt For For
1K. Election of Director: Stephen R. Springer Mgmt For For
1L. Election of Director: Diana J. Walters Mgmt For For
1M. Election of Director: Richard Ware II Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for
fiscal 2020.
3. Proposal for an advisory vote by Mgmt For For
shareholders to approve the compensation of
the Company's named executive officers for
fiscal 2019 ("Say-on-Pay").
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 935097849
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 18-Dec-2019
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas H. Brooks Mgmt For For
1B. Election of Director: Linda A. Goodspeed Mgmt For For
1C. Election of Director: Earl G. Graves, Jr. Mgmt For For
1D. Election of Director: Enderson Guimaraes Mgmt For For
1E. Election of Director: Michael M. Calbert Mgmt For For
1F. Election of Director: D. Bryan Jordan Mgmt For For
1G. Election of Director: Gale V. King Mgmt For For
1H. Election of Director: George R. Mrkonic, Mgmt For For
Jr.
1I. Election of Director: William C. Rhodes, Mgmt For For
III
1J. Election of Director: Jill A. Soltau Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm for the 2020 fiscal year.
3. Approval of advisory vote on executive Mgmt For For
compensation
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 935147036
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose (Joe) E. Almeida Mgmt For For
1B. Election of Director: Thomas F. Chen Mgmt For For
1C. Election of Director: John D. Forsyth Mgmt For For
1D. Election of Director: James R. Gavin III Mgmt For For
1E. Election of Director: Peter S. Hellman Mgmt For For
1F. Election of Director: Michael F. Mahoney Mgmt For For
1G. Election of Director: Patricia B. Morrison Mgmt For For
1H. Election of Director: Stephen N. Oesterle Mgmt For For
1I. Election of Director: Cathy R. Smith Mgmt For For
1J. Election of Director: Thomas T. Stallkamp Mgmt For For
1K. Election of Director: Albert P.L. Stroucken Mgmt For For
1L. Election of Director: Amy A. Wendell Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Stockholder Proposal - Independent Board Shr Against For
Chairman
5. Stockholder Proposal - Right to Act by Shr For Against
Written Consent
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Michael W. Bonney Mgmt For For
1D. Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1E. Election of Director: Matthew W. Emmens Mgmt For For
1F. Election of Director: Julia A. Haller, M.D. Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Mgmt For For
Ph.D.
1L. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
3. Ratification of the appointment of an Mgmt For For
independent registered public accounting
firm.
4. Shareholder Proposal on Separate Chair & Shr Against For
CEO.
5. Shareholder Proposal on Shareholder Right Shr For Against
to Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935130396
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 30-Mar-2020
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Hock E. Tan Mgmt Abstain Against
1B. Election of Director: Dr. Henry Samueli Mgmt Abstain Against
1C. Election of Director: Mr. Eddy W. Mgmt Abstain Against
Hartenstein
1D. Election of Director: Ms. Diane M. Bryant Mgmt Abstain Against
1E. Election of Director: Ms. Gayla J. Delly Mgmt Abstain Against
1F. Election of Director: Mr. Raul J. Fernandez Mgmt Abstain Against
1G. Election of Director: Mr. Check Kian Low Mgmt Abstain Against
1H. Election of Director: Ms. Justine F. Page Mgmt Abstain Against
1I. Election of Director: Mr. Harry L. You Mgmt Abstain Against
2. Ratification of the appointment of Mgmt Abstain Against
PricewaterhouseCoopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending November 1,
2020.
3. Non-binding, advisory vote to approve Mgmt Abstain Against
compensation of Broadcom's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CATALENT, INC. Agenda Number: 935078661
--------------------------------------------------------------------------------------------------------------------------
Security: 148806102
Meeting Type: Annual
Meeting Date: 30-Oct-2019
Ticker: CTLT
ISIN: US1488061029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Madhavan Balachandran Mgmt For For
1B. Election of Director: J. Martin Carroll Mgmt For For
1C. Election of Director: John J. Greisch Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditor for Fiscal 2020.
3. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers (say-on-pay).
--------------------------------------------------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC. Agenda Number: 935171188
--------------------------------------------------------------------------------------------------------------------------
Security: 12503M108
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: CBOE
ISIN: US12503M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward T. Tilly Mgmt For For
1b. Election of Director: Eugene S. Sunshine Mgmt For For
1c. Election of Director: William M. Farrow III Mgmt For For
1d. Election of Director: Edward J. Fitzpatrick Mgmt For For
1e. Election of Director: Janet P. Froetscher Mgmt For For
1f. Election of Director: Jill R. Goodman Mgmt For For
1g. Election of Director: Roderick A. Palmore Mgmt For For
1h. Election of Director: James E. Parisi Mgmt For For
1i. Election of Director: Joseph P. Ratterman Mgmt For For
1j. Election of Director: Michael L. Richter Mgmt For For
1k. Election of Director: Jill E. Sommers Mgmt For For
1l. Election of Director: Fredric J. Tomczyk Mgmt For For
2. Approve, in a non-binding resolution, the Mgmt For For
compensation paid to our executive
officers.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CENTENE CORPORATION Agenda Number: 935140715
--------------------------------------------------------------------------------------------------------------------------
Security: 15135B101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CNC
ISIN: US15135B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Michael F. Neidorff Mgmt For For
1B. ELECTION OF DIRECTOR: H. James Dallas Mgmt For For
1C. ELECTION OF DIRECTOR: Robert K. Ditmore Mgmt For For
1D. ELECTION OF DIRECTOR: Richard A. Gephardt Mgmt For For
1E. ELECTION OF DIRECTOR: Lori J. Robinson Mgmt For For
1F. ELECTION OF DIRECTOR: William L. Trubeck Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2020.
4. APPROVAL OF AMENDMENT TO THE 2002 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, AS AMENDED AND
RESTATED.
5. THE STOCKHOLDER PROPOSAL ON POLITICAL Shr Against For
SPENDING DISCLOSURES AS DESCRIBED IN THE
PROXY STATEMENT.
6. THE STOCKHOLDER PROPOSAL ON THE ELIMINATION Shr For Against
OF SUPERMAJORITY VOTING PROVISIONS AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO. Agenda Number: 935152607
--------------------------------------------------------------------------------------------------------------------------
Security: 171798101
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: XEC
ISIN: US1717981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I director: Kathleen A. Mgmt For For
Hogenson
1.2 Election of Class III director: Paul N. Mgmt For For
Eckley
1.3 Election of Class III director: Thomas E. Mgmt For For
Jorden
1.4 Election of Class III director: Floyd R. Mgmt For For
Price
1.5 Election of Class III director: Frances M. Mgmt For For
Vallejo
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditors for 2020
--------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda Number: 935151833
--------------------------------------------------------------------------------------------------------------------------
Security: 125581801
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: CIT
ISIN: US1255818015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen R. Alemany Mgmt For For
1B. Election of Director: Michael L. Brosnan Mgmt For For
1C. Election of Director: Michael A. Carpenter Mgmt For For
1D. Election of Director: Dorene C. Dominguez Mgmt For For
1E. Election of Director: Alan Frank Mgmt For For
1F. Election of Director: William M. Freeman Mgmt For For
1G. Election of Director: R. Brad Oates Mgmt For For
1H. Election of Director: Gerald Rosenfeld Mgmt For For
1I. Election of Director: Vice Admiral John R. Mgmt For For
Ryan, USN (Ret.)
1J. Election of Director: Sheila A. Stamps Mgmt For For
1K. Election of Director: Khanh T. Tran Mgmt For For
1L. Election of Director: Laura S. Unger Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as CIT's independent registered
public accounting firm and external
auditors for 2020.
3. To recommend, by non-binding vote, the Mgmt Against Against
compensation of CIT's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935140929
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Van Saun Mgmt For For
1B. Election of Director: Christine M. Cumming Mgmt For For
1C. Election of Director: William P. Hankowsky Mgmt For For
1D. Election of Director: Howard W. Hanna III Mgmt For For
1E. Election of Director: Leo I. ("Lee") Higdon Mgmt For For
1F. Election of Director: Edward J. ("Ned") Mgmt For For
Kelly III
1G. Election of Director: Charles J. ("Bud") Mgmt For For
Koch
1H. Election of Director: Robert G. Leary Mgmt For For
1I. Election of Director: Terrance J. Lillis Mgmt For For
1J. Election of Director: Shivan Subramaniam Mgmt For For
1K. Election of Director: Wendy A. Watson Mgmt For For
1L. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2020.
4. Amend the Company's Certificate of Mgmt For For
Incorporation to provide stockholders with
the right to call a special meeting.
5. Amend the Company's Certificate of Mgmt For For
Incorporation to remove non-operative
provisions relating to our former parent.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 935187989
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert M. Calderoni Mgmt For For
1B. Election of Director: Nanci E. Caldwell Mgmt For For
1C. Election of Director: Robert D. Daleo Mgmt For For
1D. Election of Director: Murray J. Demo Mgmt For For
1E. Election of Director: Ajei S. Gopal Mgmt For For
1F. Election of Director: David J. Henshall Mgmt For For
1G. Election of Director: Thomas E. Hogan Mgmt For For
1H. Election of Director: Moira A. Kilcoyne Mgmt For For
1I. Election of Director: Peter J. Sacripanti Mgmt For For
1J. Election of Director: J. Donald Sherman Mgmt For For
2. Approval of the Company's Second Amended Mgmt For For
and Restated 2014 Equity Incentive Plan
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2020
4 Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers
--------------------------------------------------------------------------------------------------------------------------
CLOUDERA, INC. Agenda Number: 935214849
--------------------------------------------------------------------------------------------------------------------------
Security: 18914U100
Meeting Type: Annual
Meeting Date: 24-Jun-2020
Ticker: CLDR
ISIN: US18914U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Bearden Mgmt For For
Paul Cormier Mgmt For For
2. Ratification of independent registered Mgmt For For
public accounting firm, Ernst & Young LLP,
for the fiscal year ending January 31,
2021.
3. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935114087
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Richard A. Galanti Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Approval to amend Articles of Incorporation Mgmt For For
to permit removal of directors without
cause.
5. Shareholder proposal regarding a director Shr Against For
skills matrix and disclosure of director
ideological perspectives.
--------------------------------------------------------------------------------------------------------------------------
COUPA SOFTWARE INCORPORATED Agenda Number: 935186139
--------------------------------------------------------------------------------------------------------------------------
Security: 22266L106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: COUP
ISIN: US22266L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Thompson Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent registered public accounting
firm for fiscal year ending January 31,
2021.
3. Advisory (non-binding) vote to approve Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 935067668
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Margaret Shan Atkins Mgmt Withheld Against
James P. Fogarty Mgmt Withheld Against
Cynthia T. Jamison Mgmt Withheld Against
Eugene I. Lee, Jr. Mgmt Withheld Against
Nana Mensah Mgmt Withheld Against
William S. Simon Mgmt Withheld Against
Charles M. Sonsteby Mgmt Withheld Against
Timothy J. Wilmott Mgmt Withheld Against
2. To obtain advisory approval of the Mgmt Abstain Against
Company's executive compensation.
3. To ratify the appointment of KPMG LLP as Mgmt Abstain Against
our independent registered public
accounting firm for the fiscal year ending
May 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 935172611
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard A. Collins Mgmt For For
1B. Election of Director: Mark G. Foletta Mgmt For For
1C. Election of Director: Eric J. Topol, M.D. Mgmt For For
2. To ratify the selection by the audit Mgmt For For
committee of our Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935159207
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Aronin Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Gregory C. Case Mgmt For For
1D. Election of Director: Candace H. Duncan Mgmt For For
1E. Election of Director: Joseph F. Eazor Mgmt For For
1F. Election of Director: Cynthia A. Glassman Mgmt For For
1G. Election of Director: Roger C. Hochschild Mgmt For For
1H. Election of Director: Thomas G. Maheras Mgmt For For
1I. Election of Director: Michael H. Moskow Mgmt For For
1J. Election of Director: Mark A. Thierer Mgmt For For
1K. Election of Director: Lawrence A. Weinbach Mgmt For For
1L. Election of Director: Jennifer L. Wong Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm
--------------------------------------------------------------------------------------------------------------------------
DOLBY LABORATORIES, INC. Agenda Number: 935115748
--------------------------------------------------------------------------------------------------------------------------
Security: 25659T107
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: DLB
ISIN: US25659T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Yeaman Mgmt Withheld Against
Peter Gotcher Mgmt Withheld Against
Micheline Chau Mgmt Withheld Against
David Dolby Mgmt Withheld Against
N. William Jasper, Jr. Mgmt Withheld Against
Simon Segars Mgmt Withheld Against
Roger Siboni Mgmt Withheld Against
Anjali Sud Mgmt Withheld Against
Avadis Tevanian, Jr. Mgmt Withheld Against
2. A vote to amend and restate the Company's Mgmt Abstain Against
2005 Stock Plan.
3. An advisory vote to approve Named Executive Mgmt Abstain Against
Officer compensation.
4. Ratification of the appointment of KPMG LLP Mgmt Abstain Against
as the Company's independent registered
public accounting firm for the fiscal year
ending September 25, 2020.
--------------------------------------------------------------------------------------------------------------------------
DOMINO'S PIZZA, INC. Agenda Number: 935138986
--------------------------------------------------------------------------------------------------------------------------
Security: 25754A201
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: DPZ
ISIN: US25754A2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Brandon Mgmt For For
Richard E. Allison, Jr. Mgmt For For
C. Andrew Ballard Mgmt For For
Andrew B. Balson Mgmt For For
Corie S. Barry Mgmt For For
Diana F. Cantor Mgmt For For
Richard L. Federico Mgmt For For
James A. Goldman Mgmt For For
Patricia E. Lopez Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for the 2020 fiscal
year.
3. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of the
Company.
--------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY Agenda Number: 935150184
--------------------------------------------------------------------------------------------------------------------------
Security: 233331107
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: DTE
ISIN: US2333311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerard M. Anderson Mgmt For For
David A. Brandon Mgmt For For
Charles G. McClure, Jr. Mgmt For For
Gail J. McGovern Mgmt For For
Mark A. Murray Mgmt For For
Gerardo Norcia Mgmt For For
Ruth G. Shaw Mgmt For For
Robert C. Skaggs, Jr. Mgmt For For
David A. Thomas Mgmt For For
Gary H. Torgow Mgmt For For
James H. Vandenberghe Mgmt For For
Valerie M. Williams Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors
3. Provide a nonbinding vote to approve the Mgmt For For
Company's executive compensation
4. Vote on a shareholder proposal relating to Shr Against For
additional disclosure of political
contributions
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 935148975
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Browning Mgmt For For
Annette K. Clayton Mgmt For For
Theodore F. Craver, Jr. Mgmt For For
Robert M. Davis Mgmt For For
Daniel R. DiMicco Mgmt For For
Nicholas C. Fanandakis Mgmt For For
Lynn J. Good Mgmt For For
John T. Herron Mgmt For For
William E. Kennard Mgmt For For
E. Marie McKee Mgmt For For
Marya M. Rose Mgmt For For
Thomas E. Skains Mgmt For For
William E. Webster, Jr. Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
Duke Energy's independent registered public
accounting firm for 2020
3. Advisory vote to approve Duke Energy's Mgmt For For
named executive officer compensation
4. Shareholder proposal regarding independent Shr Against For
board chair
5. Shareholder proposal regarding elimination Shr For
of supermajority voting provisions in Duke
Energy's Certificate of Incorporation
6. Shareholder proposal regarding providing a Shr Against For
semiannual report on Duke Energy's
political contributions and expenditures
7. Shareholder proposal regarding providing an Shr Against For
annual report on Duke Energy's lobbying
payments
--------------------------------------------------------------------------------------------------------------------------
DXC TECHNOLOGY COMPANY Agenda Number: 935057340
--------------------------------------------------------------------------------------------------------------------------
Security: 23355L106
Meeting Type: Annual
Meeting Date: 15-Aug-2019
Ticker: DXC
ISIN: US23355L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mukesh Aghi Mgmt For For
1b. Election of Director: Amy E. Alving Mgmt For For
1c. Election of Director: David L. Herzog Mgmt For For
1d. Election of Director: Sachin Lawande Mgmt For For
1e. Election of Director: J. Michael Lawrie Mgmt For For
1f. Election of Director: Mary L. Krakauer Mgmt For For
1g. Election of Director: Julio A. Portalatin Mgmt For For
1h. Election of Director: Peter Rutland Mgmt For For
1i. Election of Director: Michael J. Salvino Mgmt For For
1j. Election of Director: Manoj P. Singh Mgmt For For
1k. Election of Director: Robert F. Woods Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for fiscal year
ending March 31, 2020
3. Approval, by advisory vote, of named Mgmt Against Against
executive officer compensation
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935147795
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Jeffrey M. Ettinger Mgmt For For
1E. Election of Director: Arthur J. Higgins Mgmt For For
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: David W. MacLennan Mgmt For For
1H. Election of Director: Tracy B. McKibben Mgmt For For
1I. Election of Director: Lionel L. Nowell, III Mgmt For For
1J. Election of Director: Victoria J. Reich Mgmt For For
1K. Election of Director: Suzanne M. Vautrinot Mgmt For For
1L. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2020.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr Against For
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
ESSENTIAL UTILITIES INC Agenda Number: 935153104
--------------------------------------------------------------------------------------------------------------------------
Security: 29670G102
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: WTRG
ISIN: US29670G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth B. Amato Mgmt For For
Nicholas DeBenedictis Mgmt For For
Christopher H. Franklin Mgmt For For
Wendy A. Franks Mgmt For For
Daniel J. Hilferty Mgmt For For
Francis O. Idehen Mgmt For For
Ellen T. Ruff Mgmt For For
Lee C. Stewart Mgmt For For
Christopher C. Womack Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for the 2020 fiscal
year.
3. To approve an advisory vote on the Mgmt For For
compensation paid to the Company's named
executive officers for 2019
4. To approve an amendment to the Articles of Mgmt For For
Incorporation to establish a majority
voting standard in uncontested director
elections.
5. To approve an amendment to the Articles of Mgmt For For
Incorporation to increase the number of
authorized shares of common stock from 300
million to 600 million.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935190392
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve Mgmt For For
until our 2023 Annual Meeting of
Stockholders: M. Michele Burns
1B. Election of Class II Director to serve Mgmt For For
until our 2023 Annual Meeting of
Stockholders: Josh Silverman
1C. Election of Class II Director to serve Mgmt For For
until our 2023 Annual Meeting of
Stockholders: Fred Wilson
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
EVERBRIDGE, INC. Agenda Number: 935161757
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jaime Ellertson Mgmt For For
Sharon Rowlands Mgmt For For
2. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as our Independent Registered
Public Accounting Firm
3. Advisory Approval of the Compensation of Mgmt Against Against
our Named Executive Officers
--------------------------------------------------------------------------------------------------------------------------
EVERSOURCE ENERGY Agenda Number: 935155386
--------------------------------------------------------------------------------------------------------------------------
Security: 30040W108
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ES
ISIN: US30040W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Cotton M. Cleveland Mgmt For For
1B. Election of Trustee: James S. DiStasio Mgmt For For
1C. Election of Trustee: Francis A. Doyle Mgmt For For
1D. Election of Trustee: Linda Dorcena Forry Mgmt For For
1E. Election of Trustee: James J. Judge Mgmt For For
1F. Election of Trustee: John Y. Kim Mgmt For For
1G. Election of Trustee: Kenneth R. Leibler Mgmt For For
1H. Election of Trustee: David H. Long Mgmt For For
1I. Election of Trustee: William C. Van Faasen Mgmt For For
1J. Election of Trustee: Frederica M. Williams Mgmt For For
2. Consider an advisory proposal approving the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
EXELIXIS, INC. Agenda Number: 935178827
--------------------------------------------------------------------------------------------------------------------------
Security: 30161Q104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: EXEL
ISIN: US30161Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles Cohen, Ph.D. Mgmt For For
1B. Election of Director: Carl B. Feldbaum, Mgmt For For
Esq.
1C. Election of Director: Maria C. Freire, Mgmt For For
Ph.D.
1D. Election of Director: Alan M. Garber, M.D., Mgmt For For
Ph.D.
1E. Election of Director: Vincent T. Marchesi, Mgmt For For
M.D., Ph.D.
1F. Election of Director: Michael M. Morrissey, Mgmt For For
Ph.D.
1G. Election of Director: Stelios Papadopoulos, Mgmt For For
Ph.D.
1H. Election of Director: George Poste, DVM, Mgmt For For
Ph.D., FRS
1I. Election of Director: Julie Anne Smith Mgmt For For
1J. Election of Director: Lance Willsey, M.D. Mgmt For For
1K. Election of Director: Jack L. Wyszomierski Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as Exelixis' independent
registered public accounting firm for the
fiscal year ending January 1, 2021.
3. To amend and restate the Exelixis 2017 Mgmt For For
Equity Incentive Plan to, among other
things, increase the number of shares
authorized for issuance by 21,000,000
shares.
4. To approve, on an advisory basis, the Mgmt For For
compensation of Exelixis' named executive
officers, as disclosed in the accompanying
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 935145690
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Anderson Mgmt For For
1B. Election of Director: Ann Berzin Mgmt For For
1C. Election of Director: Laurie Brlas Mgmt For For
1D. Election of Director: Christopher Crane Mgmt For For
1E. Election of Director: Yves de Balmann Mgmt For For
1F. Election of Director: Nicholas DeBenedictis Mgmt For For
1G. Election of Director: Linda Jojo Mgmt For For
1H. Election of Director: Paul Joskow Mgmt For For
1I. Election of Director: Robert Lawless Mgmt For For
1J. Election of Director: John Richardson Mgmt For For
1K. Election of Director: Mayo Shattuck III Mgmt For For
1L. Election of Director: John Young Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2020.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of the Exelon 2020 Long-Term Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935100088
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 03-Dec-2019
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Susan C. Athey Mgmt For For
1C. Election of Director: A. George "Skip" Mgmt For For
Battle
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Craig A. Jacobson Mgmt For For
1G. Election of Director: Victor A. Kaufman Mgmt Abstain Against
1H. Election of Director: Peter M. Kern Mgmt For For
1I. Election of Director: Dara Khosrowshahi Mgmt For For
1J. Election of Director: Mark D. Okerstrom Mgmt For For
1K. Election of Director: Alexander von Mgmt For For
Furstenberg
1L. Election of Director: Julie Whalen Mgmt For For
2A. Approval of amendments to the Certificate Mgmt For For
of Incorporation to include restrictions
and automatic conversion provisions in
respect of Class B Common stock and removal
of references to a former affiliate of
Expedia Group which are no longer
applicable.
2B. Approval of amendments to the Certificate Mgmt For For
of Incorporation to limit Expedia Group's
ability to participate in a future change
of control transaction that provides for
different consideration for Common Stock
and Class B Common Stock.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve the director compensation Mgmt For For
policy.
4. A stockholder proposal regarding change in Shr For Against
stockholder voting.
5. A stockholder proposal regarding an Shr Against For
independent chair.
6. A stockholder proposal regarding majority Shr For Against
voting for directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding Shr For Against
human/civil rights expert on board.
9. A stockholder proposal regarding report on Shr For Against
civil and human rights risks.
10. A stockholder proposal regarding child Shr For Against
exploitation.
11. A stockholder proposal regarding median Shr For Against
gender/racial pay gap.
--------------------------------------------------------------------------------------------------------------------------
FAIR ISAAC CORPORATION Agenda Number: 935126056
--------------------------------------------------------------------------------------------------------------------------
Security: 303250104
Meeting Type: Annual
Meeting Date: 04-Mar-2020
Ticker: FICO
ISIN: US3032501047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Braden R. Kelly Mgmt For For
1b. Election of Director: Fabiola R. Arredondo Mgmt For For
1c. Election of Director: A. George Battle Mgmt For For
1d. Election of Director: James D. Kirsner Mgmt For For
1e. Election of Director: William J. Lansing Mgmt For For
1f. Election of Director: Eva Manolis Mgmt For For
1g. Election of Director: Marc F. McMorris Mgmt For For
1h. Election of Director: Joanna Rees Mgmt For For
1i. Election of Director: David A. Rey Mgmt For For
2. To approve the amendment to the 2012 Mgmt Against Against
Long-Term Incentive Plan.
3. To approve the advisory (non-binding) Mgmt For For
resolution relating to the named executive
officer compensation as disclosed in the
proxy statement.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending September 30,2020.
--------------------------------------------------------------------------------------------------------------------------
FASTENAL COMPANY Agenda Number: 935137667
--------------------------------------------------------------------------------------------------------------------------
Security: 311900104
Meeting Type: Annual
Meeting Date: 25-Apr-2020
Ticker: FAST
ISIN: US3119001044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Willard D. Oberton Mgmt For For
1B. Election of Director: Michael J. Ancius Mgmt For For
1C. Election of Director: Michael J. Dolan Mgmt For For
1D. Election of Director: Stephen L. Eastman Mgmt For For
1E. Election of Director: Daniel L. Florness Mgmt For For
1F. Election of Director: Rita J. Heise Mgmt For For
1G. Election of Director: Daniel L. Johnson Mgmt For For
1H. Election of Director: Nicholas J. Lundquist Mgmt For For
1I. Election of Director: Scott A. Satterlee Mgmt For For
1J. Election of Director: Reyne K. Wisecup Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm for the 2020 fiscal year.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
4. A shareholder proposal related to diversity Shr For Against
reporting.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 935197966
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a one year term: Mgmt For For
Steven T. Stull
1.2 Election of Director for a one year term: Mgmt For For
Michael Buckman
1.3 Election of Director for a one year term: Mgmt For For
Thomas M. Hagerty
2. Ratify the reappointment of Ernst & Young Mgmt For For
LLP as FLEETCOR's independent public
accounting firm for 2020
3. Advisory vote to approve named executive Mgmt For For
officer compensation
4. Shareholder proposal for a shareholder Shr For Against
right to call special shareholder meetings
5. Shareholder proposal requiring that Shr Against For
financial performance metrics in incentive
awards be adjusted to exclude the impact of
share repurchases
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935206094
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt For For
one year: Ken Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year: Michael Xie
1.3 Election of Director to serve for a term of Mgmt For For
one year: Kelly Ducourty
1.4 Election of Director to serve for a term of Mgmt For For
one year: Jean Hu
1.5 Election of Director to serve for a term of Mgmt For For
one year: Ming Hsieh
1.6 Election of Director to serve for a term of Mgmt For For
one year: William Neukom
1.7 Election of Director to serve for a term of Mgmt For For
one year: Christopher B. Paisley
1.8 Election of Director to serve for a term of Mgmt For For
one year: Judith Sim
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
4. Stockholder proposal to allow stockholders Shr For Against
to act by written consent.
5. Stockholder proposal for Fortinet to Shr For Against
publish an annual report assessing
Fortinet's diversity and inclusion efforts.
--------------------------------------------------------------------------------------------------------------------------
FORTIVE CORPORATION Agenda Number: 935180442
--------------------------------------------------------------------------------------------------------------------------
Security: 34959J108
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: FTV
ISIN: US34959J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kate Mitchell Mgmt For For
1B. Election of Director: Mitchell P. Rales Mgmt For For
1C. Election of Director: Steven M. Rales Mgmt For For
1D. Election of Director: Jeannine Sargent Mgmt For For
1E. Election of Director: Alan G. Spoon Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Fortive's independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve on an advisory basis Fortive's Mgmt For For
named executive officer compensation.
4. To approve Fortive's Amended and Restated Mgmt For For
Certificate of Incorporation, as amended
and restated to eliminate the supermajority
voting requirements applicable to shares of
common stock.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 935149369
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Sebastien Bazin Mgmt For For
2. Election of Director: Ashton Carter Mgmt For For
3. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
4. Election of Director: Francisco D'Souza Mgmt For For
5. Election of Director: Edward Garden Mgmt For For
6. Election of Director: Thomas Horton Mgmt For For
7. Election of Director: Risa Lavizzo-Mourey Mgmt For For
8. Election of Director: Catherine Lesjak Mgmt For For
9. Election of Director: Paula Rosput Reynolds Mgmt For For
10. Election of Director: Leslie Seidman Mgmt For For
11. Election of Director: James Tisch Mgmt For For
12. Advisory Approval of Our Named Executives' Mgmt For For
Compensation
13. Ratification of KPMG as Independent Auditor Mgmt For For
for 2020
14. Require the Chairman of the Board to be Shr Against For
Independent
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935151883
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1B. Election of Director: Sandra J. Horning, Mgmt For For
M.D.
1C. Election of Director: Kelly A. Kramer Mgmt For For
1D. Election of Director: Kevin E. Lofton Mgmt For For
1E. Election of Director: Harish Manwani Mgmt For For
1F. Election of Director: Daniel P. O'Day Mgmt For For
1G. Election of Director: Richard J. Whitley, Mgmt For For
M.D.
1H. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
5. To vote on a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting that the Board eliminate the
ownership threshold for stockholders to
request a record date to take action by
written consent.
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 935186064
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GMED
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Demski Mgmt For For
1B. Election of Director: Robert Douglas Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020
3. To approve, in an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers (the Say-on-Pay Vote).
--------------------------------------------------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE INC Agenda Number: 935107804
--------------------------------------------------------------------------------------------------------------------------
Security: 40171V100
Meeting Type: Annual
Meeting Date: 17-Dec-2019
Ticker: GWRE
ISIN: US40171V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Margaret Dillon Mgmt For For
Michael Keller Mgmt For For
Mike Rosenbaum Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
July 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's restated certificate of
incorporation to eliminate the classified
structure of the Company's Board of
Directors.
5. To consider a stockholder proposal Shr For Against
regarding majority voting for the election
of directors, if properly presented at the
annual meeting.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK WHITNEY CORPORATION Agenda Number: 935145880
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: HWC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank E. Bertucci Mgmt For For
Constantine S. Liollio Mgmt For For
Thomas H. Olinde Mgmt For For
Joan C. Teofilo Mgmt For For
C. Richard Wilkins Mgmt For For
2A. To approve amendments to the Company's Mgmt For For
Amended and Restated Articles of
Incorporation to: Eliminate the business
combination supermajority vote provisions.
2B. To approve amendments to the Company's Mgmt For For
Amended and Restated Articles of
Incorporation to: Eliminate the prohibition
on non- cumulative preferred dividends.
2C. To approve amendments to the Company's Mgmt For For
Amended and Restated Articles of
Incorporation to: Remove the Series A
Preferred stock provisions.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve the Hancock Whitney Corporation Mgmt For For
2020 Long Term Incentive Plan.
5. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm to audit the books of the Company and
its subsidiaries for 2020.
--------------------------------------------------------------------------------------------------------------------------
HCA HEALTHCARE, INC. Agenda Number: 935145614
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas F. Frist III Mgmt For For
1B. Election of Director: Samuel N. Hazen Mgmt For For
1C. Election of Director: Meg G. Crofton Mgmt For For
1D. Election of Director: Robert J. Dennis Mgmt For For
1E. Election of Director: Nancy-Ann DeParle Mgmt For For
1F. Election of Director: William R. Frist Mgmt For For
1G. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1H. Election of Director: Michael W. Michelson Mgmt For For
1I. Election of Director: Wayne J. Riley, M.D. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. To approve the 2020 Stock Incentive Plan Mgmt For For
for Key Employees of HCA Healthcare, Inc.
and its Affiliates.
5. To approve an amendment to our amended and Mgmt For For
restated certificate of incorporation to
allow stockholders owning an aggregate of
15% of our outstanding common stock to
request special meetings of stockholders.
6. Stockholder proposal, if properly presented Shr Against For
at the meeting, requesting that the Board
of Directors take the steps necessary to
allow stockholders to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
HD SUPPLY HOLDINGS, INC. Agenda Number: 935158457
--------------------------------------------------------------------------------------------------------------------------
Security: 40416M105
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: HDS
ISIN: US40416M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen J. Affeldt Mgmt For For
Joseph J. DeAngelo Mgmt For For
Peter A. Dorsman Mgmt For For
Stephen J. Konenkamp Mgmt For For
Patrick R. McNamee Mgmt For For
Scott D. Ostfeld Mgmt For For
Charles W. Peffer Mgmt For For
James A. Rubright Mgmt For For
Lauren Taylor Wolfe Mgmt For For
2. To ratify our board of directors' Mgmt For For
appointment of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm for the fiscal year ending
on January 31, 2021.
3. To conduct an advisory vote to approve Mgmt For For
named executive officer compensation.
4. To conduct an advisory vote on the Mgmt 1 Year For
frequency of advisory votes to approve
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935113693
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 23-Jan-2020
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eve Burton Mgmt For For
1B. Election of Director: Scott D. Cook Mgmt For For
1C. Election of Director: Richard L. Dalzell Mgmt For For
1D. Election of Director: Sasan K. Goodarzi Mgmt For For
1E. Election of Director: Deborah Liu Mgmt For For
1F. Election of Director: Suzanne Nora Johnson Mgmt For For
1G. Election of Director: Dennis D. Powell Mgmt For For
1H. Election of Director: Brad D. Smith Mgmt For For
1I. Election of Director: Thomas Szkutak Mgmt For For
1J. Election of Director: Raul Vazquez Mgmt For For
1K. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2020.
4. Stockholder proposal to adopt a mandatory Shr Against For
arbitration bylaw.
--------------------------------------------------------------------------------------------------------------------------
INVITATION HOMES INC. Agenda Number: 935156718
--------------------------------------------------------------------------------------------------------------------------
Security: 46187W107
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: INVH
ISIN: US46187W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bryce Blair Mgmt For For
Dallas B. Tanner Mgmt For For
Jana Cohen Barbe Mgmt For For
Richard D. Bronson Mgmt For For
Michael D. Fascitelli Mgmt For For
Jeffrey E. Kelter Mgmt For For
Joseph D. Margolis Mgmt For For
John B. Rhea Mgmt For For
J. Heidi Roizen Mgmt For For
Janice L. Sears Mgmt For For
William J. Stein Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2020.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
IQVIA HOLDINGS INC. Agenda Number: 935132453
--------------------------------------------------------------------------------------------------------------------------
Security: 46266C105
Meeting Type: Annual
Meeting Date: 06-Apr-2020
Ticker: IQV
ISIN: US46266C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carol J. Burt Mgmt For For
Colleen A. Goggins Mgmt For For
Ronald A. Rittenmeyer Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt Against Against
executive compensation.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as IQVIA
Holdings Inc.'s independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935137934
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election Of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020.
4. Amendment to the Restated Certificate of Mgmt For For
Incorporation to Permit Removal of
Directors Without Cause.
5. Independent Board Chair Shr Against For
6. Report on Governance of Opioids-Related Shr For Against
Risks
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935174235
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce D. Broussard Mgmt For For
1B. Election of Director: Gary M. Crosby Mgmt For For
1C. Election of Director: Alexander M. Cutler Mgmt For For
1D. Election of Director: H. James Dallas Mgmt For For
1E. Election of Director: Elizabeth R. Gile Mgmt For For
1F. Election of Director: Ruth Ann M. Gillis Mgmt For For
1G. Election of Director: Christopher M. Gorman Mgmt For For
1H. Election of Director: Carlton L. Highsmith Mgmt For For
1I. Election of Director: Richard J. Hipple Mgmt For For
1J. Election of Director: Kristen L. Manos Mgmt For For
1K. Election of Director: Barbara R. Snyder Mgmt For For
1L. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal seeking to reduce Shr For Against
ownership threshold to call special
shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 935138099
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Abelardo E. Bru Mgmt For For
1B. Election of Director: Robert W. Decherd Mgmt For For
1C. Election of Director: Michael D. Hsu Mgmt For For
1D. Election of Director: Mae C. Jemison, M.D. Mgmt For For
1E. Election of Director: S. Todd Maclin Mgmt For For
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Christa S. Quarles Mgmt For For
1H. Election of Director: Ian C. Read Mgmt For For
1I. Election of Director: Dunia A. Shive Mgmt For For
1J. Election of Director: Mark T. Smucker Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Stockholder Proposal Regarding Right to Act Shr For Against
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
KLA CORPORATION Agenda Number: 935082533
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 05-Nov-2019
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward Barnholt Mgmt For For
1B. Election of Director: Robert Calderoni Mgmt For For
1C. Election of Director: Jeneanne Hanley Mgmt For For
1D. Election of Director: Emiko Higashi Mgmt For For
1E. Election of Director: Kevin Kennedy Mgmt For For
1F. Election of Director: Gary Moore Mgmt For For
1G. Election of Director: Kiran Patel Mgmt For For
1H. Election of Director: Victor Peng Mgmt For For
1I. Election of Director: Robert Rango Mgmt For For
1J. Election of Director: Richard Wallace Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2020.
3. Approval on a non-binding, advisory basis Mgmt Against Against
of our named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 935147050
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory R. Dahlberg Mgmt For For
1B. Election of Director: David G. Fubini Mgmt For For
1C. Election of Director: Miriam E. John Mgmt For For
1D. Election of Director: Frank Kendall III Mgmt For For
1E. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1F. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1G. Election of Director: Roger A. Krone Mgmt For For
1H. Election of Director: Gary S. May Mgmt For For
1I. Election of Director: Surya N. Mohapatra Mgmt For For
1J. Election of Director: Lawrence C. Nussdorf Mgmt For For
1K. Election of Director: Robert S. Shapard Mgmt For For
1L. Election of Director: Susan M. Stalnecker Mgmt For For
1M. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending January 1, 2021.
4. Approve an amendment to the certificate of Mgmt For For
incorporation to eliminate cumulative
voting.
5. Approve an amendment to the certificate of Mgmt For For
incorporation to eliminate supermajority
voting provisions.
6. Stockholder proposal regarding stockholder Shr Against For
proxy access.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935141983
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel F. Akerson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt For For
1C. Election of Director: Bruce A. Carlson Mgmt For For
1D. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1E. Election of Director: James O. Ellis, Jr. Mgmt For For
1F. Election of Director: Thomas J. Falk Mgmt For For
1G. Election of Director: Ilene S. Gordon Mgmt For For
1H. Election of Director: Marillyn A. Hewson Mgmt For For
1I. Election of Director: Vicki A. Hollub Mgmt For For
1J. Election of Director: Jeh C. Johnson Mgmt For For
1K. Election of Director: Debra L. Reed-Klages Mgmt For For
1L. Election of Director: James D. Taiclet, Jr. Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2020.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
4. Management Proposal to Approve the Lockheed Mgmt For For
Martin Corporation 2020 Incentive
Performance Award Plan.
5. Stockholder Proposal to Adopt Stockholder Shr For Against
Action By Written Consent.
--------------------------------------------------------------------------------------------------------------------------
LOEWS CORPORATION Agenda Number: 935156491
--------------------------------------------------------------------------------------------------------------------------
Security: 540424108
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: L
ISIN: US5404241086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ann E. Berman Mgmt For For
1B. Election of Director: Joseph L. Bower Mgmt For For
1C. Election of Director: Charles D. Davidson Mgmt For For
1D. Election of Director: Charles M. Diker Mgmt For For
1E. Election of Director: Paul J. Fribourg Mgmt For For
1F. Election of Director: Walter L. Harris Mgmt For For
1G. Election of Director: Philip A. Laskawy Mgmt For For
1H. Election of Director: Susan P. Peters Mgmt For For
1I. Election of Director: Andrew H. Tisch Mgmt For For
1J. Election of Director: James S. Tisch Mgmt For For
1k. Election of Director: Jonathan M. Tisch Mgmt For For
1l. Election of Director: Anthony Welters Mgmt For For
2. Approve, on an advisory basis, executive Mgmt For For
compensation.
3. Ratify Deloitte & Touche LLP as independent Mgmt For For
auditors.
4. Shareholder proposal requesting certain Shr Against For
disclosures regarding political
contributions, if presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 935180391
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: MAR
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J.W. Marriott, Jr. Mgmt For For
1B. Election of Director: Bruce W. Duncan Mgmt For For
1C. Election of Director: Deborah M. Harrison Mgmt For For
1D. Election of Director: Frederick A. Mgmt For For
Henderson
1E. Election of Director: Eric Hippeau Mgmt For For
1F. Election of Director: Lawrence W. Kellner Mgmt For For
1G. Election of Director: Debra L. Lee Mgmt For For
1H. Election of Director: Aylwin B. Lewis Mgmt For For
1I. Election of Director: Margaret M. McCarthy Mgmt For For
1J. Election of Director: George Munoz Mgmt For For
1K. Election of Director: Susan C. Schwab Mgmt For For
1L. Election of Director: Arne M. Sorenson Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2020
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL RECOMMENDING Shr For Against
ELIMINATION OF SUPERMAJORITY VOTING
PROVISIONS
5. SHAREHOLDER PROPOSAL RECOMMENDING INCREASED Shr For Against
DIVERSITY DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. Agenda Number: 935196736
--------------------------------------------------------------------------------------------------------------------------
Security: 573284106
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: MLM
ISIN: US5732841060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dorothy M. Ables Mgmt For For
1B. Election of Director: Sue W. Cole Mgmt For For
1C. Election of Director: Smith W. Davis Mgmt For For
1D. Election of Director: John J. Koraleski Mgmt For For
1E. Election of Director: C. Howard Nye Mgmt For For
1F. Election of Director: Laree E. Perez Mgmt For For
1G. Election of Director: Thomas H. Pike Mgmt For For
1H. Election of Director: Michael J. Quillen Mgmt For For
1I. Election of Director: Donald W. Slager Mgmt For For
1J. Election of Director: David C. Wajsgras Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as independent
auditors.
3. Approval, by a non-binding advisory vote, Mgmt For For
of the compensation of Martin Marietta
Materials, Inc.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MASTEC, INC. Agenda Number: 935168965
--------------------------------------------------------------------------------------------------------------------------
Security: 576323109
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: MTZ
ISIN: US5763231090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ernst N. Csiszar Mgmt For For
Julia L. Johnson Mgmt For For
Jorge Mas Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
3. Approval of a non-binding advisory Mgmt For For
resolution regarding the compensation of
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935196332
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard Mgmt For For
Haythornthwaite
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Oki Matsumoto Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020
--------------------------------------------------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC. Agenda Number: 935207072
--------------------------------------------------------------------------------------------------------------------------
Security: 58463J304
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MPW
ISIN: US58463J3041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward K. Aldag, Jr. Mgmt For For
1B. Election of Director: G. Steven Dawson Mgmt For For
1C. Election of Director: R. Steven Hamner Mgmt For For
1D. Election of Director: Caterina A. Mozingo Mgmt For For
1E. Election of Director: Elizabeth N. Pitman Mgmt For For
1F. Election of Director: C. Reynolds Thompson, Mgmt For For
III
1G. Election of Director: D. Paul Sparks, Jr. Mgmt For For
1H. Election of Director: Michael G. Stewart Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Non-binding, advisory approval of the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 935061185
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 20-Aug-2019
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steve Sanghi Mgmt For For
1.2 Election of Director: Matthew W. Chapman Mgmt For For
1.3 Election of Director: L.B. Day Mgmt For For
1.4 Election of Director: Esther L. Johnson Mgmt For For
1.5 Election of Director: Wade F. Meyercord Mgmt For For
2. Proposal to approve a French sub-plan under Mgmt For For
our 2004 Equity Incentive Plan.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2020.
4. Proposal to approve, on an advisory Mgmt Against Against
(non-binding) basis, the compensation of
our named executives.
5. Stockholder proposal requesting our Board Shr For Against
to report on our processes for identifying
and analyzing human rights risks to workers
in our operations and supply chain.
--------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 935140563
--------------------------------------------------------------------------------------------------------------------------
Security: 615369105
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: MCO
ISIN: US6153691059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Basil L. Anderson Mgmt For For
1B. Election of Director: Jorge A. Bermudez Mgmt For For
1C. Election of Director: Therese Esperdy Mgmt For For
1D. Election of Director: Vincent A. Forlenza Mgmt For For
1E. Election of Director: Kathryn M. Hill Mgmt For For
1F. Election of Director: Raymond W. McDaniel, Mgmt For For
Jr.
1G. Election of Director: Henry A. McKinnell, Mgmt For For
Jr., Ph.D.
1H. Election of Director: Leslie F. Seidman Mgmt For For
1I. Election of Director: Bruce Van Saun Mgmt For For
2A. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standards for stockholder approval
of future amendments to the Certificate of
Incorporation and By- Laws.
2B. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standard to remove directors.
2C. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standards for filling open board
seats at statutorily required special
meetings.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm of the Company for 2020.
4. Advisory resolution approving executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
NETAPP, INC Agenda Number: 935065436
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 12-Sep-2019
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: T. Michael Nevens Mgmt For For
1B. Election of Director: Gerald Held Mgmt For For
1C. Election of Director: Kathryn M. Hill Mgmt For For
1D. Election of Director: Deborah L. Kerr Mgmt For For
1E. Election of Director: George Kurian Mgmt For For
1F. Election of Director: Scott F. Schenkel Mgmt For For
1G. Election of Director: George T. Shaheen Mgmt For For
2. To approve amendments to NetApp's Amended Mgmt For For
and Restated 1999 Stock Option Plan to
increase the share reserve by an additional
4,000,000 shares of common stock and to
approve a new 10-year term for the 1999
Stock Option Plan.
3. To approve an amendment to NetApp's Mgmt For For
Employee Stock Purchase Plan to increase
the share reserve by an additional
2,000,000 shares of common stock.
4. To hold an advisory vote to approve Named Mgmt For For
Executive Officer compensation.
5. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as NetApp's independent
registered public accounting firm for the
fiscal year ending April 24, 2020.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935188412
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Reed Mgmt For For
Hastings
1B. Election of Class III Director: Jay C. Hoag Mgmt For For
1C. Election of Class III Director: Mathias Mgmt For For
Dopfner
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
3. Advisory approval of the Company's Mgmt Against Against
executive officer compensation.
4. Approval of the Netflix, Inc. 2020 Stock Mgmt For For
Plan.
5. Stockholder proposal regarding political Shr Against For
disclosures, if properly presented at the
meeting.
6. Stockholder proposal for simple majority Shr For Against
vote, if properly presented at the meeting.
7. Stockholder proposal for EEO policy risk Shr Against For
report, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
NEW RELIC, INC. Agenda Number: 935057922
--------------------------------------------------------------------------------------------------------------------------
Security: 64829B100
Meeting Type: Annual
Meeting Date: 22-Aug-2019
Ticker: NEWR
ISIN: US64829B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Caroline W. Carlisle Mgmt For For
Dan Scholnick Mgmt For For
James Tolonen Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the
Proxy Statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending March
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935066298
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan B. Graf, Jr. Mgmt Withheld Against
Peter B. Henry Mgmt Withheld Against
Michelle A. Peluso Mgmt Withheld Against
2. To approve executive compensation by an Mgmt Abstain Against
advisory vote.
3. To ratify the appointment of Mgmt Abstain Against
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935175162
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: Marianne C. Brown Mgmt For For
1C. Election of Director: Donald E. Felsinger Mgmt For For
1D. Election of Director: Ann M. Fudge Mgmt For For
1E. Election of Director: Bruce S. Gordon Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2020.
4. Shareholder proposal that the Company Shr Against For
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 3% Shr For Against
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
NVR, INC. Agenda Number: 935148191
--------------------------------------------------------------------------------------------------------------------------
Security: 62944T105
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: NVR
ISIN: US62944T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: C. E. Andrews Mgmt For For
1B. Election of Director: Sallie B. Bailey Mgmt For For
1C. Election of Director: Thomas D. Eckert Mgmt For For
1D. Election of Director: Alfred E. Festa Mgmt For For
1E. Election of Director: Manuel H. Johnson Mgmt For For
1F. Election of Director: Alexandra A. Jung Mgmt For For
1G. Election of Director: Mel Martinez Mgmt For For
1H. Election of Director: William A. Moran Mgmt For For
1I. Election of Director: David A. Preiser Mgmt For For
1J. Election of Director: W. Grady Rosier Mgmt For For
1K. Election of Director: Susan Williamson Ross Mgmt For For
1L. Election of Director: Dwight C. Schar Mgmt For For
2. Ratification of appointment of KPMG LLP as Mgmt For For
independent auditor for the year ending
December 31, 2020.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. Agenda Number: 935176289
--------------------------------------------------------------------------------------------------------------------------
Security: 682680103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: OKE
ISIN: US6826801036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian L. Derksen Mgmt For For
1B. Election of Director: Julie H. Edwards Mgmt For For
1C. Election of Director: John W. Gibson Mgmt For For
1D. Election of Director: Mark W. Helderman Mgmt For For
1E. Election of Director: Randall J. Larson Mgmt For For
1F. Election of Director: Steven J. Malcolm Mgmt For For
1G. Election of Director: Jim W. Mogg Mgmt For For
1H. Election of Director: Pattye L. Moore Mgmt For For
1I. Election of Director: Gary D. Parker Mgmt For For
1J. Election of Director: Eduardo A. Rodriguez Mgmt For For
1K. Election of Director: Terry K. Spencer Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ONEOK, Inc. for the year ending
December 31, 2020.
3. An advisory vote to approve ONEOK, Inc.'s Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PARSLEY ENERGY, INC. Agenda Number: 935111942
--------------------------------------------------------------------------------------------------------------------------
Security: 701877102
Meeting Type: Special
Meeting Date: 09-Jan-2020
Ticker: PE
ISIN: US7018771029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of Class A Mgmt For For
common stock, par value $0.01 per share, of
Parsley Energy, Inc. in connection with the
merger contemplated by the Agreement and
Plan of Merger, dated as of October 14,
2019, as amended from time to time.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935138998
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: W. Don Cornwell Mgmt For For
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: James M. Kilts Mgmt For For
1I. Election of Director: Dan R. Littman Mgmt For For
1J. Election of Director: Shantanu Narayen Mgmt For For
1K. Election of Director: Suzanne Nora Johnson Mgmt For For
1L. Election of Director: James Quincey Mgmt For For
1M. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2020
3. 2020 advisory approval of executive Mgmt For For
compensation
4. Shareholder proposal regarding right to act Shr Against For
by written consent
5. Shareholder proposal regarding enhancing Shr Against For
proxy access
6. Shareholder proposal regarding report on Shr Against For
lobbying activities
7. Shareholder proposal regarding independent Shr Against For
chair policy
8. Shareholder proposal regarding gender pay Shr Against For
gap
9. Election of Director: Susan Mgmt For For
Desmond-Hellmann
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 935160565
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1B. Election of Director: Gilbert F. Casellas Mgmt For For
1C. Election of Director: Robert M. Falzon Mgmt For For
1D. Election of Director: Martina Hund-Mejean Mgmt For For
1E. Election of Director: Karl J. Krapek Mgmt For For
1F. Election of Director: Peter R. Lighte Mgmt For For
1G. Election of Director: Charles F. Lowrey Mgmt For For
1H. Election of Director: George Paz Mgmt For For
1I. Election of Director: Sandra Pianalto Mgmt For For
1J. Election of Director: Christine A. Poon Mgmt For For
1K. Election of Director: Douglas A. Scovanner Mgmt For For
1L. Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal regarding an Shr Against For
Independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935123783
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Fields Mgmt For For
1B. Election of Director: Jeffrey W. Henderson Mgmt For For
1C. Election of Director: Ann M. Livermore Mgmt For For
1D. Election of Director: Harish Manwani Mgmt For For
1E. Election of Director: Mark D. McLaughlin Mgmt For For
1F. Election of Director: Steve Mollenkopf Mgmt For For
1G. Election of Director: Clark T. Randt, Jr. Mgmt For For
1H. Election of Director: Irene B. Rosenfeld Mgmt For For
1I. Election of Director: Kornelis "Neil" Smit Mgmt For For
1J. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 27, 2020.
3. To approve the amended and restated 2016 Mgmt For For
Long-Term Incentive Plan, including an
increase in the share reserve by 74,500,000
shares.
4. To approve, on an advisory basis, our Mgmt Against Against
executive compensation.
5. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on our
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 935080616
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Special
Meeting Date: 11-Oct-2019
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Raytheon merger proposal: To adopt the Mgmt For For
Agreement and Plan of Merger, dated as of
June 9, 2019, by and among United
Technologies Corporation, Light Merger Sub
Corp. and Raytheon Company (the "merger
agreement").
2. Raytheon merger-related compensation Mgmt For For
proposal: To approve, by advisory
(non-binding) vote, certain compensation
arrangements that may be paid or become
payable to Raytheon Company's named
executive officers in connection with the
merger contemplated by the merger
agreement.
3. Raytheon adjournment proposal: To approve Mgmt For For
the adjournment of the Special Meeting of
Stockholders of Raytheon Company to a later
date or dates, if necessary or appropriate,
to solicit additional proxies in the event
there are not sufficient votes at the time
of the Special Meeting of Stockholders of
Raytheon Company to adopt the Raytheon
merger proposal.
--------------------------------------------------------------------------------------------------------------------------
REDFIN CORPORATION Agenda Number: 935199011
--------------------------------------------------------------------------------------------------------------------------
Security: 75737F108
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: RDFN
ISIN: US75737F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Robert Bass Mgmt For For
1B. Election of Class III Director: Glenn Mgmt For For
Kelman
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935202286
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I director to serve until Mgmt For For
the 2021 annual meeting of stockholders:
Alan Henricks
2A. Election of Class III director to serve Mgmt For For
until the 2023 annual meeting of
stockholders: Neil Hunt
2B. Election of Class III director to serve Mgmt For For
until the 2023 annual meeting of
stockholders: Anthony Wood
3. Advisory vote to approve our named Mgmt Against Against
executive officer compensation.
4. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC. Agenda Number: 935144408
--------------------------------------------------------------------------------------------------------------------------
Security: 775711104
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: ROL
ISIN: US7757111049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Randall Rollins Mgmt For For
Henry B. Tippie Mgmt For For
James B. Williams Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as independent registered public
accounting firm of the Company for fiscal
year ending December 31, 2020.
3. To hold a nonbinding advisory vote to Mgmt For For
approve executive compensation as disclosed
in these materials.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan.
3. Amendment and restatement of our 2004 Mgmt For For
Employee Stock Purchase Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr Against For
ability of stockholders to act by written
consent, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORP Agenda Number: 935180389
--------------------------------------------------------------------------------------------------------------------------
Security: 808625107
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: SAIC
ISIN: US8086251076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bedingfield Mgmt For For
1B. Election of Director: Carol A. Goode Mgmt For For
1C. Election of Director: John J. Hamre Mgmt For For
1D. Election of Director: Yvette M. Kanouff Mgmt For For
1E. Election of Director: Nazzic S. Keene Mgmt For For
1F. Election of Director: David M. Kerko Mgmt For For
1G. Election of Director: Timothy J. Mayopoulos Mgmt For For
1H. Election of Director: Katharina G. Mgmt For For
McFarland
1I. Election of Director: Donna S. Morea Mgmt For For
1J. Election of Director: Steven R. Shane Mgmt For For
2. The approval of a non-binding, advisory Mgmt For For
vote on executive compensation.
3. The approval of a non-binding, advisory Mgmt 1 Year For
vote on the frequency of future advisory
votes on executive compensation.
4. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 29, 2021.
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 935152429
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan L. Boeckmann Mgmt For For
1B. Election of Director: Kathleen L. Brown Mgmt For For
1C. Election of Director: Andres Conesa Mgmt For For
1D. Election of Director: Maria Contreras-Sweet Mgmt For For
1E. Election of Director: Pablo A. Ferrero Mgmt For For
1F. Election of Director: William D. Jones Mgmt For For
1G. Election of Director: Jeffrey W. Martin Mgmt For For
1H. Election of Director: Bethany J. Mayer Mgmt For For
1I. Election of Director: Michael N. Mears Mgmt For For
1J. Election of Director: Jack T. Taylor Mgmt For For
1K. Election of Director: Cynthia L. Walker Mgmt For For
1L. Election of Director: Cynthia J. Warner Mgmt For For
1M. Election of Director: James C. Yardley Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Approval of Our Executive Mgmt For For
Compensation.
4. Shareholder Proposal Requiring an Shr Against For
Independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935156516
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David J. Aldrich Mgmt For For
1B. Election of Director: Alan S. Batey Mgmt For For
1C. Election of Director: Kevin L. Beebe Mgmt For For
1D. Election of Director: Timothy R. Furey Mgmt For For
1E. Election of Director: Liam K. Griffin Mgmt For For
1F. Election of Director: Christine King Mgmt For For
1G. Election of Director: David P. McGlade Mgmt For For
1H. Election of Director: Robert A. Schriesheim Mgmt For For
1I. Election of Director: Kimberly S. Stevenson Mgmt For For
2. To ratify the selection by the Company's Mgmt For For
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve an amendment to the Company's Mgmt For For
2002 Employee Stock Purchase Plan, as
Amended.
5. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provisions
relating to stockholder approval of a
merger or consolidation, disposition of all
or substantially all of the Company's
assets, or issuance of a substantial amount
of the Company's securities.
6. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provisions
relating to stockholder approval of a
business combination with any related
person.
7. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provision
relating to stockholder amendment of
charter provisions governing directors.
8. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provision
relating to stockholder amendment of the
charter provision governing action by
stockholders.
9. To approve a stockholder proposal regarding Shr For Against
a right by stockholders to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935165503
--------------------------------------------------------------------------------------------------------------------------
Security: 78467J100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: SSNC
ISIN: US78467J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Normand A. Boulanger Mgmt For For
David A. Varsano Mgmt For For
Michael J. Zamkow Mgmt For For
2. The approval of the compensation of the Mgmt Against Against
named executive officers.
3. The ratification of PricewaterhouseCoopers Mgmt For For
LLP as SS&C's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 935174716
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. de Saint-Aignan Mgmt For For
1B. Election of Director: M. Chandoha Mgmt For For
1C. Election of Director: L. Dugle Mgmt For For
1D. Election of Director: A. Fawcett Mgmt For For
1E. Election of Director: W. Freda Mgmt For For
1F. Election of Director: S. Mathew Mgmt For For
1G. Election of Director: W. Meaney Mgmt For For
1H. Election of Director: R. O'Hanley Mgmt For For
1I. Election of Director: S. O'Sullivan Mgmt For For
1J. Election of Director: R. Sergel Mgmt For For
1K. Election of Director: G. Summe Mgmt For For
2. To approve an advisory proposal on Mgmt For For
executive compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as State Street's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 935153673
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary K. Brainerd Mgmt For For
1B. Election of Director: Srikant M. Datar, Mgmt For For
Ph.D.
1C. Election of Director: Roch Doliveux, DVM Mgmt For For
1D. Election of Director: Allan C. Golston(Lead Mgmt For For
Independent Director)
1E. Election of Director: Kevin A. Mgmt For For
Lobo(Chairman of the Board)
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Andrew K. Silvernail Mgmt For For
1H. Election of Director: Lisa M. Skeete Tatum Mgmt For For
1I. Election of Director: Ronda E. Stryker Mgmt For For
1J. Election of Director: Rajeev Suri Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Non-management employee representation on Mgmt Against For
the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 935136398
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg W. Becker Mgmt For For
Eric A. Benhamou Mgmt For For
John S. Clendening Mgmt For For
Roger F. Dunbar Mgmt For For
Joel P. Friedman Mgmt For For
Jeffrey N. Maggioncalda Mgmt For For
Kay Matthews Mgmt For For
Mary J. Miller Mgmt For For
Kate D. Mitchell Mgmt For For
John F. Robinson Mgmt For For
Garen K. Staglin Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation ("Say on Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SYNEOS HEALTH, INC. Agenda Number: 935180656
--------------------------------------------------------------------------------------------------------------------------
Security: 87166B102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: SYNH
ISIN: US87166B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bernadette M. Mgmt For For
Connaughton
1B. Election of Director: Kenneth F. Meyers Mgmt For For
1C. Election of Director: Matthew E. Monaghan Mgmt For For
1D. Election of Director: Joshua M. Nelson Mgmt For For
2. To approve on an advisory (nonbinding) Mgmt For For
basis our executive compensation.
3. To ratify the appointment of the Company's Mgmt For For
independent auditors Deloitte & Touche LLP.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935132201
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aart J. de Geus Mgmt For For
Chi-Foon Chan Mgmt For For
Janice D. Chaffin Mgmt For For
Bruce R. Chizen Mgmt For For
Mercedes Johnson Mgmt For For
Chrysostomos L. Nikias Mgmt For For
John Schwarz Mgmt For For
Roy Vallee Mgmt For For
Steven C. Walske Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 3,500,000 shares.
3. To approve our Employee Stock Purchase Mgmt For For
Plan, as amended, primarily to increase the
number of shares available for issuance
under the plan by 5,000,000 shares.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
5. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 935085224
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 15-Nov-2019
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas L. Bene Mgmt For For
1B. Election of Director: Daniel J. Brutto Mgmt For For
1C. Election of Director: John M. Cassaday Mgmt For For
1D. Election of Director: Joshua D. Frank Mgmt For For
1E. Election of Director: Larry C. Glasscock Mgmt For For
1F. Election of Director: Bradley M. Halverson Mgmt For For
1G. Election of Director: John M. Hinshaw Mgmt For For
1H. Election of Director: Hans-Joachim Koerber Mgmt For For
1I. Election of Director: Stephanie A. Mgmt For For
Lundquist
1J. Election of Director: Nancy S. Newcomb Mgmt For For
1K. Election of Director: Nelson Peltz Mgmt For For
1L. Election of Director: Edward D. Shirley Mgmt For For
1M. Election of Director: Sheila G. Talton Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation paid to Sysco's named
executive officers, as disclosed in Sysco's
2019 proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Sysco's independent registered
public accounting firm for fiscal 2020.
4. To consider a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting an independent board chair
policy.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935065842
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt Abstain Against
1B. Election of Director: Michael Dornemann Mgmt Abstain Against
1C. Election of Director: J Moses Mgmt Abstain Against
1D. Election of Director: Michael Sheresky Mgmt Abstain Against
1E. Election of Director: LaVerne Srinivasan Mgmt Abstain Against
1F. Election of Director: Susan Tolson Mgmt Abstain Against
1G. Election of Director: Paul Viera Mgmt Abstain Against
1H. Election of Director: Roland Hernandez Mgmt Abstain Against
2. Approval, on a non-binding advisory basis, Mgmt Abstain Against
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt Abstain Against
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935196293
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Calvin Darden Mgmt For For
1E. Election of Director: Robert L. Edwards Mgmt For For
1F. Election of Director: Melanie L. Healey Mgmt For For
1G. Election of Director: Donald R. Knauss Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Kenneth L. Salazar Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Company proposal to approve the Target Mgmt For For
Corporation 2020 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935178132
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ms. Helen Darling Mgmt For For
Mr. William H. Frist MD Mgmt For For
Mr. Michael Goldstein Mgmt For For
Mr. Jason Gorevic Mgmt For For
Ms. C. A. Jacobson Mgmt For For
Mr. Thomas G. McKinley Mgmt For For
Mr. Kenneth H. Paulus Mgmt For For
Mr. David Shedlarz Mgmt For For
Mr. Mark D. Smith, MD Mgmt For For
Mr. David B. Snow, Jr. Mgmt For For
2. Approve, on an advisory basis, the Mgmt Against Against
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 935215788
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Nora A. Aufreiter Mgmt For For
1B. Election of director: Anne Gates Mgmt For For
1C. Election of director: Karen M. Hoguet Mgmt For For
1D. Election of director: Susan J. Kropf Mgmt For For
1E. Election of director: W. Rodney McMullen Mgmt For For
1F. Election of director: Clyde R. Moore Mgmt For For
1G. Election of director: Ronald L. Sargent Mgmt For For
1H. Election of director: Bobby S. Shackouls Mgmt For For
1I. Election of director: Mark S. Sutton Mgmt For For
1J. Election of director: Ashok Vemuri Mgmt For For
2. Approval, on an advisory basis, of Kroger's Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP, Mgmt For For
as auditors.
4. A shareholder proposal, if properly Shr Against For
presented, to issue a report assessing the
environmental impacts of using unrecyclable
packaging for private label brands.
5. A shareholder proposal, if properly Shr Against For
presented, to issue a report on human
rights due diligence process in operations
and supply chain.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935134332
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Alvarado Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Debra A. Cafaro Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: William S. Demchak Mgmt For For
1F. Election of Director: Andrew T. Feldstein Mgmt For For
1G. Election of Director: Richard J. Harshman Mgmt For For
1H. Election of Director: Daniel R. Hesse Mgmt For For
1I. Election of Director: Linda R. Medler Mgmt For For
1J. Election of Director: Martin Pfinsgraff Mgmt For For
1K. Election of Director: Toni Townes-Whitley Mgmt For For
1L. Election of Director: Michael J. Ward Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of The PNC Financial Services Mgmt For For
Group, Inc. Employee Stock Purchase Plan,
as amended and restated January 1, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 935140094
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan S. Armstrong Mgmt For For
1B. Election of Director: Stephen W. Bergstrom Mgmt For For
1C. Election of Director: Nancy K. Buese Mgmt For For
1D. Election of Director: Stephen I. Chazen Mgmt For For
1E. Election of Director: Charles I. Cogut Mgmt For For
1F. Election of Director: Michael A. Creel Mgmt For For
1G. Election of Director: Vicki L. Fuller Mgmt For For
1H. Election of Director: Peter A. Ragauss Mgmt For For
1I. Election of Director: Scott D. Sheffield Mgmt For For
1J. Election of Director: Murray D. Smith Mgmt For For
1K. Election of Director: William H. Spence Mgmt For For
2. Approval of the Amendment to The Williams Mgmt For For
Companies, Inc. 2007 Incentive Plan.
3. Approval of the Amendment to The Williams Mgmt For For
Companies, Inc. 2007 Employee Stock
Purchase Plan.
4. Approval, by nonbinding advisory vote, of Mgmt Against Against
the Company's executive compensation.
5. Ratification of Ernst & Young LLP as Mgmt For For
auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935170136
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: Judy C. Lewent Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2020.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935077518
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Special
Meeting Date: 03-Oct-2019
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Company's 2019 Mgmt For For
Stock Option Plan.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935158407
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Bhavesh V. Patel Mgmt For For
1J. Election of Director: Jose H. Villarreal Mgmt For For
1K. Election of Director: Christopher J. Mgmt For For
Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2020.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Shareholder proposal regarding Independent Shr Against For
Chairman if properly presented at the
Annual Meeting.
5. Shareholder proposal regarding Climate Shr Against For
Assessment Report if properly presented at
the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935080628
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Special
Meeting Date: 11-Oct-2019
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of UTC common stock, Mgmt For For
par value $1.00 per share, to Raytheon
stockholders in connection with the merger
contemplated by the Agreement and Plan of
Merger, dated as of June 9, 2019, by and
among United Technologies Corporation,
Light Merger Sub Corp. and Raytheon Company
(the "UTC share issuance proposal").
2. Approve the adjournment of the UTC special Mgmt For For
meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies in the event there are
not sufficient votes at the time of the UTC
special meeting to approve the UTC share
issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
4. Approval of the UnitedHealth Group 2020 Mgmt For For
Stock Incentive Plan.
5. If properly presented at the 2020 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a
non-binding shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
VAIL RESORTS, INC. Agenda Number: 935093790
--------------------------------------------------------------------------------------------------------------------------
Security: 91879Q109
Meeting Type: Annual
Meeting Date: 05-Dec-2019
Ticker: MTN
ISIN: US91879Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan L. Decker Mgmt For For
1b. Election of Director: Robert A. Katz Mgmt For For
1c. Election of Director: John T. Redmond Mgmt For For
1d. Election of Director: Michele Romanow Mgmt For For
1e. Election of Director: Hilary A. Schneider Mgmt For For
1f. Election of Director: D. Bruce Sewell Mgmt For For
1g. Election of Director: John F. Sorte Mgmt For For
1h. Election of Director: Peter A. Vaughn Mgmt For For
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending July 31,
2020.
3. Hold an advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935212415
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Carges Mgmt For For
Paul E. Chamberlain Mgmt For For
Paul Sekhri Mgmt For For
2. Ratify the appointment of KPMG LLP as Veeva Mgmt For For
Systems Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS INC Agenda Number: 935160515
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher M. Mgmt For For
Foskett
1B. Election of Director: David B. Wright Mgmt For For
1C. Election of Director: Annell R. Bay Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 935043935
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 16-Jul-2019
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard T. Carucci Mgmt For For
Juliana L. Chugg Mgmt For For
Benno Dorer Mgmt For For
Mark S. Hoplamazian Mgmt For For
Laura W. Lang Mgmt For For
W. Alan McCollough Mgmt For For
W. Rodney McMullen Mgmt For For
Clarence Otis, Jr. Mgmt For For
Steven E. Rendle Mgmt For For
Carol L. Roberts Mgmt For For
Matthew J. Shattock Mgmt For For
Veronica B. Wu Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as VF's
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY Agenda Number: 935151554
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: VMC
ISIN: US9291601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Melissa H. Anderson Mgmt For For
1B. Election of Director: O. B. Grayson Hall, Mgmt For For
Jr.
1C. Election of Director: James T. Prokopanko Mgmt For For
1D. Election of Director: George Willis Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935192726
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: S. Robson Walton Mgmt For For
1K. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants
4. Approval of the Amendment to the ASDA Mgmt For For
Sharesave Plan 2000
5. Report on Impacts of Single-Use Plastic Shr Against For
Bags
6. Report on Supplier Antibiotics Use Shr Against For
Standards
7. Policy to Include Hourly Associates as Shr Against For
Director Candidates
8. Report on Strengthening Prevention of Shr Against For
Workplace Sexual Harassment
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 935172510
--------------------------------------------------------------------------------------------------------------------------
Security: 94106B101
Meeting Type: Annual and Special
Meeting Date: 15-May-2020
Ticker: WCN
ISIN: CA94106B1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Ronald J. Mittelstaedt Mgmt For For
Edward E. Guillet Mgmt For For
Michael W. Harlan Mgmt For For
Larry S. Hughes Mgmt For For
Worthing F. Jackman Mgmt For For
Elise L. Jordan Mgmt For For
Susan Lee Mgmt For For
William J. Razzouk Mgmt For For
2 Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of our named executive
officers as disclosed in the Proxy
Statement ("say on pay").
3 Appointment of Grant Thornton LLP as our Mgmt For For
independent registered public accounting
firm until the close of the 2021 Annual
Meeting of Shareholders of the Company and
authorization of our Board of Directors to
fix the remuneration of the independent
registered public accounting firm.
4 Approval of the Waste Connections, Inc. Mgmt For For
2020 Employee Share Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935158445
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank M. Clark, Jr. Mgmt For For
1B. Election of Director: James C. Fish, Jr. Mgmt For For
1C. Election of Director: Andres R. Gluski Mgmt For For
1D. Election of Director: Victoria M. Holt Mgmt For For
1E. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt For For
1H. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2020.
3. Non-binding, advisory proposal to approve Mgmt For For
our executive compensation.
4. Proposal to amend and restate our Employee Mgmt For For
Stock Purchase Plan to increase the number
of shares authorized for issuance.
--------------------------------------------------------------------------------------------------------------------------
WPX ENERGY, INC. Agenda Number: 935129470
--------------------------------------------------------------------------------------------------------------------------
Security: 98212B103
Meeting Type: Special
Meeting Date: 05-Mar-2020
Ticker: WPX
ISIN: US98212B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Stock Issuance Proposal-To consider and Mgmt For For
vote upon a proposal to approve the
issuance of more than 20% of the Company's
issued and outstanding shares of common
stock, par value $0.01 per share, of the
Company ("Common Stock") in connection with
the Securities Purchase Agreement, dated as
of December 15, 2019 (the "Purchase
Agreement"), by and between the Company and
Felix Investments Holdings II, LLC ("Felix
Parent"), a copy of which is attached to
the proxy statement for the Special Meeting
as Annex A ("Proposal No. 1").
2. Adjournment Proposal-To consider and vote Mgmt For For
upon a proposal to approve the adjournment
of the Special Meeting to a later date or
dates, if necessary, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes
for, or otherwise in connection with, the
approval of the Stock Issuance Proposal.
This proposal will only be presented at the
Special Meeting if there are not sufficient
votes to approve the Stock Issuance
Proposal ("Proposal No. 2").
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935055194
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dennis Segers Mgmt Abstain Against
1b. Election of Director: Raman K. Chitkara Mgmt Abstain Against
1c. Election of Director: Saar Gillai Mgmt Abstain Against
1d. Election of Director: Ronald S. Jankov Mgmt Abstain Against
1e. Election of Director: Mary Louise Krakauer Mgmt Abstain Against
1f. Election of Director: Thomas H. Lee Mgmt Abstain Against
1g. Election of Director: J. Michael Patterson Mgmt Abstain Against
1h. Election of Director: Victor Peng Mgmt Abstain Against
1i. Election of Director: Marshall C. Turner Mgmt Abstain Against
1j. Election of Director: Elizabeth W. Mgmt Abstain Against
Vanderslice
2. Proposal to approve an amendment to the Mgmt Abstain Against
Company's 1990 Employee Qualified Stock
Purchase Plan to increase the number of
shares reserved for issuance thereunder by
2,000,000 shares.
3. Proposal to approve an amendment to the Mgmt Abstain Against
Company's 2007 Equity Incentive Plan to
increase the number of shares reserved for
issuance thereunder by 6,000,000 shares.
4. Proposal to approve, on an advisory basis, Mgmt Abstain Against
the compensation of the Company's named
executive officers.
5. Proposal to ratify the appointment of Ernst Mgmt Abstain Against
& Young LLP as the Company's independent
registered accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
ZAYO GROUP HOLDINGS INC Agenda Number: 935058556
--------------------------------------------------------------------------------------------------------------------------
Security: 98919V105
Meeting Type: Special
Meeting Date: 26-Jul-2019
Ticker: ZAYO
ISIN: US98919V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the proposal to adopt the Mgmt Abstain Against
merger agreement.
2. The approval, on a non-binding advisory Mgmt Abstain Against
basis, of the golden parachute compensation
that will or may be received by the
Company's named executive officers in
connection with the merger.
3. The proposal to approve one or more Mgmt Abstain Against
adjournments of the special meeting, if
necessary or appropriate and permitted
under the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 935160224
--------------------------------------------------------------------------------------------------------------------------
Security: 989207105
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: ZBRA
ISIN: US9892071054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anders Gustafsson Mgmt For For
Janice M. Roberts Mgmt For For
Linda M. Connly Mgmt For For
2. Proposal to approve, by non-binding vote, Mgmt For For
compensation of named executive officers.
3. Proposal to approve our 2020 Employee Stock Mgmt For For
Purchase Plan.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
ZENDESK, INC. Agenda Number: 935160337
--------------------------------------------------------------------------------------------------------------------------
Security: 98936J101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ZEN
ISIN: US98936J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Michael Mgmt For For
Curtis
1B. Election of Class III Director: Mikkel Mgmt For For
Svane
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Zendesk's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935212403
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Gassner Mgmt Withheld Against
Eric S. Yuan Mgmt For For
Lt. Gen. H.R. McMaster Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
BlueStar Israel Technology ETF
--------------------------------------------------------------------------------------------------------------------------
888 HOLDINGS PLC Agenda Number: 712500443
--------------------------------------------------------------------------------------------------------------------------
Security: X19526106
Meeting Type: AGM
Meeting Date: 20-May-2020
Ticker:
ISIN: GI000A0F6407
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT & ACCOUNTS Mgmt For For
2019
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THAT PART CONTAINING THE
REMUNERATION POLICY)
3 TO RE-ELECT BRIAN MATTINGLEY AS A DIRECTOR Mgmt For For
4 TO RE-ELECT ITAI PAZNER AS A DIRECTOR Mgmt For For
5 TO RE-ELECT AVIAD KOBRINE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MARK SUMMERFIELD AS A DIRECTOR Mgmt For For
7 TO RE-ELECT ZVIKA ZIVLIN AS A DIRECTOR Mgmt For For
8 TO RE-ELECT ANNE DE KERCKHOVE AS A DIRECTOR Mgmt For For
9 TO RE-APPOINT ERNST AND YOUNG LLP AND EY Mgmt For For
LIMITED, GIBRALTAR, AS THE COMPANY'S
AUDITORS
10 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITORS' REMUNERATION
11 TO DECLARE A FINAL DIVIDEND OF 3.0 CENTS Mgmt For For
PER ORDINARY SHARE PAYABLE ON 22 MAY 2020
TO THOSE SHAREHOLDERS ON THE REGISTER OF
MEMBERS OF THE COMPANY AT CLOSE OF BUSINESS
ON 24 APRIL 2020
12 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES, AS SET OUT IN THE NOTICE OF MEETING
13 TO AUTHORISE THE DIRECTORS' TO MAKE MARKET Mgmt For For
PURCHASES OF COMPANY'S ORDINARY SHARES, AS
SET OUT IN THE NOTICE OF MEETING
14 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
EQUITY SECURITIES FOR CASH WITHOUT FIRST
OFFERING THEM TO SHAREHOLDERS, AS SET OUT
IN THE NOTICE OF MEETING
15 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
EQUITY SECURITIES FOR CASH IN CONNECTION
WITH AN ELIGIBLE ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT WITHOUT FIRST OFFERING
THEM TO SHAREHOLDER, AS SET OUT IN THE
NOTICE OF MEETING
16 TO AMEND THE COMPANY'S MEMORANDUM & Mgmt For For
ARTICLES OF ASSOCIATION IN ORDER TO ALLOW
GENERAL MEETINGS TO BE HELD ELECTRONICALLY
OR AS HYBRID ELECTRONIC / PHYSICAL
MEETINGS, AS SET OUT IN THE NOTICE OF
MEETING
--------------------------------------------------------------------------------------------------------------------------
ALLOT LTD. Agenda Number: 935077594
--------------------------------------------------------------------------------------------------------------------------
Security: M0854Q105
Meeting Type: Annual
Meeting Date: 25-Sep-2019
Ticker: ALLT
ISIN: IL0010996549
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt No vote
ARTICLES OF ASSOCIATION, EFFECTIVE
IMMEDIATELY UPON THE APPROVAL OF THIS
PROPOSAL 1, TO PROVIDE FOR THE ELIMINATION
OF THE DIFFERENT CLASSES OF MEMBERS OF THE
BOARD OF DIRECTORS OF THE COMPANY
("BOARD"), SO THAT AFTER COMPLETION OF
THEIR CURRENT TERM, THE TERM OF EACH
DIRECTOR WHO IS ELECTED OR REELECTED AT OR
AFTER THE ANNUAL MEETING (OTHER THAN
OUTSIDE DIRECTORS, WHO SHALL CONTINUE TO
SERVE FOR FIXED THREE-YEAR TERMS IN
ACCORDANCE WITH THE ISRAEL COMPANIES LAW).
2. TO REELECT NADAV ZOHAR AS A CLASS I Mgmt No vote
DIRECTOR, TO SERVE UNTIL THE 2022 ANNUAL
MEETING OF SHAREHOLDERS (OR, IF PROPOSAL 1
IS APPROVED, TO SERVE UNTIL THE 2020 ANNUAL
MEETING OF SHAREHOLDERS), AND UNTIL HIS
SUCCESSOR HAS BEEN DULY ELECTED AND
QUALIFIED, OR UNTIL HIS OFFICE IS VACATED
IN ACCORDANCE WITH THE COMPANY'S ARTICLES
OF ASSOCIATION OR THE ISRAEL COMPANIES LAW.
3. TO REELECT STEVEN LEVY AS AN OUTSIDE Mgmt No vote
DIRECTOR (AS DEFINED IN THE ISRAEL
COMPANIES LAW) OF THE COMPANY, TO SERVE FOR
A TERM OF THREE YEARS COMMENCING AS OF THE
END OF HIS CURRENT TERM, OR UNTIL HIS
OFFICE IS VACATED IN ACCORDANCE WITH THE
COMPANY'S ARTICLES OF ASSOCIATION OR THE
ISRAEL COMPANIES LAW.
3A. CHECK "YES" TO CONFIRM YOU ARE NOT A Mgmt No vote
"CONTROLLING SHAREHOLDER" OF THE COMPANY
UNDER THE ISRAELI COMPANIES LAW AND DO NOT
HAVE A "PERSONAL BENEFIT OR OTHER INTEREST"
IN THE APPROVAL OF ITEM 3, AS DESCRIBED IN
THE COMPANY'S PROXY STATEMENT. UNDER
ISRAELI LAW, YOU CANNOT VOTE ON ITEM 3
UNLESS YOU CHECK "YES." IF YOU ARE UNABLE
TO MAKE THIS CONFIRMATION, PLEASE CHECK
"NO." IF YOU VOTE AGAINST=NO OR NO VOTE
YOUR VOTE WILL NOT COUNT FOR THE PROPOSAL
3.
4. TO APPROVE THE COMPENSATION POLICY FOR Mgmt No vote
OFFICERS AND DIRECTORS OF THE COMPANY FOR
THE YEARS 2019-2021.
4A. CHECK "YES" TO CONFIRM YOU ARE NOT A Mgmt No vote
"CONTROLLING SHAREHOLDER" OF THE COMPANY
UNDER THE ISRAELI COMPANIES LAW AND DO NOT
HAVE A "PERSONAL BENEFIT OR OTHER INTEREST"
IN THE APPROVAL OF ITEM 4, AS DESCRIBED IN
THE COMPANY'S PROXY STATEMENT. UNDER
ISRAELI LAW, YOU CANNOT VOTE ON ITEM 4
UNLESS YOU CHECK "YES." IF YOU ARE UNABLE
TO MAKE THIS CONFIRMATION, PLEASE CHECK
"NO." IF YOU VOTE AGAINST=NO OR NO VOTE
YOUR VOTE WILL NOT COUNT FOR THE PROPOSAL
4.
5. TO APPROVE THE REAPPOINTMENT OF KOST FORER Mgmt No vote
GABBAY & KASIERER, A MEMBER OF ERNST &
YOUNG GLOBAL, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2019 AND
UNTIL THE NEXT ANNUAL MEETING OF
SHAREHOLDERS, AND TO AUTHORIZE THE BOARD,
UPON RECOMMENDATION OF THE AUDIT COMMITTEE,
TO FIX THE REMUNERATION OF SAID INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED Agenda Number: 935119873
--------------------------------------------------------------------------------------------------------------------------
Security: G02602103
Meeting Type: Annual
Meeting Date: 31-Jan-2020
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Minicucci Mgmt Abstain Against
1B. Election of Director: Adrian Gardner Mgmt Abstain Against
1C. Election of Director: James S. Kahan Mgmt Abstain Against
1D. Election of Director: Rafael de la Vega Mgmt Abstain Against
1E. Election of Director: Giora Yaron Mgmt Abstain Against
1F. Election of Director: Eli Gelman Mgmt Abstain Against
1G. Election of Director: Richard T.C. LeFave Mgmt Abstain Against
1H. Election of Director: John A. MacDonald Mgmt Abstain Against
1I. Election of Director: Shuky Sheffer Mgmt Abstain Against
1J. Election of Director: Yvette Kanouff Mgmt Abstain Against
2. To approve an amendment of the Amdocs Mgmt Abstain Against
Limited 1998 Stock Option and Incentive
Plan increasing the number of shares
authorized for issuance under the plan and
the sublimit on "full value" awards under
the plan, in each case, by 3,000,000 shares
(Proposal II).
3. To approve an increase in the dividend rate Mgmt Abstain Against
under our quarterly cash dividend program
from $0.285 per share to $0.3275 per share
(Proposal III).
4. To approve our Consolidated Financial Mgmt Abstain Against
Statements for the fiscal year ended
September 30, 2019 (Proposal IV).
5. To ratify and approve the appointment of Mgmt Abstain Against
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending September 30, 2020, and
until the next annual general meeting, and
authorize the Audit Committee of the Board
of Directors to fix the remuneration of
such independent registered public
accounting firm in accordance with the
nature and extent of its services (Proposal
V).
--------------------------------------------------------------------------------------------------------------------------
AROTECH CORPORATION Agenda Number: 935101408
--------------------------------------------------------------------------------------------------------------------------
Security: 042682203
Meeting Type: Special
Meeting Date: 17-Dec-2019
Ticker: ARTX
ISIN: US0426822039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of September 22, 2019, as such
agreement may be amended from time to time
(the "merger agreement"), by and among
Argonaut Intermediate, Inc., a Delaware
corporation ("Parent"), Argonaut Merger
Sub, Inc., a Delaware corporation and a
wholly owned subsidiary of Parent ("Merger
Sub"), and Arotech Corporation, a Delaware
corporation (the "Company"), pursuant to
which Merger Sub will be merged with and
into the Company (the "merger").
2. To approve a nonbinding, advisory proposal Mgmt For For
to approve the compensation that may be
paid or may become payable to the Company's
named executive officers in connection
with, or following, the consummation of the
merger.
3. To approve a proposal to adjourn the Mgmt For For
special meeting to a later date or time, if
there are insufficient votes at the time of
the special meeting or any adjournment or
postponement thereof to approve the merger
proposal.
--------------------------------------------------------------------------------------------------------------------------
AUDIOCODES LTD. Agenda Number: 935073104
--------------------------------------------------------------------------------------------------------------------------
Security: M15342104
Meeting Type: Annual
Meeting Date: 10-Sep-2019
Ticker: AUDC
ISIN: IL0010829658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REELECT MS. ZEHAVA SIMON AS A CLASS I Mgmt For For
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS
2. TO REELECT MR. LIOR ALDEMA AS A CLASS I Mgmt For For
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS
3. TO APPROVE THE COMPENSATION POLICY FOR Mgmt Against Against
OFFICERS AND DIRECTORS OF THE COMPANY FOR
THE YEARS 2019-2021
3A. PLEASE NOTE: with respect to Proposal 3, Mgmt For
please indicate by checking the "FOR" box
at right, that you are NOT a controlling
shareholder and that you do NOT have a
personal interest in this resolution (see
explanation on the reverse side of this
card). If you do not vote 'FOR' the vote
on the corresponding proposal will not
count.
4. TO APPROVE AN AMENDMENT TO THE EMPLOYMENT Mgmt Against Against
AGREEMENT OF MR. SHABTAI ADLERSBERG, THE
COMPANY'S PRESIDENT AND CEO AND A DIRECTOR
4A. PLEASE NOTE: with respect to Proposal 4, Mgmt For
please indicate by checking the "FOR" box
at right, that you are NOT a controlling
shareholder and that you do NOT have a
personal interest in this resolution (see
explanation on the reverse side of this
card). If you do not vote 'FOR' the vote on
the corresponding proposal will not count.
5. TO RATIFY AND APPROVE THE TERMS OF Mgmt For For
EMPLOYMENT OF MR. LIOR ALDEMA, THE
COMPANY'S CHIEF BUSINESS OFFICER AND GLOBAL
HEAD OF SALES AND A DIRECTOR
6. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2019 AND AUTHORIZE
THE BOARD OF DIRECTORS TO DETERMINE THE
AUDITORS' COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
BATM ADVANCED COMMUNICATIONS LTD Agenda Number: 711750302
--------------------------------------------------------------------------------------------------------------------------
Security: M19199112
Meeting Type: AGM
Meeting Date: 05-Dec-2019
Ticker:
ISIN: IL0010849045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 RECEIPT OF THE DIRECTORS' REPORT AND ANNUAL Mgmt For For
ACCOUNTS
2 APPROVAL OF THE REPORT OF THE REMUNERATION Mgmt For For
COMMITTEE
3 RE-APPOINTMENT OF THE AUDITORS AND Mgmt For For
AUTHORISING THE BOARD OF DIRECTORS TO FIX
THE AUDITOR'S REMUNERATION FOR SUCH PERIOD:
BRIGHTMAN ALMAGOR ZOHAR & CO., A MEMBER
FIRM OF DELOITTE TOUCHE TOHMATSU
4.1 RE-APPOINTMENT OF DR. GIDEON CHITAYAT AS Mgmt For For
DIRECTOR
4.2 RE-APPOINTMENT OF DR. ZVI MAROM AS DIRECTOR Mgmt For For
4.3 RE-APPOINTMENT OF MOTI NAGAR AS DIRECTOR Mgmt For For
5 TO RENEW THE TERM OF OFFICE OF MR. HAREL Mgmt For For
LOCKER AS AN EXTERNAL DIRECTOR FOR A SECOND
TERM OF THREE YEARS PURSUANT TO SECTION 245
OF THE ISRAELI COMPANIES LAW
6 TO APPROVE THE PAYMENT OF A ONE-TIME ANNUAL Mgmt For For
BONUS TO THE CFO, MOTI NAGAR, OF USD
80,000, PURSUANT TO HIS EMPLOYMENT
AGREEMENT, AS REWARD FOR HIS SPECIAL
CONTRIBUTION TO THE COMPANY DURING 2018 AND
MEETING THE FINANCIAL TARGETS THAT HAD BEEN
SET FOR HIM AT THE BEGINNING OF THE YEAR
--------------------------------------------------------------------------------------------------------------------------
BIOLINERX LTD Agenda Number: 935052314
--------------------------------------------------------------------------------------------------------------------------
Security: 09071M106
Meeting Type: Annual
Meeting Date: 02-Jul-2019
Ticker: BLRX
ISIN: US09071M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Aharon Schwartz Mgmt No vote
1b. Re-election of Director: Michael Anghel Mgmt No vote
1c. Re-election of Director: B.J. Bormann Mgmt No vote
1d. Re-election of Director: Raphael Hofstein Mgmt No vote
1e. Re-election of Director: Sandra Panem Mgmt No vote
2a. Grants to Aharon Schwartz of options to Mgmt No vote
purchase 360,000 Ordinary Shares as further
described in the Proxy Statement.
2b. Grants to Michael Anghel of options to Mgmt No vote
purchase 360,000 Ordinary Shares as further
described in the Proxy Statement.
2c. Grants to B.J. Bormann of options to Mgmt No vote
purchase 360,000 Ordinary Shares as further
described in the Proxy Statement.
2d. Grants to Raphael Hofstein of options to Mgmt No vote
purchase 360,000 Ordinary Shares as further
described in the Proxy Statement.
2e. Grants to Sandra Panem of options to Mgmt No vote
purchase 360,000 Ordinary Shares as further
described in the Proxy Statement.
3. TO RE-ELECT Ms. Nurit Benjamini as an Mgmt No vote
external director for a three-year term
commencing on July 6, 2019, and to approve
the grants to her of options to purchase
360,000 Ordinary Shares, all as described
in the Proxy Statement.
3a. Do you have a "Personal Interest" (as Mgmt No vote
defined in the Proxy Statement) with
respect to the subject matter of this
proposal? (Please note: if you do not mark
either "Yes" or "No" your shares will not
be voted on Proposal 3). Mark "for" = yes
or "against" = no.
4. TO RE-ELECT Dr. Avraham Molcho as an Mgmt No vote
external director for a three-year term
commencing on July 6, 2019, and to approve
the grants to him of options to purchase
360,000 Ordinary Shares, all as described
in the Proxy Statement.
4a. Do you have a "Personal Interest" (as Mgmt No vote
defined in the Proxy Statement) with
respect to the subject matter of this
proposal? (Please note: if you do not mark
either "Yes" or "No" your shares will not
be voted on Proposal 4). Mark "for" = yes
or "against" = no.
5. TO APPROVE the grant to Philip Serlin, the Mgmt No vote
Company's Chief Executive Officer, of (i)
options to purchase 1,136,400 Ordinary
Shares and (ii) 568,200 performance stock
units, all as described in the Proxy
Statement.
5a. Do you have a "Personal Interest" (as Mgmt No vote
defined in the Proxy Statement) with
respect to the subject matter of this
proposal? (Please note: if you do not mark
either "Yes" or "No" your shares will not
be voted on Proposal 5). Mark "for" = yes
or "against" = no.
6. TO APPROVE the amended BioLineRx Ltd. Mgmt No vote
Compensation Policy for Executives and
Directors in the form attached as Annex A
to the Proxy Statement.
6a. Do you have a "Personal Interest" (as Mgmt No vote
defined in the Proxy Statement) with
respect to the subject matter of this
proposal? (Please note: if you do not mark
either "Yes" or "No" your shares will not
be voted on Proposal 6). Mark "for" = yes
or "against" = no.
7. TO APPROVE an increase in the Company's Mgmt No vote
registered share capital from NIS
25,000,000 divided into 250,000,000
ordinary shares of a nominal value of NIS
0.10 each to NIS 50,000,000 divided into
500,000,000 ordinary shares of a nominal
value of NIS 0.10 each, and a corresponding
amendment to Article 4.1 of the Company's
Articles of Association.
8. TO RE-APPOINT Kesselman & Kesselman, a Mgmt No vote
member of PricewaterhouseCoopers
International Limited, as the independent
public auditors of the Company for the year
ending December 31, 2019 and to authorize
the Audit Committee of the Board of
Directors to fix the compensation of said
auditors in accordance with the scope and
nature of their services.
--------------------------------------------------------------------------------------------------------------------------
BRAINSTORM CELL THERAPEUTICS INC. Agenda Number: 935097926
--------------------------------------------------------------------------------------------------------------------------
Security: 10501E201
Meeting Type: Annual
Meeting Date: 11-Dec-2019
Ticker: BCLI
ISIN: US10501E2019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Irit Arbel Mgmt For For
Dr. June S. Almenoff Mgmt For For
Dr. Anthony Polverino Mgmt For For
Chen Schor Mgmt For For
Malcolm Taub Mgmt For For
Uri Yablonka Mgmt For For
2. To ratify the appointment of Brightman Mgmt For For
Almagor Zohar & Co., a firm in the Deloitte
Global Network, as the Company's
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BRAINSWAY LTD Agenda Number: 711773689
--------------------------------------------------------------------------------------------------------------------------
Security: M2043H103
Meeting Type: SGM
Meeting Date: 25-Nov-2019
Ticker:
ISIN: IL0011007189
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 306601 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1 TO APPROVE THE ENGAGEMENT OF DR. DAVID Mgmt For For
ZACUT, THE COMPANY'S CHAIRMAN OF THE BOARD,
AS THE INTERIM CHIEF EXECUTIVE OFFICER OF
THE COMPANY UNTIL THE NOMINATION OF A NEW
CHIEF EXECUTIVE OFFICER AND FOR A TERM OF
UP TO ONE YEAR COMMENCING ON SEPTEMBER 22,
2019, AND THE INCREASE OF THE CAPACITY OF
HIS CONSULTANCY SERVICES TO THE COMPANY
ACCORDINGLY
2 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
ARTICLES OF ASSOCIATION RELATING TO THE
OFFICE OF DIRECTORS APPOINTED BY THE BOARD
OF DIRECTORS OF THE COMPANY
3 TO APPROVE THE BRAINSWAY LTD. AMENDED AND Mgmt Against Against
RESTATED 2019 SHARE INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
BRAINSWAY LTD Agenda Number: 711896778
--------------------------------------------------------------------------------------------------------------------------
Security: M2043H103
Meeting Type: AGM
Meeting Date: 13-Jan-2020
Ticker:
ISIN: IL0011007189
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 REAPPOINT KOST, FORER, GABBAY & KASIERER AS Mgmt For For
AUDITORS, AUTHORIZE BOARD TO FIX THEIR
REMUNERATION AND REPORT ON FEES PAID TO THE
AUDITOR
2.A REELECT DAVID ZACUT AS DIRECTOR Mgmt Against Against
2.B REELECT AVNER HAGAI AS DIRECTOR Mgmt Against Against
2.C ELECT AVNER LUSHI AS DIRECTOR Mgmt For For
3 APPROVE GRANT OF OPTIONS TO ETI MITRANI AND Mgmt Against Against
AVNER LUSHI, DIRECTORS
4 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
5 APPROVE COMPENSATION OF CHRISTOPHER R. VON Mgmt For For
JAKO, FUTURE PRESIDENT AND CEO
6 APPROVE COMPENSATION OF DAVID ZACUT, Mgmt For For
CHAIRMAN
7 APPROVE ONE TIME COMPENSATION TO DAVID Mgmt For For
ZACUT, CHAIRMAN
8 AMEND ARTICLES RE: BOARD OF DIRECTORS Mgmt For For
9 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
--------------------------------------------------------------------------------------------------------------------------
CERAGON NETWORKS LTD. Agenda Number: 935073623
--------------------------------------------------------------------------------------------------------------------------
Security: M22013102
Meeting Type: Annual
Meeting Date: 16-Sep-2019
Ticker: CRNT
ISIN: IL0010851660
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a cash bonus plan and equity Mgmt No vote
compensation to our Chief Executive Officer
for 2019.
1A. Do you have a "Personal Interest" in item 1 Mgmt No vote
above? Under the Companies Law, 5759-1999
("Companies Law"), in general, a person is
deemed to have a personal interest if any
member of his or her immediate family, or
the immediate family of his or her spouse,
has a personal interest in the adoption of
proposal; or if a company, other than
Ceragon, that is affiliated with such
person or affiliated with his or her
spouse, has a personal interest in the
adoption of the proposal. If you vote FOR =
YES or do not vote, your vote will not
count for prop 1.
1B. Are you a "Controlling Shareholder"? Under Mgmt No vote
the Companies Law, in general, a person
will be deemed to be a "Controlling
Shareholder" if that person has the power
to direct the activities of the company,
otherwise than by reason of being a
director or other office holder of the
company. PLEASE NOTE THAT IT IS UNLIKELY
THAT YOU ARE A CONTROLLING SHAREHOLDER OR
THAT YOU HAVE A PERSONAL INTEREST IN ITEM 1
ABOVE. If you vote FOR = YES or do not
vote, your vote will not count for Prop 1.
2. To re-appoint Kost Forer Gabbay & Kasierer, Mgmt No vote
a member of Ernst & Young Global, as the
Company's independent auditor for the
fiscal year ending December 31, 2019 and
until immediately following the next annual
general meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
CEVA, INC. Agenda Number: 935198223
--------------------------------------------------------------------------------------------------------------------------
Security: 157210105
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: CEVA
ISIN: US1572101053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bernadette Andretti Mgmt For For
Eliyahu Ayalon Mgmt For For
Zvi Limon Mgmt For For
Bruce A. Mann Mgmt For For
Maria Marced Mgmt For For
Peter McManamon Mgmt For For
Sven-Christer Nilsson Mgmt For For
Louis Silver Mgmt For For
Gideon Wertheizer Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the 2002 Employee Stock Purchase Plan to
increase the number of shares of common
stock reserved for issuance thereunder from
2,500,000 shares to 2,850,000 shares.
3. To approve an amendment and restatement of Mgmt For For
the 2011 Equity Incentive Plan to increase
the number of shares of common stock
reserved for issuance thereunder from
2,350,000 shares to 3,200,000 shares and
extend the expiration date of the plan to
April 5, 2030.
4. To ratify the selection of Kost Forer Mgmt For For
Gabbay & Kasierer (a member of Ernst &
Young Global) as independent auditors of
the company for the fiscal year ending
December 31, 2020.
5. Advisory vote to approve named executive Mgmt For For
officer compensation
--------------------------------------------------------------------------------------------------------------------------
COMPUGEN LTD. Agenda Number: 935071667
--------------------------------------------------------------------------------------------------------------------------
Security: M25722105
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: CGEN
ISIN: IL0010852080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul Sekhri Mgmt Abstain Against
1B. Election of Director: Jean-Pierre Bizzari Mgmt Abstain Against
1C. Election of Director: Anat Cohen-Dayag Mgmt Abstain Against
1D. Election of Director: Gilead Halevy Mgmt Abstain Against
1E. Election of Director: Eran Perry Mgmt Abstain Against
1F. Election of Director: Kinneret Livnat Mgmt Abstain Against
Savitzky
1G. Election of Director: Sanford (Sandy) Mgmt Abstain Against
Zweifach
2. To increase the Company's authorized share Mgmt Abstain Against
capital and to amend and restate the
Company's Memorandum and Articles to
reflect the same.
3. To approve an amendment to the Company's Mgmt Abstain Against
Compensation Policy.
3A. Do you have a "personal interest" in Item Mgmt Against
3? Under the Companies Law, in general,
person is deemed to have personal interest
if any member of his or her immediate
family, or immediate family of its spouse,
has a personal interest in adoption of
proposal; or if a company, other than
Compugen, that is affiliated with such
person, has a personal interest in adoption
of proposal. Please note-you do not have
personal interest in adoption of this
proposal just because you own our shares.
If you vote FOR=YES or do not vote, your
vote will not count for proposal 3
3B. Are you a "controlling shareholder"? Under Mgmt Against
the Companies Law, in general, a person
will be deemed to be a "controlling
shareholder" if that person has the power
to direct the activities of the company,
otherwise than by reason of being a
director or other office holder of the
company. If you vote FOR = YES or do not
vote, your vote will not count for proposal
3
4. To re-appoint Kost Forer Gabbay & Kasierer Mgmt Abstain Against
(a member of Ernst and Young Global), as
the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2019 and
until immediately following the next annual
general meeting.
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD Agenda Number: 935041525
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 11-Jul-2019
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To re-elect of Gadi Tirosh for a term of Mgmt For For
approximately three years as a Class II
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2022 and until
his respective successor is duly elected
and qualified.
1b. To re-elect of Amnon Shoshani for a term of Mgmt For For
approximately three years as a Class II
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2022 and until
his respective successor is duly elected
and qualified.
2. To amend the compensation of the Company's Mgmt For For
non-executive directors to provide for
fixed annual director fees and
predetermined values of initial and
recurring annual equity grants of
restricted share units (RSUs).
3. To approve a compensation policy for the Mgmt For For
Company's executives and directors, in
accordance with the requirements of the
Companies Law.
3a. Are you a controlling shareholder of the Mgmt Against
Company or do you have a personal interest
in the approval of Proposal 3, as such
terms are defined in the Proxy Statement?
If your interest arises solely from the
fact that you hold shares in the Company,
you would not be deemed to have a personal
interest, and should mark "No." (Please
note: If you mark "Yes" or leave this
question blank, your shares will not be
voted for Proposal 3). Mark "For" = Yes or
"Against" = No.
4. To approve, in accordance with the Mgmt For For
requirements of the Companies Law, a grant
for 2019 of options to purchase ordinary
shares of the Company, RSUs and performance
share units (PSUs), to the Company's
Chairman of the Board and Chief Executive
Officer, Ehud (Udi) Mokady.
5. To authorize, in accordance with the Mgmt For For
requirements of the Companies Law, the
Company's Chairman of the Board and Chief
Executive Officer, Ehud (Udi) Mokady, to
continue serving as the Chairman of the
Board and the Chief Executive Officer, for
the maximum period permitted under the
Companies Law.
5a. Are you a controlling shareholder of the Mgmt Against
Company or do you have a personal interest
in the approval of Proposal 5, as such
terms are defined in the Proxy Statement?
If your interest arises solely from the
fact that you hold shares in the Company,
you would not be deemed to have a personal
interest, and should mark "No." (Please
note: If you mark "Yes" or leave this
question blank, your shares will not be
voted for Proposal 5). Mark "For" = Yes or
"Against" = No.
6. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2019 and until the
Company's 2020 annual general meeting of
shareholders, and to authorize the Board to
fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD Agenda Number: 935231338
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 30-Jun-2020
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Ron Gutler for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
1B. Re-election of Kim Perdikou for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
1C. Election of Francois Auque for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
2. To approve the CyberArk Software Ltd. 2020 Mgmt For For
Employee Share Purchase Plan.
3. To approve, in accordance with the Mgmt For For
requirements of the Companies Law, the
adoption of an equity grant plan for the
years 2020-2022, for the grant of
performance share units (PSUs) and
restricted share units (RSUs), to the
Company's Chairman of the Board and Chief
Executive Officer, Ehud (Udi) Mokady.
4. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2020 and until the
Company's 2021 annual general meeting of
shareholders, and to authorize the Board to
fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
DSP GROUP, INC. Agenda Number: 935204583
--------------------------------------------------------------------------------------------------------------------------
Security: 23332B106
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: DSPG
ISIN: US23332B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ofer Elyakim Mgmt For For
Thomas A. Lacey Mgmt For For
Cynthia Paul Mgmt For For
Gabi Seligsohn Mgmt For For
Yair Seroussi Mgmt For For
Norman P. Taffe Mgmt For For
Kenneth H. Traub Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY'S 1993 EMPLOYEE
STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER FROM 4,800,000 SHARES
TO 5,300,000 SHARES.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF KOST Mgmt For For
FORER GABBAY & KASIERER, A MEMBER OF ERNST
& YOUNG GLOBAL, AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2020.
4. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 711726426
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: OGM
Meeting Date: 20-Nov-2019
Ticker:
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 297000 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1.1 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. MICHAEL FEDERMANN, BOARD CHAIRMAN
1.2 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MS. RINA BAUM
1.3 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. YORAM BEN-ZEEV, INDEPENDENT DIRECTOR
1.4 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. DAVID FEDERMANN, BOARD VICE CHAIRMAN
1.5 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. DOV NINVEH
1.6 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
PROF. EHOOD (UDI) NISAN
1.7 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
PROF. YULI TAMIR
2 APPOINTMENT OF MS. BILHA (BILLY) SHAPIRA AS Mgmt For For
AN EXTERNAL DIRECTOR UNTIL NOVEMBER 20TH
2022
3 REAPPOINTMENT OF THE KOST FORER GABBAY AND Mgmt For For
KASIERER (E AND Y GLOBAL) CPA FIRM AS
COMPANY AUDITING ACCOUNTANT FOR 2019 AND
UNTIL THE NEXT ANNUAL MEETING
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 712065463
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: SGM
Meeting Date: 26-Feb-2020
Ticker:
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 AMENDMENT OF COMPANY COMPENSATION POLICY TO Mgmt For For
INCREASE THE MAXIMUM COVERAGE IT IS
AUTHORIZED TO PROCURE UNDER, AND THE
MAXIMUM PREMIUM IT IS AUTHORIZED TO PAY
FOR, D AND O INSURANCE POLICIES
CMMT 28 JAN 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO SGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 712172509
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: SGM
Meeting Date: 17-Mar-2020
Ticker:
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 ELECT MOSHE KAPLINSKY AS EXTERNAL DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENERGIX-RENEWABLE ENERGIES LTD Agenda Number: 711363022
--------------------------------------------------------------------------------------------------------------------------
Security: M4047G115
Meeting Type: MIX
Meeting Date: 30-Jul-2019
Ticker:
ISIN: IL0011233553
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT BRIGHTMAN ALMAGOR ZOHAR & CO AS Mgmt For For
AUDITORS AND REPORT ON FEES PAID TO THE
AUDITOR FOR 2018
3.1 REELECT NATHAN HETZ AS DIRECTOR Mgmt For For
3.2 REELECT AVIRAM WERTHEIM AS DIRECTOR Mgmt For For
3.3 REELECT OREN FRENKEL AS DIRECTOR Mgmt For For
3.4 REELECT MEIR SHANNIE AS DIRECTOR Mgmt For For
4 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
5 APPROVE AMENDED EMPLOYMENT TERMS OF ASA Mgmt For For
LEVINGER, CEO
6 APPROVE AMENDMENTS TO THE EQUITY-BASED Mgmt For For
COMPENSATION
7 APPROVE GRANT OF OPTION TO CERTAIN Mgmt For For
DIRECTORS WHO ARE NOT CONTROLLING
SHAREHOLDERS, WHO ARE NOT OFFICERS OR
EMPLOYEES
8 APPROVE STOCK OPTION PLAN (INCLUDING Mgmt For For
AMERICAN)
--------------------------------------------------------------------------------------------------------------------------
ENERGIX-RENEWABLE ENERGIES LTD Agenda Number: 712761584
--------------------------------------------------------------------------------------------------------------------------
Security: M4047G115
Meeting Type: OGM
Meeting Date: 30-Jun-2020
Ticker:
ISIN: IL0011233553
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT BRIGHTMAN ALMAGOR ZOHAR & CO AS Mgmt For For
AUDITORS AND REPORT ON FEES PAID TO THE
AUDITOR FOR 2019
3.1 REELECT NATHAN HETZ AS DIRECTOR Mgmt For For
3.2 REELECT AVIRAM WERTHEIM AS DIRECTOR Mgmt For For
3.3 REELECT OREN FRENKEL AS DIRECTOR Mgmt For For
3.4 REELECT MEIR SHANNIE AS DIRECTOR Mgmt For For
4 REELECT ALONA SHEAFER KARO AS EXTERNAL Mgmt For For
DIRECTOR
5 REELECT LINDA BENSHOSHAN AS EXTERNAL Mgmt For For
DIRECTOR
6 APPROVE AMENDED MANAGEMENT SERVICE Mgmt For For
AGREEMENT WITH "ALONY-HETZ PROPERTIES &
INVESTMENTS LTD"
CMMT 17 JUN 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM MIX TO OGM AND CHANGE
IN NUMBERING OF RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ENLIGHT RENEWABLE ENERGY LTD Agenda Number: 711475358
--------------------------------------------------------------------------------------------------------------------------
Security: M4056D110
Meeting Type: OGM
Meeting Date: 03-Sep-2019
Ticker:
ISIN: IL0007200111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 REAPPOINT KPMG SOMEKH CHAIKIN AS THE Mgmt For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS
AND AUTHORIZE THE BOARD OF DIRECTORS TO SET
ITS FEES
2 ELECT MR. ZVI FORMAN TO SERVE AS AN Mgmt For For
INDEPENDENT DIRECTOR OF THE COMPANY
3.1 RE-ELECT THE FOLLOWING DIRECTOR: YAIR Mgmt For For
SARUSI (CHAIRMAN OF THE BOARD)
3.2 RE-ELECT THE FOLLOWING DIRECTOR: SHAI WEIL Mgmt For For
3.3 RE-ELECT THE FOLLOWING DIRECTOR: . ITZIK Mgmt For For
BETZALEL (INDEPENDENT DIRECTOR)
3.4 RE-ELECT THE FOLLOWING DIRECTOR: GILAD Mgmt For For
YAAVETZ (CEO)
4 ELECT MR. NOAM BRIMAN TO SERVE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A
THREE-YEAR TERM
5 REVISE THE SALARY OF MR. GILAD YAAVETZ, Mgmt For For
COMPANY CEO AND DIRECTOR
6 INCREASE THE FTE CAPACITY OF MR. YAIR Mgmt For For
SARUSI POSITION AS CHAIRMAN OF THE BOARD
7 REVIEW THE COMPANY'S FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR 2018
--------------------------------------------------------------------------------------------------------------------------
FOAMIX PHARMACEUTICALS LTD Agenda Number: 935122375
--------------------------------------------------------------------------------------------------------------------------
Security: M46135105
Meeting Type: Special
Meeting Date: 06-Feb-2020
Ticker: FOMX
ISIN: IL0011334385
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval and adoption of (i) the Agreement Mgmt No vote
and Plan of Merger dated November 10, 2019
(as amended by Amendment No. 1 to the
Agreement and Plan of Merger, dated as of
December 4, 2019, and as may be amended
from time to time, the "Merger Agreement"),
by and among Menlo Therapeutics Inc.
("Menlo"), Giants Merger Subsidiary Ltd.,
an Israeli company and a wholly-owned
subsidiary of Menlo ("Merger Sub") and
Foamix Pharmaceuticals Ltd. ("Foamix");
(ii) the merger of Merger Sub with and into
...(due to space limits, see proxy material
for full proposal).
1A. By checking the box marked "FOR," the Mgmt No vote
undersigned hereby confirms that he, she,
or it is not Menlo, Merger Sub, or a Menlo
Related Person. A "Menlo Related Person" is
(a) a person holding, directly or
indirectly, either (i) 25% or more of the
voting rights of Menlo or Merger Sub, or
(ii) the right to appoint 25% or more of
the directors of Menlo or Merger Sub, (b) a
person or entity acting on behalf of Menlo,
Merger Sub or a person described in
subsection (a) above, or (c) one of such
...(due to space limits, see proxy material
for full proposal).
2. Approval, on a non-binding, advisory basis, Mgmt No vote
in accordance with the rules under the
Securities Exchange Act of 1934, as
amended, of certain compensation that may
be paid or become payable to the named
executive officers of Foamix in connection
with the Merger and contemplated by the
Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
FORESCOUT TECHNOLOGIES, INC. Agenda Number: 935159651
--------------------------------------------------------------------------------------------------------------------------
Security: 34553D101
Meeting Type: Special
Meeting Date: 23-Apr-2020
Ticker: FSCT
ISIN: US34553D1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of February 6, 2020, as it may be
amended from time to time, by and among
Forescout Technologies, Inc., Ferrari Group
Holdings, L.P. and Ferrari Merger Sub, Inc.
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that will or may
become payable by Forescout Technologies,
Inc. to its named executive officers in
connection with the merger.
3. To approve any proposal to adjourn the Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies if there are
insufficient votes at the time of the
special meeting.
--------------------------------------------------------------------------------------------------------------------------
FORMULA SYSTEMS (1985) LTD. Agenda Number: 711896831
--------------------------------------------------------------------------------------------------------------------------
Security: M46518102
Meeting Type: AGM
Meeting Date: 16-Jan-2020
Ticker:
ISIN: IL0002560162
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 TO RE-ELECT MR. MAREK PANEK TO THE Mgmt For For
COMPANY'S BOARD OF DIRECTORS (THE "BOARD"),
TO HOLD OFFICE UNTIL THE COMPANY'S NEXT
ANNUAL GENERAL MEETING OF SHAREHOLDERS AND
UNTIL HIS SUCCESSOR IS DULY ELECTED
2 TO RE-ELECT MR. RAFAL KOZLOWSKI TO THE Mgmt For For
BOARD, TO HOLD OFFICE UNTIL THE COMPANY'S
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS
AND UNTIL HIS SUCCESSOR IS DULY ELECTED
3 TO RE-ELECT MR. OHAD MELNIK TO THE BOARD, Mgmt For For
TO HOLD OFFICE UNTIL THE COMPANY'S NEXT
ANNUAL GENERAL MEETING OF SHAREHOLDERS AND
UNTIL HIS SUCCESSOR IS DULY ELECTED
4 TO RATIFY AND APPROVE THE RE-APPOINTMENT OF Mgmt For For
KOST FORER GABBAY & KASIERER, REGISTERED
PUBLIC ACCOUNTING FIRM, A MEMBER FIRM OF
ERNST & YOUNG GLOBAL, AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2019
AND UNTIL THE COMPANY'S NEXT ANNUAL GENERAL
MEETING OF SHAREHOLDERS, AND TO AUTHORIZE
THE COMPANY'S BOARD OF DIRECTORS AND/OR ITS
AUDIT COMMITTEE TO FIX THE COMPENSATION FOR
SUCH INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS IN ACCORDANCE WITH THE VOLUME
AND NATURE OF THEIR SERVICES
--------------------------------------------------------------------------------------------------------------------------
GILAT SATELLITE NETWORKS LTD Agenda Number: 712398862
--------------------------------------------------------------------------------------------------------------------------
Security: M51474118
Meeting Type: EGM
Meeting Date: 08-May-2020
Ticker:
ISIN: IL0010825102
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 THE APPROVAL OF (I) THE AGREEMENT AND PLAN Mgmt For For
OF MERGER DATED AS OF JANUARY 29, 2020 (AS
IT MAY BE AMENDED FROM TIME TO TIME,
THE"MERGER AGREEMENT") BY AND AMONG THE
COMPANY, COMTECH TELECOMMUNICATIONS CORP.,
A DELAWARE CORPORATION ("COMTECH"), AND
CONVOY LTD., A COMPANY ORGANIZED UNDER THE
LAWS OF THE STATE OF ISRAEL AND A
WHOLLY-OWNED SUBSIDIARY OF COMTECH ("MERGER
SUB"); (II) THE MERGER OF MERGER SUB WITH
AND INTO THE COMPANY IN ACCORDANCE WITH
SECTIONS 314-327 OF THE ISRAELI COMPANIES
LAW, 5759-1999 (THE "ICL"), FOLLOWING WHICH
MERGER SUB WILL CEASE TO EXIST AS A
SEPARATE LEGAL ENTITY AND THE COMPANY WILL
BECOME A WHOLLY-OWNED SUBSIDIARY OF COMTECH
(THE "MERGER"); (III) THE RIGHT TO RECEIVE
A COMBINATION OF (A) USD7.18 IN CASH,
WITHOUT INTEREST, PLUS (B) 0.08425 OF A
VALIDLY ISSUED, FULLY PAID AND
NONASSESSABLE SHARE OF THE COMMON STOCK OF
COMTECH, PAR VALUE USD0.10 PER SHARE (THE
"COMTECH COMMON STOCK"), WITH CASH PAYABLE
IN LIEU OF FRACTIONAL SHARES OF COMTECH
COMMON STOCK, SUBJECT TO APPLICABLE
WITHHOLDING TAXES, FOR EACH ORDINARY SHARE,
PAR VALUE NIS 0.20 PER SHARE, OF THE
COMPANY HELD BY THE COMPANY'S SHAREHOLDERS
AS OF IMMEDIATELY PRIOR TO THE EFFECTIVE
TIME OF THE MERGER; AND (IV) ALL OTHER
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT AND RELATED TO THE MERGER, AS
DETAILED IN THE NOTICE AND PROXY STATEMENT
(COLLECTIVELY, THE "MERGER PROPOSAL")
2 TO APPROVE THE PURCHASE OF A SEVEN-YEAR Mgmt For For
"TAIL" ENDORSEMENT TO THE COMPANY'S CURRENT
DIRECTORS' AND OFFICERS' LIABILITY
INSURANCE POLICY
3 TO APPROVE THE PAYMENT OF A TRANSACTION Mgmt For For
BONUS TO THE CHIEF EXECUTIVE OFFICER OF THE
COMPANY
4 TO APPROVE THE PAYMENT OF A TRANSACTION Mgmt For For
BONUS TO THE CHIEF FINANCIAL OFFICER OF THE
COMPANY
5 TO APPROVE AN AMENDMENT TO THE EXECUTIVE Mgmt For For
BONUS PAYMENT SCHEDULE SET FORTH IN THE
COMPANY'S COMPENSATION POLICY FOR EXECUTIVE
OFFICERS AND DIRECTORS
6 TO REELECT ELYEZER SHKEDY TO SERVE AS AN Mgmt For For
EXTERNAL DIRECTOR (WITHIN THE MEANING OF
THE ICL) ON THE COMPANY'S BOARD OF
DIRECTORS, FOR AN ADDITIONAL THREE-YEAR
TERM OR UNTIL HIS PRIOR TERMINATION OR
RESIGNATION
CMMT 15 APR 2020: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 15 MAY 2020.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU
CMMT 15 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HILAN LTD. Agenda Number: 711612033
--------------------------------------------------------------------------------------------------------------------------
Security: M5299H123
Meeting Type: OGM
Meeting Date: 07-Nov-2019
Ticker:
ISIN: IL0010846983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 REVIEW THE COMPANY'S ANNUAL REPORT AND Non-Voting
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2018
2 RATIFY THE PROPOSED EXECUTIVE COMPENSATION Mgmt For For
POLICY
3 RATIFY THE CHAIRMAN SERVICES AGREEMENT WITH Mgmt For For
AVI BAUM INVESTMENTS LTD., A PRIVATE
COMPANY WHOLLY-OWNED BY MR. AVI BAUM, THE
CONTROLLING SHAREHOLDER OF THE COMPANY AND
ITS INCUMBENT CHAIRMAN OF THE BOARD
4 RENEW THE LETTER OF INDEMNITY ISSUED TO MR. Mgmt For For
AVI BAUM
5 RATIFY THE CEO SERVICES AGREEMENT WITH Mgmt For For
ZYBERT INVESTMENTS LTD., A PRIVATE COMPANY
WHOLLY-OWNED BY MR. ELI ZYBERT, THE
COMPANY'S INCUMBENT CEO
6 APPROVE A ONE-TIME EQUITY COMPENSATION OF Mgmt For For
100,000 RESTRICTED SHARE UNITS OF THE
COMPANY TO ZYBERT LTD. BY WAY OF PRIVATE
PLACEMENT
7.1 TO RE-ELECT THE FOLLOWING INCUMBENT Mgmt For For
DIRECTOR: MR. AVI BAUM
7.2 TO RE-ELECT THE FOLLOWING INCUMBENT Mgmt For For
DIRECTOR: MR. RAMI ENTIN
7.3 TO RE-ELECT THE FOLLOWING INCUMBENT Mgmt For For
DIRECTOR: MR. MERON OREN
8 RE-APPOINT KOST FORER GABBAY AND KASIERER, Mgmt For For
A MEMBER FIRM OF ERNST AND YOUNG AS THE
COMPANY'S INDEPENDENT PUBLIC ACCOUNTING
FIRM AND AUTHORIZE THE BOARD OF DIRECTORS
TO SET ITS FEES
--------------------------------------------------------------------------------------------------------------------------
HILAN LTD. Agenda Number: 712384546
--------------------------------------------------------------------------------------------------------------------------
Security: M5299H123
Meeting Type: EGM
Meeting Date: 10-May-2020
Ticker:
ISIN: IL0010846983
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 IT IS PROPOSED TO APPROVE THE APPOINTMENT Mgmt For For
OF MS. EYNAT TSAFRIR AS EXTERNAL DIRECTOR
OF THE COMPANY, FOR A PERIOD OF 3 YEARS
COMMENCING ON THE DATE OF APPROVAL BY THE
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
INMODE LTD. Agenda Number: 935136627
--------------------------------------------------------------------------------------------------------------------------
Security: M5425M103
Meeting Type: Annual
Meeting Date: 02-Apr-2020
Ticker: INMD
ISIN: IL0011595993
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Dr. Hadar Ron to serve as a Mgmt No vote
Class I director of the Company, and to
hold office until the annual general
meeting of shareholders to be held in 2023
and until her successor is duly elected and
qualified, or until her earlier resignation
or retirement.
2. That the Revised Compensation Policy for Mgmt No vote
executive officers and directors, in the
form attached as Appendix A to InMode Ltd's
Proxy Statement, dated February 18, 2020,
relating to the 2020 annual meeting of the
shareholders, be, and hereby is, approved.
2A. Are you a controlling shareholder in the Mgmt No vote
Company, or have a personal interest in the
approval of Proposal No. 2 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
(Please note: if you do not mark either
FOR=YES or AGAINST=NO, your shares will not
be voted for Proposal No. 2).
3. That the grant of 90,000 options to Mgmt No vote
purchase ordinary shares of the Company to
Mr. Shakil Lakhani, pursuant to the terms
described in InMode Ltd's Proxy Statement,
dated February 18, 2020, relating to the
2020 annual general meeting of the
shareholders, and as previously approved by
the Company's compensation committee and
board of directors, be, and hereby is,
ratified and approved.
3A. Are you a controlling shareholder in the Mgmt No vote
Company, or have a personal interest in the
approval of Proposal No. 3 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
(Please note: if you do not mark either
FOR=YES or AGAINST=NO, your shares will not
be voted for Proposal No. 3).
4. That the grant of 20,000 options to Mgmt No vote
purchase ordinary shares of the Company to
Mr. Yair Malca, pursuant to the terms
described in InMode Ltd's Proxy Statement,
dated February 18, 2020, relating to the
2020 annual general meeting of the
shareholders, and as previously approved by
the Company's compensation committee and
board of directors, be, and hereby is,
ratified and approved.
4A. Are you a controlling shareholder in the Mgmt No vote
Company, or have a personal interest in the
approval of Proposal No. 4 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
(Please note: if you do not mark either
FOR=YES or AGAINST=NO, your shares will not
be voted for Proposal No. 4).
5. That the grant of 90,000 options to Mgmt No vote
purchase ordinary shares of the Company to
Dr. Spero Theodorou, pursuant to the terms
described in InMode Ltd's Proxy Statement,
dated February 18, 2020, relating to the
2020 annual general meeting of the
shareholders, and as previously approved by
the Company's compensation committee and
board of directors, be, and hereby is,
ratified and approved.
5A. Are you a controlling shareholder in the Mgmt No vote
Company, or have a personal interest in the
approval of Proposal No. 5 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
(Please note: if you do not mark either
FOR=YES or AGAINST=NO, your shares will not
be voted for Proposal No. 5).
6. That the update to the engagement terms of Mgmt No vote
Mr. Shakil Lakhani, President - North
America, as described in InMode Ltd's Proxy
Statement, dated February 18, 2020,
relating to the 2020 annual general meeting
of the shareholders, and as previously
approved by the Company's compensation
committee and board of directors, be, and
hereby is, ratified and approved.
6A. Are you a controlling shareholder in the Mgmt No vote
Company, or have a personal interest in the
approval of Proposal No. 6 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
(Please note: if you do not mark either
FOR=YES or AGAINST=NO, your shares will not
be voted for Proposal No. 6).
7. To approve the reappointment of Kesselman & Mgmt No vote
Kesselman Certified Public Accounts, a
member of PWC, as the Company's independent
auditors for the fiscal year ending
December 31, 2020, and its service until
the annual general meeting of shareholders
to be held in 2021.
--------------------------------------------------------------------------------------------------------------------------
INMODE LTD. Agenda Number: 935225513
--------------------------------------------------------------------------------------------------------------------------
Security: M5425M103
Meeting Type: Special
Meeting Date: 16-Jun-2020
Ticker: INMD
ISIN: IL0011595993
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. That the cancellation & surrender to the Mgmt Against Against
Company of Outstanding Granted Options &
re-grant of replacement options thereof
under the same terms & conditions as
originally granted (including the same
vesting schedule) but with a lower exercise
price of US $19.69, pursuant to the terms
described in InMode Ltd's Proxy Statement,
dated May 11, 2020, relating to the Special
General Meeting of the shareholders dated
June 16, 2020, & as previously approved by
the Company's Compensation Committee &
Board of Directors, be, and hereby is,
ratified and approved.
2. That the cancellation & surrender to Mgmt Against Against
Company of 90,000 options to purchase
ordinary shares of the Company originally
granted by Company on January 7, 2020 to
Mr. Shakil Lakhani, & re-grant of
replacement options thereof under the same
terms as originally granted but with a
lower exercise price of US $19.69, pursuant
to terms described in InMode Ltd's Proxy
Statement, relating to Special General
Meeting of shareholders dated June 16,
2020, & as previously approved by the
Company's Compensation Committee and Board
of Directors, be, & hereby is, ratified and
approved.
2A. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of Proposal No. 2 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
If you do not vote FOR=YES or AGAINST=NO
the vote on the corresponding proposal will
not count.
3. That the cancellation & surrender to Mgmt Against Against
Company of 20,000 options to purchase
ordinary shares of Company originally
granted by Company on January 7, 2020 to
Mr. Yair Malca, & re-grant of replacement
options thereof under same terms as
originally granted but with a lower
exercise price of US $19.69, pursuant to
terms described in InMode Ltd's Proxy
Statement, relating to Special General
Meeting of shareholders dated June 16,
2020, & as previously approved by Company's
Compensation Committee and Board of
Directors, be, and hereby is, ratified and
approved.
3A. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of Proposal No. 3 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
If you do not vote FOR=YES or AGAINST=NO
the vote on the corresponding proposal will
not count.
4. That the cancellation & surrender to Mgmt Against Against
Company of 90,000 options to purchase
ordinary shares of Company originally
granted by Company on January 7, 2020 to
Dr. Spero Theodorou, & re-grant of
replacement options thereof under same
terms as originally granted but with a
lower exercise price of US $19.69, pursuant
to terms described in InMode Ltd's Proxy
Statement, relating to Special General
Meeting of shareholders dated June 16,
2020, & as previously approved by Company's
Compensation Committee and Board of
Directors, be, and hereby is, ratified and
approved.
4A. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of Proposal No. 4 (if your
interest arises solely from the fact that
you hold shares in the Company, you would
not be deemed to have a personal interest)?
If you do not vote FOR=YES or AGAINST=NO
the vote on the corresponding proposal will
not count.
--------------------------------------------------------------------------------------------------------------------------
INTEC PHARMA LTD Agenda Number: 935097964
--------------------------------------------------------------------------------------------------------------------------
Security: M53644106
Meeting Type: Annual
Meeting Date: 02-Dec-2019
Ticker: NTEC
ISIN: IL0011177958
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: Dr. John W. Mgmt For For
Kozarich
1B. Re-election of Director: Jeffrey A. Meckler Mgmt For For
1C. Re-election of Director: Anthony J. Mgmt For For
Maddaluna
1D. Re-election of Director: Hila Karah Mgmt For For
1E. Re-election of Director: Dr. Roger J. Mgmt For For
Pomerantz
1F. Re-election of Director: William B. Hayes Mgmt For For
2. To approve the terms of Dr. Kozarich as Mgmt For For
Chairman of the Company.
3. To approve an amendment to the Company's Mgmt Against Against
2015 Equity Incentive Plan, or the Plan, to
increase the aggregate number of ordinary
shares authorized for issuance under the
Plan by 1,000,000 ordinary shares.
4. To approve and ratify the re-appointment of Mgmt For For
Kesselman & Kesselman, Certified Public
Accountant (Isr.), independent registered
public accounting firm, a member of
PricewaterhouseCoopers International
Limited as the independent auditors of the
Company for the period ending at the close
of the next annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
INTERCURE LTD Agenda Number: 711744753
--------------------------------------------------------------------------------------------------------------------------
Security: M549GJ103
Meeting Type: AGM
Meeting Date: 05-Dec-2019
Ticker:
ISIN: IL0011063760
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT BRIGHTMAN ALMAGOR ZOHAR Mgmt For For
(DELOITTE) AS AUDITORS AND AUTHORIZE BOARD
TO FIX THEIR REMUNERATION
3.1 REELECT EHUD BARAK AS CHAIRMAN Mgmt For For
3.2 REELECT ALEXANDER RABINOVITCH AS DIRECTOR Mgmt For For
3.3 REELECT AVNER BARAK AS DIRECTOR Mgmt For For
4 REELECT DAVID SALTON AS DIRECTOR AND Mgmt For For
APPROVE HIS REMUNERATION
5.1 APPROVE GRANT OF UNREGISTERED OPTION TO Mgmt For For
LENNIE GRINBAUM MICHELSON, EXTERNAL
DIRECTOR
5.2 APPROVE GRANT OF UNREGISTERED OPTION TO Mgmt For For
GIDEON HIRSCHFELD, EXTERNAL DIRECTOR
6 APPROVE FRAMEWORK D&O LIABILITY INSURANCE Mgmt For For
POLICY
7 ISSUE INDEMNIFICATION AND EXEMPTION Mgmt For For
AGREEMENTS TO DIRECTORS/OFFICERS OF THE
COMPANY AND ITS SUBSIDIARIES
CMMT 06 NOV 2019: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM MIX TO AGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ITURAN LOCATION AND CONTROL LTD. Agenda Number: 935103274
--------------------------------------------------------------------------------------------------------------------------
Security: M6158M104
Meeting Type: Annual
Meeting Date: 12-Dec-2019
Ticker: ITRN
ISIN: IL0010818685
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint Fahn Kanne & co. as the Mgmt No vote
Company's independent auditors for the
fiscal year 2019 and until the close of the
next Shareholders' Annual General Meeting.
2A. Election of Class A Director: Eyal Mgmt No vote
Sheratzky
2B. Election of Class A Director: Efraim Mgmt No vote
Sheratzky
2C. Election of Class A Director: Tal Mgmt No vote
Sheratzky-Jaffa (Director and an
Independent Director)
2D. Election of Class A Director: Yoav Kahane Mgmt No vote
(Director and an Independent Director)
3. To re-elect Mr. Gidon Kotler, an external Mgmt No vote
director of the Company, to office for an
additional term of three years, which will
commence on April 30, 2020.
3A. Please confirm you are a controlling Mgmt No vote
shareholder/have a personal interest. If
you do not vote FOR=YES OR AGAINST=NO the
vote on the proposal 3 will not count.
4. To approve the renewal of the Compensation Mgmt No vote
Policy of the Company that was approved by
the shareholders in the extraordinary
general meeting held on November 07, 2016
with the amendments to the Compensation
Policy that are proposed, as fully
described in the Proxy Statement.
4A. Please confirm you have a personal Mgmt No vote
interest. If you do not vote FOR=YES OR
AGAINST=NO the vote on the proposal 4 will
not count.
--------------------------------------------------------------------------------------------------------------------------
KAMADA LTD Agenda Number: 711863717
--------------------------------------------------------------------------------------------------------------------------
Security: M6240T109
Meeting Type: AGM
Meeting Date: 24-Dec-2019
Ticker:
ISIN: IL0010941198
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 314689 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1.1 REELECT LEON RECANATI AS DIRECTOR Mgmt For For
1.2 REELECT LILACH ASHER TOPILSKY AS DIRECTOR Mgmt For For
1.3 REELECT AVRAHAM BERGER AS DIRECTOR Mgmt For For
1.4 REELECT AMIRAM BOEHM AS DIRECTOR Mgmt For For
1.5 REELECT ISHAY DAVIDI AS DIRECTOR Mgmt For For
1.6 REELECT KARNIT GOLDWASSER AS DIRECTOR Mgmt For For
1.7 REELECT JONATHAN HAHN AS DIRECTOR Mgmt For For
1.8 REELECT DAVID TSUR AS DIRECTOR Mgmt For For
2 ISSUE UPDATED INDEMNIFICATION AND Mgmt For For
EXCULPATION AGREEMENTS TO CERTAIN
DIRECTORS/OFFICERS
3 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
4 REAPPOINT KOST FORER GABBAY & KASIERER AS Mgmt For For
AUDITORS
5 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
--------------------------------------------------------------------------------------------------------------------------
KAMADA LTD Agenda Number: 712195862
--------------------------------------------------------------------------------------------------------------------------
Security: M6240T109
Meeting Type: SGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: IL0010941198
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt Abstain Against
DIRECTORS AND OFFICERS OF THE COMPANY
CMMT PLEASE NOTE THAT BELOW RESOLUTION IS Non-Voting
PENDING APPROVAL OF ITEM 1
2 APPROVE GRANT OF OPTIONS TO EACH OF THE Mgmt Abstain Against
CURRENTLY SERVING DIRECTORS
3 APPROVE AMENDED COMPENSATION TERMS OF AMIR Mgmt Abstain Against
LONDON, CEO
--------------------------------------------------------------------------------------------------------------------------
KORNIT DIGITAL LTD. Agenda Number: 935065157
--------------------------------------------------------------------------------------------------------------------------
Security: M6372Q113
Meeting Type: Annual
Meeting Date: 22-Aug-2019
Ticker: KRNT
ISIN: IL0011216723
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a To re-elect Mr. Alon Lumbroso for a Mgmt No vote
three-year term as a Class I director of
the Company, until the Company's annual
general meeting of shareholders in 2022 and
until his successor is duly elected and
qualified.
1b To re-elect Mr. Dov Ofer for a three-year Mgmt No vote
term as a Class I director of the Company,
until the Company's annual general meeting
of shareholders in 2022 and until his
successor is duly elected and qualified.
2a To elect Mr. Stephen Nigro for an initial Mgmt No vote
two-year term as a Class III director of
the Company, until the Company's annual
general meeting of shareholders in 2021 and
until his successor is duly elected and
qualified.
2b To elect Mr. Ronen Samuel (our chief Mgmt No vote
executive officer) for an initial two-year
term as a Class III director of the
Company, until the Company's annual general
meeting of shareholders in 2021 and until
his successor is duly elected and
qualified.
3 To approve the re-appointment of Kost Forer Mgmt No vote
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2019 and until the
Company's 2020 annual general meeting of
shareholders, and to authorize the
Company's board of directors to fix such
accounting firm's annual compensation.
4a To ratify and clarify certain employment Mgmt No vote
terms of Mr. Ronen Samuel, our chief
executive officer, consisting of: A special
bonus of up to three (3) months' of base
salary that may be granted to Mr. Samuel
annually based on achievements to be
determined by the Company's board of
directors that are not included in Mr.
Samuel's annual bonus plan (which, for
2018, yields a bonus of NIS 137,000
(approximately US $38,600 as of July 15,
2019))
4aa By checking the box marked "FOR", the Mgmt No vote
undersigned hereby confirms that he, she or
it is not a "controlling shareholder" and
does not have a conflict of interest in the
approval of Proposal 4a. If the undersigned
or a related party of the undersigned is a
controlling shareholder or has such a
conflict of interest, check the box
"AGAINST". [MUST COMPLETE ITEM 4aa]. Please
confirm you are a controlling
shareholder/have a personal interest. If
you do not vote FOR=YES OR AGAINST=NO the
vote on the corresponding proposal will not
count.
4b To ratify and clarify certain employment Mgmt No vote
terms of Mr. Ronen Samuel, our chief
executive officer, consisting of:
Acceleration of 50% of Mr. Samuel's
unvested equity grants upon a change of
control of the Company that is followed by
termination of Mr. Samuel's employment
under certain circumstances, as described
in the Proxy Statement.
4ba By checking the box marked "FOR", the Mgmt No vote
undersigned hereby confirms that he, she or
it is not a "controlling shareholder" and
does not have a conflict of interest in the
approval of Proposal 4b. If the undersigned
or a related party of the undersigned is a
controlling shareholder or has such a
conflict of interest, check the box
"AGAINST". [MUST COMPLETE ITEM 4ba]. Please
confirm you are a controlling
shareholder/have a personal interest. If
you do not vote FOR=YES OR AGAINST=NO the
vote on the corresponding proposal will not
count.
5 To approve a one-time grant of options to Mgmt No vote
purchase 100,000 ordinary shares to Mr.
Ronen Samuel, our chief executive officer,
subject to a four-year vesting schedule and
certain other provisions, as described in
the Proxy Statement.
5a By checking the box marked "FOR", the Mgmt No vote
undersigned hereby confirms that he, she or
it is not a "controlling shareholder" and
does not have a conflict of interest in the
approval of Proposal 5. If the undersigned
or a related party of the undersigned is a
controlling shareholder or has such a
conflict of interest, check the box
"AGAINST". [MUST COMPLETE ITEM 5a]. Please
confirm you are a controlling
shareholder/have a personal interest. If
you do not vote FOR=YES OR AGAINST=NO the
vote on the corresponding proposal will not
count.
--------------------------------------------------------------------------------------------------------------------------
KORNIT DIGITAL LTD. Agenda Number: 935127907
--------------------------------------------------------------------------------------------------------------------------
Security: M6372Q113
Meeting Type: Special
Meeting Date: 27-Feb-2020
Ticker: KRNT
ISIN: IL0011216723
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the renewal, and the future Mgmt For For
parameters, of coverage under the Company's
directors' and officers' liability
insurance policy.
--------------------------------------------------------------------------------------------------------------------------
LIVEPERSON INC Agenda Number: 712654664
--------------------------------------------------------------------------------------------------------------------------
Security: 538146101
Meeting Type: AGM
Meeting Date: 11-Jun-2020
Ticker:
ISIN: US5381461012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECTION OF CLASS II DIRECTOR TO SERVE Mgmt For For
UNTIL THE 2023 ANNUAL MEETING OF
STOCKHOLDERS, OR UNTIL SUCH DIRECTOR'S
SUCCESSOR SHALL HAVE BEEN DULY ELECTED AND
QUALIFIED NOMINEES: PETER BLOCK
1.B ELECTION OF CLASS II DIRECTOR TO SERVE Mgmt For For
UNTIL THE 2023 ANNUAL MEETING OF
STOCKHOLDERS, OR UNTIL SUCH DIRECTOR'S
SUCCESSOR SHALL HAVE BEEN DULY ELECTED AND
QUALIFIED NOMINEES: FRED MOSSLER
2 RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2020
3 ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS
4 APPROVAL OF THE PROPOSED AMENDMENTS TO THE Mgmt Against Against
2019 STOCK INCENTIVE PLAN
CMMT 27 MAY 2020: AS A CONDITION OF VOTING, Non-Voting
ISRAELI MARKET REGULATIONS REQUIRE THAT YOU
DISCLOSE WHETHER YOU HAVE A) A PERSONAL
INTEREST IN THIS COMPANY B) ARE A
CONTROLLING SHAREHOLDER IN THIS COMPANY C)
ARE A SENIOR OFFICER OF THIS COMPANY D)
THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT
INVESTMENT FUND MANAGER OR TRUST FUND. BY
VOTING THROUGH THE PROXY EDGE PLATFORM YOU
ARE CONFIRMING THE ANSWER FOR A, B AND C TO
BE NO AND THE ANSWER FOR D TO BE YES.
SHOULD THIS NOT BE THE CASE, IN ADDITION TO
SUBMITTING YOUR VOTE INSTRUCTION(S) VIA
PROXYEDGE, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE PROVIDING THEM WITH
THE SPECIFIC DISCLOSURE DETAILS INDICATING
YOUR ACCOUNT INFORMATION AND WHERE YOUR
PERSONAL INTEREST LIES
CMMT 27 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
MAGIC SOFTWARE ENTERPRISES LTD Agenda Number: 711913904
--------------------------------------------------------------------------------------------------------------------------
Security: 559166103
Meeting Type: AGM
Meeting Date: 23-Jan-2020
Ticker:
ISIN: IL0010823123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1.1 REELECT GUY BERNSTEIN AS DIRECTOR Mgmt For For
1.2 REELECT NAAMIT SALOMON AS DIRECTOR Mgmt For For
1.3 REELECT AVI ZAKAY AS DIRECTOR Mgmt For For
2 INCREASE AUTHORIZED SHARE CAPITAL AND AMEND Mgmt For For
ARTICLES ACCORDINGLY
3 REAPPOINT KOST FORER GABBAY & KASIERER AS Mgmt For For
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
4 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
--------------------------------------------------------------------------------------------------------------------------
MATRIX IT LTD Agenda Number: 711594590
--------------------------------------------------------------------------------------------------------------------------
Security: M6859E153
Meeting Type: MIX
Meeting Date: 30-Oct-2019
Ticker:
ISIN: IL0004450156
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 ACCEPTANCE OF THE AUDITED FINANCIAL Non-Voting
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2018
2 THE REAPPOINTMENT OF KOST, FORER, GABBAY & Mgmt For For
KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL,
AS THE COMPANY'S INDEPENDENT AUDITORS, AND
THE AUTHORIZATION OF THE BOARD OF DIRECTORS
OF THE COMPANY TO FIX THEIR ANNUAL
COMPENSATION
3.1 RE-ELECTION OF MR. GUY BERNSTEIN TO THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY
3.2 RE-ELECTION OF MR. ELIEZER OREN TO THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY
4 AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION ("AOA") IN THE FORM ATTACHED AS
ANNEX A TO THE IMMEDIATE REPORT
5 AMENDMENT OF THE EXEMPTION, INSURANCE AND Mgmt For For
INDEMNIFICATION SECTIONS OF THE AOA
ATTACHED AS ANNEX A TO THE IMMEDIATE REPORT
6 APPROVAL OF THE UPDATED COMPENSATION POLICY Mgmt Against Against
OF THE COMPANY: UPON THE EXPIRATION OF THE
CURRENT COMPENSATION POLICY FOR OFFICE
HOLDERS, 3 YEARS FROM THE DATE OF ITS
APPROVAL, IN ACCORDANCE WITH THE
REQUIREMENTS OF THE COMPANIES LAW, IT IS
PROPOSED TO APPROVE THE UPDATED
COMPENSATION POLICY IN ACCORDANCE WITH
SECTION 267A OF THE COMPANIES LAW, ATTACHED
AS ANNEX B TO THE IMMEDIATE REPORT, AS OF
THE DATE OF EXPIRATION OF THE CURRENT
COMPENSATION POLICY - NOVEMBER 7, 2019
CMMT 10 OCT 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MAYTRONICS LTD Agenda Number: 712400516
--------------------------------------------------------------------------------------------------------------------------
Security: M68728100
Meeting Type: OGM
Meeting Date: 07-May-2020
Ticker:
ISIN: IL0010910656
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 DEBATE OF COMPANY FINANCIAL STATEMENTS AND Non-Voting
BOARD REPORT FOR THE YEAR ENDED DECEMBER
31ST 2019
2 RE-APPOINTMENT OF THE KOST FORER GABBAY AND Mgmt For For
KASIERER CPA FIRM AS COMPANY AUDITING
ACCOUNTANT AND REPORT OF ITS COMPENSATION
3.1 RE-APPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. YONATAN BASSI, BOARD CHAIRMAN
3.2 RE-APPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. SHIMON ZELAS
3.3 RE-APPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. DAN LALLOUZ, INDEPENDENT DIRECTOR
3.4 RE-APPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. JEREMY PRELING
3.5 RE-APPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. ARIEL BRIN DOLINKO
3.6 RE-APPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MS. MORAN KUPERMAN
3.7 RE-APPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. RON COHEN
--------------------------------------------------------------------------------------------------------------------------
MAYTRONICS LTD, JEZREEL Agenda Number: 711529163
--------------------------------------------------------------------------------------------------------------------------
Security: M68728100
Meeting Type: SGM
Meeting Date: 26-Sep-2019
Ticker:
ISIN: IL0010910656
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1.1 ELECT RONI MENINGER AS EXTERNAL DIRECTOR Mgmt For For
1.2 ELECT SHLOMO LIRAN AS EXTERNAL DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MAYTRONICS LTD, JEZREEL Agenda Number: 712210119
--------------------------------------------------------------------------------------------------------------------------
Security: M68728100
Meeting Type: EGM
Meeting Date: 09-Mar-2020
Ticker:
ISIN: IL0010910656
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 RENEW THE COMPANY'S EXECUTIVE COMPENSATION Mgmt For For
POLICY
--------------------------------------------------------------------------------------------------------------------------
MELLANOX TECHNOLOGIES LTD. Agenda Number: 935056994
--------------------------------------------------------------------------------------------------------------------------
Security: M51363113
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: MLNX
ISIN: IL0011017329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Glenda Dorchak Mgmt For For
1b. Election of Director: Irwin Federman Mgmt For For
1c. Election of Director: Amal M. Johnson Mgmt For For
1d. Election of Director: Jack Lazar Mgmt For For
1e. Election of Director: Jon A. Olson Mgmt For For
1f. Election of Director: Umesh Padval Mgmt For For
1g. Election of Director: David Perlmutter Mgmt For For
1h. Election of Director: Steve Sanghi Mgmt For For
1i. Election of Director: Eyal Waldman Mgmt For For
1j. Election of Director: Gregory Waters Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers
("say-on-pay vote") as disclosed in the
compensation discussion and analysis,
compensation tables and narrative
discussion set forth in the proxy
statement.
3. Approval of the Fourth Restated Plan. Mgmt For For
4. Approval of certain changes to the annual Mgmt For For
retainer fees and equity awards to the
Company's non-employee directors.
5a. Do you have a Personal Interest (as defined Mgmt Against
in the Proxy Statement) with regards to
Proposal 5b? By selecting FOR I confirm
that I DO NOT HAVE a Personal Interest and
by selecting AGAINST I confirm I DO HAVE a
Personal Interest in voting this proposal.
5b. Approval of the Company's Compensation Mgmt For For
Philosophy.
6. Approval of the appointment of EY Israel as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2019 and authorization of
audit committee to determine its fiscal
2019 remuneration in accordance with the
volume and nature of its services.
--------------------------------------------------------------------------------------------------------------------------
NICE LTD Agenda Number: 711510429
--------------------------------------------------------------------------------------------------------------------------
Security: M7494X101
Meeting Type: AGM
Meeting Date: 18-Sep-2019
Ticker:
ISIN: IL0002730112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1.A "RESOLVED, THAT MR. DAVID KOSTMAN BE Mgmt Abstain Against
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY."
1.B "RESOLVED, THAT MR. RIMON BEN-SHAOUL BE Mgmt Abstain Against
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY."
1.C "RESOLVED, THAT MR. YEHOSHUA (SHUKI) Mgmt Abstain Against
EHRLICH BE ELECTED TO SERVE AS A MEMBER OF
THE BOARD OF THE COMPANY UNTIL THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY,
EFFECTIVE IMMEDIATELY."
1.D "RESOLVED, THAT MR. LEO APOTHEKER BE Mgmt Abstain Against
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY."
1.E "RESOLVED, THAT MR. JOSEPH (JOE) COWAN BE Mgmt Abstain Against
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY."
2.A "RESOLVED, THAT MR. DAN FALK BE ELECTED TO Mgmt Abstain Against
A THREE-YEAR TERM AS OUTSIDE DIRECTOR OF
THE COMPANY, EFFECTIVE AS OF JANUARY 1,
2020."
2.B "RESOLVED, THAT MS. YOCHEVED DVIR BE Mgmt Abstain Against
ELECTED TO A THREE-YEAR TERM AS OUTSIDE
DIRECTOR OF THE COMPANY, EFFECTIVE AS
JANUARY 1, 2020."
3 TO APPROVE AN AMENDMENT OF EXECUTIVE EQUITY Mgmt Abstain Against
AWARD CAPS
4 TO APPROVE AN AMENDMENT OF NON-EXECUTIVE Mgmt Abstain Against
DIRECTORS' EQUITY AWARD CAPS
5 "RESOLVED, THAT KOST FORER GABAY & Mgmt Abstain Against
KASIERER, CPA, A MEMBER OF ERNST & YOUNG
GLOBAL, BE REAPPOINTED AS THE INDEPENDENT
AUDITORS OF THE COMPANY UNTIL THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY, AND
THAT THE BOARD OF DIRECTORS OF THE COMPANY
BE AUTHORIZED TO SET THEIR COMPENSATION IN
ACCORDANCE WITH THE AMOUNT AND NATURE OF
THEIR SERVICES, OR TO DELEGATE SUCH POWER
TO THE AUDIT COMMITTEE OF THE COMPANY."
6 TO DISCUSS THE COMPANY'S AUDITED ANNUAL Non-Voting
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2018
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD Agenda Number: 712761483
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1.A REELECT MICHAEL BRUNSTEIN AS DIRECTOR Mgmt For For
1.B REELECT AVI COHEN AS DIRECTOR Mgmt For For
1.C REELECT RAANAN COHEN AS DIRECTOR Mgmt For For
1.D REELECT DAFNA GRUBER AS DIRECTOR Mgmt For For
1.E REELECT RONNIE (MIRON) KENNETH AS DIRECTOR Mgmt For For
1.F REELECT ZEHAVA SIMON AS DIRECTOR Mgmt For For
1.G REELECT EITAN OPPENHAIM AS DIRECTOR Mgmt For For
2 APPROVE AMENDED EMPLOYMENT TERMS OF EITAN Mgmt For For
OPPENHAIM, PRESIDENT AND CEO
3 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
4 AMEND ARTICLES OF ASSOCIATION Mgmt For For
5 REAPPOINT KOST FORER GABBAY AND KASIERER AS Mgmt For For
AUDITORS
6 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
--------------------------------------------------------------------------------------------------------------------------
NOVOCURE LIMITED Agenda Number: 935188602
--------------------------------------------------------------------------------------------------------------------------
Security: G6674U108
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: NVCR
ISIN: JE00BYSS4X48
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeryl Hilleman Mgmt For For
1B. Election of Director: David Hung Mgmt For For
1C. Election of Director: Kinyip Gabriel Leung Mgmt For For
1D. Election of Director: Martin Madden Mgmt For For
1E. Election of Director: Sherilyn McCoy Mgmt For For
2. The approval and ratification of the Mgmt For For
appointment, by the Audit Committee of our
Board of Directors, of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young Global,
as the auditor and independent registered
public accounting firm of the Company for
the Company's fiscal year ending December
31, 2020.
3. A non-binding advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ONCOCYTE CORPORATION Agenda Number: 935228088
--------------------------------------------------------------------------------------------------------------------------
Security: 68235C107
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: OCX
ISIN: US68235C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD ANDREWS Mgmt For For
ANDREW ARNO Mgmt For For
MELINDA GRIFFITH Mgmt For For
ALFRED D. KINGSLEY Mgmt For For
ANDREW J. LAST Mgmt For For
CAVAN REDMOND Mgmt For For
2. RATIFYING APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS
3. APPROVAL OF AMENDMENT OF ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK TO
150,000,000 SHARES
4. APPROVAL OF MOTION TO ADJOURN MEETING TO Mgmt For For
SOLICIT ADDITIONAL PROXIES
--------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES INC Agenda Number: 711562860
--------------------------------------------------------------------------------------------------------------------------
Security: 686688102
Meeting Type: SGM
Meeting Date: 06-Nov-2019
Ticker:
ISIN: US6866881021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE AMENDMENT OF THE THIRD Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION AND THE FOURTH AMENDED AND
RESTATED BYLAWS OF THE COMPANY TO PROVIDE
FOR BOARD DECLASSIFICATION (THE
"DECLASSIFICATION PROPOSAL")
2 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING FROM TIME TO TIME, IF NECESSARY OR
ADVISABLE (AS DETERMINED BY THE COMPANY),
TO SOLICIT ADDITIONAL PROXIES IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
DECLASSIFICATION PROPOSAL
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
--------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES INC Agenda Number: 712496036
--------------------------------------------------------------------------------------------------------------------------
Security: 686688102
Meeting Type: AGM
Meeting Date: 03-Jun-2020
Ticker:
ISIN: US6866881021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECTION OF DIRECTOR: ISAAC ANGEL Mgmt For For
1.B ELECTION OF DIRECTOR: RAVIT BARNIV Mgmt For For
1.C ELECTION OF DIRECTOR: ALBERTUS BRUGGINK Mgmt For For
1.D ELECTION OF DIRECTOR: DAN FALK Mgmt For For
1.E ELECTION OF DIRECTOR: DAVID GRANOT Mgmt For For
1.F ELECTION OF DIRECTOR: STAN H. KOYANAGI Mgmt For For
1.G ELECTION OF DIRECTOR: DAFNA SHARIR Mgmt For For
1.H ELECTION OF DIRECTOR: STANLEY B. STERN Mgmt For For
1.I ELECTION OF DIRECTOR: HIDETAKE TAKAHASHI Mgmt For For
1.J ELECTION OF DIRECTOR: BYRON G. WONG Mgmt For For
2 TO RATIFY THE KESSELMAN KESSELMAN, A MEMBER Mgmt For For
FIRM OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LIMITED AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR 2020
3 TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
CMMT 22 MAY 2020: AS A CONDITION OF VOTING, Non-Voting
ISRAELI MARKET REGULATIONS REQUIRE THAT YOU
DISCLOSE WHETHER YOU HAVE A) A PERSONAL
INTEREST IN THIS COMPANY B) ARE A
CONTROLLING SHAREHOLDER IN THIS COMPANY C)
ARE A SENIOR OFFICER OF THIS COMPANY D)
THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT
INVESTMENT FUND MANAGER OR TRUST FUND. BY
VOTING THROUGH THE PROXY EDGE PLATFORM YOU
ARE CONFIRMING THE ANSWER FOR A, B AND C TO
BE NO AND THE ANSWER FOR D TO BE YES.
SHOULD THIS NOT BE THE CASE, IN ADDITION TO
SUBMITTING YOUR VOTE INSTRUCTION(S) VIA
PROXYEDGE, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE PROVIDING THEM WITH
THE SPECIFIC DISCLOSURE DETAILS INDICATING
YOUR ACCOUNT INFORMATION AND WHERE YOUR
PERSONAL INTEREST LIES.
CMMT 22 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PLURISTEM THERAPEUTICS INC Agenda Number: 712565401
--------------------------------------------------------------------------------------------------------------------------
Security: 72940R300
Meeting Type: AGM
Meeting Date: 29-Jun-2020
Ticker:
ISIN: US72940R3003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS
TO SERVE AS DIRECTOR OF THE COMPANY UNTIL
THE NEXT ANNUAL MEETING OF THE STOCKHOLDERS
AND UNTIL THEIR SUCCESSORS SHALL HAVE BEEN
DULY ELECTED AND QUALIFIED: ZAMI ABERMAN
1.2 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS
TO SERVE AS DIRECTOR OF THE COMPANY UNTIL
THE NEXT ANNUAL MEETING OF THE STOCKHOLDERS
AND UNTIL THEIR SUCCESSORS SHALL HAVE BEEN
DULY ELECTED AND QUALIFIED: ISRAEL
BEN-YORAM
1.3 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS
TO SERVE AS DIRECTOR OF THE COMPANY UNTIL
THE NEXT ANNUAL MEETING OF THE STOCKHOLDERS
AND UNTIL THEIR SUCCESSORS SHALL HAVE BEEN
DULY ELECTED AND QUALIFIED: ISAAC BRAUN
1.4 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS
TO SERVE AS DIRECTOR OF THE COMPANY UNTIL
THE NEXT ANNUAL MEETING OF THE STOCKHOLDERS
AND UNTIL THEIR SUCCESSORS SHALL HAVE BEEN
DULY ELECTED AND QUALIFIED: MARK GERMAIN
1.5 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS
TO SERVE AS DIRECTOR OF THE COMPANY UNTIL
THE NEXT ANNUAL MEETING OF THE STOCKHOLDERS
AND UNTIL THEIR SUCCESSORS SHALL HAVE BEEN
DULY ELECTED AND QUALIFIED: MORIA KWIAT
1.6 ELECTION OF DIRECTOR: TO ELECT THE Mgmt Abstain Against
FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS
TO SERVE AS DIRECTOR OF THE COMPANY UNTIL
THE NEXT ANNUAL MEETING OF THE STOCKHOLDERS
AND UNTIL THEIR SUCCESSORS SHALL HAVE BEEN
DULY ELECTED AND QUALIFIED: HAVA MERETZKI
1.7 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS
TO SERVE AS DIRECTOR OF THE COMPANY UNTIL
THE NEXT ANNUAL MEETING OF THE STOCKHOLDERS
AND UNTIL THEIR SUCCESSORS SHALL HAVE BEEN
DULY ELECTED AND QUALIFIED: NACHUM ROSMAN
1.8 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS
TO SERVE AS DIRECTOR OF THE COMPANY UNTIL
THE NEXT ANNUAL MEETING OF THE STOCKHOLDERS
AND UNTIL THEIR SUCCESSORS SHALL HAVE BEEN
DULY ELECTED AND QUALIFIED: DORON SHORRER
1.9 ELECTION OF DIRECTOR: TO ELECT THE Mgmt For For
FOLLOWING NOMINEE TO THE BOARD OF DIRECTORS
TO SERVE AS DIRECTOR OF THE COMPANY UNTIL
THE NEXT ANNUAL MEETING OF THE STOCKHOLDERS
AND UNTIL THEIR SUCCESSORS SHALL HAVE BEEN
DULY ELECTED AND QUALIFIED: YAKY YANAY
2 TO RATIFY THE SELECTION OF KOST FORER Mgmt For For
GABBAY & KASIERER, A MEMBER OF ERNST &
YOUNG GLOBAL, AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING JUNE 30, 2020
3 TO APPROVE AN AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION OF THE COMPANY TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM THIRTY MILLION (30,000,000)
SHARES, PAR VALUE USD0.00001 PER SHARE, TO
SIXTY MILLION (60,000,000) SHARES, PAR
VALUE USD 0.00001 PER SHARE
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES
--------------------------------------------------------------------------------------------------------------------------
PLUS500 LTD Agenda Number: 711991643
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CK109
Meeting Type: EGM
Meeting Date: 20-Feb-2020
Ticker:
ISIN: IL0011284465
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 AS REQUIRED BY ISRAELI LAW AND IN Mgmt For For
ACCORDANCE WITH THE RECOMMENDATION OF THE
REMUNERATION COMMITTEE AND THE BOARD OF
DIRECTORS, TO APPROVE THE FOLLOWING
REMUNERATION TERMS FOR MR ASAF ELIMELECH,
THE CHIEF EXECUTIVE OFFICER AND AN
EXECUTIVE DIRECTOR OF THE COMPANY: A.TO
APPROVE THE SERVICE CONTRACT FEE PAYABLE TO
MR ELIMELECH FOR HIS SERVICES AS CHIEF
EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR OF
NIS 1,700,000 (APPROX. USD 485,000),
UNCHANGED FROM 2019. B.THE PAYMENT TO MR
ELIMELECH OF AN ANNUAL BONUS FOR THE YEAR
ENDING 31 DECEMBER 2020, WITH AN AGGREGATE
VALUE OF UP TO 400 PER CENT. OF THE SERVICE
FEE (NIS 6,800,000 (APPROX. USD
1,940,000)), AS SET FORTH IN THE
EXPLANATORY NOTES. C.THE GRANT TO MR
ELIMELECH OF AN LTIP AWARD WITH AN
AGGREGATE VALUE OF UP TO 150 PER CENT. OF
THE SERVICE FEE (NIS 2,550,000 (APPROX. USD
729,000)), AS SET FORTH IN THE EXPLANATORY
NOTES. D.THE GRANT TO MR ELIMELECH OF A
SHARE APPRECIATION RIGHT IN THE AMOUNT OF
NIS 2,750,000 (APPROX. USD 786,000) VESTING
AFTER THREE YEARS FROM THE DATE OF GRANT,
WITH A MAXIMUM PAYOUT AMOUNT OF NIS
11,000,000 (APPROX. USD 3,144,000). SUBJECT
TO THE APPROVAL OF THIS RESOLUTION BY THE
COMPANY'S SHAREHOLDERS AT THE EXTRAORDINARY
GENERAL MEETING, THE EFFECTIVE GRANT DATE
OF THE SHARE APPRECIATION RIGHT SHALL BE 31
DECEMBER 2019
2 AS REQUIRED BY ISRAELI LAW AND IN Mgmt For For
ACCORDANCE WITH THE RECOMMENDATION OF THE
REMUNERATION COMMITTEE AND THE BOARD OF
DIRECTORS, TO APPROVE THE FOLLOWING
REMUNERATION TERMS FOR MR ELAD EVEN-CHEN,
THE CHIEF FINANCIAL OFFICER AND AN
EXECUTIVE DIRECTOR OF THE COMPANY: A.TO
APPROVE THE SERVICE CONTRACT FEE PAYABLE TO
MR EVEN-CHEN FOR HIS SERVICES AS CHIEF
FINANCIAL OFFICER AND EXECUTIVE DIRECTOR OF
NIS 1,700,000 (APPROX. USD 485,000),
UNCHANGED FROM 2019. B.THE PAYMENT TO MR
EVEN-CHEN OF AN ANNUAL BONUS FOR THE YEAR
ENDING 31 DECEMBER 2020, WITH AN AGGREGATE
VALUE OF UP TO 400 PER CENT. OF THE SERVICE
FEE (NIS 6,800,000 (APPROX. USD
1,940,000)), AS SET FORTH IN THE
EXPLANATORY NOTES. C.THE GRANT TO MR
EVEN-CHEN OF AN LTIP AWARD WITH AN
AGGREGATE VALUE OF UP TO 150 PER CENT. OF
THE SERVICE FEE (NIS 2,550,000 (APPROX. USD
729,000)), AS SET FORTH IN THE EXPLANATORY
NOTES. D.THE GRANT TO MR EVEN-CHEN OF A
SHARE APPRECIATION RIGHT IN THE AMOUNT OF
NIS 2,750,000 (APPROX. USD 786,000) VESTING
AFTER THREE YEARS FROM THE DATE OF GRANT,
WITH A MAXIMUM PAYOUT AMOUNT OF NIS
11,000,000 (APPROX. USD 3,144,000). SUBJECT
TO THE APPROVAL OF THIS RESOLUTION BY THE
COMPANY'S SHAREHOLDERS AT THE EXTRAORDINARY
GENERAL MEETING, THE EFFECTIVE GRANT DATE
OF THE SHARE APPRECIATION RIGHT SHALL BE 31
DECEMBER 2019
--------------------------------------------------------------------------------------------------------------------------
RADA ELECTRONIC INDUSTRIES LTD. Agenda Number: 935054786
--------------------------------------------------------------------------------------------------------------------------
Security: M81863124
Meeting Type: Annual
Meeting Date: 22-Jul-2019
Ticker: RADA
ISIN: IL0010826506
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. RE-ELECTION OF DIRECTOR FOR TERM EXPIRING Mgmt For For
IN 2020: YOSSI BEN SHALOM
1b. RE-ELECTION OF DIRECTOR FOR TERM EXPIRING Mgmt For For
IN 2020: NIR COHEN
1c. RE-ELECTION OF DIRECTOR FOR TERM EXPIRING Mgmt For For
IN 2020: KINERET YA'ARI
1d. RE-ELECTION OF DIRECTOR FOR TERM EXPIRING Mgmt For For
IN 2020: ISRAEL LIVNAT
1e. RE-ELECTION OF DIRECTOR FOR TERM EXPIRING Mgmt For For
IN 2020: ALON DUMANIS
1f. RE-ELECTION OF DIRECTOR FOR TERM EXPIRING Mgmt For For
IN 2020: GUY ZUR
1g. RE-ELECTION OF DIRECTOR FOR TERM EXPIRING Mgmt For For
IN 2020: HAIM REGEV
2. To re-elect Mr. Elan Sigal as an external Mgmt For For
director for a term of three years
commencing on August 31, 2019.
2a. Are you (a) a controlling shareholder of Mgmt Against
the Company; or (b) do you have a personal
interest in the re-election of Mr. Elan
Sigal as an external director as described
in the Proxy Statement as a result of your
relationship with the controlling
shareholder? If you do not vote For=Yes or
Against=No your vote will not count for the
Corresponding Proposal 2.
3. To approve the Company's updated Mgmt Against Against
compensation policy for an additional
period of three years.
3a. Are you (a) a controlling shareholder of Mgmt Against
the Company; or (b) do you have a personal
interest in the approval Item 3 as such
terms are explained in the proxy statement?
If you do not vote For=Yes or Against=No
your vote will not count for the
Corresponding Proposal 3.
4. To ratify and approve the reappointment of Mgmt For For
Kost Forer Gabbay & Kasierer, registered
public accounting firm, a member of Ernst &
Young Global, as the Company's independent
registered public accountants for the year
ending December 31, 2019 and to authorize
the Company's Board of Directors to
determine their compensation based on the
recommendation of Company's Audit
Committee.
--------------------------------------------------------------------------------------------------------------------------
RADA ELECTRONIC INDUSTRIES LTD. Agenda Number: 935211691
--------------------------------------------------------------------------------------------------------------------------
Security: M81863124
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: RADA
ISIN: IL0010826506
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 RE-ELECTION OF DIRECTOR: YOSSI BEN SHALOM Mgmt Against Against
1.2 RE-ELECTION OF DIRECTOR: NIR COHEN Mgmt Against Against
1.3 RE-ELECTION OF DIRECTOR: KINERET YA'ARI Mgmt Against Against
1.4 RE-ELECTION OF DIRECTOR: JOSEPH WEISS Mgmt Against Against
1.5 RE-ELECTION OF DIRECTOR: ALON DUMANIS Mgmt For For
1.6 RE-ELECTION OF DIRECTOR: GUY ZUR Mgmt For For
1.7 RE-ELECTION OF DIRECTOR: HAIM REGEV Mgmt Against Against
2. To approve and ratify the terms of service Mgmt For For
of Mr. Yossi Ben Shalom, the Chairman of
the Company's Board of Directors.
3. To approve the terms of engagement of Mr. Mgmt For For
Joseph Weiss, a member of the Company's
Board of Directors, as a business
development consultant to the Company.
4. To approve the amendment of the terms of Mgmt For For
employment of Mr. Dov Sella, the Company's
Chief Executive Officer.
4A. Are you (a) a controlling shareholder of Mgmt Against
the Company; or (b) do you have a personal
interest in the approval of Item 4 as such
terms are explained in the proxy statement?
Mark "for" = yes or "against" = no.
5. To approve an amendment to the Company's Mgmt For For
compensation policy with respect to the
maximum premium payable in connection with
the Company's Directors & Officers
Liability Insurance.
5A. Are you (a) a controlling shareholder of Mgmt Against
the Company; or (b) do you have a personal
interest in the approval of Item 5 as such
terms are explained in the proxy statement?
Mark "for" = yes or "against" = no.
6. To ratify and approve the reappointment of Mgmt For For
Kost Forer Gabbay & Kasierer, registered
public accounting firm, a member of Ernst &
Young Global, as the Company's independent
registered public accountants for the year
ending December 31, 2020 and to authorize
the Company's Board of Directors to
determine their compensation based on the
recommendation of Company's Audit
Committee.
--------------------------------------------------------------------------------------------------------------------------
RADCOM LTD. Agenda Number: 935052756
--------------------------------------------------------------------------------------------------------------------------
Security: M81865111
Meeting Type: Annual
Meeting Date: 11-Jul-2019
Ticker: RDCM
ISIN: IL0010826688
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Fixing the number of members of the Board Mgmt No vote
of Directors at up to seven
2a Election of Director: Rachel (Heli) Bennun Mgmt No vote
(until the 3rd Annual Meeting following the
Meeting)
2b Election of Director: Matty Karp (until the Mgmt No vote
3rd Annual Meeting following the Meeting)
2c Election of Director: Zohar Zisapel (until Mgmt No vote
the 1st Annual Meeting following the
Meeting)
2d Election of Director: Mirella Kuvent (until Mgmt No vote
the 1st Annual Meeting following the
Meeting)
3a Election of External Director: Rami Mgmt No vote
Schwartz (for a three-year term)
3b Election of External Director: Oren Most Mgmt No vote
(for a three-year term)
3ba Please mark FOR if you are not a Mgmt No vote
controlling shareholder in the Company and
do not have a personal interest in the
approval of resolution number 3a and 3b. IF
YOU DO NOT MARK "FOR" YOU WILL BE DEEMED TO
HAVE A PERSONAL INTEREST IN THIS
RESOLUTION.
4 Three-year approval of Amended Compensation Mgmt No vote
Policy
4a Please mark FOR if you are a not a Mgmt No vote
controlling shareholder in the Company and
do not have a personal interest in the
approval of resolution number 4. IF YOU DO
NOT MARK "FOR" YOU WILL BE DEEMED TO HAVE A
PERSONAL INTEREST IN THIS RESOLUTION.
5 Approval of the compensation to be paid to Mgmt No vote
our directors (other than our Executive
Chairman)
5a Please mark FOR if you are a not a Mgmt No vote
controlling shareholder in the Company and
do not have a personal interest in the
approval of resolution number 5. IF YOU DO
NOT MARK "FOR" YOU WILL BE DEEMED TO HAVE A
PERSONAL INTEREST IN THIS RESOLUTION.
6 Approval of the compensation to be paid to Mgmt No vote
our Executive Chairman
6a Please mark FOR if you are not a Mgmt No vote
controlling shareholder in the Company and
do not have a personal interest in the
approval of resolution number 6. IF YOU DO
NOT MARK "FOR" YOU WILL BE DEEMED TO HAVE A
PERSONAL INTEREST IN THIS RESOLUTION.
7 Approval of an amendment to the Mgmt No vote
compensation to be paid to our Chief
Executive Officer
7a Please mark FOR if you are not a Mgmt No vote
controlling shareholder in the Company and
do not have a personal interest in the
approval of resolution number 7. IF YOU DO
NOT MARK "FOR" YOU WILL BE DEEMED TO HAVE A
PERSONAL INTEREST IN THIS RESOLUTION.
8 Approval of the equity compensation to our Mgmt No vote
Chief Executive Officer
8a Please mark FOR if you are not a Mgmt No vote
controlling shareholder in the Company and
do not have a personal interest in the
approval of resolution number 8. IF YOU DO
NOT MARK "FOR" YOU WILL BE DEEMED TO HAVE A
PERSONAL INTEREST IN THIS RESOLUTION.
9 Re-appointment of Kost Forer Gabbay & Mgmt No vote
Kasierer as independent auditors until the
next annual general meeting of
shareholders, and to authorizing the Audit
Committee of our Board of Directors to fix
their remuneration for the fiscal year
ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
RADWARE LTD. Agenda Number: 935086442
--------------------------------------------------------------------------------------------------------------------------
Security: M81873107
Meeting Type: Annual
Meeting Date: 24-Oct-2019
Ticker: RDWR
ISIN: IL0010834765
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Mr. Roy Mgmt No vote
Zisapel
1B. Election of Class II Director: Mr. Joel Mgmt No vote
Maryles
2. To re-elect Prof. Yair Trauman as an Mgmt No vote
external director of the company for a
period of three years.
2A. Please confirm that you DO NOT have a Mgmt No vote
"personal interest" in Proposal 2 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 2, check the "NO" box.
As described under the heading "Required
Vote" in item 2 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
3. To approve an increase of the Company's Mgmt No vote
authorized share capital from 60,000,000 to
90,000,000 ordinary shares and related
amendments to the Company's Memorandum of
Association and Articles of Association.
4. To approve grants of equity-based awards to Mgmt No vote
the President and Chief Executive Officer
of the Company.
4A. Please confirm that you DO NOT have a Mgmt No vote
"personal interest" in Proposal 4 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 4, check the "NO" box.
As described under the heading "Required
Vote" in item 4 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
5. To approve modifications in the size of the Mgmt No vote
annual bonus to the President and Chief
Executive Officer of the Company.
5A. Please confirm that you DO NOT have a Mgmt No vote
"personal interest" in Proposal 5 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 5, check the "NO" box.
As described under the heading "Required
Vote" in item 5 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
6. To approve and ratify the purchase of a D&O Mgmt No vote
insurance policy and related amendments to
the Company's Compensation Policy for
Executive Officers and Directors.
6A. Please confirm that you DO NOT have a Mgmt No vote
"personal interest" in Proposal 6 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 6, check the "NO" box.
As described under the heading "Required
Vote" in item 6 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
7. To approve grants of equity-based awards to Mgmt No vote
the non-employee directors of the Company.
7A. Please confirm that you DO NOT have a Mgmt No vote
"personal interest" in Proposal 7 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 7, check the "NO" box.
As described under the heading "Required
Vote" in item 7 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
8. To approve the reappointment of Kost Forer Mgmt No vote
Gabbay & Kasierer, a member of Ernst &
Young Global, as the Company's auditors,
and to authorize the Board of Directors to
delegate to the Audit Committee the
authority to fix their remuneration in
accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
REDHILL BIOPHARMA LTD. Agenda Number: 935179920
--------------------------------------------------------------------------------------------------------------------------
Security: 757468103
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: RDHL
ISIN: US7574681034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To appoint Kesselman & Kesselman, certified Mgmt No vote
public accountants in Israel and a member
of PricewaterhouseCoopers International
Limited, as the Company's auditors for the
year 2020 and for an additional period
until the next Annual General Meeting; and
to inform the shareholders of the aggregate
compensation paid to the auditors for the
year ended December 31, 2019.
2A To approve the re-election of Mr. Rick D. Mgmt No vote
Scruggs to the board of directors of the
Company (the "Board of Directors"), for an
additional three-year term until the annual
general meeting to be held in 2023.
2B To approve the election of Dr. Shmuel Mgmt No vote
Cabilly to the Board of Directors for an
additional three-year term until the annual
general meeting to be held in 2023.
2C To approve the election of Mr. Giuseppe Mgmt No vote
Cipriano to the Board of Directors for an
additional three-year term until the annual
general meeting to be held in 2023.
3 To approve the re-election of Mr. Nicolas Mgmt No vote
Weinstein to the Board of Directors, for an
additional one-year term until the annual
general meeting to be held in 2021.
4 To approve an amendment to the Company's Mgmt No vote
Compensation Policy.
4A Are you a controlling shareholder or do you Mgmt No vote
have a personal interest in approval of
proposal 4 above? (Response required for
vote to be counted.) Mark "For" = Yes or
"Against" = No.
5 To approve an amendment of the Company's Mgmt No vote
Amended and Restated Award Plan (2010).
6 To approve the engagement by the Company of Mgmt No vote
Mr. Dror Ben-Asher to serve as the
Company's Chairman of the Board of
Directors and the Company's Chief Executive
Officer.
6A Are you a controlling shareholder or do you Mgmt No vote
have a personal interest in approval of
proposal 6 above? (Response required for
vote to be counted.) Mark "For" = Yes or
"Against" = No.
7 To approve a grant of options to purchase Mgmt No vote
American Depository Shares ("ADSs") (each
representing 10 ordinary shares, par value
NIS 0.01 per share) of the Company to the
non-executive directors of the Company
8 To approve the grant of options to purchase Mgmt No vote
ADS's of the Company to Mr. Dror Ben-Asher
8A Are you a controlling shareholder or do you Mgmt No vote
have a personal interest in approval of
proposal 8 above? (Response required for
vote to be counted.) Mark "For" = Yes or
"Against" = No.
9 To approve revisions to the compensation Mgmt No vote
terms and the grant of options to purchase
ADS's of the Company to Mr. Rick D.
Scruggs, the Company's Chief Commercial
Officer.
9A Are you a controlling shareholder or do you Mgmt No vote
have a personal interest in approval of
proposal 9 above? (Response required for
vote to be counted.) Mark "For" = Yes or
"Against" = No.
10 To approve an extension of options to Mgmt No vote
purchase ADSs of the Company granted to
certain Company directors.
11 To approve an extension of options to Mgmt No vote
purchase ADSs of the Company granted to Mr.
Dror Ben-Asher
11A Are you a controlling shareholder or do you Mgmt No vote
have a personal interest in approval of
proposal 11 above? (Response required for
vote to be counted.) Mark "For" = Yes or
"Against" = No.
12 To approve the repricing of options Mgmt No vote
exercisable into ADSs of the Company
granted to the Company's directors
13 To approve the repricing of options Mgmt No vote
exercisable into ADSs of the Company
granted to Mr. Dror Ben-Asher
13A Are you a controlling shareholder or do you Mgmt No vote
have a personal interest in approval of
proposal 13 above? (Response required for
vote to be counted.) Mark "For" = Yes or
"Against" = No.
14 To approve an increase in the Company's Mgmt No vote
authorized share capital.
--------------------------------------------------------------------------------------------------------------------------
SAFECHARGE INTERNATIONAL GROUP LIMITED Agenda Number: 711329424
--------------------------------------------------------------------------------------------------------------------------
Security: G7740U106
Meeting Type: CRT
Meeting Date: 17-Jul-2019
Ticker:
ISIN: GG00BYMK4250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE SCHEME BETWEEN THE COMPANY AND THE Mgmt For For
SCHEME SHAREHOLDERS, A PRINT OF WHICH HAS
BEEN PRODUCED TO THIS MEETING AND, FOR THE
PURPOSES OF IDENTIFICATION SIGNED BY THE
CHAIRMAN HEREOF IN ITS ORIGINAL FORM OR
WITH OR SUBJECT TO ANY MODIFICATION,
ADDITION OR CONDITION APPROVED OR IMPOSED
BY THE COURT AND AGREED BY SAFECHARGE AND
NUVEI BIDCO, BE APPROVED
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT
--------------------------------------------------------------------------------------------------------------------------
SAFECHARGE INTERNATIONAL GROUP LIMITED Agenda Number: 711329436
--------------------------------------------------------------------------------------------------------------------------
Security: G7740U106
Meeting Type: OGM
Meeting Date: 17-Jul-2019
Ticker:
ISIN: GG00BYMK4250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT FOR THE PURPOSE OF GIVING EFFECT TO Mgmt For For
THE SCHEME: A. THE DIRECTORS OF THE COMPANY
BE AUTHORISED TO TAKE ALL SUCH ACTION AS
THEY MAY CONSIDER NECESSARY, DESIRABLE OR
APPROPRIATE FOR CARRYING THE SCHEME INTO
EFFECT; AND B. WITH EFFECT FROM THE PASSING
OF THIS RESOLUTION, THE ARTICLES OF
INCORPORATION OF THE COMPANY BE AMENDED ON
THE TERMS DESCRIBED IN THE NOTICE OF THIS
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
SAPIENS INTERNATIONAL CORPORATION NV Agenda Number: 711727214
--------------------------------------------------------------------------------------------------------------------------
Security: G7T16G103
Meeting Type: AGM
Meeting Date: 20-Nov-2019
Ticker:
ISIN: KYG7T16G1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A TO RE-ELECT THE DIRECTOR: GUY BERNSTEIN Mgmt For For
1.B TO RE-ELECT THE DIRECTOR: RONI AL DOR Mgmt For For
1.C TO RE-ELECT THE DIRECTOR: EYAL BEN-CHLOUCHE Mgmt For For
1.D TO RE-ELECT THE DIRECTOR: YACOV ELINAV Mgmt For For
1.E TO RE-ELECT THE DIRECTOR: UZI NETANEL Mgmt For For
1.F TO RE-ELECT THE DIRECTOR: NAAMIT SALOMON Mgmt For For
2 APPROVAL OF THE COMPANY'S 2018 CONSOLIDATED Mgmt For For
BALANCE SHEETS, CONSOLIDATED STATEMENTS OF
OPERATIONS (PROFIT AND LOSS ACCOUNT) AND
CASH FLOWS
3 APPROVAL OF THE RE-APPOINTMENT OF KOST Mgmt For For
FORER GABBAY & KASIERER, A MEMBER FIRM OF
ERNST & YOUNG GLOBAL LIMITED, AS THE
INDEPENDENT AUDITORS OF THE COMPANY FOR
2019 AND AUTHORIZATION OF THE BOARD OF
DIRECTORS AND/OR ITS AUDIT COMMITTEE TO FIX
THEIR COMPENSATION
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
--------------------------------------------------------------------------------------------------------------------------
SILICOM LTD. Agenda Number: 935213330
--------------------------------------------------------------------------------------------------------------------------
Security: M84116108
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: SILC
ISIN: IL0010826928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and act upon a proposal to Mgmt For For
re-elect Mr. Yeshayahu ('Shaike') Orbach,
to the Company's Board of Directors, to
hold office as director for a three-year
term commencing on the date of the Meeting
until the Annual General Meeting of
Shareholders to be held in the year 2023,
and until his successor has been duly
elected.
1A. DO YOU HAVE A "PERSONAL INTEREST" (AS Mgmt Against
DEFINED BELOW) WITH RESPECT TO THE SUBJECT
MATTER OF PROPOSAL 1? (PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES OR NO YOU WILL BE
DEEMED AS HAVING A PERSONAL INTEREST WITH
RESPECT TO PROPOSAL 1 AND YOUR VOTE WILL
NOT BE COUNTED FOR THE SPECIAL
DISINTERESTED MAJORITY REQUIRED FOR THE
APPROVAL OF PROPOSAL 1).
2. To consider and act upon a proposal to Mgmt For For
approve the grant of 13,333 options to
purchase Ordinary Shares of the Company
pursuant to the Plan and in compliance with
the Compensation Policy and the
Compensation Policy Cap to Mr. Avi
Eizenman, the Company's Active Chairman of
the Board of Directors.
3. To consider and act upon a proposal to Mgmt For For
approve the grant of 13,333 options to
purchase Ordinary Shares of the Company
pursuant to the Plan and in compliance with
the Compensation Policy and the
Compensation Policy Cap to Mr. Yeshayahu
('Shaike') Orbach, the Company's President
and Chief Executive Officer.
3A. DO YOU HAVE A "PERSONAL INTEREST" (AS Mgmt Against
DEFINED BELOW) WITH RESPECT TO THE SUBJECT
MATTER OF PROPOSAL 3? (PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES OR NO YOU WILL BE
DEEMED AS HAVING A PERSONAL INTEREST WITH
RESPECT TO PROPOSAL 3 AND YOUR VOTE WILL
NOT BE COUNTED FOR THE SPECIAL
DISINTERESTED MAJORITY REQUIRED FOR THE
APPROVAL OF PROPOSAL 3).
4. To consider and act upon a proposal to Mgmt For For
approve the grant of 25,000 Restricted
Stock Units pursuant to the Plan and in
compliance with the Compensation Policy and
the Compensation Policy Cap to Mr.
Yeshayahu ('Shaike') Orbach, the Company's
President and Chief Executive Officer.
4A. DO YOU HAVE A "PERSONAL INTEREST" (AS Mgmt Against
DEFINED BELOW) WITH RESPECT TO THE SUBJECT
MATTER OF PROPOSAL 4? (PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES OR NO YOU WILL BE
DEEMED AS HAVING A PERSONAL INTEREST WITH
RESPECT TO PROPOSAL 4 AND YOUR VOTE WILL
NOT BE COUNTED FOR THE SPECIAL
DISINTERESTED MAJORITY REQUIRED FOR THE
APPROVAL OF PROPOSAL 4).
5. To consider and act upon a proposal to Mgmt For For
approve the grant of 25,000 Restricted
Stock Units pursuant to the Plan and in
compliance with the Compensation Policy and
the Compensation Policy Cap to Mr. Avi
Eizenman, the Company's Active Chairman of
the Board of Directors.
6. To consider and act upon a proposal to Mgmt For For
approve the appointment of Somekh Chaikin,
Certified Public Accountants (Israel), a
member of KPMG International, as the
independent public accountants of the
Company for year ending December 31, 2020,
and until the next annual general meeting
of the shareholders of the Company, and to
authorize the Audit Committee of the Board
of Directors to fix the compensation of
such auditors in accordance with the amount
and nature of their services.
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935173170
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tal Payne Mgmt For For
1B. Election of Director: Marcel Gani Mgmt For For
2. Ratification of appointment of EY as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2020.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 935113566
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 31-Dec-2019
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-Election of Director: Elchanan Jaglom Mgmt For For
1B. Re-Election of Director: S. Scott Crump Mgmt For For
1C. Re-Election of Director: Victor Leventhal Mgmt For For
1D. Re-Election of Director: John J. McEleney Mgmt For For
1E. Re-Election of Director: Dov Ofer Mgmt For For
1F. Re-Election of Director: Ziva Patir Mgmt For For
1G. Re-Election of Director: David Reis Mgmt For For
1H. Re-Election of Director: Yair Seroussi Mgmt For For
1I. Re-Election of Director: Adina Shorr Mgmt For For
2. Approval of additional performance-based Mgmt For For
grant of 10,000 RSUs and additional
$200,000 cash payment to each of David Reis
(Vice Chairman and Executive Director) and
Dov Ofer (Director) for continuing
additional services on oversight committee
of the Board
3. Approval of $150,000 bonus for S. Scott Mgmt For For
Crump (Chairman of Executive Committee and
CIO) in respect of (i) 2018 year and (ii)
service on oversight committee of the Board
4. Reappointment of Kesselman & Kesselman, a Mgmt For For
member of PricewaterhouseCoopers
International Limited, as the Company's
independent auditors for the year ending
December 31, 2019 and additional period
until next annual general meeting
--------------------------------------------------------------------------------------------------------------------------
TREMOR INTERNATIONAL LIMITED Agenda Number: 712638519
--------------------------------------------------------------------------------------------------------------------------
Security: M8751X107
Meeting Type: AGM
Meeting Date: 18-Jun-2020
Ticker:
ISIN: IL0011320343
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 REELECT TIMOTHY GRAINGER WELLER AS DIRECTOR Mgmt Abstain Against
2 REELECT CHRISTOPHER STIBBS AS DIRECTOR Mgmt Abstain Against
3 REELECT REBEKAH BROOKS AS DIRECTOR Mgmt Abstain Against
4 REELECT OFER DRUKER AS DIRECTOR Mgmt Abstain Against
5 REELECT YANIV CARMI AS DIRECTOR Mgmt Abstain Against
6 REELECT NEIL JONES AS EXTERNAL DIRECTOR Mgmt Abstain Against
7 REELECT JOANNA PARNELL AS EXTERNAL DIRECTOR Mgmt Abstain Against
8 ELECT SAGI NIRI AS DIRECTOR Mgmt Abstain Against
9 ELECT NORM JOHNSTON AS DIRECTOR Mgmt Abstain Against
10 REAPPOINT SOMEKH CHAIKIN, A MEMBER FIRM OF Mgmt Abstain Against
KPMG INTERNATIONAL AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
11 AMEND ARTICLES RE: BOARD SIZE Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
UROGEN PHARMA LTD Agenda Number: 935211475
--------------------------------------------------------------------------------------------------------------------------
Security: M96088105
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: URGN
ISIN: IL0011407140
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Arie Belldegrun Mgmt For For
Elizabeth Barrett Mgmt For For
Cynthia M. Butitta Mgmt For For
Fred E. Cohen Mgmt For For
Kathryn E. Falberg Mgmt For For
Stuart Holden Mgmt For For
Ran Nussbaum Mgmt For For
Shawn C. Tomasello Mgmt For For
2. To approve an amendment to the Company's Mgmt Against Against
2017 Equity Incentive Plan to, among other
things, increase the number of ordinary
shares authorized for issuance under the
plan by 400,000 shares.
3. To approve an amendment to the Company's Mgmt For For
amended and restated compensation policy
for its office holders in accordance with
the provisions of the Israeli Companies
Law, 5759-1999, or the Companies Law.
4. To approve terms of employment for Mark Mgmt For For
Schoenberg, Chief Medical Officer of the
Company.
5. To approve the engagement of Mgmt For For
PricewaterhouseCoopers LLP, an independent
registered public accounting firm as the
Company's independent auditor until the
Company's 2021 annual meeting of
shareholders.
6. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
Company's proxy statement for the annual
meeting.
--------------------------------------------------------------------------------------------------------------------------
VARONIS SYSTEMS, INC. Agenda Number: 935183246
--------------------------------------------------------------------------------------------------------------------------
Security: 922280102
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: VRNS
ISIN: US9222801022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Yakov Faitelson Mgmt For For
Ohad Korkus Mgmt For For
Thomas F. Mendoza Mgmt For For
2. To approve, on a non-binding basis, the Mgmt For For
executive compensation of our named
executive officers.
3. To ratify the appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global Limited, as the independent
registered public accounting firm of the
Company for 2020.
--------------------------------------------------------------------------------------------------------------------------
VERINT SYSTEMS INC. Agenda Number: 935215079
--------------------------------------------------------------------------------------------------------------------------
Security: 92343X100
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: VRNT
ISIN: US92343X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dan Bodner Mgmt For For
John Egan Mgmt For For
Stephen Gold Mgmt For For
Penelope Herscher Mgmt For For
William Kurtz Mgmt For For
Andrew Miller Mgmt For For
Richard Nottenburg Mgmt For For
Howard Safir Mgmt For For
Earl Shanks Mgmt For For
Jason Wright Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accountants for the year ending January 31,
2021.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
WIX.COM LTD Agenda Number: 935089638
--------------------------------------------------------------------------------------------------------------------------
Security: M98068105
Meeting Type: Annual
Meeting Date: 06-Nov-2019
Ticker: WIX
ISIN: IL0011301780
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A To amend and readopt the Company's Mgmt No vote
Compensation Policy - Executives.
1AA Is the undersigned a "controlling Mgmt No vote
shareholder" and/or has a "personal
interest" (each as defined in the Companies
Law) in the approval of Proposal 1a?
1B To amend and readopt the Company's Mgmt No vote
Compensation Policy - Directors.
1BA Is the undersigned a "controlling Mgmt No vote
shareholder" and/or has a "personal
interest" (each as defined in the Companies
Law) in the approval of Proposal 1b?
2 To approve an option award plan for the Mgmt No vote
Company's Chief Executive Officer.
2A Is the undersigned a "controlling Mgmt No vote
shareholder" and/or has a "personal
interest" (each as defined in the Companies
Law) in the approval of Proposal 2?
3 To amend and readopt the compensation Mgmt No vote
arrangement of the Company's non-executive
directors.
4A Re-election of Class III Director: Avishai Mgmt No vote
Abrahami
4B Re-election of Class III Director: Giora Mgmt No vote
Kaplan
4C Re-election of Class III Director: Mark Mgmt No vote
Tluszcz
5 To ratify the appointment and compensation Mgmt No vote
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as the Company's
independent registered public accounting
firm for the year ending December 31, 2019
and until the next annual general meeting
of shareholders.
--------------------------------------------------------------------------------------------------------------------------
XLMEDIA PLC Agenda Number: 711433033
--------------------------------------------------------------------------------------------------------------------------
Security: G9828U107
Meeting Type: EGM
Meeting Date: 16-Aug-2019
Ticker:
ISIN: JE00BH6XDL31
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT: (I) THE COMPANY BE AND IS HEREBY Mgmt For For
AUTHORISED IN ACCORDANCE WITH THE COMPANIES
LAW TO MAKE ONE OR MORE MARKET PURCHASES OF
ITS ORDINARY SHARES OF USD0.000001 EACH
(THE "SHARES") PURSUANT TO THE TENDER OFFER
AS SET OUT IN THE CIRCULAR TO SHAREHOLDERS
OF THE COMPANY DATED 16 JULY 2019 (A COPY
OF WHICH IS PRODUCED TO THE MEETING AND
SIGNED BY THE CHAIRMAN OF THE MEETING FOR
THE PURPOSE OF IDENTIFICATION) (THE
"CIRCULAR"), PROVIDED THAT: (A) THE MAXIMUM
AGGREGATE NUMBER OF SHARES HEREBY
AUTHORISED TO BE PURCHASED SHALL BE
19,675,000; (B) THE PRICE WHICH MAY BE PAID
FOR A SHARE SHALL BE THE TENDER PRICE AS
SET OUT IN THE CIRCULAR (BEING, FOR THE
AVOIDANCE OF DOUBT, THE FIXED PRICE OF 80
PENCE PER SHARE) (WHICH SHALL BE BOTH THE
MAXIMUM AND MINIMUM PRICE FOR THE PURPOSES
OF ARTICLE 57(4)(B) OF THE COMPANIES LAW);
AND (C) THE AUTHORITY HEREBY CONFERRED
SHALL EXPIRE ON THE EARLIER OF (1) THE
COMPLETION OF THE TENDER OFFER OR (2) ON
THE DATE FALLING 18 MONTHS FROM THE DATE OF
THE PASSING OF THIS RESOLUTION; AND (II)
THE COMPANY'S AUTHORITY TO MAKE MARKET
PURCHASES OF ITS SHARES APPROVED BY
SHAREHOLDERS AT THE ANNUAL GENERAL MEETING
OF THE COMPANY HELD ON 29 MAY 2019 SHALL
CONTINUE IN EFFECT AND SHALL NOT BE
AFFECTED BY THE PASSING OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
XLMEDIA PLC Agenda Number: 712638103
--------------------------------------------------------------------------------------------------------------------------
Security: G9828U107
Meeting Type: AGM
Meeting Date: 27-May-2020
Ticker:
ISIN: JE00BH6XDL31
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 ELECT STUART SIMMS AS DIRECTOR Mgmt For For
3 RE-ELECT CHRISTOPHER BELL AS DIRECTOR Mgmt For For
4 RE-ELECT RICHARD ROSENBERG AS DIRECTOR Mgmt For For
5 RE-ELECT ORY WEIHS AS DIRECTOR Mgmt For For
6 RATIFY KOST FORER GABBAY KASIERER AS Mgmt For For
AUDITORS
7 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
8 AUTHORISE ISSUE OF EQUITY Mgmt For For
9 APPROVE GLOBAL SHARE INCENTIVE PLAN Mgmt For For
10 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
11 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
ETFMG Alternative Harvest ETF
--------------------------------------------------------------------------------------------------------------------------
22ND CENTURY GROUP, INC. Agenda Number: 935146022
--------------------------------------------------------------------------------------------------------------------------
Security: 90137F103
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: XXII
ISIN: US90137F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Clifford B. Fleet Mgmt No vote
Roger D. O'Brien Mgmt No vote
2. To approve, by non-binding vote, 2019 Mgmt No vote
executive compensation.
3. Ratification of the appointment of Freed Mgmt No vote
Maxick CPAs as the independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 935162189
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John T. Casteen III Mgmt No vote
1b. Election of Director: Dinyar S. Devitre Mgmt No vote
1c. Election of Director: Thomas F. Farrell II Mgmt No vote
1d. Election of Director: Debra J. Kelly-Ennis Mgmt No vote
1e. Election of Director: W. Leo Kiely III Mgmt No vote
1f. Election of Director: Kathryn B. McQuade Mgmt No vote
1g. Election of Director: George Munoz Mgmt No vote
1h. Election of Director: Mark E. Newman Mgmt No vote
1i. Election of Director: Nabil Y. Sakkab Mgmt No vote
1j. Election of Director: Virginia E. Shanks Mgmt No vote
1k. "Director withdrawn" Mgmt No vote
2. Ratification of the Selection of Mgmt No vote
Independent Registered Public Accounting
Firm
3. Non-Binding Advisory Vote to Approve the Mgmt No vote
Compensation of Altria's Named Executive
Officers
4. Approval of the 2020 Performance Incentive Mgmt No vote
Plan
5. Shareholder Proposal - Disclosure of Shr No vote
Lobbying Policies and Practices
6. Shareholder Proposal - Report on the Shr No vote
Company's Underage Tobacco Prevention
Policies
--------------------------------------------------------------------------------------------------------------------------
APHRIA INC. Agenda Number: 935090314
--------------------------------------------------------------------------------------------------------------------------
Security: 03765K104
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: APHA
ISIN: CA03765K1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Irwin D. Simon Mgmt No vote
John M. Herhalt Mgmt No vote
Jodi Butts Mgmt No vote
David Hopkinson Mgmt No vote
Tom Looney Mgmt No vote
Renah Persofsky Mgmt No vote
Walter Robb Mgmt No vote
2 Appointment of PricewaterhouseCoopers LLP Mgmt No vote
as Auditors of the Corporation for the
ensuing year and authorizing the Directors
to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC. Agenda Number: 935198805
--------------------------------------------------------------------------------------------------------------------------
Security: 040047607
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: ARNA
ISIN: US0400476075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jayson Dallas, M.D. Mgmt No vote
Oliver Fetzer, Ph.D. Mgmt No vote
Kieran T. Gallahue Mgmt No vote
Jennifer Jarrett Mgmt No vote
Amit D. Munshi Mgmt No vote
Garry A. Neil, M.D. Mgmt No vote
Tina S. Nova, Ph.D. Mgmt No vote
Manmeet S. Soni Mgmt No vote
2. To approve, on an advisory basis, the Mgmt No vote
compensation of our named executive
officers, as disclosed in the proxy
statement accompanying this notice.
3. To approve an amendment to our Amended and Mgmt No vote
Restated Certificate of Incorporation to
effect an increase in the total number of
authorized shares of our common stock.
4. To approve the Arena Pharmaceuticals, Inc. Mgmt No vote
2020 Long-Term Incentive Plan.
5. To ratify the appointment of KPMG LLP, an Mgmt No vote
independent registered public accounting
firm, as our independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
AURORA CANNABIS INC. Agenda Number: 935084715
--------------------------------------------------------------------------------------------------------------------------
Security: 05156X108
Meeting Type: Annual
Meeting Date: 08-Nov-2019
Ticker: ACB
ISIN: CA05156X1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To Set the Number of Directors at Eight Mgmt For For
(8).
2 DIRECTOR
Michael Singer Mgmt For For
Terry Booth Mgmt For For
Steve Dobler Mgmt For For
Ron Funk Mgmt For For
Dr. Jason Dyck Mgmt For For
Norma Beauchamp Mgmt For For
Margaret Shan Atkins Mgmt For For
Adam Szweras Mgmt For For
3 Appointment of KPMG LLP as Auditors of the Mgmt For For
Corporation for the ensuing year.
4 To consider and, if deemed appropriate, to Mgmt For For
pass with or without variation, a
non-binding advisory resolution on
executive compensation, as more
particularly described in the accompanying
Information Circular.
--------------------------------------------------------------------------------------------------------------------------
CANOPY GROWTH CORPORATION Agenda Number: 935071275
--------------------------------------------------------------------------------------------------------------------------
Security: 138035100
Meeting Type: Annual
Meeting Date: 17-Sep-2019
Ticker: CGC
ISIN: CA1380351009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
John K. Bell Mgmt Withheld Against
Robert Hanson Mgmt Withheld Against
David Klein Mgmt Withheld Against
William Newlands Mgmt Withheld Against
Judy A. Schmeling Mgmt Withheld Against
Peter Stringham Mgmt Withheld Against
Mark Zekulin Mgmt Withheld Against
2 Appointment of KPMG LLP as Auditors of the Mgmt Abstain Against
Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
CANOPY RIVERS INC. (THE "COMPANY") Agenda Number: 935071213
--------------------------------------------------------------------------------------------------------------------------
Security: 138041108
Meeting Type: Annual and Special
Meeting Date: 26-Sep-2019
Ticker: CNPOF
ISIN: CA1380411084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of directors at five. Mgmt For For
2 DIRECTOR
Narbe Alexandrian Mgmt Withheld Against
John K. Bell Mgmt Withheld Against
Asha Daniere Mgmt Withheld Against
Richard Mavrinac Mgmt Withheld Against
Joseph Mimran Mgmt Withheld Against
3 Appointment of KPMG LLP, Chartered Mgmt Abstain Against
Professional Accountants, as Auditors of
the Company for the ensuing year and
authorizing the directors of the Company to
fix their remuneration.
4 To consider, and if deemed advisable, to Mgmt For For
pass, with or without variation, an
ordinary resolution approving the adoption
of the Company's amended and restated stock
option plan, as more particularly described
in the accompanying management information
circular.
5 To consider, and if deemed advisable, to Mgmt For For
pass, with or without variation, a special
resolution authorizing the directors of the
Company to determine the size of the Board
of Directors of the Company, as more
particularly described in the accompanying
management information circular.
--------------------------------------------------------------------------------------------------------------------------
CARA THERAPEUTICS, INC. Agenda Number: 935197029
--------------------------------------------------------------------------------------------------------------------------
Security: 140755109
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: CARA
ISIN: US1407551092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Derek Chalmers PhD, DSc Mgmt No vote
Martin Vogelbaum Mgmt No vote
2. Advisory vote to approve the compensation Mgmt No vote
of our named executive officers.
3. Advisory vote to approve the frequency of Mgmt No vote
future non-binding advisory votes to
approve the compensation of our named
executive officers.
4. Ratification of the appointment of Ernst & Mgmt No vote
Young LLP as the registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CORBUS PHARMACEUTICALS HOLDINGS, INC. Agenda Number: 935173219
--------------------------------------------------------------------------------------------------------------------------
Security: 21833P103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CRBP
ISIN: US21833P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Yuval Cohen Mgmt No vote
Alan Holmer Mgmt No vote
David P. Hochman Mgmt No vote
Avery W. Catlin Mgmt No vote
Peter Salzmann Mgmt No vote
John Jenkins Mgmt No vote
Rachelle Jacques Mgmt No vote
2. Ratification of EisnerAmper LLP as the Mgmt No vote
Company's independent registered public
accounting firm for the year ending
December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt No vote
executive compensation of the Company's
named executive officers.
4. To vote, on an advisory basis, on how often Mgmt No vote
the Company will conduct an advisory vote
on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CRONOS GROUP INC. Agenda Number: 935227985
--------------------------------------------------------------------------------------------------------------------------
Security: 22717L101
Meeting Type: Annual and Special
Meeting Date: 25-Jun-2020
Ticker: CRON
ISIN: CA22717L1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Jason Adler Mgmt No vote
Jody Begley Mgmt No vote
Bronwen Evans Mgmt No vote
Murray Garnick Mgmt No vote
Michael Gorenstein Mgmt No vote
Heather Newman Mgmt No vote
James Rudyk Mgmt No vote
2 Adoption of an advisory (non-binding) Mgmt No vote
resolution approving the compensation of
the Company's named executive officers as
disclosed in the accompanying proxy
statement of the Company dated April 28,
2020 (the "Proxy Statement").
3 Adoption of an advisory (non-binding) Mgmt No vote
resolution on the frequency of future "say
on pay" votes as described in the
accompanying Proxy Statement.
4 Adoption of an ordinary resolution to Mgmt No vote
approve the 2020 Omnibus Equity Incentive
Plan of the Company, as described in the
accompanying Proxy Statement.
5 Adoption of a special resolution Mgmt No vote
authorizing the Company to make an
application for the continuance of the
Company from the laws of the Province of
Ontario to the laws of the Province of
British Columbia and approving the notice
of articles and articles of the continued
company, as described in the accompanying
Proxy Statement.
6 Appointment of KPMG LLP as Auditors of the Mgmt No vote
Company for the ensuing year and
authorizing the board of directors of the
Company to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
GW PHARMACEUTICALS PLC Agenda Number: 935177471
--------------------------------------------------------------------------------------------------------------------------
Security: 36197T103
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: GWPH
ISIN: US36197T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Dr. Geoffrey W. Guy as a Mgmt No vote
Director
2. To re-elect Cabot Brown as a Director Mgmt No vote
3. To approve the 2020 Long Term Incentive Mgmt No vote
Plan
4. To approve the Directors' Remuneration Mgmt No vote
Report
5. To approve the compensation of the Mgmt No vote
Company's named executive officers
6. To ratify the appointment of Deloitte and Mgmt No vote
Touche LLP as the Company's US public
accounting firm
7. To re-appoint Deloitte LLP as the UK Mgmt No vote
Auditor
8. To authorise the Directors to determine the Mgmt No vote
Auditors' remuneration
9. To receive, consider and adopt the Mgmt No vote
Directors' and Auditors' Reports and
Statement of Accounts for the 12-month
period ended 31 December 2019 and note that
the Directors do not recommend the payment
of a dividend
10. To authorise the Directors to allot shares Mgmt No vote
pursuant to Section 551 of the Companies
Act 2006 (the "2006 Act") such authority to
be valid up to 26 May 2021
11. Subject to the passing of Resolution 10, to Mgmt No vote
authorise the Directors to allot equity
securities, under Section 570 of the 2006
Act as if Section 561(1) of the 2006 Act
did not apply to such allotment
--------------------------------------------------------------------------------------------------------------------------
HEXO CORP. Agenda Number: 935114912
--------------------------------------------------------------------------------------------------------------------------
Security: 428304109
Meeting Type: Annual
Meeting Date: 15-Jan-2020
Ticker: HEXO
ISIN: CA4283041099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Nathalie Bourque Mgmt No vote
Vincent Chiara Mgmt No vote
Jason Ewart Mgmt No vote
Adam Miron Mgmt No vote
Dr. Michael Munzar Mgmt No vote
Sebastien St-Louis Mgmt No vote
2 Appointment of MNP LLP as Auditors of the Mgmt No vote
Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
ORGANIGRAM HOLDINGS INC. Agenda Number: 935128012
--------------------------------------------------------------------------------------------------------------------------
Security: 68620P101
Meeting Type: Annual and Special
Meeting Date: 25-Feb-2020
Ticker: OGI
ISIN: CA68620P1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Peter Amirault Mgmt No vote
Greg Engel Mgmt No vote
Dexter John Mgmt No vote
Geoffrey Machum Mgmt No vote
Ken Manget Mgmt No vote
Sherry Porter Mgmt No vote
Stephen A. Smith Mgmt No vote
Derrick West Mgmt No vote
2 Appointment of Deloitte LLP as Auditors of Mgmt No vote
the Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
3 To approve a special resolution approving Mgmt No vote
the articles of amendment of the Company as
more fully described in the Company's 2020
management information circular.
4 To approve an ordinary resolution Mgmt No vote
confirming the Amended and Restated By-Law
No. 1 of the Company as more fully
described in the Company's 2020 management
information circular.
5 To approve an ordinary resolution ratifying Mgmt No vote
the adoption of a new omnibus equity
incentive plan for the Company as more
fully described in the Company's 2020
management information circular.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935152594
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andre Calantzopoulos Mgmt No vote
1B. Election of Director: Louis C. Camilleri Mgmt No vote
1C. Election of Director: Werner Geissler Mgmt No vote
1D. Election of Director: Lisa A. Hook Mgmt No vote
1E. Election of Director: Jennifer Li Mgmt No vote
1F. Election of Director: Jun Makihara Mgmt No vote
1G. Election of Director: Kalpana Morparia Mgmt No vote
1H. Election of Director: Lucio A. Noto Mgmt No vote
1I. Election of Director: Frederik Paulsen Mgmt No vote
1J. Election of Director: Robert B. Polet Mgmt No vote
2. Advisory Vote Approving Executive Mgmt No vote
Compensation
3. Ratification of the Selection of Mgmt No vote
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Agenda Number: 935152342
--------------------------------------------------------------------------------------------------------------------------
Security: 808541106
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SWM
ISIN: US8085411069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Bye Mgmt No vote
Jeffrey Keenan Mgmt No vote
Marco Levi Mgmt No vote
2. Ratify the selection of Deloitte & Touche Mgmt No vote
LLP as the Company's independent registered
public accounting firm for 2020.
3. Hold a Non-binding advisory vote to approve Mgmt No vote
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY Agenda Number: 935115243
--------------------------------------------------------------------------------------------------------------------------
Security: 810186106
Meeting Type: Annual
Meeting Date: 27-Jan-2020
Ticker: SMG
ISIN: US8101861065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Hagedorn Mgmt No vote
Brian D. Finn Mgmt No vote
Nancy G. Mistretta Mgmt No vote
2. Approval, on an advisory basis, of the Mgmt No vote
compensation of the Company's named
executive officers.
3. Ratification of the selection of Deloitte & Mgmt No vote
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE SUPREME CANNABIS COMPANY, INC. Agenda Number: 935103490
--------------------------------------------------------------------------------------------------------------------------
Security: 86860J106
Meeting Type: Annual and Special
Meeting Date: 09-Dec-2019
Ticker: SPRWF
ISIN: CA86860J1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Michael La Brier Mgmt No vote
Navdeep Dhaliwal Mgmt No vote
Ronald Factor Mgmt No vote
Colin Moore Mgmt No vote
Kenneth McKinnon Mgmt No vote
2 To appoint KPMG LLP, as the auditors of the Mgmt No vote
Company for the ensuing year and authorize
the directors to fix their remuneration and
the terms of their engagement.
3 To consider and, if thought advisable, to Mgmt No vote
pass an ordinary resolution ratifying and
approving the Company's omnibus long-term
incentive plan, to become effective if, and
at such time following the date of the
Meeting, as the board of directors of the
Company so determine, as more particularly
described in the accompanying management
information circular.
--------------------------------------------------------------------------------------------------------------------------
TILRAY INC. Agenda Number: 935109101
--------------------------------------------------------------------------------------------------------------------------
Security: 88688T100
Meeting Type: Special
Meeting Date: 06-Dec-2019
Ticker: TLRY
ISIN: US88688T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote upon a proposal to Mgmt No vote
approve and adopt the Agreement and Plan of
Merger and Reorganization, dated as of
September 9, 2019 ("Merger Agreement") by
and among Company, Privateer Holdings, Inc.
("Privateer"), and Down River Merger Sub,
LLC, a copy of which is attached as Annex A
to the proxy
statement/prospectus/information statement,
and the transactions contemplated thereby,
including the merger, the issuance of
shares of Company's Class 1 common stock &
Class 2 common stock to Privateer's
stockholders and option holders.
2. To approve the amended and restated Mgmt No vote
certificate of incorporation of the Company
in the form attached as Annex B to the
proxy statement/prospectus/information
statement.
3. To consider and, if necessary, vote upon an Mgmt No vote
adjournment of the Company's Special
Meeting of Stockholders to solicit
additional proxies if there are not
sufficient votes in favor of Proposal Nos.
1 and 2.
--------------------------------------------------------------------------------------------------------------------------
TILRAY INC. Agenda Number: 935215839
--------------------------------------------------------------------------------------------------------------------------
Security: 88688T100
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: TLRY
ISIN: US88688T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Maryscott Greenwood Mgmt No vote
Christine St. Clare Mgmt No vote
2. To approve the issuance of securities for Mgmt No vote
purposes of Nasdaq Listing Rule 5635(d).
3. To ratify the selection by the Audit Mgmt No vote
Committee of the Board of Directors of
Deloitte LLP as the independent registered
public accounting firm of the Company for
its fiscal year ending December 31, 2020.
4. To approve a non-binding advisory Mgmt No vote
resolution on the frequency of future
advisory votes on the compensation of named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
TURNING POINT BRANDS, INC. Agenda Number: 935145993
--------------------------------------------------------------------------------------------------------------------------
Security: 90041L105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: TPB
ISIN: US90041L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory H. A. Baxter Mgmt No vote
H.C. Charles Diao Mgmt No vote
Ashley D. Frushone Mgmt No vote
David Glazek Mgmt No vote
Peggy H. Hebard Mgmt No vote
Lawrence S. Wexler Mgmt No vote
Arnold Zimmerman Mgmt No vote
2. Ratify the appointment of RSM US LLP as the Mgmt No vote
Company's independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL CORPORATION Agenda Number: 935064852
--------------------------------------------------------------------------------------------------------------------------
Security: 913456109
Meeting Type: Annual
Meeting Date: 28-Aug-2019
Ticker: UVV
ISIN: US9134561094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas H. Johnson Mgmt No vote
Michael T. Lawton Mgmt No vote
2. Approve a non-binding advisory resolution Mgmt No vote
approving the compensation of the named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt No vote
as the Company's independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
4. Approve the Universal Corporation Amended Mgmt No vote
and Restated Executive Officer Annual
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
VALENS GROWORKS CORP. Agenda Number: 935223862
--------------------------------------------------------------------------------------------------------------------------
Security: 91913D106
Meeting Type: Annual and Special
Meeting Date: 12-Jun-2020
Ticker: VLNCF
ISIN: CA91913D1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 7. Mgmt No vote
2 DIRECTOR
A. Tyler Robson Mgmt No vote
Ashley McGrath Mgmt No vote
Nitin Kaushal Mgmt No vote
Deepak Anand Mgmt No vote
Karin A. McCaskill Mgmt No vote
Andrew Cockwell Mgmt No vote
Renee Merrifield Mgmt No vote
3 Appointment of KPMG LLP, Chartered Mgmt No vote
Accountants as Auditors of the Company for
the ensuing year and authorizing the
Directors to fix their remuneration.
4 To consider and, if deemed advisable, to Mgmt No vote
pass a special resolution, with or without
variation, to approve the filing of
Articles of Continuance by the Company
under the Canada Business Corporations Act
(CBCA) under the name "The Valens Company
Inc.", or such other name as may be
approved by the board of directors of the
Company, so that the Company will become a
federal corporation governed by the CBCA,
and to approve the adoption of a general
by-law of the Company effective upon such
continuance.
5 To consider and, if deemed advisable, to Mgmt No vote
pass an ordinary resolution, with or
without variation, to approve the Advance
Notice By-Law of the Company relating to
the advance notice of nominations of
directors, to be effective upon completion
of the Continuance.
6 To consider and, if deemed advisable, to Mgmt No vote
pass an ordinary resolution, with or
without variation, to approve the adoption
of the Company's omnibus long-term
incentive plan.
--------------------------------------------------------------------------------------------------------------------------
VECTOR GROUP LTD. Agenda Number: 935183258
--------------------------------------------------------------------------------------------------------------------------
Security: 92240M108
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: VGR
ISIN: US92240M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bennett S. LeBow Mgmt No vote
Howard M. Lorber Mgmt No vote
Ronald J. Bernstein Mgmt No vote
Stanley S. Arkin Mgmt No vote
Henry C. Beinstein Mgmt No vote
Paul V. Carlucci Mgmt No vote
Jean E. Sharpe Mgmt No vote
Barry Watkins Mgmt No vote
2. Advisory approval of executive compensation Mgmt No vote
(say on pay)
3. Approval of ratification of Deloitte & Mgmt No vote
Touche LLP as independent registered public
accounting firm for the year ending
December 31, 2020
4. Advisory approval of a shareholder proposal Shr No vote
regarding the adoption of a shareholder
"proxy access" by-law.
--------------------------------------------------------------------------------------------------------------------------
VILLAGE FARMS INTERNATIONAL, INC. Agenda Number: 935228216
--------------------------------------------------------------------------------------------------------------------------
Security: 92707Y108
Meeting Type: Annual and Special
Meeting Date: 25-Jun-2020
Ticker: VFF
ISIN: CA92707Y1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Michael A. DeGiglio Mgmt No vote
John P. Henry Mgmt No vote
David Holwinski Mgmt No vote
John R. McLernon Mgmt No vote
Stephen C. Ruffini Mgmt No vote
Christopher C. Woodward Mgmt No vote
2 Appointment of PricewaterhouseCoopers LLP Mgmt No vote
as Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 Ratify amendments to By-Law of the Company Mgmt No vote
to increase the quorum for any meeting of
shareholders of the Company to two persons
present at the opening of the meeting who
are entitled to vote and who hold or
represent not less than 33 1/3% of the
outstanding shares entitled to vote.
--------------------------------------------------------------------------------------------------------------------------
ZYNERBA PHARMACEUTICALS, INC. Agenda Number: 935190986
--------------------------------------------------------------------------------------------------------------------------
Security: 98986X109
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: ZYNE
ISIN: US98986X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Armando Anido Mgmt No vote
John P. Butler Mgmt No vote
Dr. Warren D. Cooper Mgmt No vote
William J. Federici Mgmt No vote
Daniel L. Kisner, M.D. Mgmt No vote
Kenneth I. Moch Mgmt No vote
Pamela Stephenson Mgmt No vote
2. Ratification of appointment of KPMG LLP as Mgmt No vote
Independent Registered Public Accounting
Firm for the 2020 Fiscal Year.
ETFMG Prime Cyber Security ETF
--------------------------------------------------------------------------------------------------------------------------
A10 NETWORKS, INC. Agenda Number: 935093473
--------------------------------------------------------------------------------------------------------------------------
Security: 002121101
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: ATEN
ISIN: US0021211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tor R. Braham Mgmt For For
1b. Election of Director: Peter Y. Chung Mgmt For For
1c. Election of Director: Dr. Phillip J. Mgmt For For
Salsbury
1d. Election of Director: Eric Singer Mgmt For For
2a. To approve our Amended and Restated Mgmt For For
Certificate of Incorporation to eliminate
supermajority voting provisions relating
to: Amendments to the Certificate of
Incorporation and Bylaws
2b. To approve our Amended and Restated Mgmt For For
Certificate of Incorporation to eliminate
supermajority voting provisions relating
to: Removal of directors
3. To ratify the appointment of Armanino LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
A10 NETWORKS, INC. Agenda Number: 935184161
--------------------------------------------------------------------------------------------------------------------------
Security: 002121101
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: ATEN
ISIN: US0021211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: Tor R. Braham
1B. Election of Director to serve until the Mgmt For For
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: Peter Y. Chung
1C. Election of Director to serve until the Mgmt For For
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: J. Michael Dodson
1D. Election of Director to serve until the Mgmt For For
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: Eric Singer
1E. Election of Director to serve until the Mgmt For For
2021 annual meeting of stockholders and
until their successors are duly elected and
qualified: Dhrupad Trivedi
2. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers.
3. To provide an advisory vote regarding the Mgmt 1 Year For
frequency of holding future advisory votes
on executive compensation.
4. To ratify the appointment of Armanino LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
AHNLAB INC, SEONGNAM Agenda Number: 712152658
--------------------------------------------------------------------------------------------------------------------------
Security: Y0027T108
Meeting Type: AGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: KR7053800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Abstain Against
2 ELECTION OF DIRECTOR: GANG SEOK GYUN Mgmt Abstain Against
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935172469
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tom Killalea Mgmt For For
Tom Leighton Mgmt For For
Jonathan Miller Mgmt For For
Monte Ford Mgmt For For
Madhu Ranganathan Mgmt For For
Fred Salerno Mgmt For For
Ben Verwaayen Mgmt For For
2. To approve, on an advisory basis, our named Mgmt For For
executive officer compensation
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
AVAST PLC Agenda Number: 712416723
--------------------------------------------------------------------------------------------------------------------------
Security: G0713S109
Meeting Type: AGM
Meeting Date: 21-May-2020
Ticker:
ISIN: GB00BDD85M81
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 DECEMBER 2019 THE
REPORT OF THE DIRECTORS TOGETHER WITH THE
REPORTS OF THE AUDITORS THEREON
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
3 TO DECLARE A FINAL DIVIDEND OF 10.3 US Mgmt For For
CENTS PER ORDINARY SHARE
4 TO RE-ELECT JOHN SCHWARZ AS A DIRECTOR Mgmt For For
5 TO RE-ELECT ONDREJ VLCEK AS A DIRECTOR Mgmt For For
6 TO RE-ELECT PHILIP MARSHALL AS A DIRECTOR Mgmt For For
7 TO RE-ELECT PAVEL BAUDIS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT EDUARD KUCERA AS A DIRECTOR Mgmt For For
9 TO RE-ELECT WARREN FINEGOLD AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MAGGIE CHAN JONES AS A DIRECTOR Mgmt For For
11 TO RE-ELECT ULF CLAESSON AS A DIRECTOR Mgmt For For
12 TO RE-ELECT ERWIN GUNST AS A DIRECTOR Mgmt For For
13 TO RE-ELECT TAMARA MINICK-SCOKALO AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT BELINDA RICHARDS AS A DIRECTOR Mgmt For For
15 TO RE-APPOINT ERNST AND YOUNG LLP AS Mgmt For For
AUDITOR
16 TO AUTHORISE THE DIRECTORS TO SET THE Mgmt For For
AUDITORS REMUNERATION
17 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
18 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
19 AUTHORITY TO DISAPPLY PRE-EMPTION WITHOUT Mgmt For For
RESTRICTION AS TO USE
20 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR CAPITAL
INVESTMENT
21 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
22 TO AUTHORISE THE COMPANY TO CALL A GENERAL Mgmt For For
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
BAE SYSTEMS PLC Agenda Number: 712398278
--------------------------------------------------------------------------------------------------------------------------
Security: G06940103
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: GB0002634946
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION POLICY Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4 RE-ELECT REVATHI ADVAITHI AS DIRECTOR Mgmt For For
5 RE-ELECT SIR ROGER CARR AS DIRECTOR Mgmt For For
6 RE-ELECT DAME ELIZABETH CORLEY AS DIRECTOR Mgmt For For
7 RE-ELECT CHRISTOPHER GRIGG AS DIRECTOR Mgmt For For
8 RE-ELECT PAULA REYNOLDS AS DIRECTOR Mgmt For For
9 RE-ELECT NICHOLAS ROSE AS DIRECTOR Mgmt For For
10 RE-ELECT IAN TYLER AS DIRECTOR Mgmt For For
11 RE-ELECT CHARLES WOODBURN AS DIRECTOR Mgmt For For
12 ELECT THOMAS ARSENEAULT AS DIRECTOR Mgmt For For
13 ELECT BRADLEY GREVE AS DIRECTOR Mgmt For For
14 ELECT JANE GRIFFITHS AS DIRECTOR Mgmt For For
15 ELECT STEPHEN PEARCE AS DIRECTOR Mgmt For For
16 ELECT NICOLE PIASECKI AS DIRECTOR Mgmt For For
17 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
18 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
19 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
20 AUTHORISE ISSUE OF EQUITY Mgmt For For
21 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
22 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
23 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION Agenda Number: 935049850
--------------------------------------------------------------------------------------------------------------------------
Security: 099502106
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: BAH
ISIN: US0995021062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Melody C. Barnes Mgmt For For
1b. Election of Director: Ellen Jewett Mgmt For For
1c. Election of Director: Arthur E. Johnson Mgmt For For
1d. Election of Director: Charles O. Rossotti Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's registered
independent public accountants for fiscal
year 2020.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Approval of the adoption of the Fourth Mgmt For For
Amended and Restated Certificate of
Incorporation to eliminate the Company's
Class B non-voting common stock, Class C
restricted common stock, and Class E
special voting common stock.
--------------------------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda Number: 935085301
--------------------------------------------------------------------------------------------------------------------------
Security: 127190304
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: CACI
ISIN: US1271903049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Daniels Mgmt For For
1B. Election of Director: William L. Jews Mgmt For For
1C. Election of Director: Gregory G. Johnson Mgmt For For
1D. Election of Director: J. Phillip London Mgmt For For
1E. Election of Director: John S. Mengucci Mgmt For For
1F. Election of Director: James L. Pavitt Mgmt For For
1G. Election of Director: Warren R. Phillips Mgmt For For
1H. Election of Director: Debora A. Plunkett Mgmt For For
1I. Election of Director: Charles P. Revoile Mgmt For For
1J. Election of Director: William S. Wallace Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Approval of Amendment of the Company's 2002 Mgmt For For
Employee Stock Purchase Plan.
4. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935094920
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2019
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Michael D. Capellas Mgmt For For
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1F. Election of Director: Roderick C. McGeary Mgmt For For
1G. Election of Director: Charles H. Robbins Mgmt For For
1H. Election of Director: Arun Sarin Mgmt For For
1I. Election of Director: Brenton L. Saunders Mgmt For For
1J. Election of Director: Carol B. Tome Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2020.
4. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CLOUDFLARE, INC. Agenda Number: 935189553
--------------------------------------------------------------------------------------------------------------------------
Security: 18915M107
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: NET
ISIN: US18915M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Sandell Mgmt For For
Michelle Zatlyn Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COMMVAULT SYSTEMS, INC. Agenda Number: 935059178
--------------------------------------------------------------------------------------------------------------------------
Security: 204166102
Meeting Type: Annual
Meeting Date: 22-Aug-2019
Ticker: CVLT
ISIN: US2041661024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Nicholas Adamo Mgmt For For
1.2 Election of Director: Martha H. Bejar Mgmt For For
1.3 Election of Director: David F. Walker Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
independent public accountants for the
fiscal year ending March 31, 2020.
3. Approve amendment providing additional Mgmt For For
shares for grant under the Company's
Omnibus Incentive Plan.
4. Approve, by non-binding vote, the Company's Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD Agenda Number: 935041525
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 11-Jul-2019
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To re-elect of Gadi Tirosh for a term of Mgmt For For
approximately three years as a Class II
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2022 and until
his respective successor is duly elected
and qualified.
1b. To re-elect of Amnon Shoshani for a term of Mgmt For For
approximately three years as a Class II
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2022 and until
his respective successor is duly elected
and qualified.
2. To amend the compensation of the Company's Mgmt For For
non-executive directors to provide for
fixed annual director fees and
predetermined values of initial and
recurring annual equity grants of
restricted share units (RSUs).
3. To approve a compensation policy for the Mgmt For For
Company's executives and directors, in
accordance with the requirements of the
Companies Law.
3a. Are you a controlling shareholder of the Mgmt Against
Company or do you have a personal interest
in the approval of Proposal 3, as such
terms are defined in the Proxy Statement?
If your interest arises solely from the
fact that you hold shares in the Company,
you would not be deemed to have a personal
interest, and should mark "No." (Please
note: If you mark "Yes" or leave this
question blank, your shares will not be
voted for Proposal 3). Mark "For" = Yes or
"Against" = No.
4. To approve, in accordance with the Mgmt For For
requirements of the Companies Law, a grant
for 2019 of options to purchase ordinary
shares of the Company, RSUs and performance
share units (PSUs), to the Company's
Chairman of the Board and Chief Executive
Officer, Ehud (Udi) Mokady.
5. To authorize, in accordance with the Mgmt For For
requirements of the Companies Law, the
Company's Chairman of the Board and Chief
Executive Officer, Ehud (Udi) Mokady, to
continue serving as the Chairman of the
Board and the Chief Executive Officer, for
the maximum period permitted under the
Companies Law.
5a. Are you a controlling shareholder of the Mgmt Against
Company or do you have a personal interest
in the approval of Proposal 5, as such
terms are defined in the Proxy Statement?
If your interest arises solely from the
fact that you hold shares in the Company,
you would not be deemed to have a personal
interest, and should mark "No." (Please
note: If you mark "Yes" or leave this
question blank, your shares will not be
voted for Proposal 5). Mark "For" = Yes or
"Against" = No.
6. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2019 and until the
Company's 2020 annual general meeting of
shareholders, and to authorize the Board to
fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD Agenda Number: 935231338
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 30-Jun-2020
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Ron Gutler for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
1B. Re-election of Kim Perdikou for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
1C. Election of Francois Auque for a term of Mgmt For For
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
2. To approve the CyberArk Software Ltd. 2020 Mgmt For For
Employee Share Purchase Plan.
3. To approve, in accordance with the Mgmt For For
requirements of the Companies Law, the
adoption of an equity grant plan for the
years 2020-2022, for the grant of
performance share units (PSUs) and
restricted share units (RSUs), to the
Company's Chairman of the Board and Chief
Executive Officer, Ehud (Udi) Mokady.
4. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2020 and until the
Company's 2021 annual general meeting of
shareholders, and to authorize the Board to
fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL ARTS INC. Agenda Number: 712759589
--------------------------------------------------------------------------------------------------------------------------
Security: J1228V105
Meeting Type: AGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: JP3549020000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Dogu, Toshio
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Matsumoto,
Takuya
3.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Inomata,
Kiyoto
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kubokawa,
Hidekazu
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Uesugi,
Masataka
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Sasaki,
Komei
--------------------------------------------------------------------------------------------------------------------------
EVERBRIDGE, INC. Agenda Number: 935161757
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jaime Ellertson Mgmt For For
Sharon Rowlands Mgmt For For
2. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as our Independent Registered
Public Accounting Firm
3. Advisory Approval of the Compensation of Mgmt Against Against
our Named Executive Officers
--------------------------------------------------------------------------------------------------------------------------
F-SECURE CORP Agenda Number: 712406429
--------------------------------------------------------------------------------------------------------------------------
Security: X3034C101
Meeting Type: AGM
Meeting Date: 12-May-2020
Ticker:
ISIN: FI0009801310
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSON TO SCRUTINISE THE Non-Voting
MINUTES AND PERSONS TO SUPERVISE THE
COUNTING OF VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
CONSOLIDATED ANNUAL ACCOUNTS, THE REPORT OF
THE BOARD OF DIRECTORS AND THE AUDITOR'S
REPORT FOR THE YEAR 2019: REVIEW BY THE CEO
7 ADOPTION OF THE ANNUAL ACCOUNTS AND THE Mgmt For For
CONSOLIDATED ANNUAL ACCOUNTS
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
10 HANDLING OF THE REMUNERATION POLICY FOR Mgmt For For
GOVERNING BODIES
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS: SEVEN (7) MEMBERS
13 ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS: THE PERSONNEL COMMITTEE OF THE
BOARD OF DIRECTORS PROPOSES THAT RISTO
SIILASMAA, PERTTI ERVI, BRUCE ORECK, PAIVI
REKONEN AND TUOMAS SYRJANEN BE RE-ELECTED
AS ORDINARY MEMBERS OF THE BOARD OF
DIRECTORS AND THAT KEITH BANNISTER AND
ROBERT BEARSBY, WHO BELONGS TO THE
PERSONNEL OF F-SECURE CORPORATION, BE
ELECTED AS NEW MEMBERS OF THE BOARD OF
DIRECTORS
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR
15 ELECTION OF THE AUDITOR: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES UPON RECOMMENDATION OF
THE AUDIT COMMITTEE THAT AUDIT FIRM
PRICEWATERHOUSECOOPERS OY BE RE-ELECTED AS
AUDITOR OF THE COMPANY.
PRICEWATERHOUSECOOPERS OY HAS STATED THAT
MR JANNE RAJALAHTI, APA, WILL ACT AS THE
RESPONSIBLE AUDITOR
16 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
17 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE ISSUANCE OF SHARES AS WELL AS
THE ISSUANCE OF OPTIONS AND OTHER SPECIAL
RIGHTS ENTITLING TO SHARES
18 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 935126070
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 12-Mar-2020
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A. Gary Ames Mgmt For For
1B. Election of Director: Sandra E. Bergeron Mgmt For For
1C. Election of Director: Deborah L. Bevier Mgmt For For
1D. Election of Director: Michel Combes Mgmt For For
1E. Election of Director: Michael L. Dreyer Mgmt For For
1F. Election of Director: Alan J. Higginson Mgmt For For
1G. Election of Director: Peter S. Klein Mgmt For For
1H. Election of Director: Francois Locoh-Donou Mgmt For For
1I. Election of Director: Nikhil Mehta Mgmt For For
1J. Election of Director: Marie E. Myers Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Mgmt For For
Incentive Plan.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FFRI,INC. Agenda Number: 712779339
--------------------------------------------------------------------------------------------------------------------------
Security: J1347P112
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3166830004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Change Official Company Mgmt For For
Name, Change Company Location, Approve
Minor Revisions
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ukai, Yuji
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kanai, Ryoji
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tanaka,
Shigeki
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kawahara,
Ichiro
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Umehashi,
Kazumi
3.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Harasawa,
Kazuhiko
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Matsumoto,
Tsutomu
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yamaguchi,
Kosaku
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hirayama,
Takao
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Mori,
Tatsuya
5 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
--------------------------------------------------------------------------------------------------------------------------
FINGERPRINT CARDS AB Agenda Number: 712486807
--------------------------------------------------------------------------------------------------------------------------
Security: W3147N292
Meeting Type: AGM
Meeting Date: 26-May-2020
Ticker:
ISIN: SE0008374250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: THE Non-Voting
NOMINATION COMMITTEE PROPOSES THAT
ATTORNEY-AT-LAW AXEL CALISSENDORFF BE
APPOINTED CHAIRMAN OF THE AGM
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO ATTEST THE Non-Voting
MINUTES
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 THE PRESIDENT & CEO'S PRESENTATION Non-Voting
8 PRESENTATION OF THE SUBMITTED ANNUAL REPORT Non-Voting
AND THE AUDITOR'S REPORT, AND THE
CONSOLIDATED FINANCIAL STATEMENTS AND THE
AUDITOR'S REPORT ON THE CONSOLIDATED
FINANCIAL STATEMENTS
9.A RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET, AND
THE CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
9.B RESOLUTION REGARDING: APPROPRIATION OF THE Mgmt For For
COMPANY'S PROFIT/LOSS ACCORDING TO THE
ADOPTED BALANCE SHEET
9.C RESOLUTIONS REGARDING: DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD OF DIRECTORS AND THE
PRESIDENT
CMMT PLEASE NOTE THAT RESOLUTIONS 10 TO 15 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
10 DETERMINATION OF THE NUMBER OF BOARD Mgmt For
MEMBERS: SEVEN (7)
11 DETERMINATION OF REMUNERATION OF THE BOARD Mgmt For
OF DIRECTORS
12 DETERMINATION OF REMUNERATION OF THE Mgmt For
AUDITORS
13 ELECTION OF BOARD MEMBERS AND CHAIRMAN OF Mgmt For
THE BOARD: THE NOMINATION COMMITTEE
PROPOSES RE-ELECTION OF SOFIA BERTLING,
JOHAN CARLSTROM, TED ELVHAGE, ALEXANDER
KOTSINAS, TOMAS MIKAELSSON, DIMITRIJ TITOV
AND JUAN VALLEJO. URBAN FAGERSTEDT HAS
DECLINED RE-ELECTION. IT IS PROPOSED THAT
JOHAN CARLSTROM BE ELECTED AS CHAIRMAN OF
THE BOARD
14 ELECTION OF AUDITORS: THE NOMINATION Mgmt For
COMMITTEE PROPOSES THAT THE COMPANY HAVE A
REGISTERED FIRM OF ACCOUNTANTS AS ITS
AUDITOR AND THAT, IN ACCORDANCE WITH THE
AUDIT COMMITTEE'S RECOMMENDATION, THE
REGISTERED FIRM OF ACCOUNTANTS MOORE KLN AB
BE RE-ELECTED AS AUDITOR FOR A TERM OF
OFFICE OF ONE YEAR UP UNTIL THE END OF THE
2021 AGM. MOORE KLN AB HAS ANNOUNCED THE
INTENTION THAT AUTHORIZED PUBLIC ACCOUNTANT
ULF LINDESSON BE APPOINTED
AUDITOR-IN-CHARGE
15 RESOLUTION REGARDING THE NOMINATION Mgmt Against
COMMITTEE
16 BOARD OF DIRECTORS' MOTION CONCERNING Mgmt Against Against
APPROVAL OF GUIDING PRINCIPLES FOR
REMUNERATION OF SENIOR EXECUTIVES
17 BOARD OF DIRECTORS' MOTION CONCERNING Mgmt For For
AUTHORIZATION OF THE BOARD TO DECIDE ON THE
REPURCHASE AND TRANSFER OF CLASS B TREASURY
SHARES
18 BOARD OF DIRECTORS' MOTION CONCERNING Mgmt For For
AUTHORIZATION OF THE BOARD TO DECIDE ON THE
ISSUE OF NEW SHARES WITH OR WITHOUT
PREFERENTIAL RIGHTS FOR THE SHAREHOLDERS
19 BOARD OF DIRECTORS' MOTION CONCERNING Mgmt For For
AMENDMENT OF THE ARTICLES OF ASSOCIATION
20 BOARD OF DIRECTORS' MOTION CONCERNING Mgmt For For
AUTHORIZATION OF THE BOARD TO EXECUTE MINOR
ADJUSTMENTS TO RESOLUTIONS PASSED AT THE
AGM IN CONJUNCTION WITH REGISTRATION WITH
THE SWEDISH COMPANIES REGISTRATION OFFICE
AND EUROCLEAR SWEDEN AB
21 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
FIREEYE, INC. Agenda Number: 935175390
--------------------------------------------------------------------------------------------------------------------------
Security: 31816Q101
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FEYE
ISIN: US31816Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Kimberly Mgmt For For
Alexy
1B. Election of Class I Director: Stephen Pusey Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
FORESCOUT TECHNOLOGIES, INC. Agenda Number: 935159651
--------------------------------------------------------------------------------------------------------------------------
Security: 34553D101
Meeting Type: Special
Meeting Date: 23-Apr-2020
Ticker: FSCT
ISIN: US34553D1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of February 6, 2020, as it may be
amended from time to time, by and among
Forescout Technologies, Inc., Ferrari Group
Holdings, L.P. and Ferrari Merger Sub, Inc.
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that will or may
become payable by Forescout Technologies,
Inc. to its named executive officers in
connection with the merger.
3. To approve any proposal to adjourn the Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies if there are
insufficient votes at the time of the
special meeting.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935206094
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt For For
one year: Ken Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year: Michael Xie
1.3 Election of Director to serve for a term of Mgmt For For
one year: Kelly Ducourty
1.4 Election of Director to serve for a term of Mgmt For For
one year: Jean Hu
1.5 Election of Director to serve for a term of Mgmt For For
one year: Ming Hsieh
1.6 Election of Director to serve for a term of Mgmt For For
one year: William Neukom
1.7 Election of Director to serve for a term of Mgmt For For
one year: Christopher B. Paisley
1.8 Election of Director to serve for a term of Mgmt For For
one year: Judith Sim
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
4. Stockholder proposal to allow stockholders Shr For Against
to act by written consent.
5. Stockholder proposal for Fortinet to Shr For Against
publish an annual report assessing
Fortinet's diversity and inclusion efforts.
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 935157708
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary Daichendt Mgmt For For
1B. Election of Director: Anne DelSanto Mgmt For For
1C. Election of Director: Kevin DeNuccio Mgmt For For
1D. Election of Director: James Dolce Mgmt For For
1E. Election of Director: Christine Gorjanc Mgmt For For
1F. Election of Director: Janet Haugen Mgmt For For
1G. Election of Director: Scott Kriens Mgmt For For
1H. Election of Director: Rahul Merchant Mgmt For For
1I. Election of Director: Rami Rahim Mgmt For For
1J. Election of Director: William Stensrud Mgmt For For
2. Ratification of Ernst & Young LLP, an Mgmt For For
independent registered public accounting
firm, as our auditors for the fiscal year
ending December 31, 2020.
3. Approval of a non-binding advisory Mgmt For For
resolution on executive compensation.
4. Approval of the amendment and restatement Mgmt For For
of our 2008 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 935147050
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory R. Dahlberg Mgmt For For
1B. Election of Director: David G. Fubini Mgmt For For
1C. Election of Director: Miriam E. John Mgmt For For
1D. Election of Director: Frank Kendall III Mgmt For For
1E. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1F. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1G. Election of Director: Roger A. Krone Mgmt For For
1H. Election of Director: Gary S. May Mgmt For For
1I. Election of Director: Surya N. Mohapatra Mgmt For For
1J. Election of Director: Lawrence C. Nussdorf Mgmt For For
1K. Election of Director: Robert S. Shapard Mgmt For For
1L. Election of Director: Susan M. Stalnecker Mgmt For For
1M. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending January 1, 2021.
4. Approve an amendment to the certificate of Mgmt For For
incorporation to eliminate cumulative
voting.
5. Approve an amendment to the certificate of Mgmt For For
incorporation to eliminate supermajority
voting provisions.
6. Stockholder proposal regarding stockholder Shr Against For
proxy access.
--------------------------------------------------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORP. Agenda Number: 935189399
--------------------------------------------------------------------------------------------------------------------------
Security: 564563104
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MANT
ISIN: US5645631046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George J. Pedersen Mgmt For For
Richard L. Armitage Mgmt For For
Mary K. Bush Mgmt For For
Barry G. Campbell Mgmt For For
Richard J. Kerr Mgmt For For
Peter B. LaMontagne Mgmt For For
Kenneth A. Minihan Mgmt For For
Kevin M. Phillips Mgmt For For
2. Advisory vote on the compensation of the Mgmt For For
Company's named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP to serve as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MIMECAST LIMITED Agenda Number: 935086199
--------------------------------------------------------------------------------------------------------------------------
Security: G14838109
Meeting Type: Annual
Meeting Date: 03-Oct-2019
Ticker: MIME
ISIN: GB00BYT5JK65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Aron Ain as a Class I director Mgmt For For
of the Company.
2. To re-elect Stephen M. Ward as a Class I Mgmt For For
director of the Company.
3. To appoint Ernst & Young LLP in the United Mgmt For For
Kingdom as the Company's independent
auditor.
4. To authorise the Board of Directors of the Mgmt For For
Company to determine the remuneration of
the independent auditor.
5. To receive the Company's accounts for the Mgmt For For
year ended March 31, 2019, together with
the directors' report and the independent
auditor's report on those accounts.
6. Non-binding advisory vote to approve the Mgmt For For
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MOBILEIRON, INC. Agenda Number: 935214976
--------------------------------------------------------------------------------------------------------------------------
Security: 60739U204
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: MOBL
ISIN: US60739U2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Simon Biddiscombe Mgmt For For
1B. Election of Director: Kenneth Klein Mgmt For For
1C. Election of Director: James Tolonen Mgmt For For
2. To hold a non-binding, advisory vote to Mgmt Against Against
approve the compensation of the Company's
Named Executive Officers.
3. To hold a non-binding, advisory vote to Mgmt 1 Year Against
recommend whether a non-binding stockholder
vote to approve the compensation of the
Company's Named Executive Officers should
occur every one, two or three years.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Deloitte & Touche
LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NCC GROUP PLC Agenda Number: 711516039
--------------------------------------------------------------------------------------------------------------------------
Security: G64319109
Meeting Type: AGM
Meeting Date: 25-Sep-2019
Ticker:
ISIN: GB00B01QGK86
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31 MAY 2019
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THE DIRECTORS'
REMUNERATION POLICY) FOR THE FINANCIAL YEAR
ENDED 31 MAY 2019
3 TO DECLARE A FINAL DIVIDEND OF 3.15P PER Mgmt For For
SHARE
4 TO RE-APPOINT KPMG LLP AS AUDITOR Mgmt For For
5 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
6 TO RE-ELECT ADAM PALSER AS A DIRECTOR Mgmt For For
7 TO RE-ELECT CHRIS STONE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT JONATHAN BROOKS AS A DIRECTOR Mgmt For For
9 TO RE-ELECT CHRIS BATTERHAM AS A DIRECTOR Mgmt For For
10 TO RE-ELECT JENNIFER DUVALIER AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MIKE ETTLING AS A DIRECTOR Mgmt For For
12 TO RE-ELECT TIM KOWALSKI AS A DIRECTOR Mgmt For For
13 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
14 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS UP TO 5 PER CENT OF THE
ISSUED SHARE CAPITAL
15 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR AN ADDITIONAL 5 PER
CENT IN RELATION TO AN ACQUISITION OR OTHER
CAPITAL INVESTMENT
16 TO AUTHORISE THE PURCHASE OF OWN SHARES Mgmt For For
PURSUANT TO SECTION 701 OF THE COMPANIES
ACT 2006
17 TO REDUCE THE NOTICE PERIOD REQUIRED FOR Mgmt For For
GENERAL MEETINGS
18 TO AUTHORISE THE MAKING OF POLITICAL Mgmt For For
DONATIONS AND INCURRING POLITICAL
EXPENDITURE
19 TO APPROVE ADOPTION OF THE NCC GROUP SHARE Mgmt For For
INCENTIVE PLAN
20 TO APPROVE ADOPTION OF NCC GROUP PLC NEW Mgmt For For
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC. Agenda Number: 935065107
--------------------------------------------------------------------------------------------------------------------------
Security: 64115T104
Meeting Type: Annual
Meeting Date: 12-Sep-2019
Ticker: NTCT
ISIN: US64115T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anil K. Singhal Mgmt For For
John R. Egan Mgmt For For
Robert E. Donahue Mgmt For For
2. To approve the NetScout Systems, Inc. 2019 Mgmt For For
Equity Incentive Plan as described in
Proposal 2 in the proxy statement.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as NetScout's
independent registered public accounting
firm for the fiscal year ended March 31,
2020.
4. To approve, on an advisory basis, the Mgmt For For
compensation of NetScout's named executive
officers as disclosed in the proxy
statement in accordance with Securities and
Exchange Commission rules.
--------------------------------------------------------------------------------------------------------------------------
NORTONLIFELOCK INC. Agenda Number: 935100709
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 19-Dec-2019
Ticker:
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sue Barsamian Mgmt For For
1B. Election of Director: Frank E. Dangeard Mgmt For For
1C. Election of Director: Nora M. Denzel Mgmt For For
1D. Election of Director: Peter A. Feld Mgmt For For
1E. Election of Director: Kenneth Y. Hao Mgmt For For
1F. Election of Director: David W. Humphrey Mgmt For For
1G. Election of Director: Vincent Pilette Mgmt For For
1H. Election of Director: V. Paul Unruh Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Stockholder proposal regarding independent Shr Against For
board chairman.
--------------------------------------------------------------------------------------------------------------------------
OKTA, INC. Agenda Number: 935198146
--------------------------------------------------------------------------------------------------------------------------
Security: 679295105
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: OKTA
ISIN: US6792951054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Shellye Archambeau Mgmt For For
Robert L. Dixon, Jr. Mgmt For For
Patrick Grady Mgmt For For
Ben Horowitz Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 31, 2021.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ONESPAN INC Agenda Number: 935199162
--------------------------------------------------------------------------------------------------------------------------
Security: 68287N100
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: OSPN
ISIN: US68287N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Boroditsky Mgmt For For
1B. Election of Director: Scott M. Clements Mgmt For For
1C. Election of Director: Michael P. Cullinane Mgmt For For
1D. Election of Director: John N. Fox, Jr. Mgmt For For
1E. Election of Director: Naureen Hassan Mgmt For For
1F. Election of Director: Jean K. Holley Mgmt For For
1G. Election of Director: T. Kendall Hunt Mgmt For For
1H. Election of Director: Marianne Johnson Mgmt For For
1I. Election of Director: Matthew Moog Mgmt For For
1J. Election of Director: Marc Zenner Mgmt For For
2. To hold an advisory vote on executive Mgmt For For
compensation
3. To hold an advisory vote on the frequency Mgmt 1 Year Against
of future advisory votes on executive
compensation
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935094350
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 09-Dec-2019
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Asheem Mgmt Abstain Against
Chandna
1B. Election of Class II Director: James J. Mgmt For For
Goetz
1C. Election of Class II Director: Mark D. Mgmt Abstain Against
McLaughlin
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2020.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PARSONS CORPORATION Agenda Number: 935135512
--------------------------------------------------------------------------------------------------------------------------
Security: 70202L102
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: PSN
ISIN: US70202L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Letitia A. Long Mgmt For For
James McGovern Mgmt For For
Harry T. McMahon Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
fiscal year 2020.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation program for the Company's
named executive officers, as disclosed in
the Compensation Discussion and Analysis of
the proxy statement.
4. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes.
5. To approve the Employee Stock Purchase Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
PING IDENTITY HOLDING CORP. Agenda Number: 935148216
--------------------------------------------------------------------------------------------------------------------------
Security: 72341T103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: PING
ISIN: US72341T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Breach Mgmt For For
Michael Fosnaugh Mgmt For For
Brian Sheth Mgmt For For
2. To approve, by an advisory vote, to retain Mgmt Against Against
the classified structure of our Board of
Directors.
3. To approve, by an advisory vote, to retain Mgmt Against Against
the supermajority voting standards in our
Amended and Restated Certificate of
Incorporation and our Amended and Restated
Bylaws.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers as our independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PROOFPOINT, INC. Agenda Number: 935192360
--------------------------------------------------------------------------------------------------------------------------
Security: 743424103
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: PFPT
ISIN: US7434241037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Jonathan Mgmt For For
Feiber
1B. Election of Class II Director: Kevin Harvey Mgmt For For
1C. Election of Class II Director: Leyla Seka Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
QINETIQ GROUP PLC Agenda Number: 711315045
--------------------------------------------------------------------------------------------------------------------------
Security: G7303P106
Meeting Type: AGM
Meeting Date: 24-Jul-2019
Ticker:
ISIN: GB00B0WMWD03
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORT AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO DECLARE A DIVIDEND Mgmt For For
4 TO RE-ELECT LYNN BRUBAKER AS A DIRECTOR Mgmt For For
5 TO RE-ELECT ADMIRAL SIR JAMES Mgmt For For
BURNELL-NUGENT AS A DIRECTOR
6 TO RE-ELECT MICHAEL HARPER AS A DIRECTOR Mgmt For For
7 TO ELECT NEIL JOHNSON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT IAN MASON AS A DIRECTOR Mgmt For For
9 TO RE-ELECT PAUL MURRAY AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SUSAN SEARLE AS A DIRECTOR Mgmt For For
11 TO RE-ELECT DAVID SMITH AS A DIRECTOR Mgmt For For
12 TO RE-ELECT STEVE WADEY AS A DIRECTOR Mgmt For For
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
14 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITORS REMUNERATION
15 TO MAKE POLITICAL DONATIONS Mgmt For For
16 AUTHORITY TO ALLOT NEW SHARES Mgmt For For
17 TO DISAPPLY PRE-EMPTION RIGHTS STANDARD Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS ACQUISITIONS Mgmt For For
19 TO AUTHORISE THE PURCHASE OF OWN SHARES Mgmt For For
20 NOTICE PERIOD FOR EXTRAORDINARY GENERAL Mgmt For For
MEETINGS
21 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
QUALYS, INC. Agenda Number: 935187953
--------------------------------------------------------------------------------------------------------------------------
Security: 74758T303
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: QLYS
ISIN: US74758T3032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
General Peter Pace Mgmt For For
Wendy M. Pfeiffer Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as Qualys, Inc.'s independent
registered public accounting firm for its
fiscal year ending December 31, 2020.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of Qualys, Inc.'s
named executive officers as described in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
RADWARE LTD. Agenda Number: 935086442
--------------------------------------------------------------------------------------------------------------------------
Security: M81873107
Meeting Type: Annual
Meeting Date: 24-Oct-2019
Ticker: RDWR
ISIN: IL0010834765
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Mr. Roy Mgmt No vote
Zisapel
1B. Election of Class II Director: Mr. Joel Mgmt No vote
Maryles
2. To re-elect Prof. Yair Trauman as an Mgmt No vote
external director of the company for a
period of three years.
2A. Please confirm that you DO NOT have a Mgmt No vote
"personal interest" in Proposal 2 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 2, check the "NO" box.
As described under the heading "Required
Vote" in item 2 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
3. To approve an increase of the Company's Mgmt No vote
authorized share capital from 60,000,000 to
90,000,000 ordinary shares and related
amendments to the Company's Memorandum of
Association and Articles of Association.
4. To approve grants of equity-based awards to Mgmt No vote
the President and Chief Executive Officer
of the Company.
4A. Please confirm that you DO NOT have a Mgmt No vote
"personal interest" in Proposal 4 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 4, check the "NO" box.
As described under the heading "Required
Vote" in item 4 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
5. To approve modifications in the size of the Mgmt No vote
annual bonus to the President and Chief
Executive Officer of the Company.
5A. Please confirm that you DO NOT have a Mgmt No vote
"personal interest" in Proposal 5 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 5, check the "NO" box.
As described under the heading "Required
Vote" in item 5 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
6. To approve and ratify the purchase of a D&O Mgmt No vote
insurance policy and related amendments to
the Company's Compensation Policy for
Executive Officers and Directors.
6A. Please confirm that you DO NOT have a Mgmt No vote
"personal interest" in Proposal 6 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 6, check the "NO" box.
As described under the heading "Required
Vote" in item 6 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
7. To approve grants of equity-based awards to Mgmt No vote
the non-employee directors of the Company.
7A. Please confirm that you DO NOT have a Mgmt No vote
"personal interest" in Proposal 7 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 7, check the "NO" box.
As described under the heading "Required
Vote" in item 7 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of your
shareholdings in Radware.
8. To approve the reappointment of Kost Forer Mgmt No vote
Gabbay & Kasierer, a member of Ernst &
Young Global, as the Company's auditors,
and to authorize the Board of Directors to
delegate to the Audit Committee the
authority to fix their remuneration in
accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
RAPID7, INC. Agenda Number: 935193324
--------------------------------------------------------------------------------------------------------------------------
Security: 753422104
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: RPD
ISIN: US7534221046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Judy Bruner Mgmt For For
Benjamin Holzman Mgmt For For
Tom Schodorf Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of KPMG
LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the "Certificate of
Incorporation"), to declassify its board of
directors.
5. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the supermajority voting requirement for
(i) amendments to the Certificate of
Incorporation and (ii) stockholder
amendments to the Company's Amended and
Restated Bylaws.
--------------------------------------------------------------------------------------------------------------------------
SAILPOINT TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935150374
--------------------------------------------------------------------------------------------------------------------------
Security: 78781P105
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: SAIL
ISIN: US78781P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William G. Bock Mgmt For For
Michael J. Sullivan Mgmt For For
2. Ratify the selection by the Audit Committee Mgmt For For
of our Board of Directors of Grant Thornton
LLP to serve as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Approve, on an advisory basis, our named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORP Agenda Number: 935180389
--------------------------------------------------------------------------------------------------------------------------
Security: 808625107
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: SAIC
ISIN: US8086251076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bedingfield Mgmt For For
1B. Election of Director: Carol A. Goode Mgmt For For
1C. Election of Director: John J. Hamre Mgmt For For
1D. Election of Director: Yvette M. Kanouff Mgmt For For
1E. Election of Director: Nazzic S. Keene Mgmt For For
1F. Election of Director: David M. Kerko Mgmt For For
1G. Election of Director: Timothy J. Mayopoulos Mgmt For For
1H. Election of Director: Katharina G. Mgmt For For
McFarland
1I. Election of Director: Donna S. Morea Mgmt For For
1J. Election of Director: Steven R. Shane Mgmt For For
2. The approval of a non-binding, advisory Mgmt For For
vote on executive compensation.
3. The approval of a non-binding, advisory Mgmt 1 Year For
vote on the frequency of future advisory
votes on executive compensation.
4. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 29, 2021.
--------------------------------------------------------------------------------------------------------------------------
SECUREWORKS CORP Agenda Number: 935210714
--------------------------------------------------------------------------------------------------------------------------
Security: 81374A105
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: SCWX
ISIN: US81374A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael R. Cote Mgmt For For
Yagyensh C. (Buno) Pati Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as SecureWorks
Corp.'s independent registered public
accounting firm for fiscal year ending
January 29, 2021
--------------------------------------------------------------------------------------------------------------------------
SOLARWINDS CORPORATION Agenda Number: 935171568
--------------------------------------------------------------------------------------------------------------------------
Security: 83417Q105
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: SWI
ISIN: US83417Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catherine R. Kinney Mgmt For For
James Lines Mgmt For For
Easwaran Sundaram Mgmt For For
Michael Widmann Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SOPHOS GROUP PLC Agenda Number: 711322610
--------------------------------------------------------------------------------------------------------------------------
Security: G8T826102
Meeting Type: AGM
Meeting Date: 25-Sep-2019
Ticker:
ISIN: GB00BYZFZ918
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL ACCOUNTS, Mgmt For For
THE STRATEGIC REPORT, THE DIRECTOR'S REPORT
AND THE AUDITORS' REPORT FOR THE YEAR ENDED
31 MARCH 2019
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY SET OUT ON PAGES 82 TO 90 OF THE
2019 ANNUAL REPORT AND ACCOUNTS
3 TO APPROVE THE ANNUAL REPORT ON Mgmt Against Against
REMUNERATION (THE ARR) AS SET OUT ON PAGES
91 TO 101 OF THE 2019 ANNUAL REPORT AND
ACCOUNTS
4 TO DECLARE A FINAL DIVIDEND OF USD 3.7 Mgmt For For
CENTS TO HOLDERS OF ORDINARY SHARES OF 3
PENCE EACH IN THE COMPANY FOR FY2019
5 TO RE-ELECT SANDRA BERGERON AS A DIRECTOR Mgmt Against Against
OF THE COMPANY WITH EFFECT FROM THE END OF
THE MEETING
6 TO RE-ELECT NICK BRAY AS A DIRECTOR OF THE Mgmt For For
COMPANY WITH EFFECT FROM THE END OF THE
MEETING
7 TO RE-ELECT PETER GYENES AS A DIRECTOR OF Mgmt For For
THE COMPANY WITH EFFECT FROM THE END OF THE
MEETING
8 TO RE-ELECT KRIS HAGERMAN AS A DIRECTOR OF Mgmt For For
THE COMPANY WITH EFFECT FROM THE END OF THE
MEETING
9 TO RE-ELECT ROY MACKENZIE AS A DIRECTOR OF Mgmt For For
THE COMPANY WITH EFFECT FROM THE END OF THE
MEETING
10 TO RE-ELECT RICK MEDLOCK AS A DIRECTOR OF Mgmt For For
THE COMPANY WITH EFFECT FROM THE END OF THE
MEETING
11 TO RE-ELECT VIN MURRIA AS A DIRECTOR OF THE Mgmt For For
COMPANY WITH EFFECT FROM THE END OF THE
MEETING
12 TO RE-ELECT PAUL WALKER AS A DIRECTOR OF Mgmt For For
THE COMPANY WITH EFFECT FROM THE END OF THE
MEETING
13 TO RE-APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITORS UNTIL THE CONCLUSION OF THE NEXT
GENERAL MEETING OF THE COMPANY AT WHICH
ACCOUNTS ARE LAID
14 TO AUTHORISE THE AUDIT AND RISK COMMITTEE, Mgmt For For
FOR AND ON BEHALF OF THE BOARD, TO AGREE
THE AUDITORS' REMUNERATION
15 THAT THE COMPANY BE AUTHORISED TO MAKE Mgmt For For
DONATIONS TO POLITICAL PARTIES AND
INDEPENDENT ELECTION CANDIDATES
16 THAT THE DIRECTORS BE AUTHORISED TO ALLOT Mgmt For For
SHARES IN THE COMPANY, AND TO GRANT RIGHTS
TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES
17 THAT THE DIRECTORS BE GENERALLY EMPOWERED Mgmt For For
TO ALLOT EQUITY SECURITIES OR SELL ORDINARY
SHARES HELD BY THE COMPANY
18 THAT THE DIRECTORS BE EMPOWERED PURSUANT TO Mgmt For For
SECTION 570 AND SECTION 573 OF THE ACT TO
ALLOT EQUITY SECURITIES FOR CASH
19 THAT THE COMPANY BE UNCONDITIONALLY Mgmt For For
AUTHORISED FOR THE PURPOSE OF SECTION 701
OF THE ACT TO MAKE MARKET PURCHASES OF ITS
ORDINARY SHARES
20 THAT A GENERAL MEETING OF THE COMPANY, Mgmt For For
OTHER THAN AN ANNUAL GENERAL MEETING, MAY
BE CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
SOPHOS GROUP PLC Agenda Number: 711752697
--------------------------------------------------------------------------------------------------------------------------
Security: G8T826102
Meeting Type: OGM
Meeting Date: 03-Dec-2019
Ticker:
ISIN: GB00BYZFZ918
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE MATTERS RELATING TO THE RECOMMENDED Mgmt For For
CASH ACQUISITION OF SOPHOS GROUP PLC BY
SURF BUYER LIMITED
CMMT 12 NOV 2019: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SOPHOS GROUP PLC Agenda Number: 711753586
--------------------------------------------------------------------------------------------------------------------------
Security: G8T826102
Meeting Type: CRT
Meeting Date: 03-Dec-2019
Ticker:
ISIN: GB00BYZFZ918
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT
1 FOR THE PURPOSE OF CONSIDERING AND, IF Mgmt For For
THOUGHT FIT, APPROVING (WITH OR WITHOUT
MODIFICATION) A SCHEME OF ARRANGEMENT
PURSUANT TO PART 26 OF THE COMPANIES ACT
2006 (THE "SCHEME") BETWEEN THE COMPANY AND
THE HOLDERS OF SCHEME SHARES
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935196837
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: John Connors Mgmt For For
1B. Election of Class II Director: Patricia Mgmt For For
Morrison
1C. Election of Class II Director: Stephen Mgmt For For
Newberry
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
TENABLE HOLDINGS, INC. Agenda Number: 935179502
--------------------------------------------------------------------------------------------------------------------------
Security: 88025T102
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: TENB
ISIN: US88025T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Huffard, Jr. Mgmt For For
A. Brooke Seawell Mgmt For For
Richard Wells Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
3. The advisory vote on the frequency of Mgmt 1 Year For
solicitation of future advisory stockholder
approval of named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 712208568
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 26-Mar-2020
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ULTRA ELECTRONICS HOLDINGS PLC Agenda Number: 712414185
--------------------------------------------------------------------------------------------------------------------------
Security: G9187G103
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: GB0009123323
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT & Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY 2020
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT FOR THE YEAR ENDED 31 DECEMBER 2019
4 TO AMEND THE LTIP RULES Mgmt For For
5 TO ELECT MR. M. J. SCLATER AS A DIRECTOR Mgmt For For
6 TO ELECT MR. D. SHOOK AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MR. M. BROADHURST AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MS. G. GOPALAN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT MS. V. HULL AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MR. S. PRYCE AS A DIRECTOR Mgmt For For
11 TO ELECT MR. W. A. RICE AS A DIRECTOR Mgmt For For
12 TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For For
13 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
AUDITOR'S REMUNERATION
14 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
IN THE COMPANY AND TO GRANT RIGHTS TO
SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO
SHARES OF THE COMPANY
15 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF AN ISSUE OF SHARES FOR CASH REPRESENTING
UP TO 5% OF THE COMPANY'S SHARE CAPITAL
16 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF AN ISSUE OF SHARES FOR CASH REPRESENTING
UP TO AN ADDITIONAL 5% OF THE COMPANY'S
SHARE CAPITAL (IN CERTAIN CIRCUMSTANCES)
17 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
18 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
19 TO PERMIT GENERAL MEETINGS TO BE HELD ON 14 Mgmt For For
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
VARONIS SYSTEMS, INC. Agenda Number: 935183246
--------------------------------------------------------------------------------------------------------------------------
Security: 922280102
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: VRNS
ISIN: US9222801022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Yakov Faitelson Mgmt For For
Ohad Korkus Mgmt For For
Thomas F. Mendoza Mgmt For For
2. To approve, on a non-binding basis, the Mgmt For For
executive compensation of our named
executive officers.
3. To ratify the appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global Limited, as the independent
registered public accounting firm of the
Company for 2020.
--------------------------------------------------------------------------------------------------------------------------
VERINT SYSTEMS INC. Agenda Number: 935215079
--------------------------------------------------------------------------------------------------------------------------
Security: 92343X100
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: VRNT
ISIN: US92343X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dan Bodner Mgmt For For
John Egan Mgmt For For
Stephen Gold Mgmt For For
Penelope Herscher Mgmt For For
William Kurtz Mgmt For For
Andrew Miller Mgmt For For
Richard Nottenburg Mgmt For For
Howard Safir Mgmt For For
Earl Shanks Mgmt For For
Jason Wright Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accountants for the year ending January 31,
2021.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 935175376
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: D. James Bidzos Mgmt For For
1.2 Election of Director: Yehuda Ari Buchalter Mgmt For For
1.3 Election of Director: Kathleen A. Cote Mgmt For For
1.4 Election of Director: Thomas F. Frist III Mgmt For For
1.5 Election of Director: Jamie S. Gorelick Mgmt For For
1.6 Election of Director: Roger H. Moore Mgmt For For
1.7 Election of Director: Louis A. Simpson Mgmt For For
1.8 Election of Director: Timothy Tomlinson Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the Company's executive
compensation.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2020.
4. To vote on a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting that the Board take steps to
permit stockholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
ZIX CORPORATION Agenda Number: 935196988
--------------------------------------------------------------------------------------------------------------------------
Security: 98974P100
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: ZIXI
ISIN: US98974P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark J. Bonney Mgmt For For
Maryclaire Campbell Mgmt For For
Taher A. Elgamal Mgmt For For
James H. Greene, Jr. Mgmt For For
Robert C. Hausmann Mgmt For For
Maribess L. Miller Mgmt For For
Brandon Van Buren Mgmt For For
David J. Wagner Mgmt For For
2. Ratification of appointment of Whitley Penn Mgmt For For
LLP as independent registered public
accountants.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ZSCALER, INC. Agenda Number: 935107830
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102
Meeting Type: Annual
Meeting Date: 10-Jan-2020
Ticker: ZS
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Brown Mgmt For For
Scott Darling Mgmt For For
David Schneider Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2020.
3. To approve on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of future stockholder
advisory votes on the compensation of our
named executive officers.
ETFMG Prime Junior Silver Miners ETF
--------------------------------------------------------------------------------------------------------------------------
ALEXCO RESOURCE CORP. Agenda Number: 935204165
--------------------------------------------------------------------------------------------------------------------------
Security: 01535P106
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: AXU
ISIN: CA01535P1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at seven Mgmt For For
(7).
2 DIRECTOR
Clynton R. Nauman Mgmt For For
Richard N. Zimmer Mgmt For For
Elaine Sanders Mgmt For For
Karen McMaster Mgmt For For
Michael D. Winn Mgmt For For
Rick Van Nieuwenhuyse Mgmt For For
Terry Krepiakevich Mgmt For For
3 Appointment of PricewaterhouseCoopers LLP, Mgmt For For
Chartered Professional Accountants as
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
4 To approve and ratify the grant of certain Mgmt For For
equity-based incentive awards in 2019 to
the independent directors, as more
particularly described in the notice of
meeting and management information circular
of Alexco Resource Corp. dated as of April
23, 2020.
--------------------------------------------------------------------------------------------------------------------------
AMERICAS GOLD AND SILVER CORPORATION Agenda Number: 712384015
--------------------------------------------------------------------------------------------------------------------------
Security: 03062D100
Meeting Type: AGM
Meeting Date: 14-May-2020
Ticker:
ISIN: CA03062D1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.7 AND
3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 7 Mgmt For For
2.1 ELECTION OF DIRECTOR: DARREN BLASUTTI Mgmt For For
2.2 ELECTION OF DIRECTOR: ALEX DAVIDSON Mgmt For For
2.3 ELECTION OF DIRECTOR: ALAN R. EDWARDS Mgmt For For
2.4 ELECTION OF DIRECTOR: BRADLEY R. KIPP Mgmt For For
2.5 ELECTION OF DIRECTOR: GORDON E. PRIDHAM Mgmt For For
2.6 ELECTION OF DIRECTOR: MANUEL RIVERA Mgmt For For
2.7 ELECTION OF DIRECTOR: LORIE WAISBERG Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
BEAR CREEK MINING CORP Agenda Number: 712495084
--------------------------------------------------------------------------------------------------------------------------
Security: 07380N104
Meeting Type: AGM
Meeting Date: 03-Jun-2020
Ticker:
ISIN: CA07380N1042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.9 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT NINE (9) Mgmt For For
2.1 ELECTION OF DIRECTOR: ANDREW SWARTHOUT Mgmt For For
2.2 ELECTION OF DIRECTOR: CATHERINE Mgmt For For
MCLEOD-SELTZER
2.3 ELECTION OF DIRECTOR: ANTHONY HAWKSHAW Mgmt For For
2.4 ELECTION OF DIRECTOR: KEVIN MORANO Mgmt For For
2.5 ELECTION OF DIRECTOR: FRANK TWEDDLE Mgmt For For
2.6 ELECTION OF DIRECTOR: STEPHEN LANG Mgmt For For
2.7 ELECTION OF DIRECTOR: ERFAN KAZEMI Mgmt For For
2.8 ELECTION OF DIRECTOR: ALFREDO BULLARD Mgmt For For
2.9 ELECTION OF DIRECTOR: ALAN HAIR Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 TO CONSIDER AND, IF THOUGHT FIT, PASS AN Mgmt For For
ORDINARY RESOLUTION TO RE-APPROVE THE
COMPANY'S 10% "ROLLING" STOCK OPTION PLAN
--------------------------------------------------------------------------------------------------------------------------
CANADA COBALT WORKS INC Agenda Number: 712163473
--------------------------------------------------------------------------------------------------------------------------
Security: 134852102
Meeting Type: AGM
Meeting Date: 12-Mar-2020
Ticker:
ISIN: CA1348521024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.5 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT FIVE (5) Mgmt For For
2.1 ELECTION OF DIRECTOR: FRANK J. BASA Mgmt For For
2.2 ELECTION OF DIRECTOR: ROBERT SETTER Mgmt For For
2.3 ELECTION OF DIRECTOR: JACQUES F. MONETTE Mgmt For For
2.4 ELECTION OF DIRECTOR: MARC BAMBER Mgmt For For
2.5 ELECTION OF DIRECTOR: DIANNE TOOKENAY Mgmt For For
3 APPOINTMENT OF MCGOVERN, HURLEY, CUNNINGHAM Mgmt For For
LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF
THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO RATIFY AND APPROVE CONTINUATION OF THE Mgmt For For
COMPANY'S SHARE OPTION PLAN AND AUTHORIZE
THE DIRECTORS TO MAKE MODIFICATIONS IN
ACCORDANCE WITH THE SHARE OPTION PLAN AND
THE POLICIES OF THE TSX VENTURE EXCHANGE
--------------------------------------------------------------------------------------------------------------------------
CANADA COBALT WORKS INC Agenda Number: 712405148
--------------------------------------------------------------------------------------------------------------------------
Security: 134852102
Meeting Type: SGM
Meeting Date: 07-May-2020
Ticker:
ISIN: CA1348521024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO CONSIDER AND, IF THOUGHT FIT, PASS, WITH Mgmt For For
OR WITHOUT VARIATION, A SPECIAL RESOLUTION
APPROVING AN AMENDMENT TO THE ARTICLES OF
THE CORPORATION BY CHANGING THE NAME OF THE
CORPORATION TO "CANADA SILVER COBALT WORKS
INC." OR SUCH OTHER NAME AS MAY BE APPROVED
BY THE BOARD OF DIRECTORS, THE DIRECTOR
UNDER THE CANADA BUSINESS CORPORATIONS ACT
AND THE TSX VENTURE EXCHANGE
--------------------------------------------------------------------------------------------------------------------------
COEUR MINING, INC. Agenda Number: 935160185
--------------------------------------------------------------------------------------------------------------------------
Security: 192108504
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: CDE
ISIN: US1921085049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda L. Adamany Mgmt For For
1B. Election of Director: Sebastian Edwards Mgmt For For
1C. Election of Director: Randolph E. Gress Mgmt For For
1D. Election of Director: Mitchell J. Krebs Mgmt For For
1E. Election of Director: Eduardo Luna Mgmt For For
1F. Election of Director: Jessica L. McDonald Mgmt For For
1G. Election of Director: Robert E. Mellor Mgmt For For
1H. Election of Director: John H. Robinson Mgmt For For
1I. Election of Director: Brian E. Sandoval Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for 2020.
3. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ENDEAVOUR SILVER CORP. Agenda Number: 935169739
--------------------------------------------------------------------------------------------------------------------------
Security: 29258Y103
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: EXK
ISIN: CA29258Y1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Margaret M. Beck Mgmt For For
Ricardo M. Campoy Mgmt For For
Bradford J. Cooke Mgmt For For
Geoffrey A. Handley Mgmt For For
Rex J. McLennan Mgmt For For
Kenneth Pickering Mgmt For For
Mario D. Szotlender Mgmt For For
2 Appointment of KPMG LLP as Auditor of the Mgmt For For
Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
EXCELLON RESOURCES INC Agenda Number: 712285988
--------------------------------------------------------------------------------------------------------------------------
Security: 30069C207
Meeting Type: SGM
Meeting Date: 17-Apr-2020
Ticker:
ISIN: CA30069C2076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 TO CONSIDER, AND IF DEEMED ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION, THE FULL TEXT OF WHICH
IS SET OUT IN SCHEDULE "A" - "RESOLUTIONS
TO BE APPROVED AT THE EXCELLON MEETING" TO
THE ACCOMPANYING JOINT MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 13, 2020
(THE "CIRCULAR") TO AUTHORIZE AND APPROVE
THE ISSUANCE OF UP TO 44,714,450 COMMON
SHARES OF EXCELLON ("EXCELLON SHARES") IN
CONNECTION WITH THE PROPOSED PLAN OF
ARRANGEMENT UNDER THE PROVISIONS OF
DIVISION 5 OF PART 9 OF THE BUSINESS
CORPORATIONS ACT (BRITISH COLUMBIA) TO BE
COMPLETED PURSUANT TO THE TERMS AND SUBJECT
TO THE CONDITIONS OF THE ARRANGEMENT
AGREEMENT DATED FEBRUARY 24, 2020 BETWEEN
EXCELLON AND OTIS GOLD CORP. (AS MAY BE
MODIFIED OR AMENDED IN ACCORDANCE WITH ITS
TERMS), ALL AS MORE PARTICULARLY DESCRIBED
IN THE CIRCULAR
2 TO CONSIDER, AND IF DEEMED ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, A SPECIAL
RESOLUTION, THE FULL TO TEXT OF WHICH IS
SET OUT IN SCHEDULE "A"- "RESOLUTIONS TO BE
APPROVED AT THE EXCELLON MEETING" TO THE
ACCOMPANYING CIRCULAR, TO APPROVE THE
CONSOLIDATION OF ALL OF THE ISSUED AND
OUTSTANDING EXCELLON SHARES ON THE BASIS OF
A CONSOLIDATION RATIO TO BE SELECTED BY THE
BOARD OF DIRECTORS OF EXCELLON, IN ITS SOLE
DISCRETION, PROVIDED THAT THE CONSOLIDATION
RATIO SHALL BE NO SMALLER THAN ONE NEW
POST-CONSOLIDATION EXCELLON SHARE FOR EACH
FIVE (5) PRE-CONSOLIDATION EXCELLON SHARES
AND NO LARGER THAN ONE NEW POST-
CONSOLIDATION EXCELLON SHARE FOR EACH TEN
(10) PRE-CONSOLIDATION EXCELLON SHARES, ALL
AS MORE PARTICULARLY DESCRIBED IN THE
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
FIRST MAJESTIC SILVER CORP. Agenda Number: 935209812
--------------------------------------------------------------------------------------------------------------------------
Security: 32076V103
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: AG
ISIN: CA32076V1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at six (6). Mgmt For For
2 DIRECTOR
Keith Neumeyer Mgmt For For
Nicole Adshead-Bell Mgmt For For
Marjorie Co Mgmt For For
Ana Lopez Mgmt For For
Robert McCallum Mgmt For For
Douglas Penrose Mgmt For For
3 Appointment of Deloitte LLP as Auditors of Mgmt For For
the Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
4 Approval of an advisory resolution with Mgmt For For
respect to the Company's approach to
executive compensation, as more
particularly set out in the section of the
Information Circular entitled "Advisory
Vote on Executive Compensation".
--------------------------------------------------------------------------------------------------------------------------
FORTUNA SILVER MINES INC Agenda Number: 712644144
--------------------------------------------------------------------------------------------------------------------------
Security: 349915108
Meeting Type: AGM
Meeting Date: 18-Jun-2020
Ticker:
ISIN: CA3499151080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.7 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SEVEN Mgmt For For
2.1 ELECTION OF DIRECTOR: JORGE GANOZA DURANT Mgmt For For
2.2 ELECTION OF DIRECTOR: SIMON RIDGWAY Mgmt For For
2.3 ELECTION OF DIRECTOR: MARIO SZOTLENDER Mgmt For For
2.4 ELECTION OF DIRECTOR: DAVID FARRELL Mgmt For For
2.5 ELECTION OF DIRECTOR: DAVID LAING Mgmt For For
2.6 ELECTION OF DIRECTOR: ALFREDO SILLAU Mgmt For For
2.7 ELECTION OF DIRECTOR: KYLIE DICKSON Mgmt For For
3 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO CONSIDER, AND IF THOUGHT FIT, PASS AN Mgmt For For
ORDINARY RESOLUTION APPROVING THE RENEWAL
OF THE CORPORATION'S SHARE UNIT PLAN WHICH
HAS BEEN AMENDED TO REDUCE THE MAXIMUM
SHARE RESERVATION LIMIT FROM 5% TO 2.25%
("2.25% SHARE UNIT PLAN") AND TO APPROVE
THE UNALLOCATED AWARDS UNDER THE 2.25%SHARE
UNIT PLAN
--------------------------------------------------------------------------------------------------------------------------
GOLD RESOURCE CORPORATION Agenda Number: 935176455
--------------------------------------------------------------------------------------------------------------------------
Security: 38068T105
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: GORO
ISIN: US38068T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bill M. Conrad Mgmt For For
Jason D. Reid Mgmt For For
Alex G. Morrison Mgmt For For
Kimberly C. Perry Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratify Plante Moran PLLC as independent Mgmt For For
registered accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
GOLDEN MINERALS COMPANY Agenda Number: 935202678
--------------------------------------------------------------------------------------------------------------------------
Security: 381119106
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: AUMN
ISIN: US3811191069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey G. Clevenger Mgmt For For
Warren M. Rehn Mgmt For For
W. Durand Eppler Mgmt For For
Kevin R. Morano Mgmt For For
Terry M. Palmer Mgmt For For
Andrew N. Pullar Mgmt For For
David H. Watkins Mgmt For For
2. To ratify the selection of Plante & Moran, Mgmt For For
PLLC as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To increase the Company's authorized common Mgmt For For
stock from 200,000,000 to 300,000,000
shares by amending the Company's Amended
and Restated Certificate of Incorporation.
--------------------------------------------------------------------------------------------------------------------------
GREAT PANTHER MINING LIMITED Agenda Number: 935224965
--------------------------------------------------------------------------------------------------------------------------
Security: 39115V101
Meeting Type: Annual
Meeting Date: 24-Jun-2020
Ticker: GPL
ISIN: CA39115V1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at nine (9). Mgmt For For
2 DIRECTOR
David Garofalo Mgmt For For
Joseph Gallucci Mgmt For For
R.W. (Bob) Garnett Mgmt For For
Alan Hair Mgmt For For
Robert Henderson Mgmt For For
John Jennings Mgmt For For
W.J. (James) Mullin Mgmt For For
Elise Rees Mgmt For For
Kevin J. Ross Mgmt For For
3 To appoint KPMG LLP, Chartered Professional Mgmt For For
Accountants as Auditor of the Company for
the ensuing year.
4 To ratify and approve the amended and Mgmt For For
restated Omnibus Incentive Plan for
continuation for a three-year period.
--------------------------------------------------------------------------------------------------------------------------
HECLA MINING COMPANY Agenda Number: 935176417
--------------------------------------------------------------------------------------------------------------------------
Security: 422704106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HL
ISIN: US4227041062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Phillips S. Mgmt For For
Baker, Jr.
1B. Election of Class I Director: George R. Mgmt For For
Johnson
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP, as our independent registered public
accounting firm for 2020.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
HOCHSCHILD MINING PLC Agenda Number: 712478709
--------------------------------------------------------------------------------------------------------------------------
Security: G4611M107
Meeting Type: AGM
Meeting Date: 21-May-2020
Ticker:
ISIN: GB00B1FW5029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, THE AUDITED ACCOUNTS OF THE COMPANY Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2019,
TOGETHER WITH THE DIRECTORS' REPORT AND THE
AUDITORS' REPORT THEREON BE RECEIVED
2 THAT, THE DIRECTORS' REMUNERATION REPORT Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2019 BE
APPROVED
3 THAT, GRAHAM BIRCH BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
4 THAT, JORGE BORN JR BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
5 THAT, IGNACIO BUSTAMANTE BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 THAT, EDUARDO HOCHSCHILD BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 THAT, EILEEN KAMERICK BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 THAT, DIONISIO ROMERO PAOLETTI BE Mgmt For For
RE-ELECTED AS A DIRECTOR OF THE COMPANY
9 THAT, MICHAEL RAWLINSON BE REELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 THAT, SANJAY SARMA BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 THAT, ERNST & YOUNG LLP BE REAPPOINTED AS Mgmt For For
AUDITORS OF THE COMPANY (THE 'AUDITORS')
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
12 THAT, THE AUDIT COMMITTEE OF THE COMPANY BE Mgmt For For
AUTHORISED TO SET THE REMUNERATION OF THE
AUDITORS
13 THAT, THE DIRECTORS BE AND ARE HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
PURSUANT TO AND IN ACCORDANCE WITH SECTION
551 OF THE COMPANIES ACT 2006 (THE '2006
ACT') TO EXERCISE ALL THE POWERS OF THE
COMPANY TO ALLOT SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES: 13.1 UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 42,818,681 13.2
COMPRISING EQUITY SECURITIES (AS DEFINED IN
SECTION 560(1) OF THE 2006 ACT) UP TO A
FURTHER AGGREGATE NOMINAL AMOUNT OF GBP
42,818,681 IN CONNECTION WITH AN OFFER BY
WAY OF A RIGHTS ISSUE, SUCH AUTHORITIES TO
APPLY IN SUBSTITUTION FOR ALL PREVIOUS
AUTHORITIES AND TO EXPIRE AT THE END OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
OR ON 30 JUNE 2021, WHICHEVER IS THE
EARLIER BUT, IN EACH CASE, SO THAT THE
COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS DURING THE RELEVANT PERIOD WHICH
WOULD OR MIGHT REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT ANY SECURITY INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY ENDS. FOR THE
PURPOSES OF THIS RESOLUTION 'RIGHTS ISSUE'
MEANS AN OFFER TO: (I) ORDINARY
SHAREHOLDERS IN PROPORTION (AS NEARLY AS
MAY BE PRACTICABLE) TO THEIR EXISTING
HOLDINGS; AND (II) PEOPLE WHO ARE HOLDERS
OF OTHER EQUITY SECURITIES IF THIS IS
REQUIRED BY THE RIGHTS OF THOSE SECURITIES
OR, IF THE DIRECTORS CONSIDER IT NECESSARY,
AS PERMITTED BY THE RIGHTS OF THOSE
SECURITIES, TO SUBSCRIBE FOR FURTHER
SECURITIES BY MEANS OF THE ISSUE OF A
RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE
DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD
BEFORE PAYMENT FOR THE SECURITIES IS DUE,
BUT SUBJECT IN BOTH CASES TO SUCH
EXCLUSIONS OR OTHER ARRANGEMENTS AS THE
DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT
IN RELATION TO TREASURY SHARES, FRACTIONAL
ENTITLEMENTS, RECORD DATES OR LEGAL,
REGULATORY OR PRACTICAL PROBLEMS IN, OR
UNDER THE LAWS OF, ANY TERRITORY
14 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
13 ABOVE, THE DIRECTORS BE AUTHORISED TO
ALLOT EQUITY SECURITIES (AS DEFINED IN
SECTION 560(1) OF THE 2006 ACT) WHOLLY FOR
CASH: 14.1 PURSUANT TO THE AUTHORITY GIVEN
BY PARAGRAPH 13.1 OF RESOLUTION 13 ABOVE OR
WHERE THE ALLOTMENT CONSTITUTES AN
ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF
SECTION 560(3) OF THE 2006 ACT IN EACH
CASE: (I) IN CONNECTION WITH A PRE-EMPTIVE
OFFER; AND (II) OTHERWISE THAN IN
CONNECTION WITH A PRE-EMPTIVE OFFER, UP TO
AN AGGREGATE NOMINAL AMOUNT OF GBP
6,423,444; AND 14.2 PURSUANT TO THE
AUTHORITY GIVEN BY PARAGRAPH 13.2 OF
RESOLUTION 13 ABOVE IN CONNECTION WITH A
RIGHTS ISSUE, AS IF SECTION 561(1) OF THE
2006 ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT; SUCH AUTHORITY TO EXPIRE AT THE
END OF THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY OR AT THE CLOSE OF BUSINESS ON
30 JUNE 2021, WHICHEVER IS EARLIER BUT SO
THAT THE COMPANY MAY, BEFORE SUCH EXPIRY,
MAKE OFFERS, AND ENTER INTO AGREEMENTS
DURING THIS PERIOD WHICH WOULD, OR MIGHT,
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
AND TREASURY SHARES TO BE SOLD AFTER THE
AUTHORITY GIVEN BY THIS RESOLUTION HAS
EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES AND SELL TREASURY SHARES UNDER
ANY SUCH OFFER OR AGREEMENT AS IF THE
AUTHORITY HAD NOT EXPIRED. FOR THE PURPOSES
OF THIS RESOLUTION: (I) 'RIGHTS ISSUE' HAS
THE SAME MEANING AS IN RESOLUTION 13 ABOVE;
(II) 'PRE-EMPTIVE OFFER' MEANS AN OFFER OF
EQUITY SECURITIES OPEN FOR ACCEPTANCE FOR A
PERIOD FIXED BY THE DIRECTORS TO (A)
HOLDERS (OTHER THAN THE COMPANY) ON THE
REGISTER ON A RECORD DATE FIXED BY THE
DIRECTORS OF ORDINARY SHARES IN PROPORTION
TO THEIR RESPECTIVE HOLDINGS AND (B) OTHER
PERSONS SO ENTITLED BY VIRTUE OF THE RIGHTS
ATTACHING TO ANY OTHER EQUITY SECURITIES
HELD BY THEM, BUT SUBJECT IN BOTH CASES TO
SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS
THE DIRECTORS MAY DEEM NECESSARY OR
EXPEDIENT IN RELATION TO TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES OR
LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN,
OR UNDER THE LAWS OF, ANY TERRITORY; (III)
REFERENCES TO AN ALLOTMENT OF EQUITY
SECURITIES SHALL INCLUDE A SALE OF TREASURY
SHARES; AND (IV) THE NOMINAL AMOUNT OF ANY
SECURITIES SHALL BE TAKEN TO BE, IN THE
CASE OF RIGHTS TO SUBSCRIBE FOR OR CONVERT
ANY SECURITIES INTO SHARES OF THE COMPANY,
THE NOMINAL AMOUNT OF SUCH SHARES WHICH MAY
BE ALLOTTED PURSUANT TO SUCH RIGHTS
15 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
13 ABOVE AND IN ADDITION TO ANY AUTHORITY
GRANTED UNDER RESOLUTION 14 ABOVE, THE
DIRECTORS BE AUTHORISED TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE 2006 ACT) WHOLLY FOR CASH PURSUANT TO
THE AUTHORITY GIVEN BY RESOLUTION 13 ABOVE
OR WHERE THE ALLOTMENT CONSTITUTES AN
ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF
SECTION 560(3) OF THE 2006 ACT AS IF
SECTION 561(1) OF THE 2006 ACT DID NOT
APPLY TO ANY SUCH ALLOTMENT, SUCH AUTHORITY
TO BE: 15.1 LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES OR SALE OF TREASURY
SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF
GBP 6,423,444; AND 15.2 USED ONLY FOR THE
PURPOSES OF FINANCING (OR REFINANCING, IF
THE AUTHORITY IS TO BE USED WITHIN SIX
MONTHS AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE BOARD OF DIRECTORS OF
THE COMPANY DETERMINES TO BE AN ACQUISITION
OR OTHER CAPITAL INVESTMENT OF A KIND
CONTEMPLATED BY THE STATEMENT OF PRINCIPLES
ON DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE, SUCH
AUTHORITY TO EXPIRE AT THE END OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY OR AT
THE CLOSE OF BUSINESS ON 30 JUNE 2021,
WHICHEVER IS THE EARLIER, BUT SO THAT THE
COMPANY MAY, BEFORE SUCH EXPIRY, MAKE
OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES
TO BE ALLOTTED AND TREASURY SHARES TO BE
SOLD AFTER THE AUTHORITY GIVEN BY THIS
RESOLUTION HAS EXPIRED AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES AND SELL
TREASURY SHARES UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
16 THAT, THE COMPANY BE AND IS HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSE OF SECTION 701 OF THE 2006
ACT TO MAKE ONE OR MORE MARKET PURCHASES
(AS DEFINED IN SECTION 693 OF THAT ACT) OF
ORDINARY SHARES OF GBP 0.25 EACH IN THE
CAPITAL OF THE COMPANY PROVIDED THAT: 16.1
THE MAXIMUM AGGREGATE NUMBER OF ORDINARY
SHARES AUTHORISED TO BE PURCHASED IS
51,387,556 (REPRESENTING AN AMOUNT EQUAL TO
10 PER CENT OF THE COMPANY'S ISSUED
ORDINARY SHARE CAPITAL AS AT 10 APRIL
2020); 16.2 THE MINIMUM PRICE WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS GBP 0.25 PER
ORDINARY SHARE; 16.3 THE MAXIMUM PRICE
WHICH MAY BE PAID FOR AN ORDINARY SHARE IS
AN AMOUNT EQUAL TO THE HIGHER OF (I) AN
AMOUNT EQUAL TO 5% ABOVE THE AVERAGE
CLOSING PRICE OF SUCH ORDINARY SHARES FOR
THE FIVE BUSINESS DAYS ON THE LONDON STOCK
EXCHANGE PRIOR TO THE DATE OF PURCHASE; AND
(II) AN AMOUNT EQUAL TO THE HIGHER OF THE
PRICE OF THE LAST INDEPENDENT TRADE OF ANY
ORDINARY SHARE AND THE HIGHEST CURRENT
INDEPENDENT BID FOR AN ORDINARY SHARE AS
DERIVED FROM THE LONDON STOCK EXCHANGE
ELECTRONIC TRADING SERVICE; 16.4 THIS
AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF
THE ANNUAL GENERAL MEETING OF THE COMPANY
HELD IN 2021 OR, IF EARLIER, 30 JUNE 2021
(EXCEPT IN RELATION TO THE PURCHASE OF
SHARES THE CONTRACT FOR WHICH WAS CONCLUDED
BEFORE THE EXPIRY OF SUCH AUTHORITY AND
WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY) UNLESS SUCH AUTHORITY IS
RENEWED PRIOR TO SUCH TIME
17 THAT, A GENERAL MEETING OTHER THAN AN Mgmt For For
ANNUAL GENERAL MEETING MAY BE CALLED ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
HUDBAY MINERALS INC Agenda Number: 712475967
--------------------------------------------------------------------------------------------------------------------------
Security: 443628102
Meeting Type: MIX
Meeting Date: 21-May-2020
Ticker:
ISIN: CA4436281022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.A TO 1.J AND
2. THANK YOU
1.A ELECTION OF DIRECTOR: CAROL T. BANDUCCI Mgmt For For
1.B ELECTION OF DIRECTOR: IGOR A. GONZALES Mgmt For For
1.C ELECTION OF DIRECTOR: RICHARD HOWES Mgmt For For
1.D ELECTION OF DIRECTOR: SARAH B. KAVANAGH Mgmt For For
1.E ELECTION OF DIRECTOR: CARIN S. KNICKEL Mgmt For For
1.F ELECTION OF DIRECTOR: PETER KUKIELSKI Mgmt For For
1.G ELECTION OF DIRECTOR: STEPHEN A. LANG Mgmt For For
1.H ELECTION OF DIRECTOR: DANIEL MUNIZ Mgmt For For
QUINTANILLA
1.I ELECTION OF DIRECTOR: COLIN OSBORNE Mgmt For For
1.J ELECTION OF DIRECTOR: DAVID S. SMITH Mgmt For For
2 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
HUDBAY FOR THE ENSUING YEAR AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION
3 ON AN ADVISORY BASIS, AND NOT TO DIMINISH Mgmt For For
THE ROLE AND RESPONSIBILITIES OF HUDBAY'S
BOARD, YOU ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN OUR 2020
MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
KOOTENAY SILVER INC Agenda Number: 711744549
--------------------------------------------------------------------------------------------------------------------------
Security: 500583109
Meeting Type: MIX
Meeting Date: 28-Nov-2019
Ticker:
ISIN: CA5005831097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.6 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SIX (6) Mgmt For For
2.1 ELECTION OF DIRECTOR: KENNETH E. BERRY Mgmt For For
2.2 ELECTION OF DIRECTOR: JAMES M. MCDONALD Mgmt For For
2.3 ELECTION OF DIRECTOR: BRIAN GROVES Mgmt For For
2.4 ELECTION OF DIRECTOR: JON MORDA Mgmt For For
2.5 ELECTION OF DIRECTOR: ANDREA ZARADIC Mgmt For For
2.6 ELECTION OF DIRECTOR: ANTONIO REDA Mgmt For For
3 RE-APPOINTMENT OF MNP LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS AS AUDITOR OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO CONSIDER AND, IF THOUGHT FIT, TO PASS, Mgmt For For
WITH OR WITHOUT VARIATION, AN ORDINARY
RESOLUTION TO RATIFY, CONFIRM AND APPROVE
THE CORPORATION'S STOCK OPTION PLAN, AS
DESCRIBED IN THE ACCOMPANYING INFORMATION
CIRCULAR OF THE CORPORATION
--------------------------------------------------------------------------------------------------------------------------
MAG SILVER CORP Agenda Number: 712694719
--------------------------------------------------------------------------------------------------------------------------
Security: 55903Q104
Meeting Type: MIX
Meeting Date: 18-Jun-2020
Ticker:
ISIN: CA55903Q1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 TO 7 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.7 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SEVEN (7) Mgmt For For
2.1 ELECTION OF DIRECTOR: PETER D. BARNES Mgmt For For
2.2 ELECTION OF DIRECTOR: RICHARD P. CLARK Mgmt For For
2.3 ELECTION OF DIRECTOR: JILL D. LEVERSAGE Mgmt For For
2.4 ELECTION OF DIRECTOR: DANIEL T. MACINNIS Mgmt For For
2.5 ELECTION OF DIRECTOR: GEORGE N. PASPALAS Mgmt For For
2.6 ELECTION OF DIRECTOR: SELMA LUSSENBURG Mgmt For For
2.7 ELECTION OF DIRECTOR: DEREK C. WHITE Mgmt For For
3 TO APPOINT DELOITTE LLP, AN INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO CONSIDER AND, IF DEEMED ADVISABLE, Mgmt For For
APPROVE A NON-BINDING ADVISORY RESOLUTION
TO ACCEPT THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION
5 TO APPROVE THE CONTINUATION OF THE THIRD Mgmt For For
AMENDED AND RESTATED STOCK OPTION PLAN
6 TO APPROVE THE CONTINUATION OF THE AMENDED Mgmt For For
AND RESTATED SHARE UNIT PLAN
7 TO APPROVE THE AMENDMENT AND CONTINUATION Mgmt For For
OF THE SECOND AMENDED AND RESTATED DSU PLAN
--------------------------------------------------------------------------------------------------------------------------
MANDALAY RESOURCES CORP Agenda Number: 712415492
--------------------------------------------------------------------------------------------------------------------------
Security: 562568402
Meeting Type: MIX
Meeting Date: 20-May-2020
Ticker:
ISIN: CA5625684025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: ABRAHAM JONKER Mgmt For For
1.2 ELECTION OF DIRECTOR: AMY FREEDMAN Mgmt For For
1.3 ELECTION OF DIRECTOR: BRADFORD A. MILLS Mgmt For For
1.4 ELECTION OF DIRECTOR: DOMINIC DUFFY Mgmt For For
1.5 ELECTION OF DIRECTOR: PETER R. JONES Mgmt For For
1.6 ELECTION OF DIRECTOR: ROBERT DOYLE Mgmt For For
1.7 ELECTION OF DIRECTOR: TERRELL ACKERMAN Mgmt For For
2 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
3 TO CONSIDER, AND IF DEEMED ADVISABLE, PASS Mgmt For For
WITH OR WITHOUT VARIATION, AN ORDINARY
RESOLUTION, AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR, RATIFYING THE ADOPTION OF AN
OMNIBUS EQUITY INCENTIVE PLAN OF THE
COMPANY IN THE FORM SET OUT AT SCHEDULE A
TO THE MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
MAYA GOLD & SILVER INC Agenda Number: 712712858
--------------------------------------------------------------------------------------------------------------------------
Security: 577838501
Meeting Type: MIX
Meeting Date: 19-Jun-2020
Ticker:
ISIN: CA5778385016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: ELENA CLARICI Mgmt For For
1.2 ELECTION OF DIRECTOR: YVES GROU Mgmt For For
1.3 ELECTION OF DIRECTOR: JURGEN HAMBRECHT Mgmt For For
1.4 ELECTION OF DIRECTOR: BENOIT LA SALLE Mgmt For For
1.5 ELECTION OF DIRECTOR: NIKOLAOS SOFRONIS Mgmt For For
1.6 ELECTION OF DIRECTOR: ROBERT TAUB Mgmt For For
1.7 ELECTION OF DIRECTOR: NICHOLAS TAYLOR Mgmt For For
2 APPOINTMENT OF RAYMOND CHABOT GRANT Mgmt For For
THORNTON LLP AS AUDITORS OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION
3 APPROVAL OF THE SPECIAL RESOLUTION Mgmt For For
APPROVING AN AMENDMENT TO THE ARTICLES OF
THE CORPORATION SO AS TO CHANGE ITS NAME TO
"AYA GOLD & SILVER INC. / AYA OR & ARGENT
INC."
--------------------------------------------------------------------------------------------------------------------------
MCEWEN MINING INC. Agenda Number: 935164525
--------------------------------------------------------------------------------------------------------------------------
Security: 58039P107
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: MUX
ISIN: US58039P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT R. MCEWEN Mgmt For For
ALLEN V. AMBROSE Mgmt For For
MICHELE L. ASHBY Mgmt For For
LEANNE M. BAKER Mgmt For For
RICHARD W. BRISSENDEN Mgmt For For
ROBIN E. DUNBAR Mgmt For For
GREGORY P. FAUQUIER Mgmt For For
DONALD R.M. QUICK Mgmt For For
MICHAEL L. STEIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MINAURUM GOLD INC Agenda Number: 711766595
--------------------------------------------------------------------------------------------------------------------------
Security: 60252Q101
Meeting Type: AGM
Meeting Date: 16-Dec-2019
Ticker:
ISIN: CA60252Q1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.A
TO 2.E AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT FIVE Mgmt For For
2.A ELECTION OF DIRECTOR: DARRELL RADER Mgmt For For
2.B ELECTION OF DIRECTOR: DAVID JONES Mgmt For For
2.C ELECTION OF DIRECTOR: LAWRENCE W.E. TALBOT Mgmt For For
2.D ELECTION OF DIRECTOR: DAVID MEDILEK Mgmt For For
2.E ELECTION OF DIRECTOR: PETER MEGAW Mgmt For For
3 APPOINTMENT OF DAVIDSON & COMPANY LLP AS Mgmt For For
AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 TO APPROVE THE STOCK OPTION PLAN OF THE Mgmt For For
COMPANY
5 TO GRANT THE PROXYHOLDER AUTHORITY TO VOTE Mgmt Against Against
AT HIS/HER DISCRETION ON ANY OTHER BUSINESS
OR AMENDMENT OR VARIATION TO THE PREVIOUS
RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
MINCO SILVER CORP Agenda Number: 712795939
--------------------------------------------------------------------------------------------------------------------------
Security: 60254C100
Meeting Type: AGM
Meeting Date: 30-Jun-2020
Ticker:
ISIN: CA60254C1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.4 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT FOUR Mgmt Against Against
2.1 ELECTION OF DIRECTOR: MR. KEN Z. CAI Mgmt For For
2.2 ELECTION OF DIRECTOR: MS. MARIA TANG Mgmt For For
2.3 ELECTION OF DIRECTOR: MR. GEORGE LIAN Mgmt For For
2.4 ELECTION OF DIRECTOR: MR. TIM SUN Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
4 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT(S) OR POSTPONEMENT(S) THEREOF
--------------------------------------------------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP Agenda Number: 712308229
--------------------------------------------------------------------------------------------------------------------------
Security: 697900108
Meeting Type: MIX
Meeting Date: 06-May-2020
Ticker:
ISIN: CA6979001089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: ROSS J. BEATY Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL STEINMANN Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL L. CARROLL Mgmt For For
1.4 ELECTION OF DIRECTOR: NEIL DE GELDER Mgmt For For
1.5 ELECTION OF DIRECTOR: WALTER T. SEGSWORTH Mgmt For For
1.6 ELECTION OF DIRECTOR: GILLIAN D. WINCKLER Mgmt For For
1.7 ELECTION OF DIRECTOR: CHARLES A. JEANNES Mgmt For For
2 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO CONSIDER AND, IF THOUGHT APPROPRIATE, TO Mgmt For For
PASS AN ORDINARY, NON-BINDING "SAY ON PAY"
RESOLUTION APPROVING THE COMPANY'S APPROACH
TO EXECUTIVE COMPENSATION, THE COMPLETE
TEXT OF WHICH IS SET OUT IN THE INFORMATION
CIRCULAR FOR THE MEETING
--------------------------------------------------------------------------------------------------------------------------
SABINA GOLD & SILVER CORP Agenda Number: 712516573
--------------------------------------------------------------------------------------------------------------------------
Security: 785246109
Meeting Type: MIX
Meeting Date: 04-Jun-2020
Ticker:
ISIN: CA7852461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.8 AND 3. THANK YOU
1 TO DETERMINE THE NUMBER OF DIRECTORS AT Mgmt For For
EIGHT (8)
2.1 ELECTION OF DIRECTOR: DAVID A. FENNELL Mgmt For For
2.2 ELECTION OF DIRECTOR: DAVID RAE Mgmt For For
2.3 ELECTION OF DIRECTOR: JAMES N. MORTON Mgmt For For
2.4 ELECTION OF DIRECTOR: D. BRUCE MCLEOD Mgmt For For
2.5 ELECTION OF DIRECTOR: ANTHONY P. WALSH Mgmt For For
2.6 ELECTION OF DIRECTOR: LEO ZHAO Mgmt For For
2.7 ELECTION OF DIRECTOR: WALTER SEGSWORTH Mgmt For For
2.8 ELECTION OF DIRECTOR: ANNA STYLIANIDES Mgmt For For
3 TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
AS AUDITOR OF THE COMPANY
4 TO APPROVE THE COMPANY'S NEW ARTICLES OF Mgmt For For
INCORPORATION
--------------------------------------------------------------------------------------------------------------------------
SIERRA METALS INC Agenda Number: 712778856
--------------------------------------------------------------------------------------------------------------------------
Security: 82639W106
Meeting Type: MIX
Meeting Date: 30-Jun-2020
Ticker:
ISIN: CA82639W1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.8 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: J. ALBERTO ARIAS Mgmt For For
1.2 ELECTION OF DIRECTOR: STEVEN G. DEAN Mgmt For For
1.3 ELECTION OF DIRECTOR: DOUGLAS F. CATER Mgmt For For
1.4 ELECTION OF DIRECTOR: RICARDO ARRARTE Mgmt For For
1.5 ELECTION OF DIRECTOR: LUIS MARCHESE Mgmt For For
1.6 ELECTION OF DIRECTOR: DIONISIO ROMERO Mgmt For For
1.7 ELECTION OF DIRECTOR: JOSE VIZQUERRA Mgmt For For
BENAVIDES
1.8 ELECTION OF DIRECTOR: KOKO YAMAMOTO Mgmt For For
2 TO REAPPOINT PRICEWATERHOUSECOOPERS, Mgmt For For
CHARTERED ACCOUNTANTS, AS THE CORPORATION'S
AUDITORS FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THE
REMUNERATION TO BE PAID TO THE AUDITORS
3 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For
PASS AN ORDINARY RESOLUTION TO APPROVE ALL
UNALLOCATED OPTIONS WITH RESPECT TO
TREASURY ISSUANCES UNDER THE CORPORATION'S
EXISTING STOCK OPTION PLAN
4 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For
PASS AN ORDINARY RESOLUTION TO APPROVE ALL
UNALLOCATED RESTRICTED SHARE UNITS WITH
RESPECT TO TREASURY ISSUANCES UNDER THE
CORPORATION'S EXISTING RESTRICTED SHARE
UNIT PLAN
--------------------------------------------------------------------------------------------------------------------------
SILVERCORP METALS INC Agenda Number: 711513033
--------------------------------------------------------------------------------------------------------------------------
Security: 82835P103
Meeting Type: AGM
Meeting Date: 27-Sep-2019
Ticker:
ISIN: CA82835P1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.5 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT FIVE (5) Mgmt For For
2.1 ELECTION OF DIRECTOR: DR. RUI FENG Mgmt For For
2.2 ELECTION OF DIRECTOR: S. PAUL SIMPSON Mgmt For For
2.3 ELECTION OF DIRECTOR: DAVID KONG Mgmt For For
2.4 ELECTION OF DIRECTOR: YIKANG LIU Mgmt For For
2.5 ELECTION OF DIRECTOR: MARINA KATUSA Mgmt For For
3 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION RATIFYING, APPROVING
AND ADOPTING THE COMPANY'S AMENDED AND
RESTATED SHARE BASED COMPENSATION PLAN (THE
"OMNIBUS PLAN") AND THE GRANTS OF
RESTRICTED SHARE UNITS THEREUNDER, AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
INFORMATION CIRCULAR
5 IF THE OMNIBUS PLAN IS NOT APPROVED BY THE Mgmt For For
SHAREHOLDERS, TO RE-APPROVE THE COMPANY'S
EXISTING STOCK OPTION PLAN, AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
SILVERCREST METALS INC Agenda Number: 712617402
--------------------------------------------------------------------------------------------------------------------------
Security: 828363101
Meeting Type: AGM
Meeting Date: 15-Jun-2020
Ticker:
ISIN: CA8283631015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: N. ERIC FIER Mgmt For For
1.2 ELECTION OF DIRECTOR: ROSS O. GLANVILLE Mgmt For For
1.3 ELECTION OF DIRECTOR: ANI MARKOVA Mgmt For For
1.4 ELECTION OF DIRECTOR: HANNES P. PORTMANN Mgmt For For
1.5 ELECTION OF DIRECTOR: GRAHAM C. THODY Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN H. WRIGHT Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITOR OF THE COMPANY FOR THE ENSUING
YEAR
--------------------------------------------------------------------------------------------------------------------------
SSR MINING INC Agenda Number: 712361005
--------------------------------------------------------------------------------------------------------------------------
Security: 784730103
Meeting Type: MIX
Meeting Date: 14-May-2020
Ticker:
ISIN: CA7847301032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.8 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT EIGHT (8) Mgmt For For
2.1 ELECTION OF DIRECTOR: A.E. MICHAEL ANGLIN Mgmt For For
2.2 ELECTION OF DIRECTOR: PAUL BENSON Mgmt For For
2.3 ELECTION OF DIRECTOR: BRIAN R. BOOTH Mgmt For For
2.4 ELECTION OF DIRECTOR: SIMON A. FISH Mgmt For For
2.5 ELECTION OF DIRECTOR: GUSTAVO A. HERRERO Mgmt For For
2.6 ELECTION OF DIRECTOR: BEVERLEE F. PARK Mgmt For For
2.7 ELECTION OF DIRECTOR: STEVEN P. REID Mgmt For For
2.8 ELECTION OF DIRECTOR: ELIZABETH A. WADEMAN Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS, AS THE
COMPANY'S AUDITOR FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO SET THE
AUDITOR'S REMUNERATION
4 A NON-BINDING, ADVISORY RESOLUTION Mgmt For For
ACCEPTING THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION, AS MORE
PARTICULARLY DESCRIBED AND SET FORTH IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR OF THE COMPANY DATED MARCH 18,
2020 (THE "CIRCULAR")
5 TO CONSIDER AND, IF DEEMED ADVISABLE, Mgmt For For
APPROVE, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION, APPROVING THE
COMPANY'S 2020 SHARE COMPENSATION PLAN, AS
MORE PARTICULARLY DESCRIBED AND SET FORTH
IN THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
TREVALI MINING CORP Agenda Number: 711405945
--------------------------------------------------------------------------------------------------------------------------
Security: 89531J109
Meeting Type: MIX
Meeting Date: 31-Jul-2019
Ticker:
ISIN: CA89531J1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.8 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: RUSSELL D. BALL Mgmt For For
1.2 ELECTION OF DIRECTOR: MARK D. CRUISE Mgmt For For
1.3 ELECTION OF DIRECTOR: CHRIS ESKDALE Mgmt For For
1.4 ELECTION OF DIRECTOR: JILL GARDINER Mgmt For For
1.5 ELECTION OF DIRECTOR: DAN ISSEROW Mgmt For For
1.6 ELECTION OF DIRECTOR: JESSICA L. MCDONALD Mgmt For For
1.7 ELECTION OF DIRECTOR: DAN MYERSON Mgmt For For
1.8 ELECTION OF DIRECTOR: RICHARD WILLIAMS Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
3 TO APPROVE CERTAIN AMENDMENTS TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED STOCK OPTION
AND STOCK BONUS PLAN (AS AMENDED, THE
"STOCK OPTION PLAN"), AS MORE FULLY
DESCRIBED IN THE CIRCULAR, AND TO APPROVE
ALL UNALLOCATED STOCK OPTIONS AND OTHER
ENTITLEMENTS ISSUABLE UNDER THE STOCK
OPTION PLAN, AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR DATED JUNE 28, 2019 (THE
"CIRCULAR")
4 TO APPROVE CERTAIN AMENDMENTS TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED SHARE UNIT
PLAN (AS AMENDED, THE "SHARE UNIT PLAN"),
AS MORE FULLY DESCRIBED IN THE CIRCULAR,
AND TO APPROVE ALL UNALLOCATED SHARE UNITS
AND OTHER ENTITLEMENTS ISSUABLE UNDER THE
SHARE UNIT PLAN, AS MORE FULLY DESCRIBED IN
THE CIRCULAR
5 TO APPROVE THE ISSUANCE OF CERTAIN DEFERRED Mgmt For For
SHARE UNIT AWARDS, AS MORE FULLY DESCRIBED
IN THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
YAMANA GOLD INC. Agenda Number: 935172180
--------------------------------------------------------------------------------------------------------------------------
Security: 98462Y100
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: AUY
ISIN: CA98462Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
John Begeman Mgmt For For
Christiane Bergevin Mgmt For For
Alexander Davidson Mgmt For For
Richard Graff Mgmt For For
Kimberly Keating Mgmt For For
Peter Marrone Mgmt For For
Jane Sadowsky Mgmt For For
Dino Titaro Mgmt For For
2 Appoint the auditors - Deloitte LLP See Mgmt For For
page 11 of our 2020 management information
circular.
3 On an advisory basis, and not to diminish Mgmt For For
the role and responsibilities of our board,
you accept the approach to executive
compensation disclosed in our 2020
management information circular.
ETFMG Prime Mobile Payments ETF
--------------------------------------------------------------------------------------------------------------------------
ACI WORLDWIDE, INC. Agenda Number: 935196647
--------------------------------------------------------------------------------------------------------------------------
Security: 004498101
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: ACIW
ISIN: US0044981019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Odilon Almeida Mgmt For For
Janet O. Estep Mgmt For For
James C. Hale Mgmt For For
Pamela H. Patsley Mgmt For For
Charles E. Peters, Jr. Mgmt For For
David A. Poe Mgmt For For
Adalio T. Sanchez Mgmt For For
Thomas W. Warsop III Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020
3. Advisory approval of the Company's named Mgmt For For
executive officer compensation
4. Approval of the Company's 2020 Equity and Mgmt For For
Incentive Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 711703478
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 06-Dec-2019
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING AND ANNOUNCEMENTS Non-Voting
2 PROPOSAL APPOINTMENT MARIETTE BIANCA SWART Mgmt For For
AS MEMBER OF THE MANAGEMENT BOARD WITH THE
TITLE CHIEF LEGAL AND COMPLIANCE OFFICER
3 PROPOSAL APPOINTMENT KAMRAN ZAKI AS MEMBER Mgmt For For
OF THE MANAGEMENT BOARD WITH THE TITLE
CHIEF OPERATING OFFICER
4 ANY OTHER BUSINESS AND CLOSING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 711827468
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 14-Jan-2020
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING OF THE GENERAL MEETING Non-Voting
2 IT IS PROPOSED TO REAPPOINT MR.JOEP VAN Mgmt Abstain Against
BEURDEN AS MEMBER OF THE SUPERVISORY BOARD
WHERE ALL DETAILS AS LAID DOWN IN ARTICLE
2:158 PARAGRAPH 5, SECTION 2: 142 PARAGRAPH
3 OF THE DUTCH CIVIL CODE ARE AVAILABLE FOR
THE GENERAL MEETING OF SHAREHOLDERS. THE
REAPPOINTMENT WILL BE WITH EFFECT FROM 20
JANUARY 2020 (THE ENDING OF HIS CURRENT
TERM) AND WILL BE FOR A 4-YEAR TERM
3 ANY OTHER BUSINESS AND CLOSING OF THE Non-Voting
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 712401671
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 26-May-2020
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPEN MEETING Non-Voting
2.A RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2.B APPROVE REMUNERATION REPORT Mgmt For For
2.C ADOPT ANNUAL ACCOUNTS Mgmt For For
2.D RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
2.E APPROVE REMUNERATION POLICY FOR MANAGEMENT Mgmt For For
BOARD
2.F APPROVE REMUNERATION POLICY FOR SUPERVISORY Mgmt For For
BOARD
3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5 REELECT PIERO OVERMARS TO SUPERVISORY BOARD Mgmt For For
6 GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL
7 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES
8 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
9 RATIFY PWC AS AUDITORS Mgmt For For
10 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935151439
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1B. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1C. Election of Director for a term of one Mgmt For For
year: Peter Chernin
1D. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1E. Election of Director for a term of one Mgmt For For
year: Anne Lauvergeon
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1J. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1K. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1L. Election of Director for a term of one Mgmt For For
year: Ronald A. Williams
1M. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2020.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Approval of Amended and Restated Incentive Mgmt For For
Compensation Plan.
5. Shareholder proposal relating to action by Shr For Against
written consent.
6. Shareholder proposal relating to Shr Against For
gender/racial pay equity.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935159207
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Aronin Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Gregory C. Case Mgmt For For
1D. Election of Director: Candace H. Duncan Mgmt For For
1E. Election of Director: Joseph F. Eazor Mgmt For For
1F. Election of Director: Cynthia A. Glassman Mgmt For For
1G. Election of Director: Roger C. Hochschild Mgmt For For
1H. Election of Director: Thomas G. Maheras Mgmt For For
1I. Election of Director: Michael H. Moskow Mgmt For For
1J. Election of Director: Mark A. Thierer Mgmt For For
1K. Election of Director: Lawrence A. Weinbach Mgmt For For
1L. Election of Director: Jennifer L. Wong Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm
--------------------------------------------------------------------------------------------------------------------------
EML PAYMENTS LTD Agenda Number: 711614277
--------------------------------------------------------------------------------------------------------------------------
Security: Q3482X100
Meeting Type: AGM
Meeting Date: 13-Nov-2019
Ticker:
ISIN: AU000000EML7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3, 4 AND 5 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 DIRECTOR'S REMUNERATION REPORT Mgmt For
2 RE-ELECTION OF DIRECTOR - MR PETER MARTIN Mgmt For For
3 INCREASE IN NON-EXECUTIVE DIRECTOR FEE POOL Mgmt For
4 GRANT OF SHORT-TERM INCENTIVE OPTIONS TO Mgmt For For
CHIEF EXECUTIVE OFFICER AND MANAGING
DIRECTOR
5 GRANT OF LONG-TERM INCENTIVE OPTIONS TO Mgmt For For
CHIEF EXECUTIVE OFFICER AND MANAGING
DIRECTOR
6 AMENDMENT TO THE COMPANY'S CONSTITUTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 935177320
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrzej Olechowski Mgmt For For
Eriberto R. Scocimara Mgmt For For
Mark R. Callegari Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Euronet's independent registered public
accounting firm for the year ending
December 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EVERTEC, INC. Agenda Number: 935171710
--------------------------------------------------------------------------------------------------------------------------
Security: 30040P103
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: EVTC
ISIN: PR30040P1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank G. D'Angelo Mgmt For For
1B. Election of Director: Morgan M. Schuessler, Mgmt For For
Jr.
1C. Election of Director: Olga Botero Mgmt For For
1D. Election of Director: Jorge A. Junquera Mgmt For For
1E. Election of Director: Ivan Pagan Mgmt For For
1F. Election of Director: Aldo J. Polak Mgmt For For
1G. Election of Director: Alan H. Schumacher Mgmt For For
1H. Election of Director: Brian J. Smith Mgmt For For
1I. Election of Director: Thomas W. Swidarski Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
EVO PAYMENTS, INC. Agenda Number: 935199580
--------------------------------------------------------------------------------------------------------------------------
Security: 26927E104
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: EVOP
ISIN: US26927E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Laura M. Miller Mgmt For For
Gregory S. Pope Mgmt For For
Matthew W. Raino Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on the Company's executive
compensation.
4. Approval of an amendment to the EVO Mgmt Against Against
Payments, Inc. 2018 Omnibus Incentive Plan.
5. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935051538
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Special
Meeting Date: 24-Jul-2019
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock of Fidelity National Information
Services, Inc., which we refer to as FIS,
in connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated March 17, 2019, as it may be
amended from time to time, by and among
FIS, Wrangler Merger Sub, Inc., a
wholly-owned subsidiary of FIS, and
Worldpay, Inc., which proposal we refer to
as the FIS share issuance proposal.
2. To approve an amendment to the articles of Mgmt For For
incorporation of FIS to increase the number
of authorized shares of common stock of FIS
from 600,000,000 to 750,000,000, effective
only immediately prior to consummation of
the merger, which proposal we refer to as
the FIS articles amendment proposal.
3. To adjourn the FIS special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, sufficient votes to
approve the FIS share issuance proposal or
the FIS articles amendment proposal have
not been obtained by FIS, which proposal we
refer to as the FIS adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935171203
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee Adrean Mgmt For For
1B. Election of Director: Ellen R. Alemany Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt Against Against
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 935160464
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Bisignano Mgmt For For
Alison Davis Mgmt For For
Henrique de Castro Mgmt For For
Harry F. DiSimone Mgmt For For
Dennis F. Lynch Mgmt For For
Heidi G. Miller Mgmt For For
Scott C. Nuttall Mgmt For For
Denis J. O'Leary Mgmt For For
Doyle R. Simons Mgmt For For
Jeffery W. Yabuki Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers of Fiserv, Inc.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Fiserv, Inc. for
2020.
4. A shareholder proposal requesting the Shr Against For
company provide political spending
disclosure.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 935197966
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a one year term: Mgmt For For
Steven T. Stull
1.2 Election of Director for a one year term: Mgmt For For
Michael Buckman
1.3 Election of Director for a one year term: Mgmt For For
Thomas M. Hagerty
2. Ratify the reappointment of Ernst & Young Mgmt For For
LLP as FLEETCOR's independent public
accounting firm for 2020
3. Advisory vote to approve named executive Mgmt For For
officer compensation
4. Shareholder proposal for a shareholder Shr For Against
right to call special shareholder meetings
5. Shareholder proposal requiring that Shr Against For
financial performance metrics in incentive
awards be adjusted to exclude the impact of
share repurchases
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935066678
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of May 27, 2019, by and
between Global Payments Inc. ("Global
Payments") and Total System Services, Inc.
(as amended from time to time) and the
transactions contemplated thereby (the
"Global Payments merger proposal").
2. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to increase the
number of authorized shares of Global
Payments common stock from two hundred
million shares to four hundred million
shares (the "Global Payments authorized
share count proposal").
3. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to declassify the
Global Payments board of directors and
provide for annual elections of directors
(the "Global Payments declassification
proposal").
4. To adjourn the Global Payments special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes to approve the Global
Payments merger proposal, the Global
Payments authorized share count proposal or
the Global Payments declassification
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of Global Payments
common stock.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935147214
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Mgmt For For
Jr.
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers for 2019.
3. Approval of amendments to our articles of Mgmt For For
incorporation to eliminate supermajority
voting requirements.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GMO PAYMENT GATEWAY,INC. Agenda Number: 711833079
--------------------------------------------------------------------------------------------------------------------------
Security: J18229104
Meeting Type: AGM
Meeting Date: 15-Dec-2019
Ticker:
ISIN: JP3385890003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
3.1 Appoint a Director Kumagai, Masatoshi Mgmt For For
3.2 Appoint a Director Ainoura, Issei Mgmt For For
3.3 Appoint a Director Muramatsu, Ryu Mgmt For For
3.4 Appoint a Director Isozaki, Satoru Mgmt For For
3.5 Appoint a Director Hisada, Yuichi Mgmt For For
3.6 Appoint a Director Yasuda, Masashi Mgmt For For
3.7 Appoint a Director Kaneko, Takehito Mgmt For For
3.8 Appoint a Director Nishiyama, Hiroyuki Mgmt For For
3.9 Appoint a Director Yamashita, Hirofumi Mgmt For For
3.10 Appoint a Director Onagi, Masaya Mgmt For For
3.11 Appoint a Director Sato, Akio Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GREEN DOT CORPORATION Agenda Number: 935206309
--------------------------------------------------------------------------------------------------------------------------
Security: 39304D102
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: GDOT
ISIN: US39304D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth C. Aldrich Mgmt For For
1B. Election of Director: J. Chris Brewster Mgmt For For
1C. Election of Director: Glinda Bridgforth Mgmt For For
Hodges
1D. Election of Director: Rajeev V. Date Mgmt For For
1E. Election of Director: Saturnino Fanlo Mgmt For For
1F. Election of Director: William I Jacobs Mgmt For For
1G. Election of Director: Dan R. Henry Mgmt For For
1H. Election of Director: Jeffrey B. Osher Mgmt For For
1I. Election of Director: Ellen Richey Mgmt For For
1J. Election of Director: George T. Shaheen Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Green Dot's independent
registered public accounting firm for 2020.
3. Advisory approval of executive Mgmt For For
compensation.
4. Amendment and restatement of Green Dot's Mgmt For For
2010 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
HUIFU PAYMENT LIMITED Agenda Number: 712415860
--------------------------------------------------------------------------------------------------------------------------
Security: G4644R107
Meeting Type: AGM
Meeting Date: 27-May-2020
Ticker:
ISIN: KYG4644R1074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0415/2020041500547.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0415/2020041500563.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND RECEIVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND OF AUDITORS
FOR THE YEAR ENDED 31 DECEMBER 2019
2 TO RE-ELECT MR. JIN YUAN AS AN EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY
3 TO RE-ELECT MR. CHYE CHIA CHOW AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY
4 TO RE-ELECT MS. WANG LIHONG AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY
5 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF DIRECTORS OF THE COMPANY
6 TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS Mgmt For For
OF THE COMPANY AND TO AUTHORIZE THE BOARD
TO FIX THEIR REMUNERATION
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF TOTAL NUMBER OF SHARES OF
THE COMPANY IN ISSUE AS AT THE DATE OF THE
MEETING
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH THE
SECURITIES IN THE CAPITAL OF THE COMPANY
NOT EXCEEDING 20% OF THE TOTAL NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THE MEETING
9 TO EXTEND, CONDITIONAL UPON THE PASSING OF Mgmt Against Against
RESOLUTIONS 7 AND 8, BY ADDING THE TOTAL
NUMBER OF SHARES OF THE COMPANY REPURCHASED
UNDER RESOLUTION 7 TO THE MANDATE GRANTED
TO THE DIRECTORS UNDER RESOLUTION 8
--------------------------------------------------------------------------------------------------------------------------
I3 VERTICALS, INC. Agenda Number: 935126614
--------------------------------------------------------------------------------------------------------------------------
Security: 46571Y107
Meeting Type: Annual
Meeting Date: 28-Feb-2020
Ticker: IIIV
ISIN: US46571Y1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory Daily Mgmt For For
Clay Whitson Mgmt For For
Elizabeth S. Courtney Mgmt For For
John Harrison Mgmt For For
Burton Harvey Mgmt For For
Timothy McKenna Mgmt For For
David Morgan Mgmt For For
David Wilds Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
INGENICO GROUP SA Agenda Number: 712564865
--------------------------------------------------------------------------------------------------------------------------
Security: F5276G104
Meeting Type: MIX
Meeting Date: 11-Jun-2020
Ticker:
ISIN: FR0000125346
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 20 MAY 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005042001271-54 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005202001747-61; PLEASE NOTE THAT
THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019 - APPROVAL OF NON-DEDUCTIBLE
EXPENSES AND COSTS
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 THE STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt For For
THE AGREEMENTS REFERRED TO IN ARTICLE L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE AND APPROVAL OF THESE
AGREEMENTS
O.4 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
BERNARD BOURIGEAUD AS DIRECTOR
O.5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
CAROLINE PAROT AS DIRECTOR
O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. NAZAN Mgmt For For
SOMER OZELGIN AS DIRECTOR
O.7 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt For For
SECTION I OF ARTICLE L. 225-37-3 OF THE
FRENCH COMMERCIAL CODE
O.8 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR ALLOCATED IN RESPECT OF THE PAST
FINANCIAL YEAR TO MR. BERNARD BOURIGEAUD,
CHAIRMAN OF THE BOARD OF DIRECTORS
O.9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR ALLOCATED IN RESPECT OF THE PAST
FINANCIAL YEAR TO MR. NICOLAS HUSS, CHIEF
EXECUTIVE OFFICER
O.10 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
O.11 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
O.12 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER
O.13 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR THE COMPANY TO REPURCHASE ITS
OWN SHARES IN ACCORDANCE WITH THE
PROVISIONS OF ARTICLE L. 225-209 OF THE
FRENCH COMMERCIAL CODE
E.14 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2019 AND SETTING OF THE
DIVIDEND
E.15 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO CANCEL THE SHARES REPURCHASED
BY THE COMPANY UNDER THE PROVISIONS OF
ARTICLE L. 225-209 OF THE FRENCH COMMERCIAL
CODE
E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES GRANTING, WHERE APPLICABLE, ACCESS
TO COMMON SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES (OF THE COMPANY OR A
COMPANY OF THE GROUP), AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
(BY THE COMPANY OR A COMPANY OF THE GROUP),
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES GRANTING, WHERE APPLICABLE, ACCESS
TO COMMON SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES (OF THE COMPANY OR A
COMPANY OF THE GROUP), AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
(BY THE COMPANY OR A COMPANY OF THE GROUP),
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC
OFFERING, WITH THE EXCEPTION OF THOSE
REFERRED TO IN 1DECREE OF ARTICLE L. 411-2
OF THE FRENCH MONETARY AND FINANCIAL CODE,
AND/OR AS REMUNERATION FOR SECURITIES IN
THE CONTEXT OF A PUBLIC EXCHANGE OFFER
E.18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES GRANTING, WHERE APPLICABLE, ACCESS
TO COMMON SHARES OR TO THE ALLOCATION OF
DEBT SECURITIES ( OF THE COMPANY OR OF A
COMPANY OF THE GROUP), AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO COMMON SHARES
(BY THE COMPANY OR A COMPANY OF THE GROUP),
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY AN OFFER REFERRED TO
IN 1DECREE OF ARTICLE L. 411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
E.19 AUTHORIZATION TO INCREASE THE AMOUNT OF Mgmt For For
ISSUES IN THE EVENT OF OVERSUBSCRIPTION
E.20 DELEGATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE CAPITAL BY
ISSUING COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
WITHIN THE LIMIT OF 10% OF THE CAPITAL, IN
ORDER TO REMUNERATE CONTRIBUTIONS IN KIND
OF EQUITY SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
E.21 OVERALL LIMITATION OF DELEGATIONS TO Mgmt For For
INCREASE THE CAPITAL IMMEDIATELY AND/OR IN
THE FUTURE
E.22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL BY ISSUING COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE
BENEFIT OF MEMBERS OF A COMPANY SAVINGS
PLAN PURSUANT TO ARTICLES L. 3332-18 AND
FOLLOWING OF THE FRENCH LABOUR CODE
E.23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF THE
EMPLOYEES AND OFFICERS OF THE FOREIGN
COMPANIES OF THE GROUP, OUTSIDE OF A
COMPANY SAVINGS PLAN
E.24 AMENDMENT TO ARTICLE 12 OF THE BY-LAWS Mgmt For For
CONCERNING THE PROVISIONS RELATING TO
DIRECTORS REPRESENTING EMPLOYEES
E.25 AMENDMENT TO ARTICLE 12 OF THE BY-LAWS TO Mgmt For For
PROVIDE FOR THE WRITTEN CONSULTATION OF
DIRECTORS
E.26 ALIGNMENT OF ARTICLES 11, 14, 15 AND 19 OF Mgmt For For
THE BY-LAWS
E.27 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INTELLIGENT WAVE INC. Agenda Number: 711562707
--------------------------------------------------------------------------------------------------------------------------
Security: J2402Y105
Meeting Type: AGM
Meeting Date: 26-Sep-2019
Ticker:
ISIN: JP3153100007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Iseki, Tsukasa Mgmt For For
2.2 Appoint a Director Kakito, Mitsuru Mgmt For For
2.3 Appoint a Director Oyama, Keiji Mgmt For For
2.4 Appoint a Director Tachinooka, Kenichi Mgmt For For
2.5 Appoint a Director Matsuda, Takeshi Mgmt For For
2.6 Appoint a Director Doi, Ichiro Mgmt For For
2.7 Appoint a Director Goto, Taisuke Mgmt For For
2.8 Appoint a Director Sato, Kunimitsu Mgmt For For
2.9 Appoint a Director Watanabe, Akira Mgmt For For
2.10 Appoint a Director Miki, Kenichi Mgmt For For
3 Appoint a Corporate Auditor Sakurai, Mgmt For For
Michiharu
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL MONEY EXPRESS, INC. Agenda Number: 935216502
--------------------------------------------------------------------------------------------------------------------------
Security: 46005L101
Meeting Type: Annual
Meeting Date: 26-Jun-2020
Ticker: IMXI
ISIN: US46005L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kurt Holstein Mgmt For For
Robert Jahn Mgmt Withheld Against
John Rincon Mgmt For For
2. Ratification of BDO USA, LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To adopt the Company's 2020 Omnibus Equity Mgmt For For
Compensation Plan.
4. To adopt the Company's 2020 Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
JACCS CO.,LTD. Agenda Number: 712790395
--------------------------------------------------------------------------------------------------------------------------
Security: J26609107
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3388600003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Itagaki, Yasuyoshi Mgmt Against Against
2.2 Appoint a Director Yamazaki, Toru Mgmt Against Against
2.3 Appoint a Director Sugano, Minekazu Mgmt Against Against
2.4 Appoint a Director Chino, Hitoshi Mgmt Against Against
2.5 Appoint a Director Saito, Takashi Mgmt Against Against
2.6 Appoint a Director Ogata, Shigeki Mgmt Against Against
2.7 Appoint a Director Oshima, Kenichi Mgmt Against Against
2.8 Appoint a Director Murakami, Ryo Mgmt Against Against
2.9 Appoint a Director Hara, Kuniaki Mgmt For For
2.10 Appoint a Director Suzuki, Masahito Mgmt For For
2.11 Appoint a Director Nishiyama, Junko Mgmt For For
3.1 Appoint a Corporate Auditor Shimokawa, Mgmt Against Against
Terukazu
3.2 Appoint a Corporate Auditor Murakami, Mgmt For For
Shinji
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935196332
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard Mgmt For For
Haythornthwaite
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Oki Matsumoto Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 935139661
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: NCR
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark W. Begor Mgmt For For
Gregory R. Blank Mgmt For For
Catherine L. Burke Mgmt For For
Chinh E. Chu Mgmt For For
Deborah A. Farrington Mgmt For For
Michael D. Hayford Mgmt For For
Georgette D. Kiser Mgmt For For
Kirk T. Larsen Mgmt For For
Frank R. Martire Mgmt For For
Matthew A. Thompson Mgmt For For
2. To approve, on an advisory basis, Mgmt For For
compensation of the named executive
officers as more particularly described in
the proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020 as more particularly described in
the proxy materials.
4. To approve the proposal to amend the NCR Mgmt Against Against
Corporation 2017 Stock Incentive Plan as
more particularly described in the proxy
materials.
5. To approve the Directors' proposal to amend Mgmt For For
and restate the charter of the Company to
eliminate the supermajority provisions as
more particularly described in the proxy
materials.
--------------------------------------------------------------------------------------------------------------------------
NET 1 UEPS TECHNOLOGIES, INC. Agenda Number: 935101737
--------------------------------------------------------------------------------------------------------------------------
Security: 64107N206
Meeting Type: Annual
Meeting Date: 20-Nov-2019
Ticker: UEPS
ISIN: US64107N2062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Herman G. Kotze Mgmt For For
Alex M.R. Smith Mgmt For For
Christopher S Seabrooke Mgmt For For
Alasdair J.K. Pein Mgmt For For
Paul Edwards Mgmt For For
Alfred T. Mockett Mgmt For For
Ekta Singh-Bushell Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE (SOUTH AFRICA) AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING JUNE 30,
2020.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NEXI S.P.A. Agenda Number: 712378783
--------------------------------------------------------------------------------------------------------------------------
Security: T6S18J104
Meeting Type: OGM
Meeting Date: 05-May-2020
Ticker:
ISIN: IT0005366767
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 384750 DUE TO RESOLUTION 2 IS A
SPLIT ITEM. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 APPROVE FINANCIAL STATEMENTS, STATUTORY Mgmt For For
REPORTS, AND ALLOCATION OF INCOME
2.1 APPROVE REMUNERATION POLICY Mgmt For For
2.2 APPROVE SECOND SECTION OF THE REMUNERATION Mgmt For For
REPORT
3 ELECT DIRECTOR Mgmt For For
4 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
CMMT PLEASE NOTE AS PER ART. 106, ITEM 4, OF THE Non-Voting
LEGISLATIVE DECREE COVID19 THE PHYSICAL
PARTICIPATION TO THE MEETING IS NOT
FORESEEN
--------------------------------------------------------------------------------------------------------------------------
NEXI S.P.A. Agenda Number: 712765722
--------------------------------------------------------------------------------------------------------------------------
Security: T6S18J104
Meeting Type: EGM
Meeting Date: 29-Jun-2020
Ticker:
ISIN: IT0005366767
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 TO AUTHORIZE THE CONVERTIBILITY OF THE Mgmt For For
EQUITY-LINKED BOND LOAN NAMED '500.000.000
EUR 1,75 PER CENT EQUITY LINKED BONDS DUE
2027' AND TO INCREASE THE STOCK CAPITAL, IN
DIVISIBLE FORM, WITHOUT OPTION RIGHT, TO
SERVE THE MENTIONED CONVERTIBLE LOAN, BY
ISSUING ORDINARY SHARES - RESOLUTIONS
RELATED THERETO
CMMT PLEASE NOTE THAT AS PER ART. 106, ITEM 4, Non-Voting
OF THE LEGISLATIVE DECREE COVID19 THE
PHYSICAL PARTICIPATION TO THE MEETING IS
NOT FORESEEN. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PAX GLOBAL TECHNOLOGY LTD Agenda Number: 712478292
--------------------------------------------------------------------------------------------------------------------------
Security: G6955J103
Meeting Type: AGM
Meeting Date: 29-May-2020
Ticker:
ISIN: BMG6955J1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0422/2020042200025.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0422/2020042200031.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY, THE REPORT OF THE DIRECTORS OF THE
COMPANY AND THE REPORT OF THE AUDITOR OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2019
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.06 PER Mgmt For For
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2019
3 TO RE-ELECT MR. NIE GUOMING AS A DIRECTOR Mgmt For For
4 TO RE-ELECT MR. LI WENJIN AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MR. YIP WAI MING AS A DIRECTOR Mgmt For For
6 TO RE-ELECT DR. WU MIN AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MR. MAN KOWK KUEN, CHARLES AS A Mgmt For For
DIRECTOR
8 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX ITS REMUNERATION
10 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
11 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
12 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY OF AN
AMOUNT REPRESENTING THE TOTAL NUMBER OF
SHARES TO BE REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935170869
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2020.
4. Stockholder Proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Human and indigenous Shr Against For
peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
PAYPOINT PLC Agenda Number: 711329006
--------------------------------------------------------------------------------------------------------------------------
Security: G6962B101
Meeting Type: AGM
Meeting Date: 25-Jul-2019
Ticker:
ISIN: GB00B02QND93
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 31 MAR 19
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 MARCH 2019
3 TO DECLARE A FINAL DIVIDEND OF 23.6 PENCE Mgmt For For
PER ORDINARY SHARE OF THE COMPANY FOR THE
YEAR ENDED 31 MAR 19
4 TO ELECT MR PATRICK HEADON AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MS GILL BARR AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MS RACHEL KENTLETON AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT MR GILES KERR AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MR RAKESH SHARMA AS A DIRECTOR Mgmt For For
9 TO RE-ELECT MR NICK WILES AS A DIRECTOR Mgmt For For
10 TO RE-APPOINT KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY
11 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITOR'S REMUNERATION
12 TO AUTHORISE THE DIRECTORS TO OPERATE THE Mgmt For For
PAYPOINT RESTRICTED SHARE PLAN
13 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
14 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN Mgmt For For
ACCORDANCE WITH SECTION 570 OF THE
COMPANIES ACT 2006
15 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN ORDINARY SHARES
16 TO ALLOW ANY GENERAL MEETING (OTHER THAN AN Mgmt For For
ANNUAL GENERAL MEETING) TO BE CALLED ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935197396
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
Amy Brooks Mgmt For For
James McKelvey Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2020.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, TO PREPARE A REPORT ON
EMPLOYEE REPRESENTATION ON THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
STONECO LTD Agenda Number: 935094552
--------------------------------------------------------------------------------------------------------------------------
Security: G85158106
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: STNE
ISIN: KYG851581069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andre Street Mgmt For For
Eduardo Pontes Mgmt For For
Roberto Thompson Motta Mgmt For For
Thomas A Patterson Mgmt For For
Ali Mazanderani Mgmt For For
Silvio Jose Morais Mgmt For For
2. THE ADOPTION AND RATIFICATION OF STONECO Mgmt For For
LTD.'S FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 935163484
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin I. Cole Mgmt For For
1B. Election of Director: Hikmet Ersek Mgmt For For
1C. Election of Director: Richard A. Goodman Mgmt For For
1D. Election of Director: Betsy D. Holden Mgmt For For
1E. Election of Director: Jeffrey A. Joerres Mgmt For For
1F. Election of Director: Michael A. Miles, JR. Mgmt For For
1G. Election of Director: Timothy P. Murphy Mgmt For For
1H. Election of Director: Jan Siegmund Mgmt For For
1I. Election of Director: Angela A. Sun Mgmt For For
1J. Election of Director: Solomon D. Trujillo Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Selection of Ernst & Young Mgmt For For
LLP as Independent Registered Public
Accounting Firm for 2020
4. Stockholder Proposal Regarding Political Shr Against For
Contributions Disclosure
--------------------------------------------------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC. Agenda Number: 935066604
--------------------------------------------------------------------------------------------------------------------------
Security: 891906109
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: TSS
ISIN: US8919061098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of May 27, 2019 (as
amended from time to time, the "merger
agreement"), by and between Total System
Services, Inc. ("TSYS") and Global Payments
Inc. ("Global Payments") and the
transactions contemplated thereby,
including the merger of TSYS with and into
Global Payments (the "merger").
2. Approval, on an advisory (non-binding) Mgmt For For
basis, of the executive officer
compensation that will or may be paid to or
become payable to TSYS' named executive
officers in connection with the merger.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of an amendment to Global Payments'
articles of incorporation to declassify
Global Payments' board of directors and
provide for the annual election of
directors.
4. Approval of the adjournment of the TSYS Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes to approve
Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WEX INC. Agenda Number: 935195152
--------------------------------------------------------------------------------------------------------------------------
Security: 96208T104
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: WEX
ISIN: US96208T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for three-year term: Mgmt For For
Susan Sobbott
1.2 Election of Director for three-year term: Mgmt For For
Stephen Smith
1.3 Election of Director for three-year term: Mgmt For For
James Groch
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WORLDLINE SA Agenda Number: 712564790
--------------------------------------------------------------------------------------------------------------------------
Security: F9867T103
Meeting Type: MIX
Meeting Date: 09-Jun-2020
Ticker:
ISIN: FR0011981968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 25 MAY 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005042001291-54 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005252001930-63; PLEASE NOTE THAT
THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019 - APPROVAL OF NON-DEDUCTIBLE
EXPENSES AND COSTS PURSUANT TO ARTICLE 223
QUATER OF THE FRENCH GENERAL TAX CODE
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2019
O.4 APPROVAL OF THE SEPARATION AGREEMENT Mgmt For For
BETWEEN WORLDLINE AND ATOS SE SUBJECT TO
THE PROVISIONS OF ARTICLE L.225-38 OF THE
COMMERCIAL CODE
O.5 APPROVAL OF THE VOTING COMMITMENT BETWEEN Mgmt For For
WORLDLINE AND SIX GROUP AG SUBJECT TO THE
PROVISIONS OF ARTICLE L.225-38 OF THE
FRENCH COMMERCIAL CODE
O.6 APPROVAL OF THE LETTER OF AGREEMENT Mgmt For For
RELATING TO THE PARTICIPATION OF SIX GROUP
AG IN WORLDLINE SUBJECT TO THE PROVISIONS
OF ARTICLE L.225-38 OF THE FRENCH
COMMERCIAL CODE
O.7 SETTING OF THE COMPENSATION OVERALL ANNUAL Mgmt For For
AMOUNT OF DIRECTORS
O.8 RENEWAL OF THE TERM OF OFFICE OF MR. GILLES Mgmt For For
GRAPINET AS DIRECTOR
O.9 RENEWAL OF THE TERM OF OFFICE OF MR. ALDO Mgmt For For
CARDOSO AS DIRECTOR
O.10 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
GIULIA FITZPATRICK AS DIRECTOR
O.11 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
DANIEL SCHMUCKI AS DIRECTOR, AS A
REPLACEMENT FOR MRS. URSULA MORGENSTERN WHO
RESIGNED
O.12 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt Against Against
JOHANNES DIJSSELHOF AS CENSOR OF THE BOARD
OF DIRECTORS OF THE COMPANY
O.13 RATIFICATION OF THE APPOINTMENT OF MR. P Mgmt For For
GILLES ARDITTI AS CENSOR OF THE BOARD OF
DIRECTORS OF THE COMPANY
O.14 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For
PIERRE BARNABE AS DIRECTOR AND CENSOR OF
THE BOARD OF DIRECTORS OF THE COMPANY, AS A
REPLACEMENT FOR MR. THIERRY BRETON WHO
RESIGNED
O.15 CONDITIONAL APPOINTMENT OF MR. GILLES Mgmt For For
ARDITTI AS MEMBER OF THE BOARD OF DIRECTORS
OF THE COMPANY
O.16 CONDITIONAL APPOINTMENT OF MR. BERNARD Mgmt For For
BOURIGEAUD AS A MEMBER OF THE BOARD OF
DIRECTORS OF THE COMPANY
O.17 CONDITIONAL APPOINTMENT OF MR. THIERRY Mgmt For For
SOMMELET AS A MEMBER OF THE BOARD OF
DIRECTORS OF THE COMPANY
O.18 CONDITIONAL APPOINTMENT OF MR. MICHAEL Mgmt For For
STOLLARZ AS A MEMBER OF THE BOARD OF
DIRECTORS OF THE COMPANY
O.19 CONDITIONAL APPOINTMENT OF MRS. CAROLINE Mgmt For For
PAROT AS A MEMBER OF THE BOARD OF DIRECTORS
OF THE COMPANY
O.20 CONDITIONAL APPOINTMENT OF MRS. AGNES Mgmt For For
AUDIER AS A MEMBER OF THE BOARD OF
DIRECTORS OF THE COMPANY
O.21 CONDITIONAL APPOINTMENT OF MRS. NAZAN SOMER Mgmt For For
OZELGIN AS MEMBER OF THE BOARD OF DIRECTORS
OF THE COMPANY
O.22 RENEWAL OF THE TERM OF OFFICE OF GRANT Mgmt For For
THORNTON, STATUTORY AUDITOR
O.23 RECOGNITION OF THE TERMINATION OF THE TERM Mgmt For For
OF OFFICE OF IGEC, DEPUTY STATUTORY AUDITOR
O.24 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L.225-37-3 OF THE
FRENCH COMMERCIAL CODE RELATING TO THE
COMPENSATION OF CORPORATE OFFICERS
O.25 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID DURING THE FINANCIAL YEAR
ENDED 31 DECEMBER 2019 OR ALLOCATED FOR THE
SAME FINANCIAL YEAR TO MR. GILLES GRAPINET,
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.26 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID DURING THE FINANCIAL YEAR
ENDED 31DECEMBER 2019 OR ALLOCATED FOR THE
SAME FINANCIAL YEAR TO MR. MARC-HENRI
DESPORTES, DEPUTY CHIEF EXECUTIVE OFFICER
O.27 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO NON-EXECUTIVE DIRECTORS FOR
THE FINANCIAL YEAR 2020
O.28 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER FOR THE FINANCIAL YEAR
2020
O.29 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE DEPUTY CHIEF EXECUTIVE
OFFICER FOR THE FINANCIAL YEAR 2020
O.30 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE, HOLD OR TRANSFER
SHARES OF THE COMPANY
E.31 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL OF
THE COMPANY BY CANCELLATION OF TREASURY
SHARES
E.32 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO ISSUE
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT
SHARES, IN THE CONTEXT OF A PUBLIC OFFER
WITH AN EXCHANGE COMPONENT INITIATED BY THE
COMPANY ON THE SHARES OF INGENICO COMPANY
E.33 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO ISSUE
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT
SHARES RESERVED FOR PERSONS MEETING
SPECIFIC CHARACTERISTICS
E.34 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS FOR THE PURPOSE OF ISSUING SHARES
OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT AS CONSIDERATION FOR
CONTRIBUTIONS IN KIND RELATING TO EQUITY
SECURITIES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL
E.35 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE ALLOCATION OF
FREE SHARES OF THE COMPANY TO EMPLOYEES AND
CORPORATE OFFICERS OF INGENICO AND ITS
SUBSIDIARIES
E.36 AMENDMENT, SUBJECT TO CONDITIONS, OF Mgmt For For
ARTICLE 19 OF THE BYLAWS TO CHANGE THE AGE
LIMIT FOR THE CHAIRMAN OF THE BOARD OF
DIRECTORS
E.37 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Abstain Against
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL AND/OR TRANSFERABLE SECURITIES
GRANTING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES
E.38 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Abstain Against
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION
RIGHT, OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
AND/OR TRANSFERABLE SECURITIES GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES BY WAY OF A PUBLIC OFFERING
OTHER THAN THE OFFERS TO THE PUBLIC
MENTIONED IN SECTION 1DECREE OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
E.39 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Abstain Against
THE BOARD OF DIRECTORS TO DECIDE TO ISSUE,
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT,
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL AND/OR
TRANSFERABLE SECURITIES ENTITLING THEIR
HOLDERS TO THE ALLOCATION OF DEBT
SECURITIES BY WAY OF A PUBLIC OFFERING AS
REFERRED TO IN SECTION 1DECREE OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
E.40 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Abstain Against
THE BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE WITH OR WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.41 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL BY INCORPORATION
OF PREMIUMS, RESERVES, PROFITS OR OTHERS
E.42 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
CAPITAL OF THE COMPANY WITH CANCELLATION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE
BENEFIT OF MEMBERS OF COMPANY SAVINGS PLANS
AS EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY AND RELATED COMPANIES
E.43 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO GRANT OPTIONS TO SUBSCRIBE FOR
OR PURCHASE SHARES OF THE COMPANY FOR THE
BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS
OF THE COMPANY AND/OR RELATED COMPANIES
E.44 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO PROCEED WITH THE FREE
ALLOCATION OF SHARES TO EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY AND/OR
RELATED COMPANIES
E.45 AMENDMENT TO ARTICLE 2 OF THE BY-LAWS IN Mgmt For For
ORDER TO PROVIDE FOR THE COMPANY'S PURPOSE
E.46 AMENDMENT TO ARTICLE 16 OF THE BY-LAWS IN Mgmt For For
ORDER TO SET THE TERMS AND CONDITIONS FOR
APPOINTING DIRECTORS REPRESENTING EMPLOYEES
E.47 AMENDMENT TO ARTICLE 17 OF THE BY-LAWS Mgmt For For
CONCERNING THE MANAGEMENT DECISIONS OF THE
BOARD OF DIRECTORS
E.48 AMENDMENT TO ARTICLE 20 OF THE BY-LAWS Mgmt For For
CONCERNING THE COMPENSATION OF THE
DIRECTORS IN ORDER TO ALIGN IT WITH THE
PROVISIONS OF THE COVENANT LAW
E.49 AMENDMENT TO ARTICLE 26 OF THE BY-LAWS Mgmt For For
CONCERNING CENSORS OF THE BOARD OF
DIRECTORS IN ORDER TO ALIGN IT WITH THE
PROVISIONS OF THE COVENANT LAW
E.50 AMENDMENT TO ARTICLE 18 OF THE BY-LAWS IN Mgmt For For
ORDER TO ALLOW THE BOARD OF DIRECTORS TO
MAKE DECISIONS BY WRITTEN CONSULTATION OF
THE DIRECTORS
E.51 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WORLDPAY INC. Agenda Number: 935051982
--------------------------------------------------------------------------------------------------------------------------
Security: 981558109
Meeting Type: Special
Meeting Date: 24-Jul-2019
Ticker: WP
ISIN: US9815581098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt and approve the Agreement and Plan Mgmt Abstain Against
of Merger (the "merger agreement"), dated
March 17, 2019, by and among Worldpay, Inc.
("Worldpay"), Fidelity National Information
Services, Inc. and Wrangler Merger Sub,
Inc.
2. To approve, on a non-binding, advisory Mgmt Abstain Against
basis, the compensation payments that will
or may be made to Worldpay's named
executive officers in connection with the
transaction contemplated by the merger
agreement.
3. To adjourn the Worldpay Special Meeting, if Mgmt Abstain Against
necessary or appropriate, to solicit
additional proxies in favor of the proposal
to adopt and approve the merger agreement.
ETFMG Sit Ultra Short ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ETFMG Travel Tech ETF
--------------------------------------------------------------------------------------------------------------------------
ACCESSO TECHNOLOGY GROUP PLC Agenda Number: 712505594
--------------------------------------------------------------------------------------------------------------------------
Security: G1150H101
Meeting Type: AGM
Meeting Date: 19-May-2020
Ticker:
ISIN: GB0001771426
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2019
2 TO RE-APPOINT STEVE BROWN AS A DIRECTOR Mgmt For For
3 TO RE-APPOINT ANDREW MALPASS AS A DIRECTOR Mgmt For For
4 TO RE-APPOINT WILLIAM RUSSELL, AS A Mgmt For For
DIRECTOR
5 TO RE-APPOINT DAVID GAMMON AS A DIRECTOR Mgmt For For
6 TO RE-APPOINT KAREN SLATFORD AS A DIRECTOR Mgmt For For
7 TO RE-APPOINT KPMG LLP AS AUDITOR Mgmt For For
8 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITOR'S REMUNERATION
9 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SECURITIES
10 TO WAIVE SHAREHOLDERS' RIGHTS OF Mgmt For For
PRE-EMPTION ON ALLOTMENT OF SECURITIES
11 TO WAIVE SHAREHOLDERS' RIGHTS OF Mgmt For For
PRE-EMPTION IN CONNECTION WITH AN
ACQUISITION OR SPECIFIED CAPITAL INVESTMENT
--------------------------------------------------------------------------------------------------------------------------
ACCESSO TECHNOLOGY GROUP PLC Agenda Number: 712737191
--------------------------------------------------------------------------------------------------------------------------
Security: G1150H101
Meeting Type: OGM
Meeting Date: 09-Jun-2020
Ticker:
ISIN: GB0001771426
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO GRANT THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES IN THE COMPANY PURSUANT TO SECTION
551 OF THE COMPANIES ACT 2006 UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 134,817.44,
PURSUANT TO OR IN CONNECTION WITH A PLACING
AND AN OPEN OFFER AND RELATED DIRECT
SUBSCRIPTIONS OF SHARES
--------------------------------------------------------------------------------------------------------------------------
AMADEUS IT GROUP S.A Agenda Number: 712645742
--------------------------------------------------------------------------------------------------------------------------
Security: E04648114
Meeting Type: OGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: ES0109067019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18 JUNE 2020 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU'
CMMT SHAREHOLDERS HOLDING LESS THAN "300" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
1 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE ANNUAL ACCOUNTS - BALANCE SHEET, PROFIT
AND LOSS ACCOUNT, STATEMENT OF CHANGES IN
EQUITY IN THE PERIOD, CASH FLOW STATEMENT
AND ANNUAL REPORT - AND DIRECTORS REPORT OF
THE COMPANY, CONSOLIDATED ANNUAL ACCOUNTS
AND CONSOLIDATED DIRECTORS REPORT OF ITS
GROUP OF COMPANIES, ALL OF THEM RELATED TO
THE FINANCIAL YEAR CLOSED AS OF 31 DECEMBER
2019
2 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE CONSOLIDATED NON-FINANCIAL INFORMATION
REPORT RELATED TO THE FINANCIAL YEAR ENDED
AS OF 31 DECEMBER 2019, WHICH FORMS PART OF
THE CONSOLIDATED DIRECTORS' REPORT
3 APPROVAL, IF APPLICABLE, OF THE PROPOSAL ON Mgmt For For
THE ALLOCATION OF 2019 RESULTS OF THE
COMPANY
4 EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE MANAGEMENT CARRIED OUT BY THE BOARD OF
DIRECTORS FOR THE YEAR CLOSED AS OF 31
DECEMBER 2019
5.1 APPOINTMENT OF MRS. XIAOQUN CLEVER, AS Mgmt For For
INDEPENDENT DIRECTOR, FOR A TERM OF THREE
YEARS
5.2 RE-ELECTION OF MR. JOSE ANTONIO TAZON Mgmt For For
GARCIA, AS INDEPENDENT DIRECTOR, FOR A TERM
OF ONE YEAR
5.3 RE-ELECTION OF MR. LUIS MAROTO CAMINO, AS Mgmt For For
EXECUTIVE DIRECTOR, FOR A TERM OF ONE YEAR
5.4 RE-ELECTION OF MR. DAVID WEBSTER, AS Mgmt For For
INDEPENDENT DIRECTOR, FOR A TERM OF ONE
YEAR
5.5 RE-ELECTION OF DAME CLARA FURSE, AS Mgmt For For
INDEPENDENT DIRECTOR, FOR A TERM OF ONE
YEAR
5.6 RE-ELECTION OF MR. NICOLAS HUSS, AS Mgmt For For
INDEPENDENT DIRECTOR, FOR A TERM OF ONE
YEAR
5.7 RE-ELECTION OF MR. PIERRE-HENRI GOURGEON, Mgmt For For
UNDER THE CATEGORY OF "OTHER EXTERNAL", FOR
A TERM OF ONE YEAR
5.8 RE-ELECTION OF MR. FRANCESCO LOREDAN, AS Mgmt For For
DIRECTOR, UNDER THE CATEGORY OF "OTHER
EXTERNAL" FOR A TERM OF ONE YEAR
6 ANNUAL REPORT ON DIRECTOR'S REMUNERATION, Mgmt For For
FOR AN ADVISORY VOTE THEREON AS PER ARTICLE
541.4 OF THE SPANISH CAPITAL COMPANIES ACT
7 APPROVAL OF THE REMUNERATION OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS, IN THEIR
CAPACITY AS SUCH, FOR FINANCIAL YEAR 2020
8 DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For For
POWER TO INCREASE THE SHARE CAPITAL,
AUTHORISING THE BOARD TO EXCLUDE
PRE-EMPTIVE SUBSCRIPTION RIGHTS, PURSUANT
TO ARTICLES 297.1.B) AND 506 OF THE SPANISH
CAPITAL COMPANIES ACT, LEAVING WITHOUT
EFFECT THE UNUSED PART OF THE DELEGATION
GRANTED BY THE GENERAL SHAREHOLDERS'
MEETING OF 25 JUNE 2015
9 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS, WITH POWER OF SUBSTITUTION, FOR
THE FULL FORMALISATION, INTERPRETATION,
REMEDY AND IMPLEMENTATION OF THE
RESOLUTIONS TO BE ADOPTED BY THE GENERAL
SHAREHOLDERS' MEETING
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935188929
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2019 executive Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Agenda Number: 712246633
--------------------------------------------------------------------------------------------------------------------------
Security: P3R154102
Meeting Type: EGM
Meeting Date: 24-Mar-2020
Ticker:
ISIN: BRCVCBACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO APPROVE THE STOCK BASED INCENTIVE PLAN Mgmt For For
THAT IS TO BE GRANTED TO THE NEW PRESIDENT
OF THE COMPANY, AS WELL AS TO AUTHORIZE THE
MANAGERS OF THE COMPANY TO DO ALL OF THE
ACTS THAT ARE NECESSARY IN ORDER TO
EFFECTUATE THIS RESOLUTION
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA Agenda Number: 712355153
--------------------------------------------------------------------------------------------------------------------------
Security: P3R154102
Meeting Type: EGM
Meeting Date: 04-May-2020
Ticker:
ISIN: BRCVCBACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt Against Against
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976
2.1 APPOINTMENT OF THE CANDIDATES FOR THE BOARD Mgmt For For
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
POSITIONS TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND SUCH
SEPARATE ELECTION OCCURS. SILVIO JOSE
GENESINI JUNIOR
2.2 APPOINTMENT OF THE CANDIDATES FOR THE BOARD Mgmt For For
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
POSITIONS TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND SUCH
SEPARATE ELECTION OCCURS. DELI KOKI MATSUO
2.3 APPOINTMENT OF THE CANDIDATES FOR THE BOARD Mgmt For For
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
POSITIONS TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND SUCH
SEPARATE ELECTION OCCURS. CRISTINA HELENA
ZINGARETTI JUNQUEIRA
2.4 APPOINTMENT OF THE CANDIDATES FOR THE BOARD Mgmt For For
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
POSITIONS TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND SUCH
SEPARATE ELECTION OCCURS. EDUARDO CUNHA
MONNERAT SOLON DE PONTES
2.5 APPOINTMENT OF THE CANDIDATES FOR THE BOARD Mgmt For For
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
POSITIONS TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND SUCH
SEPARATE ELECTION OCCURS. HENRIQUE TEIXEIRA
ALVARES
2.6 APPOINTMENT OF THE CANDIDATES FOR THE BOARD Mgmt For For
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
POSITIONS TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND SUCH
SEPARATE ELECTION OCCURS. FLAVIO UCHOA
TELES DE MENEZES
2.7 APPOINTMENT OF THE CANDIDATES FOR THE BOARD Mgmt For For
OF DIRECTORS, THE SHAREHOLDER MAY APPOINT
AS MANY CANDIDATES AS THE NUMBER OF
POSITIONS TO BE FILLED IN THE GENERAL
ELECTION. THE VOTES INDICATED IN THIS FIELD
WILL BE DISREGARDED IF THE SHAREHOLDER
HOLDING VOTING SHARES ALSO FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND SUCH
SEPARATE ELECTION OCCURS. IGOR XAVIER
CORREIA LIMA
CMMT FOR THE PROPOSAL 3 REGARDING THE ADOPTION Non-Voting
OF MULTIPLE VOTING, PLEASE BE ADVISED THAT
YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSALS 4.1 TO 4.7. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
3 IN THE EVENT OF ADOPTION OF MULTIPLE Mgmt For For
VOTING, DO YOU WISH TO DISTRIBUTE THE VOTE
ADOPTED IN EGALITARIAN PERCENTAGES TO THE
CANDIDATES WHO MAKE UP THE CHOSEN SLATE. IF
THE SHAREHOLDER CHOOSES TO ABSTAIN AND THE
ELECTION OCCURS THROUGH THE MULTIPLE
VOTING, HIS VOTE MUST BE COUNTED AS
ABSTENTION IN THE RESPECTIVE RESOLUTION OF
THE MEETING
4.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
SILVIO JOSE GENESINI JUNIOR
4.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
DELI KOKI MATSUO
4.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
CRISTINA HELENA ZINGARETTI JUNQUEIRA
4.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
EDUARDO CUNHA MONNERAT SOLON DE PONTES
4.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
HENRIQUE TEIXEIRA ALVARES
4.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
FLAVIO UCHOA TELES DE MENEZES
4.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
IGOR XAVIER CORREIA LIMA
5 THE APPOINTMENT, FROM AMONG THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS WHO ARE ELECTED, OF
THE CHAIRPERSON AND OF THE VICE CHAIRPERSON
OF THE BOARD OF DIRECTORS
6 THE CLASSIFICATION OF THE INDEPENDENT Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS OF THE
COMPANY
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935221236
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Susan C. Athey Mgmt For For
1C. Election of Director: A. George "Skip" Mgmt For For
Battle (To be voted upon by the holders of
Expedia Group, Inc.'s Common Stock voting
as a separate class)
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Jon T. Gieselman (To Mgmt For For
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1G. Election of Director: Craig A. Jacobson (To Mgmt For For
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class)
1H. Election of Director: Peter M. Kern Mgmt For For
1I. Election of Director: Dara Khosrowshahi Mgmt For For
1J. Election of Director: Greg Mondre Mgmt For For
1K. Election of Director: David Sambur Mgmt For For
1L. Election of Director: Alexander von Mgmt For For
Furstenberg
1M. Election of Director: Julie Whalen (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Expedia Group, Inc.'s named
executive officers.
3. Approval of the Fifth Amended and Restated Mgmt Against Against
Expedia Group, Inc. 2005 Stock and Annual
Incentive Plan, including an amendment to
increase the number of shares of Expedia
Group, Inc.'s common stock authorized for
issuance thereunder by 8,000,000.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
5. Stockholder proposal regarding a report Shr Against For
concerning political contributions and
expenditures, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
HOSTELWORLD GROUP PLC Agenda Number: 712301681
--------------------------------------------------------------------------------------------------------------------------
Security: G4611U109
Meeting Type: AGM
Meeting Date: 27-Apr-2020
Ticker:
ISIN: GB00BYYN4225
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE COMPANY'S ANNUAL ACCOUNTS AND Mgmt For For
THE DIRECTORS' AND AUDITORS' REPORTS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO RE-ELECT MICHAEL CAWLEY AS A DIRECTOR Mgmt For For
4 TO RE-ELECT CARL G. SHEPHERD AS A DIRECTOR Mgmt For For
5 TO RE-ELECT EIMEAR MOLONEY AS A DIRECTOR Mgmt For For
6 TO RE-ELECT GARY MORRISON AS A DIRECTOR Mgmt For For
7 TO RE-ELECT T J KELLY AS A DIRECTOR Mgmt For For
8 TO ELECT EVAN COHEN AS A DIRECTOR Mgmt For For
9 TO RE-APPOINT DELOITTE IRELAND LLP AS Mgmt For For
AUDITORS TO THE COMPANY
10 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
AUDITORS' REMUNERATION
11 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
OR GRANT SUBSCRIPTION OR CONVERSION RIGHTS
UNDER SECTION 551 OF THE COMPANIES ACT 2006
12 TO GENERALLY DISAPPLY STATUTORY PRE-EMPTION Mgmt For For
RIGHTS UNDER SECTION 570 OF THE COMPANIES
ACT 2006
13 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN ORDINARY SHARES
14 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
15 TO PERMIT GENERAL MEETINGS TO BE CALLED ON Mgmt For For
14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
LYFT, INC. Agenda Number: 935198817
--------------------------------------------------------------------------------------------------------------------------
Security: 55087P104
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: LYFT
ISIN: US55087P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Logan Green Mgmt For For
Ann Miura-Ko Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
OPEN DOOR INC. Agenda Number: 712769338
--------------------------------------------------------------------------------------------------------------------------
Security: J3072J105
Meeting Type: AGM
Meeting Date: 22-Jun-2020
Ticker:
ISIN: JP3173560008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appoint a Director Hayasaka, Taisuke Mgmt For For
2.1 Appoint a Substitute Corporate Auditor Mgmt Against Against
Haga, Yuichiro
2.2 Appoint a Substitute Corporate Auditor Mgmt Against Against
Miyamoto, Kohei
3 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
4 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
SABRE CORPORATION Agenda Number: 935145462
--------------------------------------------------------------------------------------------------------------------------
Security: 78573M104
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: SABR
ISIN: US78573M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director (term to expire at the Mgmt For For
2021 Annual Meeting of Stockholder): George
Bravante, Jr.
1B. Election of Director (term to expire at the Mgmt For For
2021 Annual Meeting of Stockholder): Renee
James
1C. Election of Director (term to expire at the Mgmt For For
2021 Annual Meeting of Stockholder): Gary
Kusin
1D. Election of Director (term to expire at the Mgmt For For
2021 Annual Meeting of Stockholder): Gail
Mandel
1E. Election of Director (term to expire at the Mgmt For For
2021 Annual Meeting of Stockholder): Sean
Menke
1F. Election of Director (term to expire at the Mgmt For For
2021 Annual Meeting of Stockholder): Joseph
Osnoss
1G. Election of Director (term to expire at the Mgmt For For
2021 Annual Meeting of Stockholder): Zane
Rowe
1H. Election of Director (term to expire at the Mgmt For For
2021 Annual Meeting of Stockholder): John
Siciliano
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TONGCHENG-ELONG HOLDINGS LIMITED Agenda Number: 712504756
--------------------------------------------------------------------------------------------------------------------------
Security: G8918W106
Meeting Type: AGM
Meeting Date: 03-Jun-2020
Ticker:
ISIN: KYG8918W1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0427/2020042701363.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0427/2020042701327.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2019 AND THE REPORTS OF THE DIRECTORS AND
AUDITOR THEREON
2.A.I TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt Against Against
OF THE COMPANY: MR. WU ZHIXIANG AS AN
EXECUTIVE DIRECTOR
2.AII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt Against Against
OF THE COMPANY: MR. BRENT RICHARD IRVIN AS
A NON-EXECUTIVE DIRECTOR
2AIII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt Against Against
OF THE COMPANY: MR. CHENG YUN MING MATTHEW
AS A NON-EXECUTIVE DIRECTOR
2.AIV TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: MR. WU HAIBING AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR;
2.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF THE DIRECTORS OF THE
COMPANY (THE "DIRECTORS")
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
BOARD TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING DECEMBER 31, 2020
4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO OFFER, ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
4.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
SHARES BY THE NUMBER OF SHARES REPURCHASED
BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
TRAINLINE PLC Agenda Number: 712697056
--------------------------------------------------------------------------------------------------------------------------
Security: G8992Y119
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: GB00BKDTK925
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 29 FEBRUARY 2020, TOGETHER WITH
THE STRATEGIC REPORT, DIRECTORS' REPORT AND
AUDITORS' REPORT
2 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT FOR THE YEAR ENDED 29
FEBRUARY 2020
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO APPROVE THE AMENDMENTS TO THE TRAINLINE Mgmt For For
PLC PERFORMANCE SHARE PLAN RULES
5 TO RE-ELECT BRIAN MCBRIDE AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT CLARE GILMARTIN AS A DIRECTOR Mgmt Against Against
7 TO RE-ELECT DUNCAN TATTON-BROWN AS A Mgmt For For
DIRECTOR
8 TO RE-ELECT KJERSTI WIKLUND AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SHAUN MCCABE AS A DIRECTOR Mgmt Against Against
10 TO REAPPOINT KPMG LLP AS AUDITORS OF THE Mgmt Against Against
COMPANY
11 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS
12 TO AUTHORISE POLITICAL DONATIONS Mgmt For For
13 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES, Mgmt For For
AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT SECURITIES INTO SHARES UNDER
SECTION 551 COMPANIES ACT 2006
14 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS Mgmt For For
UNDER SECTION 570 COMPANIES ACT 2006 UP TO
5% OF SHARE CAPITAL
15 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS Mgmt For For
UNDER SECTION 570 COMPANIES ACT 2006 UP TO
AN ADDITIONAL 5% OF SHARE CAPITAL TO
FINANCE ACQUISITIONS AND CAPITAL
INVESTMENTS
16 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN ORDINARY SHARES
17 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS ON NOT LESS THAN 14 CLEAR DAYS
NOTICE
--------------------------------------------------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LTD Agenda Number: 712554319
--------------------------------------------------------------------------------------------------------------------------
Security: Y8972V101
Meeting Type: AGM
Meeting Date: 18-Jun-2020
Ticker:
ISIN: CNE1000004J3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0428/2020042801412.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0428/2020042801340.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE REPORT OF THE BOARD OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019
2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE REPORT OF THE SUPERVISORY
COMMITTEE OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2019
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AUDITED FINANCIAL
STATEMENTS OF THE GROUP (I.E. THE COMPANY
AND ITS SUBSIDIARIES) FOR THE YEAR ENDED 31
DECEMBER 2019
4 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE ALLOCATION OF PROFIT AND
DISTRIBUTION OF FINAL DIVIDEND FOR THE YEAR
ENDED 31 DECEMBER 2019
5 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE APPOINTMENT OF AUDITORS FOR
THE YEAR ENDING 31 DECEMBER 2020 AND THE
AUTHORIZATION TO THE BOARD TO FIX THE
REMUNERATION THEREOF
--------------------------------------------------------------------------------------------------------------------------
TRIPADVISOR, INC. Agenda Number: 935200509
--------------------------------------------------------------------------------------------------------------------------
Security: 896945201
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TRIP
ISIN: US8969452015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory B. Maffei Mgmt For For
Stephen Kaufer Mgmt For For
Jay C. Hoag Mgmt For For
Betsy L. Morgan Mgmt For For
M. Greg O'Hara Mgmt For For
Jeremy Philips Mgmt For For
Albert E. Rosenthaler Mgmt For For
Trynka Shineman Blake Mgmt For For
Robert S. Wiesenthal Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
TripAdvisor, Inc.s independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TRIVAGO N.V. Agenda Number: 935227036
--------------------------------------------------------------------------------------------------------------------------
Security: 89686D105
Meeting Type: Annual
Meeting Date: 30-Jun-2020
Ticker: TRVG
ISIN: US89686D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. Adoption of the annual accounts over the Mgmt For
financial year 2019
6. Appointment of the external auditor for the Mgmt For
financial year 2020
7. Release of the managing directors from Mgmt For
liability for the exercise of their duties
during the financial year 2019
8. Release of the supervisory directors from Mgmt For
liability for the exercise of their duties
during the financial year 2019
9. Appointment of J.A. Carter as managing Mgmt For
director for a period expiring at the end
of the annual general meeting to be held in
the year 2023
10. Appointment M.M. Tillmann as managing Mgmt For
director for a period expiring at the end
of the annual general meeting to be held in
the year 2023
11. Appointment of A. Gorin as supervisory Mgmt For
director for a period expiring at the end
of the annual general meeting to be held in
the year 2023
12. Appointment of R.T.J. Schromgens as Mgmt For
supervisory director for a period expiring
on December 31, 2020
13. Authorization of the management board to Mgmt Against
increase the maximum number of shares that
may be delivered pursuant to the Company's
2016 Amended and Restated Omnibus Incentive
Plan
14. Approval of an amendment to the Company's Mgmt Against
2016 Amended and Restated Omnibus Incentive
Plan
15. Authorization of the management board to Mgmt For
acquire shares in the Company's capital
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES INC Agenda Number: 935156869
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald Sugar Mgmt For For
1B. Election of Director: Ursula Burns Mgmt For For
1C. Election of Director: Robert Eckert Mgmt For For
1D. Election of Director: Amanda Ginsberg Mgmt For For
1E. Election of Director: Dara Khosrowshahi Mgmt For For
1F. Election of Director: Wan Ling Martello Mgmt For For
1G. Election of Director: Yasir Al-Rumayyan Mgmt Against Against
1H. Election of Director: John Thain Mgmt For For
1I. Election of Director: David Trujillo Mgmt For For
2. Approval, by non-binding vote, of the 2019 Mgmt Against Against
compensation paid to the Company's named
executive officers.
3. Approval, by non-binding vote, of the Mgmt 1 Year For
frequency of executive compensation votes.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
ETFMG Treatments, Testing and Advancements ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Etho Climate Leadership U.S. ETF
--------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION Agenda Number: 935136348
--------------------------------------------------------------------------------------------------------------------------
Security: 831865209
Meeting Type: Annual
Meeting Date: 15-Apr-2020
Ticker: AOS
ISIN: US8318652091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William P. Greubel Mgmt For For
Dr. Ilham Kadri Mgmt For For
Idelle K. Wolf Mgmt For For
Gene C. Wulf Mgmt For For
2. Proposal to approve, by nonbinding advisory Mgmt For For
vote, the compensation of our named
executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of the corporation.
4. Proposal to approve an amendment of the A. Mgmt For For
O. Smith Combined Incentive Compensation
Plan and increase of authorized shares of
Common Stock by 2,400,000.
--------------------------------------------------------------------------------------------------------------------------
AARON'S INC. Agenda Number: 935217958
--------------------------------------------------------------------------------------------------------------------------
Security: 002535300
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: AAN
ISIN: US0025353006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly H. Barrett Mgmt For For
1B. Election of Director: Kathy T. Betty Mgmt For For
1C. Election of Director: Douglas C. Curling Mgmt For For
1D. Election of Director: Cynthia N. Day Mgmt For For
1E. Election of Director: Curtis L. Doman Mgmt For For
1F. Election of Director: Walter G. Ehmer Mgmt For For
1G. Election of Director: Hubert L. Harris, Jr. Mgmt For For
1H. Election of Director: John W. Robinson III Mgmt For For
1I. Election of Director: Ray M. Robinson Mgmt For For
2. Approval of a non-binding advisory Mgmt For For
resolution to approve the Company's
executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2020.
4. Effecting a Holding Company Formation and, Mgmt For For
in connection therewith, Approval of the
Agreement and Plan of Merger, by and among
Aaron's, Inc., Aaron's Holdings Company,
Inc. and Aaron's Merger Sub, Inc.
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 935196483
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reveta Bowers Mgmt For For
1B. Election of Director: Robert Corti Mgmt For For
1C. Election of Director: Hendrik Hartong III Mgmt For For
1D. Election of Director: Brian Kelly Mgmt For For
1E. Election of Director: Robert Kotick Mgmt For For
1F. Election of Director: Barry Meyer Mgmt For For
1G. Election of Director: Robert Morgado Mgmt For For
1H. Election of Director: Peter Nolan Mgmt For For
1I. Election of Director: Dawn Ostroff Mgmt For For
1J. Election of Director: Casey Wasserman Mgmt For For
2. To provide advisory approval of our Mgmt For For
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
4. Stockholder proposal regarding political Shr Against For
disclosures.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935132580
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Frank Calderoni Mgmt For For
1C. Election of Director: James Daley Mgmt For For
1D. Election of Director: Laura Desmond Mgmt For For
1E. Election of Director: Charles Geschke Mgmt For For
1F. Election of Director: Shantanu Narayen Mgmt For For
1G. Election of Director: Kathleen Oberg Mgmt For For
1H. Election of Director: Dheeraj Pandey Mgmt For For
1I. Election of Director: David Ricks Mgmt For For
1J. Election of Director: Daniel Rosensweig Mgmt For For
1K. Election of Director: John Warnock Mgmt For For
2. Approve the 2020 Employee Stock Purchase Mgmt For For
Plan, which amends and restates the 1997
Employee Stock Purchase Plan.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on November
27, 2020.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
5. Consider and vote upon one stockholder Shr Against For
proposal.
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 935163941
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Bergstrom Mgmt For For
1B. Election of Director: Brad W. Buss Mgmt For For
1C. Election of Director: John F. Ferraro Mgmt For For
1D. Election of Director: Thomas R. Greco Mgmt For For
1E. Election of Director: Jeffrey J. Jones II Mgmt For For
1F. Election of Director: Eugene I. Lee, Jr. Mgmt For For
1G. Election of Director: Sharon L. McCollam Mgmt For For
1H. Election of Director: Douglas A. Pertz Mgmt For For
1I. Election of Director: Nigel Travis Mgmt For For
2. Approve, by advisory vote, the compensation Mgmt For For
of our named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP (Deloitte) as our independent
registered public accounting firm for 2020.
4. Advisory vote on the stockholder proposal Shr Against For
on the ability of stockholders to act by
written consent if presented at the annual
meeting.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935153700
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 935145842
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel P. Amos Mgmt For For
1B. Election of Director: W. Paul Bowers Mgmt For For
1C. Election of Director: Toshihiko Fukuzawa Mgmt For For
1D. Election of Director: Thomas J. Kenny Mgmt For For
1E. Election of Director: Georgette D. Kiser Mgmt For For
1F. Election of Director: Karole F. Lloyd Mgmt For For
1G. Election of Director: Nobuchika Mori Mgmt For For
1H. Election of Director: Joseph L. Moskowitz Mgmt For For
1I. Election of Director: Barbara K. Rimer, Mgmt For For
DrPH
1J. Election of Director: Katherine T. Rohrer Mgmt For For
1K. Election of Director: Melvin T. Stith Mgmt For For
2. To consider the following non-binding Mgmt For For
advisory proposal: "Resolved, on an
advisory basis, the shareholders of Aflac
Incorporated approve the compensation of
the named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the Securities and Exchange
Commission, including the Compensation
Discussion and Analysis and accompanying
tables and narrative in the Notice of 2020
Annual Meeting of Shareholders and Proxy
Statement"
3. To consider and act upon the ratification Mgmt For For
of the appointment of KPMG LLP as
independent registered public accounting
firm of the Company for the year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 935127313
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 17-Apr-2020
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term: Mgmt For For
Heidi Kunz
1.2 Election of Director for a three-year term: Mgmt For For
Sue H. Rataj
1.3 Election of Director for a three-year term: Mgmt For For
George A. Scangos, Ph.D.
1.4 Election of Director for a three-year term: Mgmt For For
Dow R. Wilson
2. To approve the Agilent Technologies, Inc. Mgmt For For
2020 Employee Stock Purchase Plan.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Agilent's named
executive officers.
4. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Agilent's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC. Agenda Number: 935185947
--------------------------------------------------------------------------------------------------------------------------
Security: 00847X104
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: AGIO
ISIN: US00847X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul J. Clancy Mgmt For For
Ian T. Clark Mgmt For For
2. To vote, on an advisory basis, to approve Mgmt Against Against
named executive officer compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 935153469
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the non-binding advisory Mgmt For For
resolution approving the compensation of
our named executive officers.
2A. Election of Director: Mary Lauren Brlas Mgmt For For
2B. Election of Director: Luther C. Kissam IV Mgmt For For
2C. Election of Director: J. Kent Masters Mgmt For For
2D. Election of Director: Glenda J. Minor Mgmt For For
2E. Election of Director: James J. O'Brien Mgmt For For
2F. Election of Director: Diarmuid B. O'Connell Mgmt For For
2G. Election of Director: Dean L. Seavers Mgmt For For
2H. Election of Director: Gerald A. Steiner Mgmt For For
2I. Election of Director: Holly A. Van Deursen Mgmt Against Against
2J. Election of Director: Amb. Alejandro Wolff Mgmt For For
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC. Agenda Number: 935182395
--------------------------------------------------------------------------------------------------------------------------
Security: 015271109
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: ARE
ISIN: US0152711091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joel S. Marcus Mgmt For For
1B. Election of Director: Steven R. Hash Mgmt For For
1C. Election of Director: John L. Atkins, III Mgmt For For
1D. Election of Director: James P. Cain Mgmt For For
1E. Election of Director: Maria C. Freire Mgmt For For
1F. Election of Director: Jennifer Friel Mgmt For For
Goldstein
1G. Election of Director: Richard H. Klein Mgmt For For
1H. Election of Director: James H. Richardson Mgmt For For
1I. Election of Director: Michael A. Woronoff Mgmt For For
2. To vote upon the amendment and restatement Mgmt For For
of the Company's Amended and Restated 1997
Stock Award and Incentive Plan, as more
particularly described in the accompanying
Proxy Statement.
3. To cast a non-binding, advisory vote on a Mgmt For For
resolution to approve the compensation of
the Company's named executive officers, as
more particularly described in the
accompanying Proxy Statement.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accountants for the fiscal year
ending December 31, 2020, as more
particularly described in the accompanying
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 935169866
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. Dallas Mgmt For For
1B. Election of Director: Joseph M. Hogan Mgmt For For
1C. Election of Director: Joseph Lacob Mgmt For For
1D. Election of Director: C. Raymond Larkin, Mgmt For For
Jr.
1E. Election of Director: George J. Morrow Mgmt For For
1F. Election of Director: Anne M. Myong Mgmt For For
1G. Election of Director: Thomas M. Prescott Mgmt For For
1H. Election of Director: Andrea L. Saia Mgmt For For
1I. Election of Director: Greg J. Santora Mgmt For For
1J. Election of Director: Susan E. Siegel Mgmt For For
1K. Election of Director: Warren S. Thaler Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2020.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC Agenda Number: 935165527
--------------------------------------------------------------------------------------------------------------------------
Security: 01988P108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MDRX
ISIN: US01988P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mara G. Aspinall Mgmt For For
1B. Election of Director: Paul M. Black Mgmt For For
1C. Election of Director: P. Gregory Garrison Mgmt For For
1D. Election of Director: Jonathan J. Judge Mgmt For For
1E. Election of Director: Michael A. Klayko Mgmt For For
1F. Election of Director: Dave B. Stevens Mgmt For For
1G. Election of Director: David D. Stevens Mgmt For For
2. To approve the amendment and restatement of Mgmt For For
the Allscripts 2019 Stock Incentive Plan.
3. To approve the amendment and restatement of Mgmt For For
the Allscripts Employee Stock Purchase
Plan.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
5. To approve, on an advisory basis, the Mgmt For For
Company's named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC. Agenda Number: 935157025
--------------------------------------------------------------------------------------------------------------------------
Security: 02043Q107
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ALNY
ISIN: US02043Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Michael W. Mgmt For For
Bonney
1B. Election of Class I Director: John M. Mgmt For For
Maraganore, Ph.D.
1C. Election of Class I Director: Phillip A. Mgmt For For
Sharp, Ph.D.
2. To approve an Amendment to our 2018 Stock Mgmt Against Against
Incentive Plan, as amended.
3. To approve an Amendment to our Amended and Mgmt For For
Restated 2004 Employee Stock Purchase Plan,
as amended.
4. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of Alnylam's named
executive officers.
5. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, an independent
registered public accounting firm, as
Alnylam's independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt Against Against
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr Against For
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
AMERCO Agenda Number: 935059356
--------------------------------------------------------------------------------------------------------------------------
Security: 023586100
Meeting Type: Annual
Meeting Date: 22-Aug-2019
Ticker: UHAL
ISIN: US0235861004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward J. Shoen Mgmt For For
James E. Acridge Mgmt For For
John P. Brogan Mgmt For For
John M. Dodds Mgmt For For
James J. Grogan Mgmt For For
Richard J. Herrera Mgmt For For
Karl A. Schmidt Mgmt For For
Samuel J. Shoen Mgmt For For
2. The ratification of the appointment of BDO Mgmt For For
USA, LLP as the Company's independent
registered public accounting firm for the
fiscal year ending March 31, 2020.
3. A proposal received from Company Mgmt For For
stockholder proponents to ratify and affirm
the decisions and actions taken by the
Board of Directors and executive officers
of the Company with respect to AMERCO, its
subsidiaries, and its various
constituencies for the fiscal year ended
March 31, 2019.
4. An advisory proposal received from a Mgmt For
Company stockholder proponent that
directors shall be elected by the
affirmative vote of the majority of votes
cast in uncontested director elections.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 935193021
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sujatha Mgmt For For
Chandrasekaran
1.2 Election of Director: Jay L. Schottenstein Mgmt For For
2. Proposal Two. Ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 30,
2021.
3. Proposal Three. Approve the Company's 2020 Mgmt For For
Stock Award and Incentive Plan.
4. Proposal Four. Hold an advisory vote on the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935151439
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1B. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1C. Election of Director for a term of one Mgmt For For
year: Peter Chernin
1D. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1E. Election of Director for a term of one Mgmt For For
year: Anne Lauvergeon
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1J. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1K. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1L. Election of Director for a term of one Mgmt For For
year: Ronald A. Williams
1M. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2020.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Approval of Amended and Restated Incentive Mgmt For For
Compensation Plan.
5. Shareholder proposal relating to action by Shr For Against
written consent.
6. Shareholder proposal relating to Shr Against For
gender/racial pay equity.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN STATES WATER COMPANY Agenda Number: 935176330
--------------------------------------------------------------------------------------------------------------------------
Security: 029899101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: AWR
ISIN: US0298991011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. John R. Fielder Mgmt For For
Mr. C. James Levin Mgmt For For
Ms. Janice F. Wilkins Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935160248
--------------------------------------------------------------------------------------------------------------------------
Security: 030420103
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: AWK
ISIN: US0304201033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey N. Edwards Mgmt For For
1B. Election of Director: Martha Clark Goss Mgmt For For
1C. Election of Director: Veronica M. Hagen Mgmt For For
1D. Election of Director: Kimberly J. Harris Mgmt For For
1E. Election of Director: Julia L. Johnson Mgmt For For
1F. Election of Director: Patricia L. Kampling Mgmt For For
1G. Election of Director: Karl F. Kurz Mgmt For For
1H. Election of Director: Walter J. Lynch Mgmt For For
1I. Election of Director: George MacKenzie Mgmt For For
1J. Election of Director: James G. Stavridis Mgmt For For
1K. Election of Director: Lloyd M. Yates Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment, by the Mgmt For For
Audit, Finance and Risk Committee of the
Board of Directors, of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 935143963
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James M. Cracchiolo Mgmt For For
1B. Election of Director: Dianne Neal Blixt Mgmt For For
1C. Election of Director: Amy DiGeso Mgmt For For
1D. Election of Director: Lon R. Greenberg Mgmt For For
1E. Election of Director: Jeffrey Noddle Mgmt For For
1F. Election of Director: Robert F. Sharpe, Jr. Mgmt For For
1G. Election of Director: Brian T. Shea Mgmt For For
1H. Election of Director: W. Edward Walter III Mgmt For For
1I. Election of Director: Christopher J. Mgmt For For
Williams
2. To approve the compensation of the named Mgmt For For
executive officers by a nonbinding advisory
vote.
3. To ratify the Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC. Agenda Number: 935140688
--------------------------------------------------------------------------------------------------------------------------
Security: 001744101
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: AMN
ISIN: US0017441017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark G. Foletta Mgmt For For
1B. Election of Director: Teri G. Fontenot Mgmt For For
1C. Election of Director: R. Jeffrey Harris Mgmt For For
1D. Election of Director: Michael M.E. Johns, Mgmt For For
M.D.
1E. Election of Director: Daphne E. Jones Mgmt For For
1F. Election of Director: Martha H. Marsh Mgmt For For
1G. Election of Director: Susan R. Salka Mgmt For For
1H. Election of Director: Douglas D. Wheat Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. To reduce the threshold necessary to call a Mgmt For For
Special Meeting of Shareholders.
5. A shareholder proposal entitled: "Make Shr Against For
Shareholder Right to Call Special Meeting
More Accessible".
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935123288
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Karen M. Golz Mgmt For For
1H. Election of Director: Mark M. Little Mgmt For For
1I. Election of Director: Kenton J. Sicchitano Mgmt For For
1J. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Approval of the Analog Devices, Inc. 2020 Mgmt For For
Equity Incentive Plan.
4. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 935167418
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for Mgmt For For
three-year term: Ajei S. Gopal
1B. Election of Class III Director for Mgmt For For
three-year term: Glenda M. Dorchak
1C. Election of Class III Director for Mgmt For For
three-year term: Robert M. Calderoni
2. The ratification of the selection of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
3. The advisory vote to approve compensation Mgmt Against Against
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 935157037
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: ANTM
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Gail K. Boudreaux Mgmt For For
1.2 Election of Director: R. Kerry Clark Mgmt For For
1.3 Election of Director: Robert L. Dixon, Jr. Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for 2020.
4. Shareholder proposal to allow shareholders Shr For Against
owning 10% or more of our common stock to
call a special meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC. Agenda Number: 935117918
--------------------------------------------------------------------------------------------------------------------------
Security: 037598109
Meeting Type: Annual
Meeting Date: 14-Jan-2020
Ticker: APOG
ISIN: US0375981091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christina M. Alvord Mgmt For For
Frank G. Heard Mgmt For For
Elizabeth M. Lilly Mgmt For For
Mark A. Pompa Mgmt For For
2. ADVISORY VOTE ON APOGEE'S EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE APOGEE ENTERPRISES, INC. Mgmt For For
2019 STOCK INCENTIVE PLAN.
4. APPROVAL OF THE APOGEE ENTERPRISES, INC. Mgmt For For
2019 NON-EMPLOYEE DIRECTOR STOCK PLAN.
5. APPROVAL OF AN AMENDMENT TO APOGEE'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO ELECT
DIRECTORS BY MAJORITY VOTE.
6. APPROVAL OF AN AMENDMENT TO APOGEE'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
REDUCE THE REQUIRED VOTE OF APOGEE'S
SHAREHOLDERS, FROM SUPERMAJORITY TO
MAJORITY, TO REMOVE DIRECTORS.
7. APPROVAL OF AMENDMENT TO APOGEE'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO REDUCE THE
REQUIRED VOTE OF APOGEE'S SHAREHOLDERS,
FROM SUPERMAJORITY TO MAJORITY, TO AMEND
THE DIRECTOR REMOVAL PROVISION CONTAINED
THEREIN.
8. APPROVAL OF AN AMENDMENT TO APOGEE'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
ELIMINATE THE "ANTI-GREENMAIL" PROVISION
CONTAINED THEREIN.
9. IF PROPOSAL 8 REGARDING ELIMINATION OF THE Mgmt For For
"ANTI-GREENMAIL" PROVISION IS NOT APPROVED,
APPROVAL OF AN AMENDMENT TO APOGEE'S
RESTATED ARTICLES OF INCORPORATION TO
REDUCE THE REQUIRED VOTE OF APOGEE'S
SHAREHOLDERS, FROM SUPERMAJORITY TO
MAJORITY, TO AMEND THE "ANTI-GREENMAIL"
PROVISION CONTAINED THEREIN.
10. RATIFICATION OF THE EXCLUSIVE FORUM BY-LAW Mgmt Against Against
PROVISION.
11. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS APOGEE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 29, 2020.
--------------------------------------------------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC. Agenda Number: 935217681
--------------------------------------------------------------------------------------------------------------------------
Security: 037598109
Meeting Type: Annual
Meeting Date: 24-Jun-2020
Ticker: APOG
ISIN: US0375981091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Lloyd E. Mgmt For For
Johnson
1B. Election of Class I Director: Donald A. Mgmt For For
Nolan
1C. Election of Class I Director: Patricia K. Mgmt For For
Wagner
2. ADVISORY VOTE ON APOGEE'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS APOGEE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 27, 2021.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr For Against
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935126258
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 12-Mar-2020
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Judy Bruner Mgmt For For
1B. Election of Director: Xun (Eric) Chen Mgmt For For
1C. Election of Director: Aart J. de Geus Mgmt For For
1D. Election of Director: Gary E. Dickerson Mgmt For For
1E. Election of Director: Stephen R. Forrest Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2019.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2020.
4. Approval of an amendment and restatement of Mgmt For For
Applied Materials' Certificate of
Incorporation to allow shareholders to act
by written consent.
--------------------------------------------------------------------------------------------------------------------------
APTARGROUP, INC. Agenda Number: 935156629
--------------------------------------------------------------------------------------------------------------------------
Security: 038336103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ATR
ISIN: US0383361039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: George L. Fotiades Mgmt For For
1b. Election of Director: B. Craig Owens Mgmt For For
1c. Election of Director: Dr. Joanne C. Smith Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approval of an amendment to the 2018 Equity Mgmt For For
Incentive Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ARES MANAGEMENT CORPORATION Agenda Number: 935196750
--------------------------------------------------------------------------------------------------------------------------
Security: 03990B101
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ARES
ISIN: US03990B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J Arougheti Mgmt For For
1B. Election of Director: Antoinette Bush Mgmt For For
1C. Election of Director: Paul G. Joubert Mgmt For For
1D. Election of Director: R. Kipp deVeer Mgmt For For
1E. Election of Director: David B. Kaplan Mgmt For For
1F. Election of Director: Michael Lynton Mgmt For For
1G. Election of Director: Dr. Judy D. Olian Mgmt For For
1H. Election of Director: Antony P. Ressler Mgmt For For
1I. Election of Director: Bennett Rosenthal Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for our
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC. Agenda Number: 935037134
--------------------------------------------------------------------------------------------------------------------------
Security: 04247X102
Meeting Type: Annual
Meeting Date: 11-Jul-2019
Ticker: AWI
ISIN: US04247X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stan A. Askren Mgmt For For
Victor D. Grizzle Mgmt For For
Tao Huang Mgmt For For
Barbara L. Loughran Mgmt For For
Larry S. McWilliams Mgmt For For
James C. Melville Mgmt For For
John J. Roberts Mgmt For For
Wayne R. Shurts Mgmt For For
Roy W. Templin Mgmt For For
Cherryl T. Thomas Mgmt For For
2. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2019.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation program.
--------------------------------------------------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC. Agenda Number: 935202832
--------------------------------------------------------------------------------------------------------------------------
Security: 04247X102
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: AWI
ISIN: US04247X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stan A. Askren Mgmt For For
Victor D. Grizzle Mgmt For For
Tao Huang Mgmt For For
Barbara L. Loughran Mgmt For For
Larry S. McWilliams Mgmt For For
James C. Melville Mgmt For For
Wayne R. Shurts Mgmt For For
Roy W. Templin Mgmt For For
Cherryl T. Thomas Mgmt For For
2. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation program.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935210601
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 935161238
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glyn F. Aeppel Mgmt For For
1B. Election of Director: Terry S. Brown Mgmt For For
1C. Election of Director: Alan B. Buckelew Mgmt For For
1D. Election of Director: Ronald L. Havner, Jr. Mgmt For For
1E. Election of Director: Stephen P. Hills Mgmt For For
1F. Election of Director: Richard J. Lieb Mgmt For For
1G. Election of Director: Timothy J. Naughton Mgmt For For
1H. Election of Director: H. Jay Sarles Mgmt For For
1I. Election of Director: Susan Swanezy Mgmt For For
1J. Election of Director: W. Edward Walter Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent auditors
for the year ending December 31, 2020.
3. To adopt a resolution approving, on a Mgmt For For
non-binding advisory basis, the
compensation paid to the Company's Named
Executive Officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the Compensation Discussion and Analysis,
compensation tables and narrative
discussion set forth in the proxy
statement.
4. To amend the Company's Charter to eliminate Mgmt For For
the stockholder supermajority voting
requirements for approval of future Charter
amendments and other extraordinary actions.
--------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda Number: 935137706
--------------------------------------------------------------------------------------------------------------------------
Security: 053611109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: AVY
ISIN: US0536111091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bradley Alford Mgmt For For
1B. Election of Director: Anthony Anderson Mgmt For For
1C. Election of Director: Peter Barker Mgmt For For
1D. Election of Director: Mark Barrenechea Mgmt For For
1E. Election of Director: Mitchell Butier Mgmt For For
1F. Election of Director: Ken Hicks Mgmt For For
1G. Election of Director: Andres Lopez Mgmt For For
1H. Election of Director: Patrick Siewert Mgmt For For
1I. Election of Director: Julia Stewart Mgmt For For
1J. Election of Director: Martha Sullivan Mgmt For For
2. Approval, on an advisory basis, of our Mgmt For For
executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
AXALTA COATING SYSTEMS LTD. Agenda Number: 935146818
--------------------------------------------------------------------------------------------------------------------------
Security: G0750C108
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: AXTA
ISIN: BMG0750C1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Garrett Mgmt For For
2. Appointment of PricewaterhouseCoopers LLP Mgmt Against Against
as the Company's independent registered
public accounting firm and auditor until
the conclusion of the 2021 Annual General
Meeting of Members and delegation of
authority to the Board, acting through the
Audit Committee, to set the terms and
remuneration thereof.
3. Non-binding advisory vote to approve the Mgmt Against Against
compensation paid to our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BADGER METER, INC. Agenda Number: 935150110
--------------------------------------------------------------------------------------------------------------------------
Security: 056525108
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: BMI
ISIN: US0565251081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd A. Adams Mgmt For For
Kenneth C. Bockhorst Mgmt For For
Gale E. Klappa Mgmt For For
Gail A. Lione Mgmt For For
James W. McGill Mgmt For For
Tessa M. Myers Mgmt For For
James F. Stern Mgmt For For
Glen E. Tellock Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2020.
4. EMPLOYEE REPRESENTATION ON THE BOARD OF Shr Against For
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
BALL CORPORATION Agenda Number: 935141731
--------------------------------------------------------------------------------------------------------------------------
Security: 058498106
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: BLL
ISIN: US0584981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Hayes Mgmt For For
Cathy D. Ross Mgmt For For
Betty Sapp Mgmt For For
Stuart A. Taylor II Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Corporation for 2020.
3. To approve, by non-binding vote, the Mgmt For For
compensation paid to the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION Agenda Number: 935137364
--------------------------------------------------------------------------------------------------------------------------
Security: 062540109
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: BOH
ISIN: US0625401098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: S. Haunani Apoliona Mgmt For For
1B. Election of Director: Mark A. Burak Mgmt For For
1C. Election of Director: John C. Erickson Mgmt For For
1D. Election of Director: Joshua D. Feldman Mgmt For For
1E. Election of Director: Peter S. Ho Mgmt For For
1F. Election of Director: Michelle E. Hulst Mgmt For For
1G. Election of Director: Kent T. Lucien Mgmt For For
1H. Election of Director: Alicia E. Moy Mgmt For For
1I. Election of Director: Victor K. Nichols Mgmt For For
1J. Election of Director: Barbara J. Tanabe Mgmt For For
1K. Election of Director: Dana M. Tokioka Mgmt For For
1L. Election of Director: Raymond P. Vara, Jr. Mgmt For For
1M. Election of Director: Robert W. Wo Mgmt For For
2. Say on Pay - An advisory vote to approve Mgmt For For
executive compensation.
3. Ratification of Re-appointment of Ernst & Mgmt For For
Young LLP for 2020.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935116322
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt Abstain Against
1B. Election of Director: R. Andrew Eckert Mgmt Abstain Against
1C. Election of Director: Vincent A. Forlenza Mgmt Abstain Against
1D. Election of Director: Claire M. Fraser Mgmt Abstain Against
1E. Election of Director: Jeffrey W. Henderson Mgmt Abstain Against
1F. Election of Director: Christopher Jones Mgmt Abstain Against
1G. Election of Director: Marshall O. Larsen Mgmt Abstain Against
1H. Election of Director: David F. Melcher Mgmt Abstain Against
1I. Election of Director: Thomas E. Polen Mgmt Abstain Against
1J. Election of Director: Claire Pomeroy Mgmt Abstain Against
1K. Election of Director: Rebecca W. Rimel Mgmt Abstain Against
1L. Election of Director: Timothy M. Ring Mgmt Abstain Against
1M. Election of Director: Bertram L. Scott Mgmt Abstain Against
2. Ratification of selection of independent Mgmt Abstain Against
registered public accounting firm.
3. Advisory vote to approve named executive Mgmt Abstain Against
officer compensation.
4. Approval of amendment to BD's 2004 Employee Mgmt Abstain Against
and Director Equity-Based Compensation
Plan.
5. Approval of French Addendum to BD'S 2004 Mgmt Abstain Against
Employee and Director Equity-Based
Compensation Plan.
6. Shareholder proposal regarding special Shr Abstain Against
shareholder meetings.
--------------------------------------------------------------------------------------------------------------------------
BIO-TECHNE CORP Agenda Number: 935077784
--------------------------------------------------------------------------------------------------------------------------
Security: 09073M104
Meeting Type: Annual
Meeting Date: 24-Oct-2019
Ticker: TECH
ISIN: US09073M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To set the number of Directors at nine. Mgmt For For
2A. Election of Director: Robert V. Baumgartner Mgmt For For
2B. Election of Director: John L. Higgins Mgmt For For
2C. Election of Director: Joseph D. Keegan Mgmt For For
2D. Election of Director: Charles R. Kummeth Mgmt For For
2E. Election of Director: Roeland Nusse Mgmt For For
2F. Election of Director: Alpna Seth Mgmt For For
2G. Election of Director: Randolph Steer Mgmt For For
2H. Election of Director: Rupert Vessey Mgmt For For
2I. Election of Director: Harold J. Wiens Mgmt For For
3. Cast a non-binding vote on named executive Mgmt For For
officer compensation.
4. Ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935188929
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2019 executive Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 935151910
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Charles J. Mgmt For For
Dockendorff
1C. Election of Director: Yoshiaki Fujimori Mgmt For For
1D. Election of Director: Donna A. James Mgmt For For
1E. Election of Director: Edward J. Ludwig Mgmt For For
1F. Election of Director: Stephen P. MacMillan Mgmt For For
1G. Election of Director: Michael F. Mahoney Mgmt For For
1H. Election of Director: David J. Roux Mgmt For For
1I. Election of Director: John E. Sununu Mgmt For For
1J. Election of Director: Ellen M. Zane Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, named executive officer
compensation.
3. To approve an amendment and restatement of Mgmt For For
the Company's 2011 Long-Term Incentive
Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the 2020 fiscal year.
5. To consider and vote upon a stockholder Shr Against For
proposal requesting a report on inclusion
of non-management employee representation
on the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Michael W. Bonney Mgmt For For
1D. Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1E. Election of Director: Matthew W. Emmens Mgmt For For
1F. Election of Director: Julia A. Haller, M.D. Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Mgmt For For
Ph.D.
1L. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
3. Ratification of the appointment of an Mgmt For For
independent registered public accounting
firm.
4. Shareholder Proposal on Separate Chair & Shr Against For
CEO.
5. Shareholder Proposal on Shareholder Right Shr For Against
to Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 935086226
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Pamela L. Carter Mgmt For For
1C. Election of Director: Richard J. Daly Mgmt For For
1D. Election of Director: Robert N. Duelks Mgmt For For
1E. Election of Director: Timothy C. Gokey Mgmt For For
1F. Election of Director: Brett A. Keller Mgmt For For
1G. Election of Director: Maura A. Markus Mgmt For For
1H. Election of Director: Thomas J. Perna Mgmt For For
1I. Election of Director: Alan J. Weber Mgmt For For
1J. Election of Director: Amit K. Zavery Mgmt For For
2) Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers
(the Say on Pay Vote).
3) To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accountants for the
fiscal year ending June 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935148103
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Mark W. Adams Mgmt For For
1B Election of Director: Susan L. Bostrom Mgmt For For
1C Election of Director: Ita Brennan Mgmt For For
1D Election of Director: Lewis Chew Mgmt For For
1E Election of Director: James D. Plummer Mgmt For For
1F Election of Director: Alberto Mgmt For For
Sangiovanni-Vincentelli
1G Election of Director: John B. Shoven Mgmt For For
1H Election of Director: Young K. Sohn Mgmt For For
1I Election of Director: Lip-Bu Tan Mgmt For For
2. Approval of the amendment of the Omnibus Mgmt For For
Equity Incentive Plan.
3. Advisory resolution to approve named Mgmt For For
executive officer compensation.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Cadence for its fiscal year ending
January 2, 2021.
5. Stockholder proposal regarding special Shr For Against
stockholder meetings.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP Agenda Number: 935195126
--------------------------------------------------------------------------------------------------------------------------
Security: 130788102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CWT
ISIN: US1307881029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory E. Aliff Mgmt For For
1B. Election of Director: Terry P. Bayer Mgmt For For
1C. Election of Director: Shelly M. Esque Mgmt For For
1D. Election of Director: Martin A. Kropelnicki Mgmt For For
1E. Election of Director: Thomas M. Krummel, Mgmt For For
M.D.
1F. Election of Director: Richard P. Magnuson Mgmt For For
1G. Election of Director: Scott L. Morris Mgmt For For
1H. Election of Director: Peter C. Nelson Mgmt For For
1I. Election of Director: Carol M. Pottenger Mgmt For For
1J. Election of Director: Lester A. Snow Mgmt For For
1K. Election of Director: Patricia K. Wagner Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE GROUP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020.
--------------------------------------------------------------------------------------------------------------------------
CANNAE HOLDINGS, INC. Agenda Number: 935208846
--------------------------------------------------------------------------------------------------------------------------
Security: 13765N107
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: CNNE
ISIN: US13765N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hugh R. Harris Mgmt For For
C. Malcolm Holland Mgmt For For
Mark D. Linehan Mgmt For For
2. Approval of a non-binding advisory Mgmt Against Against
resolution on the compensation paid to our
named executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935149080
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Aparna Chennapragada Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Pierre E. Leroy Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Peter E. Raskind Mgmt For For
1I. Election of Director: Eileen Serra Mgmt For For
1J. Election of Director: Mayo A. Shattuck III Mgmt For For
1K. Election of Director: Bradford H. Warner Mgmt For For
1L. Election of Director: Catherine G. West Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2020.
3. Advisory approval of Capital One's 2019 Mgmt For For
Named Executive Officer compensation.
4. Approval of amendments to Capital One's Mgmt For For
Restated Certificate of Incorporation to
allow stockholder to act by written
consent.
5. Stockholder proposal regarding an Shr Against For
independent Board chairman, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CAPITOL FEDERAL FINANCIAL, INC. Agenda Number: 935115178
--------------------------------------------------------------------------------------------------------------------------
Security: 14057J101
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: CFFN
ISIN: US14057J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director for three-year term: Mgmt Abstain Against
Michel' Philipp Cole
1B Election of Director for three-year term: Mgmt Abstain Against
Jeffrey M. Johnson
1C Election of Director for three-year term: Mgmt Abstain Against
Michael T. McCoy, M.D.
2 Advisory vote on executive compensation. Mgmt Abstain Against
3 The ratification of the appointment of Mgmt Abstain Against
Deloitte & Touche LLP as Capitol Federal
Financial, Inc.'s independent auditors for
the fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC. Agenda Number: 935171188
--------------------------------------------------------------------------------------------------------------------------
Security: 12503M108
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: CBOE
ISIN: US12503M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Edward T. Tilly Mgmt For For
1b. Election of Director: Eugene S. Sunshine Mgmt For For
1c. Election of Director: William M. Farrow III Mgmt For For
1d. Election of Director: Edward J. Fitzpatrick Mgmt For For
1e. Election of Director: Janet P. Froetscher Mgmt For For
1f. Election of Director: Jill R. Goodman Mgmt For For
1g. Election of Director: Roderick A. Palmore Mgmt For For
1h. Election of Director: James E. Parisi Mgmt For For
1i. Election of Director: Joseph P. Ratterman Mgmt For For
1j. Election of Director: Michael L. Richter Mgmt For For
1k. Election of Director: Jill E. Sommers Mgmt For For
1l. Election of Director: Fredric J. Tomczyk Mgmt For For
2. Approve, in a non-binding resolution, the Mgmt For For
compensation paid to our executive
officers.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CDW CORP Agenda Number: 935174324
--------------------------------------------------------------------------------------------------------------------------
Security: 12514G108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: CDW
ISIN: US12514G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steven W. Alesio Mgmt For For
1b. Election of Director: Barry K. Allen Mgmt For For
1c. Election of Director: Lynda M. Clarizio Mgmt For For
1d. Election of Director: Christine A. Leahy Mgmt For For
1e. Election of Director: David W. Nelms Mgmt For For
1f. Election of Director: Joseph R. Swedish Mgmt For For
1g. Election of Director: Donna F. Zarcone Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CENTENE CORPORATION Agenda Number: 935140715
--------------------------------------------------------------------------------------------------------------------------
Security: 15135B101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CNC
ISIN: US15135B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Michael F. Neidorff Mgmt For For
1B. ELECTION OF DIRECTOR: H. James Dallas Mgmt For For
1C. ELECTION OF DIRECTOR: Robert K. Ditmore Mgmt For For
1D. ELECTION OF DIRECTOR: Richard A. Gephardt Mgmt For For
1E. ELECTION OF DIRECTOR: Lori J. Robinson Mgmt For For
1F. ELECTION OF DIRECTOR: William L. Trubeck Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2020.
4. APPROVAL OF AMENDMENT TO THE 2002 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, AS AMENDED AND
RESTATED.
5. THE STOCKHOLDER PROPOSAL ON POLITICAL Shr Against For
SPENDING DISCLOSURES AS DESCRIBED IN THE
PROXY STATEMENT.
6. THE STOCKHOLDER PROPOSAL ON THE ELIMINATION Shr For Against
OF SUPERMAJORITY VOTING PROVISIONS AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 935174386
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Julie L. Mgmt For For
Gerberding, M.D., M.P.H.
1b. Election of Class I Director: Brent Shafer Mgmt For For
1c. Election of Class I Director: William D. Mgmt For For
Zollars
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm of Cerner Corporation for
2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
4. Approval of the proposed amendment to our Mgmt For For
Third Restated Certificate of Incorporation
to declassify the Board of Directors.
5. Approval of the proposed amendment to our Mgmt For For
Third Restated Certificate of Incorporation
to amend the advance notice provisions for
director nominations.
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 935146224
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CHTR
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Lance Conn Mgmt For For
1B. Election of Director: Kim C. Goodman Mgmt For For
1C. Election of Director: Craig A. Jacobson Mgmt For For
1D. Election of Director: Gregory B. Maffei Mgmt For For
1E. Election of Director: John D. Markley, Jr. Mgmt For For
1F. Election of Director: David C. Merritt Mgmt For For
1G. Election of Director: James E. Meyer Mgmt For For
1H. Election of Director: Steven A. Miron Mgmt For For
1I. Election of Director: Balan Nair Mgmt For For
1J. Election of Director: Michael A. Newhouse Mgmt For For
1K. Election of Director: Mauricio Ramos Mgmt For For
1L. Election of Director: Thomas M. Rutledge Mgmt For For
1M. Election of Director: Eric L. Zinterhofer Mgmt For For
2. Approval, on an advisory basis, of Mgmt Against Against
executive compensation
3. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ended
December 31, 2020
4. Stockholder proposal regarding our Chairman Shr Against For
of the Board and CEO roles
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 935172712
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Al Baldocchi Mgmt For For
Patricia Fili-Krushel Mgmt For For
Neil Flanzraich Mgmt For For
Robin Hickenlooper Mgmt For For
Scott Maw Mgmt For For
Ali Namvar Mgmt For For
Brian Niccol Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our executive officers as
disclosed in the proxy statement
("say-on-pay").
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
4. Shareholder Proposal - Retention of Shares Shr Against For
5. Shareholder Proposal - Independent Board Shr Against For
Chair
6. Shareholder Proposal - Report on Employment Shr For Against
Arbitration
7. Shareholder Proposal - Written Consent of Shr For Against
Shareholders
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935169931
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2019
2A Allocation of disposable profit Mgmt For For
2B Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve)
3 Discharge of the Board of Directors Mgmt For For
4A Election of Auditor: Election of Mgmt For For
PricewaterhouseCoopers AG (Zurich) as our
statutory auditor
4B Election of Auditor: Ratification of Mgmt For For
appointment of PricewaterhouseCoopers LLP
(United States) as independent registered
public accounting firm for purposes of U.S.
securities law reporting
4C Election of Auditor: Election of BDO AG Mgmt For For
(Zurich) as special audit firm
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael G. Atieh Mgmt For For
5C Election of Director: Sheila P. Burke Mgmt For For
5D Election of Director: James I. Cash Mgmt For For
5E Election of Director: Mary Cirillo Mgmt For For
5F Election of Director: Michael P. Connors Mgmt For For
5G Election of Director: John A. Edwardson Mgmt For For
5H Election of Director: Robert J. Hugin Mgmt For For
5I Election of Director: Robert W. Scully Mgmt For For
5J Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5K Election of Director: Theodore E. Shasta Mgmt For For
5L Election of Director: David H. Sidwell Mgmt For For
5M Election of Director: Olivier Steimer Mgmt For For
5N Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman Mgmt For For
of the Board of Directors
7A Election of the Compensation Committee of Mgmt For For
the Board of Directors: Michael P. Connors
7B Election of the Compensation Committee of Mgmt For For
the Board of Directors: Mary Cirillo
7C Election of the Compensation Committee of Mgmt For For
the Board of Directors: John A. Edwardson
7D Election of the Compensation Committee of Mgmt For For
the Board of Directors: Frances F. Townsend
8 Election of Homburger AG as independent Mgmt For For
proxy
9 Amendment to the Articles of Association Mgmt For For
relating to authorized share capital for
general purposes
10 Reduction of share capital Mgmt For For
11A Compensation of the Board of Directors Mgmt For For
until the next annual general meeting
11B Compensation of Executive Management for Mgmt For For
the next calendar year
12 Advisory vote to approve executive Mgmt Against Against
compensation under U.S. securities law
requirements
A If a new agenda item or a new proposal for Mgmt Against Against
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 935150223
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James R. Craigie Mgmt For For
1B. Election of Director: Bradley C. Irwin Mgmt For For
1C. Election of Director: Penry W. Price Mgmt For For
1D. Election of Director: Janet S. Vergis Mgmt For For
1E. Election of Director: Arthur B. Winkleblack Mgmt For For
2. An advisory vote to approve compensation of Mgmt For For
our named executive officers.
3. Proposal to amend and restate the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to give holders of 25% of
Company stock that meet certain
requirements the right to request a special
meeting.
4. Proposal to amend and restate the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to eliminate certain
supermajority voting requirements to amend
certain of its provisions.
5. Proposal to amend and restate the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to move certain advance
notice requirements with respect to
director nominees and other proposals
submitted by stockholders to the Company's
Bylaws (such requirements to be updated).
6. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 935130358
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 02-Apr-2020
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Judith M. Mgmt For For
O'Brien
1B. Election of Class II Director: Joanne B. Mgmt For For
Olsen
1C. Election of Class II Director: Gary B. Mgmt For For
Smith
1D. Election of Class I Director: Devinder Mgmt For For
Kumar
2. Approve the amendment of the 2017 Omnibus Mgmt For For
Incentive Plan to increase the number of
shares available for issuance thereunder by
12.2 million shares.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending October 31,
2020.
4. Advisory vote on our named executive Mgmt For For
officer compensation, as described in these
proxy materials.
--------------------------------------------------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION Agenda Number: 935139457
--------------------------------------------------------------------------------------------------------------------------
Security: 172062101
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: CINF
ISIN: US1720621010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas J. Aaron Mgmt For For
1B. Election of Director: William F. Bahl Mgmt For For
1C. Election of Director: Linda W. Mgmt For For
Clement-Holmes
1D. Election of Director: Dirk J. Debbink Mgmt For For
1E. Election of Director: Steven J. Johnston Mgmt For For
1F. Election of Director: Kenneth C. Mgmt For For
Lichtendahl
1G. Election of Director: Jill P. Meyer Mgmt For For
1H. Election of Director: David P. Osborn Mgmt For For
1I. Election of Director: Gretchen W. Price Mgmt For For
1J. Election of Director: Thomas R. Schiff Mgmt For For
1K. Election of Director: Douglas S. Skidmore Mgmt For For
1L. Election of Director: John F. Steele, Jr. Mgmt For For
1M. Election of Director: Larry R. Webb Mgmt For For
2. A nonbinding proposal to approve Mgmt For For
compensation for the company's named
executive officers.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935094920
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2019
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Michael D. Capellas Mgmt For For
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1F. Election of Director: Roderick C. McGeary Mgmt For For
1G. Election of Director: Charles H. Robbins Mgmt For For
1H. Election of Director: Arun Sarin Mgmt For For
1I. Election of Director: Brenton L. Saunders Mgmt For For
1J. Election of Director: Carol B. Tome Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2020.
4. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935191623
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugene Banucci Mgmt For For
Edward G. Galante Mgmt For For
Thomas J. Shields Mgmt For For
John R. Welch Mgmt For For
2. To approve an advisory vote on the Mgmt For For
Company's executive compensation.
3. To approve the Company's 2020 Stock Mgmt For For
Incentive Plan.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935153407
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Equity Director: Terrence A. Mgmt For For
Duffy
1B. Election of Equity Director: Timothy S. Mgmt For For
Bitsberger
1C. Election of Equity Director: Charles P. Mgmt For For
Carey
1D. Election of Equity Director: Dennis H. Mgmt For For
Chookaszian
1E. Election of Equity Director: Bryan T. Mgmt For For
Durkin
1F. Election of Equity Director: Ana Dutra Mgmt For For
1G. Election of Equity Director: Martin J. Mgmt For For
Gepsman
1H. Election of Equity Director: Larry G. Mgmt For For
Gerdes
1I. Election of Equity Director: Daniel R. Mgmt For For
Glickman
1J. Election of Equity Director: Daniel G. Kaye Mgmt For For
1K. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1L. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1M. Election of Equity Director: Terry L. Mgmt For For
Savage
1N. Election of Equity Director: Rahael Seifu Mgmt For For
1O. Election of Equity Director: William R. Mgmt For For
Shepard
1P. Election of Equity Director: Howard J. Mgmt For For
Siegel
1Q. Election of Equity Director: Dennis A. Mgmt For For
Suskind
2. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for 2020.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 935187496
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Vinita Bali Mgmt For For
1C. Election of Director: Maureen Mgmt For For
Breakiron-Evans
1D. Election of Director: Archana Deskus Mgmt For For
1E. Election of Director: John M. Dineen Mgmt For For
1F. Election of Director: John N. Fox, Jr. Mgmt For For
1G. Election of Director: Brian Humphries Mgmt For For
1H. Election of Director: Leo S. Mackay, Jr. Mgmt For For
1I. Election of Director: Michael Patsalos-Fox Mgmt For For
1J. Election of Director: Joseph M. Velli Mgmt For For
1K. Election of Director: Sandra S. Wijnberg Mgmt Against Against
2. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the company's
named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent registered public accounting
firm for the year ending December 31, 2020.
4. Shareholder proposal requesting that the Shr Against For
board of directors take action as necessary
to permit shareholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC. Agenda Number: 935135586
--------------------------------------------------------------------------------------------------------------------------
Security: 200525103
Meeting Type: Annual
Meeting Date: 15-Apr-2020
Ticker: CBSH
ISIN: US2005251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John R. Capps Mgmt For For
Karen L. Daniel Mgmt For For
W. Thomas Grant, II Mgmt For For
David W. Kemper Mgmt For For
2. Ratification of the Selection of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for 2020.
3. Say on Pay - Advisory Approval of the Mgmt For For
Company's Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 935099855
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Willis J. Johnson Mgmt For For
1.2 Election of Director: A. Jayson Adair Mgmt For For
1.3 Election of Director: Matt Blunt Mgmt For For
1.4 Election of Director: Steven D. Cohan Mgmt For For
1.5 Election of Director: Daniel J. Englander Mgmt For For
1.6 Election of Director: James E. Meeks Mgmt For For
1.7 Election of Director: Thomas N. Tryforos Mgmt For For
1.8 Election of Director: Diane M. Morefield Mgmt For For
1.9 Election of Director: Stephen Fisher Mgmt For For
2. Advisory (non-binding) stockholder vote on Mgmt For For
executive compensation (say-on-pay vote).
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
July 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 935189313
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael R. Klein Mgmt For For
1B. Election of Director: Andrew C. Florance Mgmt For For
1C. Election of Director: Laura Cox Kaplan Mgmt For For
1D. Election of Director: Michael J. Glosserman Mgmt For For
1E. Election of Director: John W. Hill Mgmt For For
1F. Election of Director: Robert W. Musslewhite Mgmt For For
1G. Election of Director: Christopher J. Mgmt For For
Nassetta
1H. Election of Director: Louise S. Sams Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for 2020.
3. Proposal to approve, on an advisory basis, Mgmt For For
the Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CREE, INC. Agenda Number: 935077859
--------------------------------------------------------------------------------------------------------------------------
Security: 225447101
Meeting Type: Annual
Meeting Date: 28-Oct-2019
Ticker: CREE
ISIN: US2254471012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Hodge Mgmt For For
Clyde R. Hosein Mgmt For For
Darren R. Jackson Mgmt For For
Duy-Loan T. Le Mgmt For For
Gregg A. Lowe Mgmt For For
John B. Replogle Mgmt For For
Thomas H. Werner Mgmt For For
Anne C. Whitaker Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JUNE
28, 2020.
3. ADVISORY (NONBINDING) VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 935157823
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. Robert Bartolo Mgmt For For
1B. Election of Director: Jay A. Brown Mgmt For For
1C. Election of Director: Cindy Christy Mgmt For For
1D. Election of Director: Ari Q. Fitzgerald Mgmt For For
1E. Election of Director: Robert E. Garrison II Mgmt For For
1F. Election of Director: Andrea J. Goldsmith Mgmt For For
1G. Election of Director: Lee W. Hogan Mgmt For For
1H. Election of Director: Edward C. Hutcheson, Mgmt For For
Jr.
1I. Election of Director: J. Landis Martin Mgmt For For
1J. Election of Director: Robert F. McKenzie Mgmt For For
1K. Election of Director: Anthony J. Melone Mgmt For For
1L. Election of Director: W. Benjamin Moreland Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2020.
3. The non-binding, advisory vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION Agenda Number: 935063987
--------------------------------------------------------------------------------------------------------------------------
Security: 232806109
Meeting Type: Special
Meeting Date: 27-Aug-2019
Ticker: CY
ISIN: US2328061096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of June 3, 2019, as it may be
amended or modified from time to time,
among Cypress Semiconductor Corporation
("Cypress"), Infineon Technologies AG and
IFX Merger Sub Inc. (the "merger
agreement") and the merger described
therein.
2. To approve, on a non-binding, advisory Mgmt For For
basis, certain compensation that will or
may be paid by Cypress to its named
executive officers that is based on or
otherwise relates to the merger.
3. To approve any proposal to adjourn the Mgmt For For
special meeting from time to time, if
necessary or appropriate, for the purpose
of soliciting additional votes for the
approval of the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Amendment to Deere's ByLaws to provide that Mgmt Against Against
courts located in Delaware will be the
exclusive forum for certain legal disputes
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Mgmt For For
Incentive Plan
5. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2020
6. Shareholder Proposal - Adopt a Board Shr Against For
Ideology Disclosure Policy
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 935172611
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard A. Collins Mgmt For For
1B. Election of Director: Mark G. Foletta Mgmt For For
1C. Election of Director: Eric J. Topol, M.D. Mgmt For For
2. To ratify the selection by the audit Mgmt For For
committee of our Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY, INC. Agenda Number: 935197651
--------------------------------------------------------------------------------------------------------------------------
Security: 25470F104
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: DISCA
ISIN: US25470F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert R. Bennett Mgmt For For
John C. Malone Mgmt For For
David M. Zaslav Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Discovery,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To vote on an advisory resolution to Mgmt Against Against
approve the 2019 compensation of Discovery,
Inc.'s named executive officers, commonly
referred to as a "Say on Pay" vote.
4. To vote on a stockholder proposal regarding Shr Against For
simple majority vote, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
DOLBY LABORATORIES, INC. Agenda Number: 935115748
--------------------------------------------------------------------------------------------------------------------------
Security: 25659T107
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: DLB
ISIN: US25659T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Yeaman Mgmt Withheld Against
Peter Gotcher Mgmt Withheld Against
Micheline Chau Mgmt Withheld Against
David Dolby Mgmt Withheld Against
N. William Jasper, Jr. Mgmt Withheld Against
Simon Segars Mgmt Withheld Against
Roger Siboni Mgmt Withheld Against
Anjali Sud Mgmt Withheld Against
Avadis Tevanian, Jr. Mgmt Withheld Against
2. A vote to amend and restate the Company's Mgmt Abstain Against
2005 Stock Plan.
3. An advisory vote to approve Named Executive Mgmt Abstain Against
Officer compensation.
4. Ratification of the appointment of KPMG LLP Mgmt Abstain Against
as the Company's independent registered
public accounting firm for the fiscal year
ending September 25, 2020.
--------------------------------------------------------------------------------------------------------------------------
DONALDSON COMPANY, INC. Agenda Number: 935086668
--------------------------------------------------------------------------------------------------------------------------
Security: 257651109
Meeting Type: Annual
Meeting Date: 22-Nov-2019
Ticker: DCI
ISIN: US2576511099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Hoffman Mgmt For For
Douglas A. Milroy Mgmt For For
Willard D. Oberton Mgmt For For
John P. Wiehoff Mgmt For For
2. A non-binding advisory vote on the Mgmt For For
compensation of our Named Executive
Officers.
3. To adopt the Donaldson Company, Inc. 2019 Mgmt For For
Master Stock Incentive Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Donaldson
Company, Inc.'s independent registered
public accounting firm for the fiscal year
ending July 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda Number: 935153659
--------------------------------------------------------------------------------------------------------------------------
Security: 260003108
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: DOV
ISIN: US2600031080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. J. Gilbertson, Jr. Mgmt For For
1B. Election of Director: K. C. Graham Mgmt For For
1C. Election of Director: M. F. Johnston Mgmt For For
1D. Election of Director: E. A. Spiegel Mgmt For For
1E. Election of Director: R. J. Tobin Mgmt For For
1F. Election of Director: S. M. Todd Mgmt For For
1G. Election of Director: S. K. Wagner Mgmt For For
1H. Election of Director: K. E. Wandell Mgmt For For
1I. Election of Director: M. A. Winston Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
3. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
4. To consider a shareholder proposal Shr Against For
regarding the right to allow shareholders
to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 935133493
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: John P. Case
1B. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: James B. Connor
1C. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Ngaire E. Cuneo
1D. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Charles R. Eitel
1E. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Tamara D. Fischer
1F. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Norman K. Jenkins
1G. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Melanie R. Sabelhaus
1H. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Peter M. Scott, III
1I. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: David P. Stockert
1J. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Chris Sultemeier
1K. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Michael E. Szymanczyk
1L. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Warren M. Thompson
1M. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Lynn C. Thurber
2. To vote on an advisory basis to approve the Mgmt For For
compensation of the Company's named
executive officers as set forth in the
proxy statement.
3. To ratify the reappointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION Agenda Number: 935152695
--------------------------------------------------------------------------------------------------------------------------
Security: 269246401
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ETFC
ISIN: US2692464017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard J. Carbone Mgmt For For
1B. Election of Director: Robert J. Chersi Mgmt For For
1C. Election of Director: Jaime W. Ellertson Mgmt For For
1D. Election of Director: James P. Healy Mgmt For For
1E. Election of Director: Kevin T. Kabat Mgmt For For
1F. Election of Director: James Lam Mgmt For For
1G. Election of Director: Rodger A. Lawson Mgmt For For
1H. Election of Director: Shelley B. Leibowitz Mgmt For For
1I. Election of Director: Michael A. Pizzi Mgmt For For
1J. Election of Director: Rebecca Saeger Mgmt For For
1K. Election of Director: Donna L. Weaver Mgmt For For
1L. Election of Director: Joshua A. Weinreich Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's Named
Executive Officers (the "Say-on-Pay Vote"),
as disclosed in the Proxy Statement for the
2020 Annual Meeting.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020.
4. A stockholder proposal regarding simple Shr For
majority voting.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 935220626
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Anthony J. Bates Mgmt For For
1B. Election of director: Adriane M. Brown Mgmt For For
1C. Election of director: Jesse A. Cohn Mgmt For For
1D. Election of director: Diana Farrell Mgmt For For
1E. Election of director: Logan D. Green Mgmt For For
1F. Election of director: Bonnie S. Hammer Mgmt For For
1G. Election of director: Jamie Iannone Mgmt For For
1H. Election of director: Kathleen C. Mitic Mgmt For For
1I. Election of director: Matthew J. Murphy Mgmt For For
1J. Election of director: Pierre M. Omidyar Mgmt For For
1K. Election of director: Paul S. Pressler Mgmt For For
1L. Election of director: Robert H. Swan Mgmt For For
1M. Election of director: Perry M. Traquina Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder proposal regarding written Shr For Against
consent, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935147795
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Jeffrey M. Ettinger Mgmt For For
1E. Election of Director: Arthur J. Higgins Mgmt For For
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: David W. MacLennan Mgmt For For
1H. Election of Director: Tracy B. McKibben Mgmt For For
1I. Election of Director: Lionel L. Nowell, III Mgmt For For
1J. Election of Director: Victoria J. Reich Mgmt For For
1K. Election of Director: Suzanne M. Vautrinot Mgmt For For
1L. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2020.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr Against For
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935151845
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Mussallem Mgmt For For
1B. Election of Director: Kieran T. Gallahue Mgmt For For
1C. Election of Director: Leslie S. Heisz Mgmt For For
1D. Election of Director: William J. Link, Mgmt For For
Ph.D.
1E. Election of Director: Steven R. Loranger Mgmt For For
1F. Election of Director: Martha H. Marsh Mgmt For For
1G. Election of Director: Ramona Sequeira Mgmt For For
1H. Election of Director: Nicholas J. Valeriani Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE 2020 NONEMPLOYEE DIRECTORS Mgmt For For
STOCK INCENTIVE PROGRAM.
4. APPROVAL OF AMENDMENT OF THE CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FOR THE
PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK
SPLIT.
5. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
6. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REGARDING ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935055081
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for one year Mgmt Abstain Against
term: Leonard S. Coleman
1b. Election of Director to serve for one year Mgmt Abstain Against
term: Jay C. Hoag
1c. Election of Director to serve for one year Mgmt Abstain Against
term: Jeffrey T. Huber
1d. Election of Director to serve for one year Mgmt Abstain Against
term: Lawrence F. Probst
1e. Election of Director to serve for one year Mgmt Abstain Against
term: Talbott Roche
1f. Election of Director to serve for one year Mgmt Abstain Against
term: Richard A. Simonson
1g. Election of Director to serve for one year Mgmt Abstain Against
term: Luis A. Ubinas
1h. Election of Director to serve for one year Mgmt Abstain Against
term: Heidi J. Ueberroth
1i. Election of Director to serve for one year Mgmt Abstain Against
term: Andrew Wilson
2. Advisory vote on the compensation of the Mgmt Abstain Against
named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt Abstain Against
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2020.
4. Approve our 2019 Equity Incentive Plan. Mgmt Abstain Against
5. Amend and Restate our Certificate of Mgmt Abstain Against
Incorporation to permit stockholders
holding 25% or more of our common stock to
call special meetings.
6. To consider and vote upon a stockholder Shr Abstain Against
proposal, if properly presented at the
Annual Meeting, to enable stockholders
holding 15% or more of our common stock to
call special meetings.
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 935196344
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Altmeyer Mgmt For For
1B. Election of Director: Anthony J. Guzzi Mgmt For For
1C. Election of Director: Richard F. Hamm, Jr. Mgmt For For
1D. Election of Director: David H. Laidley Mgmt For For
1E. Election of Director: Carol P. Lowe Mgmt For For
1F. Election of Director: M. Kevin McEvoy Mgmt For For
1G. Election of Director: William P. Reid Mgmt For For
1H. Election of Director: Steven B. Mgmt For For
Schwarzwaelder
1I. Election of Director: Robin Walker-Lee Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
named executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors for 2020.
4. Approval of the Amended and Restated 2010 Mgmt For For
Incentive Plan.
5. Stockholder proposal regarding written Shr For Against
consent.
--------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda Number: 935196659
--------------------------------------------------------------------------------------------------------------------------
Security: 29476L107
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: EQR
ISIN: US29476L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond Bennett Mgmt For For
Linda Walker Bynoe Mgmt For For
Connie K. Duckworth Mgmt For For
Mary Kay Haben Mgmt For For
Tahsinul Zia Huque Mgmt For For
Bradley A. Keywell Mgmt For For
John E. Neal Mgmt For For
David J. Neithercut Mgmt For For
Mark J. Parrell Mgmt For For
Mark S. Shapiro Mgmt For For
Stephen E. Sterrett Mgmt For For
Samuel Zell Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditor for 2020.
3. Approval of Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ESSENTIAL UTILITIES INC Agenda Number: 935153104
--------------------------------------------------------------------------------------------------------------------------
Security: 29670G102
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: WTRG
ISIN: US29670G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth B. Amato Mgmt For For
Nicholas DeBenedictis Mgmt For For
Christopher H. Franklin Mgmt For For
Wendy A. Franks Mgmt For For
Daniel J. Hilferty Mgmt For For
Francis O. Idehen Mgmt For For
Ellen T. Ruff Mgmt For For
Lee C. Stewart Mgmt For For
Christopher C. Womack Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for the 2020 fiscal
year.
3. To approve an advisory vote on the Mgmt For For
compensation paid to the Company's named
executive officers for 2019
4. To approve an amendment to the Articles of Mgmt For For
Incorporation to establish a majority
voting standard in uncontested director
elections.
5. To approve an amendment to the Articles of Mgmt For For
Incorporation to increase the number of
authorized shares of common stock from 300
million to 600 million.
--------------------------------------------------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC. Agenda Number: 935159930
--------------------------------------------------------------------------------------------------------------------------
Security: 297178105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: ESS
ISIN: US2971781057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith R. Guericke Mgmt For For
Maria R. Hawthorne Mgmt For For
Amal M. Johnson Mgmt For For
Mary Kasaris Mgmt For For
Irving F. Lyons, III Mgmt For For
George M. Marcus Mgmt For For
Thomas E. Robinson Mgmt For For
Michael J. Schall Mgmt For For
Byron A. Scordelis Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for the Company for the
year ending December 31, 2020.
3. Advisory vote to approve the Company's Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935100088
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 03-Dec-2019
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Susan C. Athey Mgmt For For
1C. Election of Director: A. George "Skip" Mgmt For For
Battle
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Craig A. Jacobson Mgmt For For
1G. Election of Director: Victor A. Kaufman Mgmt Abstain Against
1H. Election of Director: Peter M. Kern Mgmt For For
1I. Election of Director: Dara Khosrowshahi Mgmt For For
1J. Election of Director: Mark D. Okerstrom Mgmt For For
1K. Election of Director: Alexander von Mgmt For For
Furstenberg
1L. Election of Director: Julie Whalen Mgmt For For
2A. Approval of amendments to the Certificate Mgmt For For
of Incorporation to include restrictions
and automatic conversion provisions in
respect of Class B Common stock and removal
of references to a former affiliate of
Expedia Group which are no longer
applicable.
2B. Approval of amendments to the Certificate Mgmt For For
of Incorporation to limit Expedia Group's
ability to participate in a future change
of control transaction that provides for
different consideration for Common Stock
and Class B Common Stock.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC. Agenda Number: 935158712
--------------------------------------------------------------------------------------------------------------------------
Security: 30225T102
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: EXR
ISIN: US30225T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kenneth M. Woolley Mgmt For For
1.2 Election of Director: Joseph D. Margolis Mgmt For For
1.3 Election of Director: Roger B. Porter Mgmt For For
1.4 Election of Director: Joseph J. Bonner Mgmt For For
1.5 Election of Director: Gary L. Crittenden Mgmt For For
1.6 Election of Director: Ashley Dreier Mgmt For For
1.7 Election of Director: Spencer F. Kirk Mgmt For For
1.8 Election of Director: Dennis J. Letham Mgmt For For
1.9 Election of Director: Diane Olmstead Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm.
3. Advisory vote on the compensation of the Mgmt For For
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 935126070
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 12-Mar-2020
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A. Gary Ames Mgmt For For
1B. Election of Director: Sandra E. Bergeron Mgmt For For
1C. Election of Director: Deborah L. Bevier Mgmt For For
1D. Election of Director: Michel Combes Mgmt For For
1E. Election of Director: Michael L. Dreyer Mgmt For For
1F. Election of Director: Alan J. Higginson Mgmt For For
1G. Election of Director: Peter S. Klein Mgmt For For
1H. Election of Director: Francois Locoh-Donou Mgmt For For
1I. Election of Director: Nikhil Mehta Mgmt For For
1J. Election of Director: Marie E. Myers Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Mgmt For For
Incentive Plan.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC. Agenda Number: 935097851
--------------------------------------------------------------------------------------------------------------------------
Security: 303075105
Meeting Type: Annual
Meeting Date: 19-Dec-2019
Ticker: FDS
ISIN: US3030751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: F. Philip Snow Mgmt For For
1.2 ELECTION OF DIRECTOR: Sheila B. Jordan Mgmt For For
1.3 ELECTION OF DIRECTOR: James J. McGonigle Mgmt For For
2. TO RATIFY THE APPOINTMENT OF THE ACCOUNTING Mgmt For For
FIRM OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING AUGUST 31,
2020.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST Agenda Number: 935152998
--------------------------------------------------------------------------------------------------------------------------
Security: 313747206
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: FRT
ISIN: US3137472060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Jon E. Bortz Mgmt For For
1.2 Election of Trustee: David W. Faeder Mgmt For For
1.3 Election of Trustee: Elizabeth I. Holland Mgmt For For
1.4 Election of Trustee: Mark S. Ordan Mgmt For For
1.5 Election of Trustee: Gail P. Steinel Mgmt For For
1.6 Election of Trustee: Joseph S. Vassalluzzo Mgmt For For
1.7 Election of Trustee: Donald C. Wood Mgmt For For
2. To hold an advisory vote approving the Mgmt For For
compensation of our named executive
officers.
3. To approve our 2020 Performance Incentive Mgmt For For
Plan.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935051538
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Special
Meeting Date: 24-Jul-2019
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock of Fidelity National Information
Services, Inc., which we refer to as FIS,
in connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated March 17, 2019, as it may be
amended from time to time, by and among
FIS, Wrangler Merger Sub, Inc., a
wholly-owned subsidiary of FIS, and
Worldpay, Inc., which proposal we refer to
as the FIS share issuance proposal.
2. To approve an amendment to the articles of Mgmt For For
incorporation of FIS to increase the number
of authorized shares of common stock of FIS
from 600,000,000 to 750,000,000, effective
only immediately prior to consummation of
the merger, which proposal we refer to as
the FIS articles amendment proposal.
3. To adjourn the FIS special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, sufficient votes to
approve the FIS share issuance proposal or
the FIS articles amendment proposal have
not been obtained by FIS, which proposal we
refer to as the FIS adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935171203
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee Adrean Mgmt For For
1B. Election of Director: Ellen R. Alemany Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt Against Against
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC. Agenda Number: 935192788
--------------------------------------------------------------------------------------------------------------------------
Security: 31620R303
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: FNF
ISIN: US31620R3030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William P. Foley, II Mgmt For For
Douglas K. Ammerman Mgmt For For
Thomas M. Hagerty Mgmt For For
Peter O. Shea, Jr. Mgmt For For
2. Approval of a non-binding advisory Mgmt For For
resolution on the compensation paid to our
named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the 2020 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 935159978
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. Herbert, II Mgmt For For
1B. Election of Director: Katherine Mgmt For For
August-deWilde
1C. Election of Director: Hafize Gaye Erkan Mgmt For For
1D. Election of Director: Frank J. Fahrenkopf, Mgmt For For
Jr.
1E. Election of Director: Boris Groysberg Mgmt For For
1F. Election of Director: Sandra R. Hernandez Mgmt For For
1G. Election of Director: Pamela J. Joyner Mgmt For For
1H. Election of Director: Reynold Levy Mgmt For For
1I. Election of Director: Duncan L. Niederauer Mgmt For For
1J. Election of Director: George G.C. Parker Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent auditor of First Republic
Bank for the fiscal year ending December
31, 2020.
3. To approve the amendments to the First Mgmt For For
Republic Bank 2017 Omnibus Award Plan.
4. To approve, by advisory (non-binding) vote, Mgmt Against Against
the compensation of our executive officers
("say on pay" vote).
--------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 935157746
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: FSLR
ISIN: US3364331070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Ahearn Mgmt For For
1B. Election of Director: Sharon L. Allen Mgmt For For
1C. Election of Director: Richard D. Chapman Mgmt For For
1D. Election of Director: George A. Hambro Mgmt For For
1E. Election of Director: Molly E. Joseph Mgmt For For
1F. Election of Director: Craig Kennedy Mgmt For For
1G. Election of Director: William J. Post Mgmt For For
1H. Election of Director: Paul H. Stebbins Mgmt For For
1I. Election of Director: Michael Sweeney Mgmt For For
1J. Election of Director: Mark R. Widmar Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as First Solar's
Independent Registered Public Accounting
Firm for the year ending December 31, 2020.
3. The approval of the adoption of the First Mgmt For For
Solar, Inc. 2020 Omnibus Incentive
Compensation Plan.
4. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 935160464
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Bisignano Mgmt For For
Alison Davis Mgmt For For
Henrique de Castro Mgmt For For
Harry F. DiSimone Mgmt For For
Dennis F. Lynch Mgmt For For
Heidi G. Miller Mgmt For For
Scott C. Nuttall Mgmt For For
Denis J. O'Leary Mgmt For For
Doyle R. Simons Mgmt For For
Jeffery W. Yabuki Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers of Fiserv, Inc.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Fiserv, Inc. for
2020.
4. A shareholder proposal requesting the Shr Against For
company provide political spending
disclosure.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 935197966
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a one year term: Mgmt For For
Steven T. Stull
1.2 Election of Director for a one year term: Mgmt For For
Michael Buckman
1.3 Election of Director for a one year term: Mgmt For For
Thomas M. Hagerty
2. Ratify the reappointment of Ernst & Young Mgmt For For
LLP as FLEETCOR's independent public
accounting firm for 2020
3. Advisory vote to approve named executive Mgmt For For
officer compensation
4. Shareholder proposal for a shareholder Shr For Against
right to call special shareholder meetings
5. Shareholder proposal requiring that Shr Against For
financial performance metrics in incentive
awards be adjusted to exclude the impact of
share repurchases
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 935168686
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to Serve for One-Year Mgmt For For
Term: Maxine Clark
1B. Election of Director to Serve for One-Year Mgmt For For
Term: Alan D. Feldman
1C. Election of Director to Serve for One-Year Mgmt For For
Term: Richard A. Johnson
1D. Election of Director to Serve for One-Year Mgmt For For
Term: Guillermo G. Marmol
1E. Election of Director to Serve for One-Year Mgmt For For
Term: Matthew M. McKenna
1F. Election of Director to Serve for One-Year Mgmt For For
Term: Darlene Nicosia
1G. Election of Director to Serve for One-Year Mgmt For For
Term: Steven Oakland
1H. Election of Director to Serve for One-Year Mgmt For For
Term: Ulice Payne, Jr.
1I. Election of Director to Serve for One-Year Mgmt For For
Term: Kimberly Underhill
1J. Election of Director to Serve for One-Year Mgmt For For
Term: Tristan Walker
1K. Election of Director to Serve for One-Year Mgmt For For
Term: Dona D. Young
2. Advisory Approval of the Company's Mgmt For For
Executive Compensation.
3. Ratification of the Appointment of Mgmt For For
Independent Registered Public Accounting
Firm.
--------------------------------------------------------------------------------------------------------------------------
FORTIVE CORPORATION Agenda Number: 935180442
--------------------------------------------------------------------------------------------------------------------------
Security: 34959J108
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: FTV
ISIN: US34959J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kate Mitchell Mgmt For For
1B. Election of Director: Mitchell P. Rales Mgmt For For
1C. Election of Director: Steven M. Rales Mgmt For For
1D. Election of Director: Jeannine Sargent Mgmt For For
1E. Election of Director: Alan G. Spoon Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Fortive's independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve on an advisory basis Fortive's Mgmt For For
named executive officer compensation.
4. To approve Fortive's Amended and Restated Mgmt For For
Certificate of Incorporation, as amended
and restated to eliminate the supermajority
voting requirements applicable to shares of
common stock.
--------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 935166771
--------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: GPS
ISIN: US3647601083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Bohutinsky Mgmt For For
1B. Election of Director: John J. Fisher Mgmt For For
1C. Election of Director: Robert J. Fisher Mgmt For For
1D. Election of Director: William S. Fisher Mgmt For For
1E. Election of Director: Tracy Gardner Mgmt For For
1F. Election of Director: Isabella D. Goren Mgmt For For
1G. Election of Director: Bob L. Martin Mgmt For For
1H. Election of Director: Amy Miles Mgmt For For
1I. Election of Director: Jorge P. Montoya Mgmt For For
1J. Election of Director: Chris O'Neill Mgmt For For
1K. Election of Director: Mayo A. Shattuck III Mgmt For For
1L. Election of Director: Elizabeth A. Smith Mgmt For For
1M. Election of Director: Sonia Syngal Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending on January 30, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
overall compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GENERAC HOLDINGS INC. Agenda Number: 935210790
--------------------------------------------------------------------------------------------------------------------------
Security: 368736104
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: GNRC
ISIN: US3687361044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marcia J. Avedon Mgmt For For
Bennett J. Morgan Mgmt For For
Dominick P. Zarcone Mgmt For For
2. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
year ending December 31, 2020.
3. Advisory vote on the non-binding Mgmt For For
"say-on-pay" resolution to approve the
compensation of our executive officers.
--------------------------------------------------------------------------------------------------------------------------
GENMARK DIAGNOSTICS, INC. Agenda Number: 935178601
--------------------------------------------------------------------------------------------------------------------------
Security: 372309104
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: GNMK
ISIN: US3723091043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daryl J. Faulkner Mgmt For For
1B. Election of Director: James Fox, Ph.D. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
4. To approve the Genmark Diagnostics, Inc. Mgmt For For
2020 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GENTEX CORPORATION Agenda Number: 935172318
--------------------------------------------------------------------------------------------------------------------------
Security: 371901109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: GNTX
ISIN: US3719011096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ms. Leslie Brown Mgmt For For
Mr. Steve Downing Mgmt For For
Mr. Gary Goode Mgmt For For
Mr. James Hollars Mgmt For For
Mr. John Mulder Mgmt For For
Mr. Richard Schaum Mgmt For For
Ms. Kathleen Starkoff Mgmt For For
Mr. Brian Walker Mgmt For For
Mr. James Wallace Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's auditors for the
fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY Agenda Number: 935137845
--------------------------------------------------------------------------------------------------------------------------
Security: 372460105
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: GPC
ISIN: US3724601055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth W. Camp Mgmt For For
Richard Cox, Jr. Mgmt For For
Paul D. Donahue Mgmt For For
Gary P. Fayard Mgmt For For
P. Russell Hardin Mgmt For For
John R. Holder Mgmt For For
Donna W. Hyland Mgmt For For
John D. Johns Mgmt For For
Jean-Jacques Lafont Mgmt For For
Robert C Loudermilk Jr Mgmt For For
Wendy B. Needham Mgmt For For
E. Jenner Wood III Mgmt For For
2. Advisory Vote on Executive Compensation Mgmt For For
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Auditor for the Fiscal Year Ending December
31, 2020
4. Shareholder Proposal Regarding Human Shr For Against
Capital Management Disclosures
--------------------------------------------------------------------------------------------------------------------------
GLADSTONE LAND CORPORATION Agenda Number: 935160250
--------------------------------------------------------------------------------------------------------------------------
Security: 376549101
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: LAND
ISIN: US3765491010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Gladstone Mgmt For For
Paul W. Adelgren Mgmt For For
John H. Outland Mgmt For For
2. To ratify our Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935066678
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of May 27, 2019, by and
between Global Payments Inc. ("Global
Payments") and Total System Services, Inc.
(as amended from time to time) and the
transactions contemplated thereby (the
"Global Payments merger proposal").
2. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to increase the
number of authorized shares of Global
Payments common stock from two hundred
million shares to four hundred million
shares (the "Global Payments authorized
share count proposal").
3. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to declassify the
Global Payments board of directors and
provide for annual elections of directors
(the "Global Payments declassification
proposal").
4. To adjourn the Global Payments special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes to approve the Global
Payments merger proposal, the Global
Payments authorized share count proposal or
the Global Payments declassification
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of Global Payments
common stock.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935147214
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Mgmt For For
Jr.
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers for 2019.
3. Approval of amendments to our articles of Mgmt For For
incorporation to eliminate supermajority
voting requirements.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GLOBE LIFE INC. Agenda Number: 935152354
--------------------------------------------------------------------------------------------------------------------------
Security: 37959E102
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: GL
ISIN: US37959E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Adair Mgmt For For
1B. Election of Director: Linda L. Addison Mgmt For For
1C. Election of Director: Marilyn A. Alexander Mgmt For For
1D. Election of Director: Cheryl D. Alston Mgmt For For
1E. Election of Director: Jane M. Buchan Mgmt For For
1F. Election of Director: Gary L. Coleman Mgmt For For
1G. Election of Director: Larry M. Hutchison Mgmt For For
1H. Election of Director: Robert W. Ingram Mgmt For For
1I. Election of Director: Steven P. Johnson Mgmt For For
1J. Election of Director: Darren M. Rebelez Mgmt For For
1K. Election of Director: Mary E. Thigpen Mgmt For For
2. Ratification of Auditors. Mgmt For For
3. Approval of 2019 Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GRACO INC. Agenda Number: 935137679
--------------------------------------------------------------------------------------------------------------------------
Security: 384109104
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: GGG
ISIN: US3841091040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick J. McHale Mgmt For For
1B. Election of Director: Lee R. Mitau Mgmt For For
1C. Election of Director: Martha A. Morfitt Mgmt For For
1D. Election of Director: Kevin J. Wheeler Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered accounting firm.
3. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 935064218
--------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 12-Sep-2019
Ticker: HRB
ISIN: US0936711052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Angela N. Archon Mgmt For For
1b. Election of Director: Paul J. Brown Mgmt For For
1c. Election of Director: Robert A. Gerard Mgmt For For
1d. Election of Director: Richard A. Johnson Mgmt For For
1e. Election of Director: Jeffrey J. Jones II Mgmt For For
1f. Election of Director: David Baker Lewis Mgmt For For
1g. Election of Director: Victoria J. Reich Mgmt For For
1h. Election of Director: Bruce C. Rohde Mgmt For For
1i. Election of Director: Matthew E. Winter Mgmt For For
1j. Election of Director: Christianna Wood Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending April 30, 2020.
3. Advisory approval of the Company's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 935143014
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Geralyn R. Breig Mgmt For For
1B. Election of Director: Gerald W. Evans, Jr. Mgmt For For
1C. Election of Director: Bobby J. Griffin Mgmt For For
1D. Election of Director: James C. Johnson Mgmt For For
1E. Election of Director: Franck J. Moison Mgmt For For
1F. Election of Director: Robert F. Moran Mgmt For For
1G. Election of Director: Ronald L. Nelson Mgmt For For
1H. Election of Director: Ann E. Ziegler Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Hanesbrands'
independent registered public accounting
firm for Hanesbrands' 2020 fiscal year
3. To approve, on an advisory basis, named Mgmt For For
executive officer compensation as described
in the proxy statement for the Annual
Meeting
4. To approve the Hanesbrands Inc. 2020 Mgmt For For
Omnibus Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
HASBRO, INC. Agenda Number: 935161113
--------------------------------------------------------------------------------------------------------------------------
Security: 418056107
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: HAS
ISIN: US4180561072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kenneth A. Bronfin Mgmt For For
1b. Election of Director: Michael R. Burns Mgmt For For
1c. Election of Director: Hope F. Cochran Mgmt For For
1d. Election of Director: Crispin H. Davis Mgmt For For
1e. Election of Director: John A. Frascotti Mgmt For For
1f. Election of Director: Lisa Gersh Mgmt For For
1g. Election of Director: Brian D. Goldner Mgmt For For
1h. Election of Director: Alan G. Hassenfeld Mgmt For For
1i. Election of Director: Tracy A. Leinbach Mgmt For For
1j. Election of Director: Edward M. Philip Mgmt For For
1k. Election of Director: Richard S. Stoddart Mgmt For For
1l. Election of Director: Mary Beth West Mgmt For For
1m. Election of Director: Linda K. Zecher Mgmt For For
2. The adoption, on an advisory basis, of a Mgmt For For
resolution approving the compensation of
the Named Executive Officers of Hasbro,
Inc., as described in the "Compensation
Discussion and Analysis" and "Executive
Compensation" sections of the 2020 Proxy
Statement.
3. The approval of amendments to the Restated Mgmt For For
2003 Stock Incentive Performance Plan, as
amended (the "2003 Plan").
4. Ratification of the selection of KPMG LLP Mgmt For For
as Hasbro, Inc.'s independent registered
public accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. Agenda Number: 935176695
--------------------------------------------------------------------------------------------------------------------------
Security: 806407102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HSIC
ISIN: US8064071025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Barry J. Alperin Mgmt For For
1B. Election of Director: Gerald A. Benjamin Mgmt For For
1C. Election of Director: Stanley M. Bergman Mgmt For For
1D. Election of Director: James P. Breslawski Mgmt For For
1E. Election of Director: Paul Brons Mgmt For For
1F. Election of Director: Shira Goodman Mgmt For For
1G. Election of Director: Joseph L. Herring Mgmt For For
1H. Election of Director: Kurt P. Kuehn Mgmt For For
1I. Election of Director: Philip A. Laskawy Mgmt For For
1J. Election of Director: Anne H. Margulies Mgmt For For
1K. Election of Director: Mark E. Mlotek Mgmt For For
1L. Election of Director: Steven Paladino Mgmt For For
1M. Election of Director: Carol Raphael Mgmt For For
1N. Election of Director: E. Dianne Rekow, DDS, Mgmt For For
Ph.D.
1O. Election of Director: Bradley T. Sheares, Mgmt For For
Ph.D.
2. Proposal to amend and restate the Company's Mgmt For For
Amended and Restated 2013 Stock Incentive
Plan to, among other things, increase the
aggregate share reserve and extend the term
of the plan to March 31, 2030.
3. Proposal to approve, by non-binding vote, Mgmt For For
the 2019 compensation paid to the Company's
Named Executive Officers.
4. Proposal to ratify the selection of BDO Mgmt For For
USA, LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 26, 2020.
--------------------------------------------------------------------------------------------------------------------------
HERMAN MILLER, INC. Agenda Number: 935074815
--------------------------------------------------------------------------------------------------------------------------
Security: 600544100
Meeting Type: Annual
Meeting Date: 14-Oct-2019
Ticker: MLHR
ISIN: US6005441000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lisa A. Kro Mgmt For For
Michael C. Smith Mgmt For For
Michael A. Volkema Mgmt For For
2. Proposal to ratify the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm.
3. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 935130461
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 01-Apr-2020
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel Ammann Mgmt For For
1B. Election of Director: Pamela L. Carter Mgmt For For
1C. Election of Director: Jean M. Hobby Mgmt For For
1D. Election of Director: George R. Kurtz Mgmt For For
1E. Election of Director: Raymond J. Lane Mgmt For For
1F. Election of Director: Ann M. Livermore Mgmt For For
1G. Election of Director: Antonio F. Neri Mgmt For For
1H. Election of Director: Charles H. Noski Mgmt For For
1I. Election of Director: Raymond E. Ozzie Mgmt For For
1J. Election of Director: Gary M. Reiner Mgmt For For
1K. Election of Director: Patricia F. Russo Mgmt For For
1L. Election of Director: Lip-Bu Tan Mgmt For For
1M. Election of Director: Mary Agnes Mgmt For For
Wilderotter
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2020.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Stockholder proposal entitled: "Shareholder Shr Against For
Approval of Bylaw Amendments".
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 935182725
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aida M. Alvarez Mgmt For For
Shumeet Banerji Mgmt For For
Robert R. Bennett Mgmt For For
Charles V. Bergh Mgmt For For
Stacy Brown-Philpot Mgmt For For
Stephanie A. Burns Mgmt For For
Mary Anne Citrino Mgmt For For
Richard Clemmer Mgmt For For
Enrique Lores Mgmt For For
Yoky Matsuoka Mgmt For For
Stacey Mobley Mgmt For For
Subra Suresh Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as HP Inc.'s independent registered
public accounting firm for the fiscal year
ending October 31, 2020
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation
4. To approve HP Inc.'s 2021 Employee Stock Mgmt For For
Purchase Plan
5. Stockholder proposal requesting Shr Against For
stockholders' right to act by written
consent, if properly presented at the
annual meeting
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 935136211
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kurt J. Hilzinger Mgmt For For
1B. Election of Director: Frank J. Bisignano Mgmt For For
1C. Election of Director: Bruce D. Broussard Mgmt For For
1D. Election of Director: Frank A. D'Amelio Mgmt For For
1E. Election of Director: W. Roy Dunbar Mgmt For For
1F. Election of Director: Wayne A. I. Mgmt For For
Frederick, M.D.
1G. Election of Director: John W. Garratt Mgmt For For
1H. Election of Director: David A. Jones, Jr. Mgmt For For
1I. Election of Director: Karen W. Katz Mgmt For For
1J. Election of Director: William J. McDonald Mgmt For For
1K. Election of Director: James J. O'Brien Mgmt For For
1L. Election of Director: Marissa T. Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Non-binding advisory vote for the approval Mgmt For For
of the compensation of the named executive
officers as disclosed in the 2020 proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECORP Agenda Number: 935216300
--------------------------------------------------------------------------------------------------------------------------
Security: 44919P508
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: IAC
ISIN: US44919P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve amendments to the IAC Mgmt For For
certificate of incorporation that will
effect the separation of businesses of
Match Group, Inc. ("Match") from remaining
businesses of IAC ("Separation") that will
result in the pre-transaction stockholders
of IAC owning shares in two, separate
public companies-(1) IAC, which will be
renamed "Match Group, Inc." ("New Match"),
(2) IAC Holdings, Inc., and currently a
direct wholly owned subsidiary of IAC ("New
IAC"), which will be renamed
"IAC/InterActiveCorp" and which will own
IAC's other businesses
2. To approve amendments to the IAC Mgmt Against Against
certificate of incorporation to provide,
following the Separation, for (i)
classification of the board of directors of
New Match, (ii) removal of members of the
board of directors of New Match from office
by stockholders, (iii) exclusive right of
the board of directors of New Match to fill
director vacancies, (iv) no officer or
director of New Match who is also an
officer or director of New IAC having
liability to New Match, (v) certain
ministerial amendments to the IAC
certificate of incorporation.
3. To approve amendments to the IAC Mgmt Against Against
certificate of incorporation that will
prohibit, following the Separation, action
by written consent of stockholders of New
Match in lieu of a stockholder meeting,
subject to any rights of holders of
preferred stock.
4. To approve certain other amendments to IAC Mgmt For For
certificate of incorporation as further
described in joint proxy
statement/prospectus, including amendments
to provide, for the renaming of New Match
as "Match Group, Inc." and elimination of
all classes and series of authorized
capital stock of New Match as of
immediately prior to the completion of the
Separation other than New Match $0.001 par
value common stock (at which time the IAC
Class M common stock would be renamed New
Match common stock) and New Match $0.01 par
value preferred stock.
5. To approve the issuance of shares of IAC Mgmt For For
Class M common stock in connection with the
transactions contemplated by the
Transaction Agreement, dated as of December
19, 2019, by and among IAC, New IAC,
Valentine Merger Sub LLC and Match.
6. To approve the IAC/InterActiveCorp 2020 Mgmt Against Against
Stock and Annual Incentive Plan (which will
remain with New Match and be renamed the
Match Group, Inc. 2020 Stock and Annual
Incentive Plan).
7. To approve one or more adjournments or Mgmt For For
postponements of the IAC annual meeting, if
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes to approve the foregoing
proposals.
8A. Election of Director: Chelsea Clinton Mgmt For For
8B. Election of Director: Barry Diller Mgmt For For
8C. Election of Director: Michael D. Eisner Mgmt For For
8D. Election of Director: Bonnie S. Hammer Mgmt For For
8E. Election of Director: Victor A. Kaufman Mgmt For For
8F. Election of Director: Joseph Levin Mgmt For For
8G. Election of Director: Bryan Lourd (To be Mgmt For For
voted upon by the holders of Common Stock
voting as a separate class)
8H. Election of Director: David Rosenblatt Mgmt For For
8I. Election of Director: Alan G. Spoon (To be Mgmt For For
voted upon by the holders of Common Stock
voting as a separate class)
8J. Election of Director: Alexander von Mgmt For For
Furstenberg
8K. Election of Director: Richard F. Zannino Mgmt For For
(To be voted upon by the holders of Common
Stock voting as a separate class)
9. To ratify the appointment of Ernst & Young Mgmt For For
LLP as IAC's independent registered public
accounting firm for the 2020 fiscal year.
10. To hold an advisory vote on IAC's executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda Number: 935152265
--------------------------------------------------------------------------------------------------------------------------
Security: 45168D104
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: IDXX
ISIN: US45168D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rebecca M. Henderson, Mgmt For For
PhD
1B. Election of Director: Lawrence D. Kingsley Mgmt For For
1C. Election of Director: Sophie V. Vandebroek, Mgmt For For
PhD
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm. To
ratify the selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year (Proposal
Two).
3. Advisory Vote on Executive Compensation. To Mgmt For For
approve a nonbinding advisory resolution on
the Company's executive compensation
(Proposal Three).
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935180618
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline Dorsa Mgmt For For
1B. Election of Director: Robert S. Epstein, Mgmt For For
M.D.
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Philip W. Schiller Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 3, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, a Shr Against For
stockholder proposal regarding political
disclosures.
--------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND PLC Agenda Number: 935120232
--------------------------------------------------------------------------------------------------------------------------
Security: G47791101
Meeting Type: Special
Meeting Date: 04-Feb-2020
Ticker: IR
ISIN: IE00B6330302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To vote to pass a special resolution to Mgmt For For
change the Company's name to Trane
Technologies plc on such date as determined
by the Chairman and Senior Vice President
and General Counsel of the Company.
--------------------------------------------------------------------------------------------------------------------------
INGEVITY CORPORATION Agenda Number: 935138467
--------------------------------------------------------------------------------------------------------------------------
Security: 45688C107
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: NGVT
ISIN: US45688C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jean S. Blackwell Mgmt For For
1B. Election of Director: Luis Fernandez-Moreno Mgmt For For
1C. Election of Director: J. Michael Mgmt For For
Fitzpatrick
1D. Election of Director: Diane H. Gulyas Mgmt For For
1E. Election of Director: Richard B. Kelson Mgmt For For
1F. Election of Director: Frederick J. Lynch Mgmt For For
1G. Election of Director: Karen G. Narwold Mgmt For For
1H. Election of Director: Daniel F. Sansone Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse Coopers LLP as our
independent registered public accounting
firm for fiscal 2020.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation paid to
Ingevity's named executive officers
("Say-on-Pay").
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935158635
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Goetz Mgmt For For
1B. Election of Director: Alyssa Henry Mgmt For For
1C. Election of Director: Omar Ishrak Mgmt For For
1D. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1E. Election of Director: Tsu-Jae King Liu Mgmt For For
1F. Election of Director: Gregory D. Smith Mgmt For For
1G. Election of Director: Robert ("Bob") H. Mgmt For For
Swan
1H. Election of Director: Andrew Wilson Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation of our listed officers
4. Approval of amendment and restatement of Mgmt For For
the 2006 Employee Stock Purchase Plan
5. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting
6. Stockholder proposal requesting a report on Shr Against For
the global median gender/racial pay gap, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935159447
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hon. Sharon Y. Bowen Mgmt For For
1B. Election of Director: Charles R. Crisp Mgmt For For
1C. Election of Director: Duriya M. Farooqui Mgmt For For
1D. Election of Director: Jean-Marc Forneri Mgmt For For
1E. Election of Director: The Rt. Hon. the Lord Mgmt For For
Hague of Richmond
1F. Election of Director: Hon. Frederick W. Mgmt For For
Hatfield
1G. Election of Director: Thomas E. Noonan Mgmt For For
1H. Election of Director: Frederic V. Salerno Mgmt For For
1I. Election of Director: Jeffrey C. Sprecher Mgmt For For
1J. Election of Director: Judith A. Sprieser Mgmt For For
1K. Election of Director: Vincent Tese Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC. Agenda Number: 935153560
--------------------------------------------------------------------------------------------------------------------------
Security: 459506101
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: IFF
ISIN: US4595061015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting:
Marcello V. Bottoli
1B. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting:
Michael L. Ducker
1C. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting: David
R. Epstein
1D. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting: Roger
W. Ferguson, Jr.
1E. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting: John
F. Ferraro
1F. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting:
Andreas Fibig
1G. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting:
Christina Gold
1H. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting:
Katherine M. Hudson
1I. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting: Dale
F. Morrison
1J. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting: Dr.
Li-Huei Tsai
1K. Election of Director for a one-year term Mgmt For For
expiring at the 2021 Annual Meeting:
Stephen Williamson
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2020 fiscal year.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers in 2019.
--------------------------------------------------------------------------------------------------------------------------
INTREPID POTASH, INC. Agenda Number: 935170213
--------------------------------------------------------------------------------------------------------------------------
Security: 46121Y102
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: IPI
ISIN: US46121Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Robert P. Mgmt For For
Jornayvaz III
1b. Election of Class III Director: Hugh E. Mgmt For For
Harvey, Jr.
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935113693
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 23-Jan-2020
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eve Burton Mgmt For For
1B. Election of Director: Scott D. Cook Mgmt For For
1C. Election of Director: Richard L. Dalzell Mgmt For For
1D. Election of Director: Sasan K. Goodarzi Mgmt For For
1E. Election of Director: Deborah Liu Mgmt For For
1F. Election of Director: Suzanne Nora Johnson Mgmt For For
1G. Election of Director: Dennis D. Powell Mgmt For For
1H. Election of Director: Brad D. Smith Mgmt For For
1I. Election of Director: Thomas Szkutak Mgmt For For
1J. Election of Director: Raul Vazquez Mgmt For For
1K. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2020.
4. Stockholder proposal to adopt a mandatory Shr Against For
arbitration bylaw.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935141717
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. To approve the Company's Amended and Mgmt For For
Restated 2010 Incentive Award Plan.
5. To approve the amendment of the Certificate Mgmt For For
of Incorporation to adopt simple majority
voting provisions.
6. To approve the amendment of the Certificate Mgmt For For
of Incorporation to permit stockholders to
call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD. Agenda Number: 935148420
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sarah E. Beshar Mgmt For For
1.2 Election of Director: Martin L. Flanagan Mgmt For For
1.3 Election of Director: William F. Glavin, Mgmt For For
Jr.
1.4 Election of Director: C. Robert Henrikson Mgmt For For
1.5 Election of Director: Denis Kessler Mgmt For For
1.6 Election of Director: Sir Nigel Sheinwald Mgmt For For
1.7 Election of Director: G. Richard Wagoner, Mgmt For For
Jr.
1.8 Election of Director: Phoebe A. Wood Mgmt For For
2. Advisory vote to approve the company's 2019 Mgmt For For
Executive Compensation.
3. Appointment of PricewaterhouseCoopers LLP Mgmt For For
as the company's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC. Agenda Number: 935190417
--------------------------------------------------------------------------------------------------------------------------
Security: 462222100
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: IONS
ISIN: US4622221004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Wender Mgmt For For
B. Lynne Parshall Mgmt For For
Spencer Berthelsen Mgmt For For
Joan Herman Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Ionis Pharmaceuticals, Inc. 2002
Non-Employee Directors' Stock Option Plan
to, among other things, increase the
aggregate number of shares of common stock
authorized for issuance under such plan by
800,000 shares to an aggregate of 2,800,000
shares, reduce the amount of the automatic
awards under the plan, revise the vesting
schedule of awards and extend the term of
the plan.
3. To ratify amending the existing stock Mgmt For For
option and restricted stock unit awards of
directors to adjust vesting.
4. To approve, by non-binding vote, executive Mgmt For For
compensation.
5. Ratify the Audit Committee's selection of Mgmt For For
Ernst & Young LLP as independent auditors
for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 935179603
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V. P. Gapontsev, Ph.D. Mgmt For For
E. A. Scherbakov, Ph.D Mgmt For For
Igor Samartsev Mgmt For For
Michael C. Child Mgmt For For
Gregory P. Dougherty Mgmt For For
Catherine P. Lego Mgmt For For
Eric Meurice Mgmt For For
John R. Peeler Mgmt For For
Thomas J. Seifert Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2020
4. A stockholder proposal to prepare a report Shr For Against
on management team diversity, if properly
presented at the annual meeting
--------------------------------------------------------------------------------------------------------------------------
IQVIA HOLDINGS INC. Agenda Number: 935132453
--------------------------------------------------------------------------------------------------------------------------
Security: 46266C105
Meeting Type: Annual
Meeting Date: 06-Apr-2020
Ticker: IQV
ISIN: US46266C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carol J. Burt Mgmt For For
Colleen A. Goggins Mgmt For For
Ronald A. Rittenmeyer Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt Against Against
executive compensation.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as IQVIA
Holdings Inc.'s independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ITRON, INC. Agenda Number: 935151388
--------------------------------------------------------------------------------------------------------------------------
Security: 465741106
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ITRI
ISIN: US4657411066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jerome J. Lande Mgmt For For
1B. Election of Director: Frank M. Jaehnert Mgmt For For
1C. Election of Director: Gary E. Pruitt Mgmt For For
2. Proposal to approve the advisory Mgmt For For
(non-binding) resolution relating to
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accountant for 2020.
--------------------------------------------------------------------------------------------------------------------------
ITT INC. Agenda Number: 935158368
--------------------------------------------------------------------------------------------------------------------------
Security: 45073V108
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: ITT
ISIN: US45073V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Orlando D. Ashford Mgmt For For
1B. Election of Director: Geraud Darnis Mgmt For For
1C. Election of Director: Donald DeFosset, Jr. Mgmt For For
1D. Election of Director: Nicholas C. Mgmt For For
Fanandakis
1E. Election of Director: Richard P. Lavin Mgmt For For
1F. Election of Director: Mario Longhi Mgmt For For
1G. Election of Director: Rebecca A. McDonald Mgmt For For
1H. Election of Director: Timothy H. Powers Mgmt For For
1I. Election of Director: Luca Savi Mgmt For For
1J. Election of Director: Cheryl L. Shavers Mgmt For For
1K. Election of Director: Sabrina Soussan Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the 2020 fiscal year
3. Approval of an advisory vote on executive Mgmt For For
compensation
4. A shareholder proposal regarding proxy Shr Against For
access
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 935178358
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: JLL
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hugo Bague Mgmt For For
1B. Election of Director: Matthew Carter, Jr. Mgmt For For
1C. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1D. Election of Director: Ming Lu Mgmt For For
1E. Election of Director: Bridget Macaskill Mgmt For For
1F. Election of Director: Deborah H. McAneny Mgmt For For
1G. Election of Director: Siddharth N. Mehta Mgmt For For
1H. Election of Director: Martin H. Nesbitt Mgmt For For
1I. Election of Director: Jeetendra I. Patel Mgmt For For
1J. Election of Director: Sheila A. Penrose Mgmt For For
1K. Election of Director: Ann Marie Petach Mgmt For For
1L. Election of Director: Christian Ulbrich Mgmt For For
2. Non-binding, advisory "say-on-pay" vote Mgmt For For
approving executive compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935174235
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce D. Broussard Mgmt For For
1B. Election of Director: Gary M. Crosby Mgmt For For
1C. Election of Director: Alexander M. Cutler Mgmt For For
1D. Election of Director: H. James Dallas Mgmt For For
1E. Election of Director: Elizabeth R. Gile Mgmt For For
1F. Election of Director: Ruth Ann M. Gillis Mgmt For For
1G. Election of Director: Christopher M. Gorman Mgmt For For
1H. Election of Director: Carlton L. Highsmith Mgmt For For
1I. Election of Director: Richard J. Hipple Mgmt For For
1J. Election of Director: Kristen L. Manos Mgmt For For
1K. Election of Director: Barbara R. Snyder Mgmt For For
1L. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal seeking to reduce Shr For Against
ownership threshold to call special
shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC. Agenda Number: 935126599
--------------------------------------------------------------------------------------------------------------------------
Security: 49338L103
Meeting Type: Annual
Meeting Date: 19-Mar-2020
Ticker: KEYS
ISIN: US49338L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Paul N. Clark Mgmt For For
1.2 Election of Director: Richard P. Hamada Mgmt For For
1.3 Election of Director: Paul A. Lacouture Mgmt For For
2. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Keysight's independent registered public
accounting firm.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Keysight's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
KLA CORPORATION Agenda Number: 935082533
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 05-Nov-2019
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward Barnholt Mgmt For For
1B. Election of Director: Robert Calderoni Mgmt For For
1C. Election of Director: Jeneanne Hanley Mgmt For For
1D. Election of Director: Emiko Higashi Mgmt For For
1E. Election of Director: Kevin Kennedy Mgmt For For
1F. Election of Director: Gary Moore Mgmt For For
1G. Election of Director: Kiran Patel Mgmt For For
1H. Election of Director: Victor Peng Mgmt For For
1I. Election of Director: Robert Rango Mgmt For For
1J. Election of Director: Richard Wallace Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2020.
3. Approval on a non-binding, advisory basis Mgmt Against Against
of our named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 935165933
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Jean-Luc Belingard Mgmt For For
1C. Election of Director: Jeffrey A. Davis Mgmt For For
1D. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1E. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1F. Election of Director: Peter M. Neupert Mgmt For For
1G. Election of Director: Richelle P. Parham Mgmt For For
1H. Election of Director: Adam H. Schechter Mgmt For For
1I. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Laboratory
Corporation of America Holdings'
independent registered public accounting
firm for 2020.
4. Shareholder proposal seeking the power for Shr For Against
shareholders of 10% or more of our common
stock to call a special shareholder
meeting.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935081959
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 05-Nov-2019
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Youssef A. El-Mansy Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
LAZARD LTD Agenda Number: 935143040
--------------------------------------------------------------------------------------------------------------------------
Security: G54050102
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: LAZ
ISIN: BMG540501027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth M. Jacobs Mgmt For For
Michelle Jarrard Mgmt For For
Iris Knobloch Mgmt For For
Philip A. Laskawy Mgmt For For
2. Non-binding advisory vote regarding Mgmt For For
executive compensation.
3. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as Lazard Ltd's independent
registered public accounting firm for 2020
and authorization of the Board of
Directors, acting by its Audit Committee,
to set their remuneration.
--------------------------------------------------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED Agenda Number: 935166909
--------------------------------------------------------------------------------------------------------------------------
Security: 524660107
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: LEG
ISIN: US5246601075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Robert E. Brunner Mgmt For For
1C. Election of Director: Mary Campbell Mgmt For For
1D. Election of Director: J. Mitchell Dolloff Mgmt For For
1E. Election of Director: Manuel A. Fernandez Mgmt For For
1F. Election of Director: Karl G. Glassman Mgmt For For
1G. Election of Director: Joseph W. McClanathan Mgmt For For
1H. Election of Director: Judy C. Odom Mgmt For For
1I. Election of Director: Srikanth Padmanabhan Mgmt For For
1J. Election of Director: Jai Shah Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
3. Approval of the amendment and restatement Mgmt For For
of the Flexible Stock Plan.
4. An advisory vote to approve named executive Mgmt For For
officer compensation as described in the
Company's proxy statement.
--------------------------------------------------------------------------------------------------------------------------
LENNOX INTERNATIONAL INC. Agenda Number: 935174057
--------------------------------------------------------------------------------------------------------------------------
Security: 526107107
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LII
ISIN: US5261071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janet K. Cooper Mgmt For For
John W. Norris, III Mgmt For For
Karen M. Quintos Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers as
disclosed in our proxy statement.
3. Ratifying the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN ELECTRIC HOLDINGS, INC. Agenda Number: 935151403
--------------------------------------------------------------------------------------------------------------------------
Security: 533900106
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: LECO
ISIN: US5339001068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Curtis E. Espeland Mgmt For For
Patrick P. Goris Mgmt For For
Stephen G. Hanks Mgmt For For
Michael F. Hilton Mgmt For For
G. Russell Lincoln Mgmt For For
Kathryn Jo Lincoln Mgmt For For
William E MacDonald III Mgmt For For
Christopher L. Mapes Mgmt For For
Phillip J. Mason Mgmt For For
Ben P. Patel Mgmt For For
Hellene S. Runtagh Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LINDSAY CORPORATION Agenda Number: 935110255
--------------------------------------------------------------------------------------------------------------------------
Security: 535555106
Meeting Type: Annual
Meeting Date: 07-Jan-2020
Ticker: LNN
ISIN: US5355551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael N. Christodolou Mgmt For For
David B. Rayburn Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending August 31, 2020.
3. Non-binding vote on resolution to approve Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. Agenda Number: 935138633
--------------------------------------------------------------------------------------------------------------------------
Security: 537008104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LFUS
ISIN: US5370081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kristina Cerniglia Mgmt For For
1B. Election of Director: Tzau-Jin Chung Mgmt For For
1C. Election of Director: Cary Fu Mgmt For For
1D. Election of Director: Maria Green Mgmt For For
1E. Election of Director: Anthony Grillo Mgmt For For
1F. Election of Director: David Heinzmann Mgmt For For
1G. Election of Director: Gordon Hunter Mgmt For For
1H. Election of Director: John Major Mgmt For For
1I. Election of Director: William Noglows Mgmt For For
1J. Election of Director: Nathan Zommer Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve and ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 935155110
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Berard Mgmt For For
1B. Election of Director: Meg A. Divitto Mgmt For For
1C. Election of Director: Robert M. Hanser Mgmt For For
1D. Election of Director: Joseph M. Holsten Mgmt For For
1E. Election of Director: Blythe J. McGarvie Mgmt For For
1F. Election of Director: John W. Mendel Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: John F. O'Brien Mgmt For For
1I. Election of Director: Guhan Subramanian Mgmt For For
1J. Election of Director: Xavier Urbain Mgmt For For
1K. Election of Director: Dominick Zarcone Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935180808
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Lisa W. Wardell Mgmt For For
Eric C. Wiseman Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2019.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2020.
4. Approve amendment to Bylaws reducing the Mgmt For For
ownership threshold to call special
shareholder meetings to 15% of outstanding
shares.
5. Approve 2020 Employee Stock Purchase Plan. Mgmt For For
6. Shareholder proposal to reduce the Shr Against For
ownership threshold to call special
shareholder meetings to 10% of outstanding
shares.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 935197283
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Michael Casey Mgmt For For
1B. Election of Class I Director: Glenn Murphy Mgmt For For
1C. Election of Class I Director: David M. Mgmt For For
Mussafer
1D. Election of Class III Director: Stephanie Mgmt For For
Ferris
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
4. A stockholder proposal by People for Shr Against For
Ethical Treatment of Animals that would
strongly encourage the Board to "enact a
policy ensuring that no products containing
down are sold by lululemon athletica inc."
--------------------------------------------------------------------------------------------------------------------------
LYFT, INC. Agenda Number: 935198817
--------------------------------------------------------------------------------------------------------------------------
Security: 55087P104
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: LYFT
ISIN: US55087P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Logan Green Mgmt For For
Ann Miura-Ko Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 935196281
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. McVey Mgmt For For
1B. Election of Director: Nancy Altobello Mgmt For For
1C. Election of Director: Steven L. Begleiter Mgmt For For
1D. Election of Director: Stephen P. Casper Mgmt For For
1E. Election of Director: Jane Chwick Mgmt For For
1F. Election of Director: Christopher R. Mgmt For For
Concannon
1G. Election of Director: William F. Cruger Mgmt For For
1H. Election of Director: Justin G. Gmelich Mgmt For For
1I. Election of Director: Richard G. Ketchum Mgmt For For
1J. Election of Director: Emily H. Portney Mgmt For For
1K. Election of Director: Richard L. Prager Mgmt For For
1L. Election of Director: John Steinhardt Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the 2020
Proxy Statement.
4. To approve the adoption of the MarketAxess Mgmt For For
Holdings Inc. 2020 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 935171277
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony K. Anderson Mgmt For For
1B. Election of Director: Oscar Fanjul Mgmt For For
1C. Election of Director: Daniel S. Glaser Mgmt For For
1D. Election of Director: H. Edward Hanway Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Tamara Ingram Mgmt For For
1G. Election of Director: Jane H. Lute Mgmt For For
1H. Election of Director: Steven A. Mills Mgmt For For
1I. Election of Director: Bruce P. Nolop Mgmt For For
1J. Election of Director: Marc D. Oken Mgmt For For
1K. Election of Director: Morton O. Schapiro Mgmt For For
1L. Election of Director: Lloyd M. Yates Mgmt For For
1M. Election of Director: R. David Yost Mgmt For For
2. Advisory (Nonbinding) Vote to Approve Named Mgmt For For
Executive Officer Compensation
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm
4. Approval of the Marsh & McLennan Companies, Mgmt For For
Inc. 2020 Incentive and Stock Award Plan
--------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda Number: 935174805
--------------------------------------------------------------------------------------------------------------------------
Security: 574599106
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: MAS
ISIN: US5745991068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Keith J. Allman Mgmt For For
1b. Election of Director: J. Michael Losh Mgmt For For
1c. Election of Director: Christopher A. Mgmt For For
O'Herlihy
1d. Election of Director: Charles K. Stevens, Mgmt For For
III
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the SEC, including the
Compensation Discussion and Analysis, the
compensation tables and the related
materials disclosed in the Proxy Statement.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the Company for 2020.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935196332
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard Mgmt For For
Haythornthwaite
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Oki Matsumoto Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020
--------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 935083458
--------------------------------------------------------------------------------------------------------------------------
Security: 57772K101
Meeting Type: Annual
Meeting Date: 07-Nov-2019
Ticker: MXIM
ISIN: US57772K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William P. Sullivan Mgmt For For
1B. Election of Director: Tunc Doluca Mgmt For For
1C. Election of Director: Tracy C. Accardi Mgmt For For
1D. Election of Director: James R. Bergman Mgmt For For
1E. Election of Director: Joseph R. Bronson Mgmt For For
1F. Election of Director: Robert E. Grady Mgmt For For
1G. Election of Director: Mercedes Johnson Mgmt For For
1H. Election of Director: William D. Watkins Mgmt For For
1I. Election of Director: MaryAnn Wright Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Maxim
Integrated's independent registered public
accounting firm for the fiscal year ending
June 27, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935176431
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Thomas R. Cech Mgmt For For
1C. Election of Director: Mary Ellen Coe Mgmt For For
1D. Election of Director: Pamela J. Craig Mgmt For For
1E. Election of Director: Kenneth C. Frazier Mgmt For For
1F. Election of Director: Thomas H. Glocer Mgmt For For
1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2020.
4. Shareholder proposal concerning shareholder Shr Against For
right to act by written consent.
5. Shareholder proposal regarding allocation Shr Against For
of corporate tax savings.
--------------------------------------------------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC. Agenda Number: 935146109
--------------------------------------------------------------------------------------------------------------------------
Security: 592688105
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: MTD
ISIN: US5926881054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert F. Spoerry Mgmt For For
1.2 Election of Director: Wah-Hui Chu Mgmt For For
1.3 Election of Director: Domitille Doat-Le Mgmt For For
Bigot
1.4 Election of Director: Olivier A. Filliol Mgmt For For
1.5 Election of Director: Elisha W. Finney Mgmt For For
1.6 Election of Director: Richard Francis Mgmt For For
1.7 Election of Director: Michael A. Kelly Mgmt For For
1.8 Election of Director: Thomas P. Salice Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 935061185
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 20-Aug-2019
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steve Sanghi Mgmt For For
1.2 Election of Director: Matthew W. Chapman Mgmt For For
1.3 Election of Director: L.B. Day Mgmt For For
1.4 Election of Director: Esther L. Johnson Mgmt For For
1.5 Election of Director: Wade F. Meyercord Mgmt For For
2. Proposal to approve a French sub-plan under Mgmt For For
our 2004 Equity Incentive Plan.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2020.
4. Proposal to approve, on an advisory Mgmt Against Against
(non-binding) basis, the compensation of
our named executives.
5. Stockholder proposal requesting our Board Shr For Against
to report on our processes for identifying
and analyzing human rights risks to workers
in our operations and supply chain.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935112158
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 16-Jan-2020
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Bailey Mgmt For For
1.2 Election of Director: Richard M. Beyer Mgmt For For
1.3 Election of Director: Steven J. Gomo Mgmt For For
1.4 Election of Director: Mary Pat McCarthy Mgmt For For
1.5 Election of Director: Sanjay Mehrotra Mgmt For For
1.6 Election of Director: Robert E. Switz Mgmt For For
1.7 Election of Director: MaryAnn Wright Mgmt For For
2. To approve a non-binding resolution to Mgmt For For
approve the compensation of our Named
Executive Officers as described in the
proxy statement.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the fiscal year ending September
3, 2020.
--------------------------------------------------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY Agenda Number: 935171835
--------------------------------------------------------------------------------------------------------------------------
Security: 596680108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: MSEX
ISIN: US5966801087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James F. Cosgrove Jr. Mgmt For For
2. To provide a non-binding advisory vote to Mgmt For For
approve named executive officer
compensation.
3. To ratify the appointment of Baker Tilly Mgmt For For
Virchow Krause, LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MORNINGSTAR, INC. Agenda Number: 935160527
--------------------------------------------------------------------------------------------------------------------------
Security: 617700109
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: MORN
ISIN: US6177001095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joe Mansueto Mgmt For For
1B. Election of Director: Kunal Kapoor Mgmt For For
1C. Election of Director: Robin Diamonte Mgmt For For
1D. Election of Director: Cheryl Francis Mgmt For For
1E. Election of Director: Steve Joynt Mgmt For For
1F. Election of Director: Steve Kaplan Mgmt For For
1G. Election of Director: Gail Landis Mgmt For For
1H. Election of Director: Bill Lyons Mgmt For For
1I. Election of Director: Jack Noonan Mgmt For For
1J. Election of Director: Caroline Tsay Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Morningstar's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 935152227
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a One-Year Term: Mgmt For For
Gregory Q. Brown
1B. Election of Director for a One-Year Term: Mgmt For For
Kenneth D. Denman
1C. Election of Director for a One-Year Term: Mgmt For For
Egon P. Durban
1D. Election of Director for a One-Year Term: Mgmt For For
Clayton M. Jones
1E. Election of Director for a One-Year Term: Mgmt For For
Judy C. Lewent
1F. Election of Director for a One-Year Term: Mgmt For For
Gregory K. Mondre
1G. Election of Director for a One-Year Term: Mgmt For For
Anne R. Pramaggiore
1H. Election of Director for a One-Year Term: Mgmt For For
Joseph M. Tucci
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2020.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Shareholder Proposal re: Political Spending Shr Against For
Disclosure.
--------------------------------------------------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC. Agenda Number: 935116839
--------------------------------------------------------------------------------------------------------------------------
Security: 553530106
Meeting Type: Annual
Meeting Date: 29-Jan-2020
Ticker: MSM
ISIN: US5535301064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mitchell Jacobson Mgmt Withheld Against
Erik Gershwind Mgmt Withheld Against
Jonathan Byrnes Mgmt Withheld Against
Louise Goeser Mgmt Withheld Against
Michael Kaufmann Mgmt Withheld Against
Denis Kelly Mgmt Withheld Against
Steven Paladino Mgmt Withheld Against
Philip Peller Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt Abstain Against
LLP as our independent registered public
accounting firm for fiscal year 2020.
3. To approve, on an advisory basis, the Mgmt Abstain Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MSCI INC. Agenda Number: 935138518
--------------------------------------------------------------------------------------------------------------------------
Security: 55354G100
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: MSCI
ISIN: US55354G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Henry A. Fernandez Mgmt For For
1B. Election of Director: Robert G. Ashe Mgmt For For
1C. Election of Director: Benjamin F. duPont Mgmt For For
1D. Election of Director: Wayne Edmunds Mgmt For For
1E. Election of Director: Catherine R. Kinney Mgmt For For
1F. Election of Director: Jacques P. Perold Mgmt For For
1G. Election of Director: Sandy C. Rattray Mgmt For For
1H. Election of Director: Linda H. Riefler Mgmt For For
1I. Election of Director: Marcus L. Smith Mgmt For For
1J. Election of Director: Paula Volent Mgmt For For
2. To approve, by non-binding vote, our Mgmt For For
executive compensation, as described in
these proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditor.
--------------------------------------------------------------------------------------------------------------------------
MUELLER WATER PRODUCTS, INC. Agenda Number: 935114936
--------------------------------------------------------------------------------------------------------------------------
Security: 624758108
Meeting Type: Annual
Meeting Date: 29-Jan-2020
Ticker: MWA
ISIN: US6247581084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shirley C. Franklin Mgmt Abstain Against
1B. Election of Director: Scott Hall Mgmt Abstain Against
1C. Election of Director: Thomas J. Hansen Mgmt Abstain Against
1D. Election of Director: Jerry W. Kolb Mgmt Abstain Against
1E. Election of Director: Mark J. O'Brien Mgmt Abstain Against
1F. Election of Director: Christine Ortiz Mgmt Abstain Against
1G. Election of Director: Bernard G. Rethore Mgmt Abstain Against
1H. Election of Director: Lydia W. Thomas Mgmt Abstain Against
1I. Election of Director: Michael T. Tokarz Mgmt Abstain Against
1J. Election of Director: Stephen C. Van Mgmt Abstain Against
Arsdell
2. To approve, on an advisory basis, the Mgmt Abstain Against
compensation of the Company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt Abstain Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
NASDAQ, INC. Agenda Number: 935165135
--------------------------------------------------------------------------------------------------------------------------
Security: 631103108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: NDAQ
ISIN: US6311031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Melissa M. Arnoldi Mgmt For For
1B. Election of Director: Charlene T. Begley Mgmt For For
1C. Election of Director: Steven D. Black Mgmt For For
1D. Election of Director: Adena T. Friedman Mgmt For For
1E. Election of Director: Essa Kazim Mgmt For For
1F. Election of Director: Thomas A. Kloet Mgmt For For
1G. Election of Director: John D. Rainey Mgmt For For
1H. Election of Director: Michael R. Splinter Mgmt For For
1I. Election of Director: Jacob Wallenberg Mgmt For For
1J. Election of Director: Alfred W. Zollar Mgmt For For
2. Advisory vote to approve the company's Mgmt For For
executive compensation as presented in the
proxy statement
3. Approval of the Employee Stock Purchase Mgmt For For
Plan, as amended and restated
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020
5. A Shareholder Proposal entitled "Adopt a Shr Against For
New Shareholder Right- Written Consent"
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 935149496
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael E. McGrath Mgmt For For
Alexander M. Davern Mgmt For For
2. To approve the National Instruments Mgmt For For
Corporation 2020 Equity Incentive Plan.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as National Instruments Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. To approve an advisory (non-binding) Mgmt For For
proposal concerning our executive
compensation program.
--------------------------------------------------------------------------------------------------------------------------
NEKTAR THERAPEUTICS Agenda Number: 935197384
--------------------------------------------------------------------------------------------------------------------------
Security: 640268108
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: NKTR
ISIN: US6402681083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Karin Eastham Mgmt For For
1B. Election of Director: Myriam J. Curet Mgmt For For
1C. Election of Director: Howard W. Robin Mgmt For For
2. To approve an amendment of our Amended and Mgmt Against Against
Restated 2017 Performance Incentive Plan to
increase the aggregate number of shares of
common stock authorized for issuance under
the plan by 10,000,000 shares.
3. To approve an amendment and restatement of Mgmt For For
our Amended and Restated Employee Stock
Purchase Plan to increase the aggregate
number of shares of common stock authorized
under the plan by 1,000,000 shares.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
5. To approve a non-binding advisory Mgmt For For
resolution regarding our executive
compensation (a "say-on-pay" vote).
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935188412
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Reed Mgmt For For
Hastings
1B. Election of Class III Director: Jay C. Hoag Mgmt For For
1C. Election of Class III Director: Mathias Mgmt For For
Dopfner
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
3. Advisory approval of the Company's Mgmt Against Against
executive officer compensation.
4. Approval of the Netflix, Inc. 2020 Stock Mgmt For For
Plan.
5. Stockholder proposal regarding political Shr Against For
disclosures, if properly presented at the
meeting.
6. Stockholder proposal for simple majority Shr For Against
vote, if properly presented at the meeting.
7. Stockholder proposal for EEO policy risk Shr Against For
report, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935066298
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan B. Graf, Jr. Mgmt Withheld Against
Peter B. Henry Mgmt Withheld Against
Michelle A. Peluso Mgmt Withheld Against
2. To approve executive compensation by an Mgmt Abstain Against
advisory vote.
3. To ratify the appointment of Mgmt Abstain Against
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 935174451
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shellye L. Archambeau Mgmt For For
1B. Election of Director: Stacy Brown-Philpot Mgmt For For
1C. Election of Director: Tanya L. Domier Mgmt For For
1D. Election of Director: James L. Donald Mgmt For For
1E. Election of Director: Kirsten A. Green Mgmt For For
1F. Election of Director: Glenda G. McNeal Mgmt For For
1G. Election of Director: Erik B. Nordstrom Mgmt For For
1H. Election of Director: Peter E. Nordstrom Mgmt For For
1I. Election of Director: Brad D. Smith Mgmt For For
1J. Election of Director: Bradley D. Tilden Mgmt For For
1K. Election of Director: Mark J. Tritton Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE REGARDING EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE NORDSTROM, Mgmt Against Against
INC. 2019 EQUITY INCENTIVE PLAN.
5. APPROVAL OF THE NORDSTROM, INC. AMENDED AND Mgmt For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 935134356
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Walker Bynoe Mgmt For For
1B. Election of Director: Susan Crown Mgmt For For
1C. Election of Director: Dean M. Harrison Mgmt For For
1D. Election of Director: Jay L. Henderson Mgmt For For
1E. Election of Director: Marcy S. Klevorn Mgmt For For
1F. Election of Director: Siddharth N. (Bobby) Mgmt For For
Mehta
1G. Election of Director: Michael G. O'Grady Mgmt For For
1H. Election of Director: Jose Luis Prado Mgmt For For
1I. Election of Director: Thomas E. Richards Mgmt For For
1J. Election of Director: Martin P. Slark Mgmt Against Against
1K. Election of Director: David H. B. Smith, Mgmt For For
Jr.
1L. Election of Director: Donald Thompson Mgmt For For
1M. Election of Director: Charles A. Tribbett Mgmt For For
III
2. Approval, by an advisory vote, of the 2019 Mgmt For For
compensation of the Corporation's named
executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Corporation's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY Agenda Number: 935205597
--------------------------------------------------------------------------------------------------------------------------
Security: 667746101
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: NWPX
ISIN: US6677461013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott Montross, for a Mgmt For For
three year term, expiring in 2023
1B. Election of Director: John Paschal, for a Mgmt For For
three year term, expiring in 2023
1C. Election of Director: William Yearsley, for Mgmt For For
a two year term, expiring in 2022
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation
3. Ratify the Appointment of Moss Adams LLP as Mgmt For For
the Company's independent registered public
accounting firm
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 935123810
--------------------------------------------------------------------------------------------------------------------------
Security: 67401P108
Meeting Type: Annual
Meeting Date: 09-Mar-2020
Ticker: OCSL
ISIN: US67401P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
Company's 2023 Annual Meeting: John B.
Frank
1B. Election of Director to serve until the Mgmt For For
Company's 2023 Annual Meeting: Bruce
Zimmerman
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Independent Registered Public
Accounting Firm for the Company for the
fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 935198970
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John D. Wren Mgmt For For
1.2 Election of Director: Mary C. Choksi Mgmt For For
1.3 Election of Director: Leonard S. Coleman, Mgmt For For
Jr.
1.4 Election of Director: Susan S. Denison Mgmt For For
1.5 Election of Director: Ronnie S. Hawkins Mgmt For For
1.6 Election of Director: Deborah J. Kissire Mgmt For For
1.7 Election of Director: Gracia C. Martore Mgmt For For
1.8 Election of Director: Linda Johnson Rice Mgmt For For
1.9 Election of Director: Valerie M. Williams Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent auditors for
the 2020 fiscal year.
4. Shareholder proposal regarding proxy access Shr Against For
amendment.
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935174184
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Atsushi Abe Mgmt For For
1B. Election of Director: Alan Campbell Mgmt For For
1C. Election of Director: Gilles Delfassy Mgmt For For
1D. Election of Director: Emmanuel T. Hernandez Mgmt For For
1E. Election of Director: Keith D. Jackson Mgmt For For
1F. Election of Director: Paul A. Mascarenas Mgmt For For
1G. Election of Director: Christine Y. Yan Mgmt For For
2. Advisory (non-binding) resolution to Mgmt For For
approve executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current year.
--------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC. Agenda Number: 935080604
--------------------------------------------------------------------------------------------------------------------------
Security: 686688102
Meeting Type: Special
Meeting Date: 06-Nov-2019
Ticker: ORA
ISIN: US6866881021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the amendment of the Third Mgmt For For
Amended and Restated Certificate of
Incorporation and the Fourth Amended and
Restated Bylaws of the Company to provide
for board declassification (the
"Declassification Proposal").
2. Approval of the adjournment of the Special Mgmt For For
Meeting from time to time, if necessary or
advisable (as determined by the Company),
to solicit additional proxies in the event
there are not sufficient votes at the time
of the Special Meeting to approve the
Declassification Proposal.
--------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC. Agenda Number: 935188018
--------------------------------------------------------------------------------------------------------------------------
Security: 686688102
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: ORA
ISIN: US6866881021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Isaac Angel Mgmt For For
1B. Election of Director: Ravit Barniv Mgmt For For
1C. Election of Director: Albertus Bruggink Mgmt For For
1D. Election of Director: Dan Falk Mgmt For For
1E. Election of Director: David Granot Mgmt For For
1F. Election of Director: Stan H. Koyanagi Mgmt For For
1G. Election of Director: Dafna Sharir Mgmt For For
1H. Election of Director: Stanley B. Stern Mgmt For For
1I. Election of Director: Hidetake Takahashi Mgmt For For
1J. Election of Director: Byron G. Wong Mgmt For For
2. To ratify the Kesselman Kesselman, a member Mgmt For For
firm of PricewaterhouseCoopers
International PricewaterhouseCoopers
International Limited as independent
registered public accounting firm of the
Company for 2020.
3. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
OSI SYSTEMS, INC. Agenda Number: 935094386
--------------------------------------------------------------------------------------------------------------------------
Security: 671044105
Meeting Type: Annual
Meeting Date: 12-Dec-2019
Ticker: OSIS
ISIN: US6710441055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Deepak Chopra Mgmt For For
Steven C. Good Mgmt For For
Meyer Luskin Mgmt For For
William F. Ballhaus Mgmt For For
James B. Hawkins Mgmt For For
Gerald Chizever Mgmt For For
Kelli Bernard Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2020.
3. Advisory vote on the Company's executive Mgmt Against Against
compensation for the fiscal year ended June
30, 2019.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935094350
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 09-Dec-2019
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Asheem Mgmt Abstain Against
Chandna
1B. Election of Class II Director: James J. Mgmt For For
Goetz
1C. Election of Class II Director: Mark D. Mgmt Abstain Against
McLaughlin
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2020.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 935085250
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 23-Oct-2019
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee C. Banks Mgmt For For
1B. Election of Director: Robert G. Bohn Mgmt For For
1C. Election of Director: Linda S. Harty Mgmt For For
1D. Election of Director: Kevin A. Lobo Mgmt For For
1E. Election of Director: Candy M. Obourn Mgmt For For
1F. Election of Director: Joseph Scaminace Mgmt For For
1G. Election of Director: Ake Svensson Mgmt For For
1H. Election of Director: Laura K. Thompson Mgmt For For
1I. Election of Director: James R. Verrier Mgmt For For
1J. Election of Director: James L. Wainscott Mgmt For For
1K. Election of Director: Thomas L. Williams Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending June 30, 2020.
3. Approval of, on a non-binding, advisory Mgmt For For
basis, the compensation of our Named
Executive Officers.
4. Approval of the Parker-Hannifin Corporation Mgmt For For
Amended and Restated 2016 Omnibus Stock
Incentive Plan.
5. Shareholder proposal to adopt a policy that Shr Against For
requires the Chairman of the Board to be an
independent member of the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
PATTERN ENERGY GROUP INC. Agenda Number: 935129165
--------------------------------------------------------------------------------------------------------------------------
Security: 70338P100
Meeting Type: Special
Meeting Date: 10-Mar-2020
Ticker: PEGI
ISIN: US70338P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger Mgmt Against Against
(as it may be amended from time to time,
the "Merger Agreement"), dated as of
November 3, 2019, among Pattern, Pacific US
Inc. and Pacific BidCo US Inc., and approve
the Merger.
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation that may be paid or
become payable to Pattern's named executive
officers that is based on or otherwise
relates to the Merger.
3. To approve the adjournment of the special Mgmt Against Against
meeting to a later date or dates, to
solicit additional proxies if there is not
a quorum present or there are insufficient
votes to adopt the Merger Agreement and
approve the Merger, in each case, at the
time of the then-scheduled special meeting,
or to give stockholders additional time to
evaluate new material information or
disclosure.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 935079550
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 17-Oct-2019
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: B. Thomas Golisano Mgmt For For
1B. Election of Director: Thomas F. Bonadio Mgmt For For
1C. Election of Director: Joseph G. Doody Mgmt For For
1D. Election of Director: David J.S. Flaschen Mgmt For For
1E. Election of Director: Pamela A. Joseph Mgmt For For
1F. Election of Director: Martin Mucci Mgmt For For
1G. Election of Director: Joseph M. Tucci Mgmt For For
1H. Election of Director: Joseph M. Velli Mgmt For For
1I. Election of Director: Kara Wilson Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935170869
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2020.
4. Stockholder Proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Human and indigenous Shr Against For
peoples' rights.
--------------------------------------------------------------------------------------------------------------------------
PERKINELMER, INC. Agenda Number: 935142808
--------------------------------------------------------------------------------------------------------------------------
Security: 714046109
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: PKI
ISIN: US7140461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Barrett Mgmt For For
1B. Election of Director: Samuel R. Chapin Mgmt For For
1C. Election of Director: Sylvie Gregoire, Mgmt For For
PharmD
1D. Election of Director: Alexis P. Michas Mgmt For For
1E. Election of Director: Prahlad R. Singh, PhD Mgmt For For
1F. Election of Director: Michel Vounatsos Mgmt For For
1G. Election of Director: Frank Witney, PhD Mgmt For For
1H. Election of Director: Pascale Witz Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as PerkinElmer's independent
registered public accounting firm for the
current fiscal year.
3. To approve, by non-binding advisory vote, Mgmt For For
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935138998
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: W. Don Cornwell Mgmt For For
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: James M. Kilts Mgmt For For
1I. Election of Director: Dan R. Littman Mgmt For For
1J. Election of Director: Shantanu Narayen Mgmt For For
1K. Election of Director: Suzanne Nora Johnson Mgmt For For
1L. Election of Director: James Quincey Mgmt For For
1M. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2020
3. 2020 advisory approval of executive Mgmt For For
compensation
4. Shareholder proposal regarding right to act Shr Against For
by written consent
5. Shareholder proposal regarding enhancing Shr Against For
proxy access
6. Shareholder proposal regarding report on Shr Against For
lobbying activities
7. Shareholder proposal regarding independent Shr Against For
chair policy
8. Shareholder proposal regarding gender pay Shr Against For
gap
9. Election of Director: Susan Mgmt For For
Desmond-Hellmann
--------------------------------------------------------------------------------------------------------------------------
POPULAR, INC. Agenda Number: 935159904
--------------------------------------------------------------------------------------------------------------------------
Security: 733174700
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: BPOP
ISIN: PR7331747001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Class 3 Director for a Mgmt For For
three-year term: Ignacio Alvarez
1B) Election of Class 3 Director for a Mgmt For For
three-year term: Maria Luisa Ferre
1C) Election of Class 3 Director for a Mgmt For For
three-year term: C. Kim Goodwin
2) To approve an amendment to Article SEVENTH Mgmt For For
of Popular, Inc.'s Restated Certificate of
Incorporation to declassify the Board of
Directors by the 2023 Annual Meeting of
Shareholders.
3) To approve an Amendment to the first Mgmt For For
sentence of Article SEVENTH of Popular,
Inc.'s Restated Certificate of
Incorporation to reduce the minimum and
maximum amount of members comprising the
Board of Directors.
4) To approve an amendment to Article NINTH of Mgmt For For
Popular, Inc.'s Restated Certificate of
Incorporation to eliminate supermajority
vote requirements.
5) Adoption of the Popular, Inc. 2020 Omnibus Mgmt For For
Incentive Plan.
6) Approve, on an advisory basis, the Mgmt For For
Corporation's executive compensation.
7) To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Popular,
Inc.'s independent registered public
accounting firm for 2020.
8) To approve the adjournment or postponement Mgmt For For
of the meeting, if necessary or
appropriate, to solicit additional proxies,
in the event that there are not sufficient
votes to approve Proposals 2, 3, 4 and 5.
--------------------------------------------------------------------------------------------------------------------------
POWER INTEGRATIONS, INC. Agenda Number: 935149585
--------------------------------------------------------------------------------------------------------------------------
Security: 739276103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: POWI
ISIN: US7392761034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wendy Arienzo Mgmt For For
Balu Balakrishnan Mgmt For For
Nicholas E. Brathwaite Mgmt For For
Anita Ganti Mgmt For For
William George Mgmt For For
Balakrishnan S. Iyer Mgmt For For
Necip Sayiner Mgmt For For
Steven J. Sharp Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Power Integrations' named
executive officers, as disclosed in the
proxy statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of Power
Integrations for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PRICESMART, INC Agenda Number: 935115712
--------------------------------------------------------------------------------------------------------------------------
Security: 741511109
Meeting Type: Annual
Meeting Date: 06-Feb-2020
Ticker: PSMT
ISIN: US7415111092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sherry S. Bahrambeygui Mgmt For For
Jeffrey Fisher Mgmt For For
Gordon H. Hanson Mgmt For For
Beatriz V. Infante Mgmt For For
Leon C. Janks Mgmt For For
Mitchell G. Lynn Mgmt For For
Gary Malino Mgmt For For
Robert E. Price Mgmt For For
Edgar Zurcher Mgmt For For
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 935145664
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid R. Moghadam Mgmt For For
1B. Election of Director: Cristina G. Bita Mgmt For For
1C. Election of Director: George L. Fotiades Mgmt For For
1D. Election of Director: Lydia H. Kennard Mgmt For For
1E. Election of Director: Irving F. Lyons III Mgmt For For
1F. Election of Director: Avid Modjtabai Mgmt For For
1G. Election of Director: David P. O'Connor Mgmt For For
1H. Election of Director: Olivier Piani Mgmt For For
1I. Election of Director: Jeffrey L. Skelton Mgmt For For
1J. Election of Director: Carl B. Webb Mgmt For For
1K. Election of Director: William D. Zollars Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt Against Against
Executive Compensation for 2019
3. Vote to Approve the Prologis, Inc. 2020 Mgmt For For
Long-Term Incentive Plan
4. Vote to Approve an Amendment to our Mgmt For For
Articles of Incorporation to Increase the
Number of Authorized Shares of Common Stock
5. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the Year 2020
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 935155665
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian P. Anderson Mgmt For For
1B. Election of Director: Bryce Blair Mgmt For For
1C. Election of Director: Richard W. Dreiling Mgmt For For
1D. Election of Director: Thomas J. Folliard Mgmt For For
1E. Election of Director: Cheryl W. Grise Mgmt For For
1F. Election of Director: Andre J. Hawaux Mgmt For For
1G. Election of Director: Ryan R. Marshall Mgmt For For
1H. Election of Director: John R. Peshkin Mgmt For For
1I. Election of Director: Scott F. Powers Mgmt For For
1J. Election of Director: Lila Snyder Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2020.
3. Say-on-pay: Advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
QORVO, INC. Agenda Number: 935055384
--------------------------------------------------------------------------------------------------------------------------
Security: 74736K101
Meeting Type: Annual
Meeting Date: 06-Aug-2019
Ticker: QRVO
ISIN: US74736K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ralph G. Quinsey Mgmt Withheld Against
Robert A. Bruggeworth Mgmt Withheld Against
Jeffery R. Gardner Mgmt Withheld Against
John R. Harding Mgmt Withheld Against
David H.Y. Ho Mgmt Withheld Against
Roderick D. Nelson Mgmt Withheld Against
Dr. Walden C. Rhines Mgmt Withheld Against
Susan L. Spradley Mgmt Withheld Against
Walter H. Wilkinson, Jr Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt Abstain Against
compensation of our Named Executive
Officers (as defined in the proxy
statement).
3. To ratify the appointment of Ernst & Young Mgmt Abstain Against
LLP as our independent registered public
accounting firm for the fiscal year ending
March 28, 2020.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 935159423
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Vicky B. Gregg Mgmt For For
1B. Election of Director: Wright L. Lassiter Mgmt For For
III
1C. Election of Director: Timothy L. Main Mgmt For For
1D. Election of Director: Denise M. Morrison Mgmt For For
1E. Election of Director: Gary M. Pfeiffer Mgmt For For
1F. Election of Director: Timothy M. Ring Mgmt For For
1G. Election of Director: Stephen H. Rusckowski Mgmt For For
1H. Election of Director: Daniel C. Stanzione Mgmt For For
1I. Election of Director: Helen I. Torley Mgmt For For
1J. Election of Director: Gail R. Wilensky Mgmt For For
2. An advisory resolution to approve the Mgmt For For
executive officer compensation disclosed in
the Company's 2020 proxy statement
3. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2020
--------------------------------------------------------------------------------------------------------------------------
RALPH LAUREN CORPORATION Agenda Number: 935054382
--------------------------------------------------------------------------------------------------------------------------
Security: 751212101
Meeting Type: Annual
Meeting Date: 01-Aug-2019
Ticker: RL
ISIN: US7512121010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank A. Bennack, Jr. Mgmt For For
Joel L. Fleishman Mgmt For For
Michael A. George Mgmt For For
Hubert Joly Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending March 28, 2020.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers and our compensation philosophy,
policies and practices as described in the
accompanying Proxy Statement.
4. Approval of the 2019 Long-Term Stock Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
REALTY INCOME CORPORATION Agenda Number: 935154930
--------------------------------------------------------------------------------------------------------------------------
Security: 756109104
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: O
ISIN: US7561091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathleen R. Allen Mgmt For For
1B. Election of Director: A. Larry Chapman Mgmt For For
1C. Election of Director: Reginald H. Gilyard Mgmt For For
1D. Election of Director: Priya Cherian Huskins Mgmt For For
1E. Election of Director: Christie B. Kelly Mgmt For For
1F. Election of Director: Gerardo I. Lopez Mgmt For For
1G. Election of Director: Michael D. McKee Mgmt For For
1H. Election of Director: Gregory T. McLaughlin Mgmt For For
1I. Election of Director: Ronald L. Merriman Mgmt For For
1J. Election of Director: Sumit Roy Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Independent Registered Public
Accounting Firm for Fiscal Year Ending
December 31, 2020.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION Agenda Number: 935146200
--------------------------------------------------------------------------------------------------------------------------
Security: 758849103
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: REG
ISIN: US7588491032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin E. Stein, Jr. Mgmt For For
1B. Election of Director: Joseph F. Azrack Mgmt For For
1C. Election of Director: Bryce Blair Mgmt For For
1D. Election of Director: C. Ronald Blankenship Mgmt For For
1E. Election of Director: Deirdre J. Evens Mgmt For For
1F. Election of Director: Thomas W. Furphy Mgmt For For
1G. Election of Director: Karin M. Klein Mgmt For For
1H. Election of Director: Peter D. Linneman Mgmt For For
1I. Election of Director: David P. O'Connor Mgmt For For
1J. Election of Director: Lisa Palmer Mgmt For For
1K. Election of Director: Thomas G. Wattles Mgmt For For
2. Adoption of an advisory resolution Mgmt For For
approving executive compensation for fiscal
year 2019.
3. Ratification of appointment of KPMG LLP as Mgmt For For
the Company's independent accountants for
the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 935176190
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sarah J. Anderson Mgmt For For
1B. Election of Director: Lisa L. Baldwin Mgmt For For
1C. Election of Director: Karen W. Colonias Mgmt For For
1D. Election of Director: John G. Figueroa Mgmt For For
1E. Election of Director: David H. Hannah Mgmt For For
1F. Election of Director: James D. Hoffman Mgmt For For
1G. Election of Director: Mark V. Kaminski Mgmt For For
1H. Election of Director: Robert A. McEvoy Mgmt For For
1I. Election of Director: Andrew G. Sharkey, Mgmt For For
III
1J. Election of Director: Douglas W. Stotlar Mgmt For For
2. To consider a non-binding, advisory vote to Mgmt For For
approve the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2020.
4. To approve the amendment and restatement of Mgmt For For
the Reliance Steel & Aluminum Co. Amended
and Restated 2015 Incentive Award Plan.
5. To approve an amendment to the Reliance Mgmt For For
Steel & Aluminum Co. Directors Equity Plan.
6. To consider a stockholder proposal Shr Against For
requesting changes to the Reliance Steel &
Aluminum Co. proxy access bylaw to remove
the size limit on the stockholder
nominating group.
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 935089676
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 21-Nov-2019
Ticker: RMD
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carol Burt Mgmt For For
1B. Election of Director: Jan De Witte Mgmt For For
1C. Election of Director: Richard Sulpizio Mgmt For For
2. Ratify our appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2020.
3. Approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in the proxy
statement ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 935116120
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
Steven R. Kalmanson Mgmt For For
James P. Keane Mgmt For For
Pam Murphy Mgmt For For
Donald R. Parfet Mgmt For For
B. To approve, on an advisory basis, the Mgmt For For
compensation of the Corporation's named
executive officers.
C. To approve the selection of Deloitte & Mgmt For For
Touche LLP as the Corporation's independent
registered public accounting firm.
D. To approve the Rockwell Automation, Inc. Mgmt For For
2020 Long-Term Incentives Plan.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 935168915
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael Balmuth Mgmt For For
1B. Election of Director: K. Gunnar Bjorklund Mgmt For For
1C. Election of Director: Michael J. Bush Mgmt For For
1D. Election of Director: Norman A. Ferber Mgmt For For
1E. Election of Director: Sharon D. Garrett Mgmt For For
1F. Election of Director: Stephen D. Milligan Mgmt For For
1G. Election of Director: Patricia H. Mueller Mgmt For For
1H. Election of Director: George P. Orban Mgmt For For
1I. Election of Director: Gregory L. Quesnel Mgmt For For
1J. Election of Director: Larree M. Renda Mgmt For For
1K. Election of Director: Barbara Rentler Mgmt For For
2. Advisory vote to approve the resolution on Mgmt For For
the compensation of the named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending January 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
RPM INTERNATIONAL INC. Agenda Number: 935074839
--------------------------------------------------------------------------------------------------------------------------
Security: 749685103
Meeting Type: Annual
Meeting Date: 03-Oct-2019
Ticker: RPM
ISIN: US7496851038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kirkland B. Andrews Mgmt For For
David A. Daberko Mgmt For For
Thomas S. Gross Mgmt For For
Frank C. Sullivan Mgmt For For
2. Approve the Company's executive Mgmt For For
compensation.
3. Approve the amendment of the 2014 Omnibus Mgmt For For
Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935162064
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marco Alvera Mgmt For For
1B. Election of Director: William J. Amelio Mgmt For For
1C. Election of Director: William D. Green Mgmt For For
1D. Election of Director: Charles E. Haldeman, Mgmt For For
Jr.
1E. Election of Director: Stephanie C. Hill Mgmt For For
1F. Election of Director: Rebecca Jacoby Mgmt For For
1G. Election of Director: Monique F. Leroux Mgmt For For
1H. Election of Director: Maria R. Morris Mgmt For For
1I. Election of Director: Douglas L. Peterson Mgmt For For
1J. Election of Director: Edward B. Rust, Jr. Mgmt For For
1K. Election of Director: Kurt L. Schmoke Mgmt For For
1L. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Approve an amendment to the Company's Mgmt For For
Certificate of Incorporation to permit
removal of a Director with or without
cause.
4. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent auditor for 2020.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan.
3. Amendment and restatement of our 2004 Mgmt For For
Employee Stock Purchase Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr Against For
ability of stockholders to act by written
consent, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 935159221
--------------------------------------------------------------------------------------------------------------------------
Security: 78410G104
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: SBAC
ISIN: US78410G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director For a three-year term Mgmt For For
expiring at the 2023 Annual Meeting: Steven
E. Bernstein
1.2 Election of Director For a three-year term Mgmt For For
expiring at the 2023 Annual Meeting: Duncan
H. Cocroft
1.3 Election of Director For a three-year term Mgmt For For
expiring at the 2023 Annual Meeting:
Fidelma Russo
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as SBA's independent registered
public accounting firm for the 2020 fiscal
year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of SBA's named executive
officers.
4. Approval of the 2020 Performance and Equity Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935080022
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Annual
Meeting Date: 29-Oct-2019
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William D. Mosley Mgmt For For
1B. Election of Director: Stephen J. Luczo Mgmt For For
1C. Election of Director: Mark W. Adams Mgmt For For
1D. Election of Director: Judy Bruner Mgmt For For
1E. Election of Director: Michael R. Cannon Mgmt For For
1F. Election of Director: William T. Coleman Mgmt For For
1G. Election of Director: Jay L. Geldmacher Mgmt For For
1H. Election of Director: Dylan Haggart Mgmt For For
1I. Election of Director: Stephanie Tilenius Mgmt For For
1J. Election of Director: Edward J. Zander Mgmt For For
2. Approve, in an advisory, non-binding vote, Mgmt For For
the compensation of the Company's named
executive officers ("Say-on-Pay").
3. Ratify, in a non-binding vote, the Mgmt For For
appointment of Ernst & Young LLP as the
independent auditors of the Company, and
authorize, in a binding vote, the Audit
Committee of the Company's Board of
Directors to set the auditors'
remuneration.
4. Approve our Amended and Restated 2012 Mgmt Against Against
Equity Incentive Plan.
5. Grant the Board the authority to allot and Mgmt For For
issue shares.
6. Grant the Board the authority to opt-out of Mgmt For For
statutory pre-emption rights.
7. Determine the price range at which the Mgmt For For
Company can re-allot shares that it
acquires as treasury shares.
--------------------------------------------------------------------------------------------------------------------------
SEATTLE GENETICS, INC. Agenda Number: 935156910
--------------------------------------------------------------------------------------------------------------------------
Security: 812578102
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: SGEN
ISIN: US8125781026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: David W. Mgmt For For
Gryska
1.2 Election of Class I Director: John A. Orwin Mgmt For For
1.3 Election of Class I Director: Alpna H. Seth Mgmt For For
2. Approve, on an advisory basis, the Mgmt Against Against
compensation of Seattle Genetics' named
executive officers as disclosed in the
accompanying proxy statement.
3. Approve the amendment and restatement of Mgmt For For
the Seattle Genetics, Inc. Amended and
Restated 2007 Equity Incentive Plan to,
among other things, increase the aggregate
number of shares of common stock authorized
for issuance thereunder by 6,000,000
shares.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Seattle
Genetics' independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY Agenda Number: 935212530
--------------------------------------------------------------------------------------------------------------------------
Security: 784117103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: SEIC
ISIN: US7841171033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sarah W. Blumenstein Mgmt For For
1B. Election of Director: Kathryn M. McCarthy Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accountants
for fiscal year 2020.
4. Approval of the SEI Investments Company Mgmt For For
Employee Stock Purchase Plan as Amended and
Restated.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935196685
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William R. McDermott Mgmt For For
1B. Election of Director: Anita M. Sands Mgmt For For
1C. Election of Director: Dennis M. Woodside Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our Named Executive
Officers ("Say-on-Pay").
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the independent registered public
accounting firm for 2020.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation to declassify
our Board of Directors.
5. To hold an advisory vote on the frequency Mgmt 1 Year For
of future advisory votes on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 935163864
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Glyn F. Aeppel Mgmt For For
1b. Election of Director: Larry C. Glasscock Mgmt For For
1c. Election of Director: Karen N. Horn, Ph.D. Mgmt For For
1d. Election of Director: Allan Hubbard Mgmt For For
1e. Election of Director: Reuben S. Leibowitz Mgmt For For
1f. Election of Director: Gary M. Rodkin Mgmt For For
1g. Election of Director: Stefan M. Selig Mgmt For For
1h. Election of Director: Daniel C. Smith, Mgmt For For
Ph.D.
1i. Election of Director: J. Albert Smith, Jr. Mgmt For For
1j. Election of Director: Marta R. Stewart Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC. Agenda Number: 935137732
--------------------------------------------------------------------------------------------------------------------------
Security: 829073105
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SSD
ISIN: US8290731053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Andrasick Mgmt For For
1B. Election of Director: Michael A. Bless Mgmt For For
1C. Election of Director: Jennifer A. Chatman Mgmt For For
1D. Election of Director: Karen Colonias Mgmt For For
1E. Election of Director: Gary M. Cusumano Mgmt For For
1F. Election of Director: Philip E. Donaldson Mgmt For For
1G. Election of Director: Celeste Volz Ford Mgmt For For
1H. Election of Director: Robin G. MacGillivray Mgmt For For
2. Approve, on an advisory, non-binding basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Ratify the Board of Directors' selection of Mgmt For For
Grant Thornton LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935156516
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David J. Aldrich Mgmt For For
1B. Election of Director: Alan S. Batey Mgmt For For
1C. Election of Director: Kevin L. Beebe Mgmt For For
1D. Election of Director: Timothy R. Furey Mgmt For For
1E. Election of Director: Liam K. Griffin Mgmt For For
1F. Election of Director: Christine King Mgmt For For
1G. Election of Director: David P. McGlade Mgmt For For
1H. Election of Director: Robert A. Schriesheim Mgmt For For
1I. Election of Director: Kimberly S. Stevenson Mgmt For For
2. To ratify the selection by the Company's Mgmt For For
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve an amendment to the Company's Mgmt For For
2002 Employee Stock Purchase Plan, as
Amended.
5. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provisions
relating to stockholder approval of a
merger or consolidation, disposition of all
or substantially all of the Company's
assets, or issuance of a substantial amount
of the Company's securities.
6. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provisions
relating to stockholder approval of a
business combination with any related
person.
7. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provision
relating to stockholder amendment of
charter provisions governing directors.
8. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provision
relating to stockholder amendment of the
charter provision governing action by
stockholders.
9. To approve a stockholder proposal regarding Shr For Against
a right by stockholders to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
SLACK TECHNOLOGIES, INC. Agenda Number: 935201854
--------------------------------------------------------------------------------------------------------------------------
Security: 83088V102
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: WORK
ISIN: US83088V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stewart Butterfield Mgmt For For
John O'Farrell Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
KPMG LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 935144321
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David C. Adams Mgmt For For
1B. Election of Director: Karen L. Daniel Mgmt For For
1C. Election of Director: Ruth Ann M. Gillis Mgmt For For
1D. Election of Director: James P. Holden Mgmt For For
1E. Election of Director: Nathan J. Jones Mgmt For For
1F. Election of Director: Henry W. Knueppel Mgmt For For
1G. Election of Director: W. Dudley Lehman Mgmt For For
1H. Election of Director: Nicholas T. Pinchuk Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Donald J. Stebbins Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as Snap-on
Incorporated's independent registered
public accounting firm for fiscal 2020.
3. Advisory vote to approve the compensation Mgmt For For
of Snap-on Incorporated's named executive
officers, as disclosed in "Compensation
Discussion and Analysis" and "Executive
Compensation Information" in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY Agenda Number: 935148040
--------------------------------------------------------------------------------------------------------------------------
Security: 835495102
Meeting Type: Annual
Meeting Date: 15-Apr-2020
Ticker: SON
ISIN: US8354951027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H. A. Cockrell Mgmt For For
R. H. Coker Mgmt For For
P.L. Davies Mgmt For For
T. J. Drew Mgmt For For
P. Guillemot Mgmt For For
J. R. Haley Mgmt For For
R. R. Hill, Jr. Mgmt For For
R. G. Kyle Mgmt For For
B. J. McGarvie Mgmt For For
J. M. Micali Mgmt For For
S. Nagarajan Mgmt For For
M. D. Oken Mgmt For For
T. E. Whiddon Mgmt For For
L. M. Yates Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers, LLP as the
independent registered public accounting
firm for the Company for the year ending
December 31, 2020.
3. To approve the advisory (non-binding) Mgmt For For
resolution to approve Executive
Compensation.
4. Amendment of Article 6(d) of the Articles Mgmt For For
of Incorporation and Article III, Section 7
of the By-laws relating to the vote
required for removal of directors.
5. Amendment of Article 6(f) of the Articles Mgmt For For
of Incorporation relating to quorum or
voting requirements for shareholder.
6. Amendment of Article IX, Section I of the Mgmt For For
By-laws relating to the shareholder vote
required to amend the By-laws.
7. Advisory (non-binding) shareholder proposal Shr For For
regarding right to call special shareholder
meeting.
--------------------------------------------------------------------------------------------------------------------------
SOUTH STATE CORPORATION Agenda Number: 935201602
--------------------------------------------------------------------------------------------------------------------------
Security: 840441109
Meeting Type: Special
Meeting Date: 21-May-2020
Ticker: SSB
ISIN: US8404411097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the Agreement and Plan Mgmt For For
of Merger, dated as of January 25, 2020, by
and between South State Corporation ("South
State") and CenterState Bank Corporation
(as amended from time to time) (the "South
State merger proposal").
2. Proposal to approve an amendment to South Mgmt For For
State's articles of incorporation to
increase the number of authorized shares of
South State common stock from 80 million
shares to 160 million shares (the "South
State authorized share count proposal").
3. Proposal to approve, on an advisory Mgmt Against Against
(non-binding) basis, the merger-related
named executive officer compensation that
will or may be paid to South State's named
executive officers in connection with the
merger (the "South State compensation
proposal").
4. Proposal to adjourn or postpone the South Mgmt For For
State special meeting, if necessary or
appropriate, to solicit additional proxies
if, immediately prior to such adjournment
or postponement, there are not sufficient
votes to approve the South State merger
proposal or the South State authorized
share count proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to holders of South State common
stock (the "South State adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 935182256
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David W. Biegler Mgmt For For
1B. Election of Director: J. Veronica Biggins Mgmt For For
1C. Election of Director: Douglas H. Brooks Mgmt For For
1D. Election of Director: William H. Cunningham Mgmt For For
1E. Election of Director: John G. Denison Mgmt For For
1F. Election of Director: Thomas W. Gilligan Mgmt For For
1G. Election of Director: Gary C. Kelly Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Nancy B. Loeffler Mgmt For For
1J. Election of Director: John T. Montford Mgmt For For
1K. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2020.
4. Advisory vote on shareholder proposal to Shr Against For
require an independent board chairman.
5. Advisory vote on shareholder proposal to Shr Against For
permit shareholder action by written
consent.
6. Advisory vote on shareholder proposal Shr Against For
requesting an annual report disclosing
information regarding the Company's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
SP PLUS CORPORATION Agenda Number: 935154271
--------------------------------------------------------------------------------------------------------------------------
Security: 78469C103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: SP
ISIN: US78469C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G Marc Baumann Mgmt For For
Karen M. Garrison Mgmt For For
Alice M. Peterson Mgmt For For
Gregory A. Reid Mgmt For For
Wyman T. Roberts Mgmt For For
Douglas R. Waggoner Mgmt For For
2. To approve, in a non-binding advisory vote, Mgmt For For
the 2019 compensation paid to our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935196837
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: John Connors Mgmt For For
1B. Election of Class II Director: Patricia Mgmt For For
Morrison
1C. Election of Class II Director: Stephen Mgmt For For
Newberry
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935134469
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 17-Apr-2020
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt Against Against
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Dmitri L. Stockton Mgmt For For
1J. Election of Director: Irving Tan Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Approve the selection of Ernst & Young LLP Mgmt For For
as the Company's independent auditors for
the Company's 2020 fiscal year.
4. To consider a shareholder proposal Shr For Against
regarding action by written consent, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 935168953
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert S. Murley Mgmt For For
1b. Election of Director: Cindy J. Miller Mgmt For For
1c. Election of Director: Brian P. Anderson Mgmt For For
1d. Election of Director: Lynn D. Bleil Mgmt For For
1e. Election of Director: Thomas F. Chen Mgmt For For
1f. Election of Director: J. Joel Hackney, Jr. Mgmt For For
1g. Election of Director: Veronica M. Hagen Mgmt For For
1h. Election of Director: Stephen C. Hooley Mgmt For For
1i. Election of Director: James J. Martell Mgmt For For
1j. Election of Director: Kay G. Priestly Mgmt For For
1k. Election of Director: James Welch Mgmt For For
1l. Election of Director: Mike S. Zafirovski Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Approval of an amendment to the Stericycle, Mgmt For For
Inc. Employee Stock Purchase Plan
increasing the number of shares available
for issuance
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2020
5. Stockholder proposal entitled Special Shr For Against
Shareholder Meeting Improvement
6. Stockholder proposal with respect to Shr For Against
amendment of our compensation clawback
policy
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 935153673
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary K. Brainerd Mgmt For For
1B. Election of Director: Srikant M. Datar, Mgmt For For
Ph.D.
1C. Election of Director: Roch Doliveux, DVM Mgmt For For
1D. Election of Director: Allan C. Golston(Lead Mgmt For For
Independent Director)
1E. Election of Director: Kevin A. Mgmt For For
Lobo(Chairman of the Board)
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Andrew K. Silvernail Mgmt For For
1H. Election of Director: Lisa M. Skeete Tatum Mgmt For For
1I. Election of Director: Ronda E. Stryker Mgmt For For
1J. Election of Director: Rajeev Suri Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Non-management employee representation on Mgmt Against For
the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
SUNPOWER CORPORATION Agenda Number: 935156908
--------------------------------------------------------------------------------------------------------------------------
Security: 867652406
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: SPWR
ISIN: US8676524064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas McDaniel Mgmt For For
Thomas Rebeyrol Mgmt For For
Thomas Werner Mgmt For For
2. The approval, in an advisory vote, of the Mgmt For For
compensation of our named executive
officers.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for
fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 935136398
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg W. Becker Mgmt For For
Eric A. Benhamou Mgmt For For
John S. Clendening Mgmt For For
Roger F. Dunbar Mgmt For For
Joel P. Friedman Mgmt For For
Jeffrey N. Maggioncalda Mgmt For For
Kay Matthews Mgmt For For
Mary J. Miller Mgmt For For
Kate D. Mitchell Mgmt For For
John F. Robinson Mgmt For For
Garen K. Staglin Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation ("Say on Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 935085224
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 15-Nov-2019
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas L. Bene Mgmt For For
1B. Election of Director: Daniel J. Brutto Mgmt For For
1C. Election of Director: John M. Cassaday Mgmt For For
1D. Election of Director: Joshua D. Frank Mgmt For For
1E. Election of Director: Larry C. Glasscock Mgmt For For
1F. Election of Director: Bradley M. Halverson Mgmt For For
1G. Election of Director: John M. Hinshaw Mgmt For For
1H. Election of Director: Hans-Joachim Koerber Mgmt For For
1I. Election of Director: Stephanie A. Mgmt For For
Lundquist
1J. Election of Director: Nancy S. Newcomb Mgmt For For
1K. Election of Director: Nelson Peltz Mgmt For For
1L. Election of Director: Edward D. Shirley Mgmt For For
1M. Election of Director: Sheila G. Talton Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation paid to Sysco's named
executive officers, as disclosed in Sysco's
2019 proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Sysco's independent registered
public accounting firm for fiscal 2020.
4. To consider a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting an independent board chair
policy.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 935151819
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark S. Bartlett Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Dina Dublon Mgmt For For
1D. Election of Director: Dr. Freeman A. Mgmt For For
Hrabowski, III
1E. Election of Director: Robert F. MacLellan Mgmt For For
1F. Election of Director: Olympia J. Snowe Mgmt For For
1G. Election of Director: Robert J. Stevens Mgmt For For
1H. Election of Director: William J. Stromberg Mgmt For For
1I. Election of Director: Richard R. Verma Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
1K. Election of Director: Alan D. Wilson Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation paid by the Company to its
Named Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2020.
4. To approve the 2020 Long-Term Incentive Mgmt For For
Plan.
5. Stockholder proposal for a report on voting Shr Against For
by our funds and portfolios on matters
related to climate change.
--------------------------------------------------------------------------------------------------------------------------
TAPESTRY, INC. Agenda Number: 935083244
--------------------------------------------------------------------------------------------------------------------------
Security: 876030107
Meeting Type: Annual
Meeting Date: 07-Nov-2019
Ticker: TPR
ISIN: US8760301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darrell Cavens Mgmt For For
1B. Election of Director: David Denton Mgmt For For
1C. Election of Director: Anne Gates Mgmt For For
1D. Election of Director: Andrea Guerra Mgmt For For
1E. Election of Director: Susan Kropf Mgmt For For
1F. Election of Director: Annabelle Yu Long Mgmt For For
1G. Election of Director: Ivan Menezes Mgmt For For
1H. Election of Director: Jide Zeitlin Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending June 27, 2020
3. Advisory vote to approve the Company's Mgmt For For
executive compensation as discussed and
described in the proxy statement
4. Approval of the Amended and Restated Mgmt For For
Tapestry, Inc. 2018 Stock Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935133479
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt For For
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Mgmt For For
Davidson
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Yong Nam Mgmt For For
1I. Election of Director: Daniel J. Phelan Mgmt For For
1J. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1K. Election of Director: Mark C. Trudeau Mgmt For For
1L. Election of Director: Dawn C. Willoughby Mgmt For For
1M. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors.
3A. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Daniel J. Phelan
3B. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Abhijit Y. Talwalkar
3C. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Mark C. Trudeau
3D. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2021 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting.
5.1 To approve the 2019 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 27, 2019, the consolidated
financial statements for the fiscal year
ended September 27, 2019 and the Swiss
Compensation Report for the fiscal year
ended September 27, 2019).
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 27, 2019.
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year
2020.
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity.
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity.
8. An advisory vote to approve named executive Mgmt For For
officer compensation
9. A binding vote to approve fiscal year 2021 Mgmt For For
maximum aggregate compensation amount for
executive management.
10. A binding vote to approve fiscal year 2021 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors.
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 27, 2019.
12. To approve a dividend payment to Mgmt For For
shareholders equal to $1.92 per issued
share to be paid in four equal quarterly
installments of $0.48 starting with the
third fiscal quarter of 2020 and ending in
the second fiscal quarter of 2021 pursuant
to the terms of the dividend resolution.
13. To approve a renewal of authorized capital Mgmt For For
and related amendment to our articles of
association.
14. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
15. To approve any adjournments or Mgmt For For
postponements of the meeting.
--------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda Number: 935164335
--------------------------------------------------------------------------------------------------------------------------
Security: 879369106
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: TFX
ISIN: US8793691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: George Babich, Jr. Mgmt For For
1B. Election of Director: Gretchen R. Haggerty Mgmt For For
1C. Election of Director: Liam J. Kelly Mgmt For For
2. Approval, on an advisory basis, of named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
TEMPUR SEALY INTERNATIONAL, INC. Agenda Number: 935153748
--------------------------------------------------------------------------------------------------------------------------
Security: 88023U101
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: TPX
ISIN: US88023U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Evelyn S. Dilsaver Mgmt For For
1B. Election of Director: Cathy R. Gates Mgmt For For
1C. Election of Director: John A. Heil Mgmt For For
1D. Election of Director: Jon L. Luther Mgmt For For
1E. Election of Director: Richard W. Neu Mgmt For For
1F. Election of Director: Arik W. Ruchim Mgmt For For
1G. Election of Director: Scott L. Thompson Mgmt For For
1H. Election of Director: Robert B. Trussell, Mgmt For For
Jr.
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2020.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935151566
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Bradley Mgmt For For
1B. Election of Director: Edwin J. Gillis Mgmt For For
1C. Election of Director: Timothy E. Guertin Mgmt For For
1D. Election of Director: Mark E. Jagiela Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Marilyn Matz Mgmt For For
1G. Election of Director: Paul J. Tufano Mgmt For For
1H. Election of Director: Roy A. Vallee Mgmt For For
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement under the
headings "Compensation Discussion and
Analysis" and "Executive Compensation
Tables".
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935138722
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY Agenda Number: 935168927
--------------------------------------------------------------------------------------------------------------------------
Security: 109696104
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: BCO
ISIN: US1096961040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term expiring in Mgmt For For
2021: Kathie J. Andrade
1.2 Election of Director for a term expiring in Mgmt For For
2021: Paul G. Boynton
1.3 Election of Director for a term expiring in Mgmt For For
2021: Ian D. Clough
1.4 Election of Director for a term expiring in Mgmt For For
2021: Susan E. Docherty
1.5 Election of Director for a term expiring in Mgmt For For
2021: Reginald D. Hedgebeth
1.6 Election of Director for a term expiring in Mgmt For For
2021: Dan R. Henry
1.7 Election of Director for a term expiring in Mgmt For For
2021: Michael J. Herling
1.8 Election of Director for a term expiring in Mgmt For For
2021: Douglas A. Pertz
1.9 Election of Director for a term expiring in Mgmt For For
2021: George I. Stoeckert
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Approval of KPMG LLP as the Company's Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935219091
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Special
Meeting Date: 04-Jun-2020
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of Schwab common Mgmt For For
shares, consisting of common stock and
nonvoting common stock, to holders of
shares of TD Ameritrade common stock in
connection with the merger contemplated
with TD Ameritrade.
2. Approve an amendment to the Schwab charter Mgmt For For
to increase the number of authorized shares
of capital stock of Schwab by 300 million
and create a new class of Schwab nonvoting
common stock.
3. Approve a proposal that will give the Mgmt For For
Schwab board of directors authority to
adjourn the Schwab special meeting from
time to time if necessary to solicit
additional proxies if there are not
sufficient votes to approve Proposals 1 and
2 above at the time of the Schwab special
meeting, or any adjournment or postponement
of the Schwab special meeting.
--------------------------------------------------------------------------------------------------------------------------
THE COOPER COMPANIES, INC. Agenda Number: 935127008
--------------------------------------------------------------------------------------------------------------------------
Security: 216648402
Meeting Type: Annual
Meeting Date: 18-Mar-2020
Ticker: COO
ISIN: US2166484020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: A. Thomas Bender Mgmt For For
1B Election of Director: Colleen E. Jay Mgmt For For
1C Election of Director: William A. Kozy Mgmt For For
1D Election of Director: Jody S. Lindell Mgmt For For
1E Election of Director: Gary S. Petersmeyer Mgmt For For
1F Election of Director: Allan E. Rubenstein, Mgmt For For
M.D.
1G Election of Director: Robert S. Weiss Mgmt For For
1H Election of Director: Albert G. White III Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for The Cooper Companies,
Inc. for the fiscal year ending October 31,
2020.
3. Approve the 2020 Long-Term Incentive Plan Mgmt For For
for Non-Employee Directors.
4. An advisory vote on the compensation of our Mgmt Against Against
named executive officers as presented in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 935082038
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 15-Nov-2019
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Ronald S. Mgmt For For
Lauder Please note an Abstain Vote means a
Withhold vote against this director.
1B. Election of Class II Director: William P. Mgmt For For
Lauder Please note an Abstain Vote means a
Withhold vote against this director.
1C. Election of Class II Director: Richard D. Mgmt For For
Parsons Please note an Abstain Vote means a
Withhold vote against this director.
1D. Election of Class II Director: Lynn Mgmt For For
Forester de Rothschild Please note an
Abstain Vote means a Withhold vote against
this director.
1E. Election of Class II Director: Jennifer Mgmt For For
Tejada Please note an Abstain Vote means a
Withhold vote against this director.
1F. Election of Class II Director: Richard F. Mgmt For For
Zannino Please note an Abstain Vote means a
Withhold vote against this director.
2. Ratification of appointment of KPMG LLP as Mgmt For For
independent auditors for the 2020 fiscal
year.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Approval of The Estee Lauder Companies Inc. Mgmt For For
Amended and Restated Fiscal 2002 Share
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 935092394
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 19-Nov-2019
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard A. Beck Mgmt For For
1B. Election of Director: Celeste A. Clark Mgmt For For
1C. Election of Director: Dean Hollis Mgmt For For
1D. Election of Director: Shervin J. Korangy Mgmt For For
1E. Election of Director: Roger Meltzer Mgmt For For
1F. Election of Director: Mark L. Schiller Mgmt For For
1G. Election of Director: Michael B. Sims Mgmt For For
1H. Election of Director: Glenn W. Welling Mgmt For For
1I. Election of Director: Dawn M. Zier Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP to act as registered independent
accountants of the Company for the fiscal
year ending June 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr For Against
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Shr Against For
Disclosure
6. Shareholder Proposal Regarding Executive Shr Against For
Ownership Guidelines
7. Shareholder Proposal Regarding Shr Against For
Electioneering Contributions Congruency
Analysis
--------------------------------------------------------------------------------------------------------------------------
THE ST. JOE COMPANY Agenda Number: 935172798
--------------------------------------------------------------------------------------------------------------------------
Security: 790148100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: JOE
ISIN: US7901481009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cesar L. Alvarez Mgmt For For
1b. Election of Director: Bruce R. Berkowitz Mgmt For For
1c. Election of Director: Howard S. Frank Mgmt For For
1d. Election of Director: Jorge L. Gonzalez Mgmt For For
1e. Election of Director: Thomas P. Murphy, Jr. Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
THE TORO COMPANY Agenda Number: 935127553
--------------------------------------------------------------------------------------------------------------------------
Security: 891092108
Meeting Type: Annual
Meeting Date: 17-Mar-2020
Ticker: TTC
ISIN: US8910921084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey M. Ettinger Mgmt For For
Katherine J. Harless Mgmt For For
D. Christian Koch Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
October 31, 2020.
3. Approval of, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 935170908
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan L. Beller Mgmt For For
1B. Election of Director: Janet M. Dolan Mgmt For For
1C. Election of Director: Patricia L. Higgins Mgmt For For
1D. Election of Director: William J. Kane Mgmt For For
1E. Election of Director: Clarence Otis Jr. Mgmt For For
1F. Election of Director: Elizabeth E. Robinson Mgmt For For
1G. Election of Director: Philip T. Ruegger III Mgmt For For
1H. Election of Director: Todd C. Schermerhorn Mgmt For For
1I. Election of Director: Alan D. Schnitzer Mgmt For For
1J. Election of Director: Donald J. Shepard Mgmt For For
1K. Election of Director: Laurie J. Thomsen Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as The Travelers Companies, Inc.
independent registered public accounting
firm for 2020.
3. Non-binding vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935125648
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Francis A. deSouza Mgmt For For
1E. Election of Director: Michael B.G. Froman Mgmt For For
1F. Election of Director: Robert A. Iger Mgmt For For
1G. Election of Director: Maria Elena Mgmt For For
Lagomasino
1H. Election of Director: Mark G. Parker Mgmt For For
1I. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2020.
3. To approve the advisory resolution on Mgmt Against Against
executive compensation.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated 2011 Stock Incentive
Plan.
5. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935170136
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: Judy C. Lewent Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2020.
--------------------------------------------------------------------------------------------------------------------------
TOPBUILD CORP Agenda Number: 935145258
--------------------------------------------------------------------------------------------------------------------------
Security: 89055F103
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: BLD
ISIN: US89055F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alec C. Covington Mgmt For For
1B. Election of Director: Gerald Volas Mgmt For For
1C. Election of Director: Carl T. Camden Mgmt For For
1D. Election of Director: Joseph S. Cantie Mgmt For For
1E. Election of Director: Tina M. Donikowski Mgmt For For
1F. Election of Director: Mark A. Petrarca Mgmt For For
1G. Election of Director: Nancy M. Taylor Mgmt For For
2. To ratify the Company's appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as the
Company's independent registered public
accounting firm for the Company's fiscal
year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC. Agenda Number: 935066604
--------------------------------------------------------------------------------------------------------------------------
Security: 891906109
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: TSS
ISIN: US8919061098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of May 27, 2019 (as
amended from time to time, the "merger
agreement"), by and between Total System
Services, Inc. ("TSYS") and Global Payments
Inc. ("Global Payments") and the
transactions contemplated thereby,
including the merger of TSYS with and into
Global Payments (the "merger").
2. Approval, on an advisory (non-binding) Mgmt For For
basis, of the executive officer
compensation that will or may be paid to or
become payable to TSYS' named executive
officers in connection with the merger.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of an amendment to Global Payments'
articles of incorporation to declassify
Global Payments' board of directors and
provide for the annual election of
directors.
4. Approval of the adjournment of the TSYS Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes to approve
Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC Agenda Number: 935197485
--------------------------------------------------------------------------------------------------------------------------
Security: G8994E103
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: TT
ISIN: IE00BK9ZQ967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk E. Arnold Mgmt For For
1B. Election of Director: Ann C. Berzin Mgmt For For
1C. Election of Director: John Bruton Mgmt For For
1D. Election of Director: Jared L. Cohon Mgmt For For
1E. Election of Director: Gary D. Forsee Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Michael W. Lamach Mgmt For For
1H. Election of Director: Myles P. Lee Mgmt For For
1I. Election of Director: Karen B. Peetz Mgmt For For
1J. Election of Director: John P. Surma Mgmt For For
1K. Election of Director: Richard J. Swift Mgmt For For
1L. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of independent Mgmt For For
auditors of the Company and authorization
of the Audit Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares.
5. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares for cash
without first offering shares to existing
shareholders. (Special Resolution)
6. Determination of the price range at which Mgmt For For
the Company can re-allot shares that it
holds as treasury shares. (Special
Resolution)
--------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 935137744
--------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: TREX
ISIN: US89531P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jay M. Gratz Mgmt For For
1.2 Election of Director: Kristine L. Juster Mgmt For For
1.3 Election of Director: Ronald W. Kaplan Mgmt For For
1.4 Election of Director: Gerald Volas Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve the Fourth Certificate of Mgmt For For
Amendment to the Restated Certificate of
Incorporation of Trex Company, Inc. to
increase the number of authorized shares of
common stock, $0.01 par value per share,
from 120,000,000 to 180,000,000.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Trex Company's independent
registered public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE INC. Agenda Number: 935180860
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: TRMB
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven W. Berglund Mgmt For For
Borje Ekholm Mgmt For For
Kaigham (Ken) Gabriel Mgmt For For
Merit E. Janow Mgmt For For
Meaghan Lloyd Mgmt For For
Sandra MacQuillan Mgmt For For
Ronald S. Nersesian Mgmt For For
Robert G. Painter Mgmt For For
Mark S. Peek Mgmt For For
Johan Wibergh Mgmt For For
2. To hold an advisory vote on approving the Mgmt For For
compensation for our Named Executive
Officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year ending January 1, 2021.
4. To approve an amendment to the 2002 Stock Mgmt For For
Plan to increase by 18,000,000 the number
of shares of Common Stock available for the
grant of options and awards.
--------------------------------------------------------------------------------------------------------------------------
UDR, INC. Agenda Number: 935168751
--------------------------------------------------------------------------------------------------------------------------
Security: 902653104
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: UDR
ISIN: US9026531049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Katherine A. Mgmt For For
Cattanach
1B. Election of Director: Jon A. Grove Mgmt For For
1C. Election of Director: Mary Ann King Mgmt For For
1D. Election of Director: James D. Klingbeil Mgmt For For
1E. Election of Director: Clint D. McDonnough Mgmt For For
1F. Election of Director: Robert A. McNamara Mgmt For For
1G. Election of Director: Mark R. Patterson Mgmt For For
1H. Election of Director: Thomas W. Toomey Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP to serve as independent registered
public accounting firm for the year ending
December 31, 2020.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ULTA BEAUTY, INC. Agenda Number: 935183892
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: ULTA
ISIN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michelle L. Collins Mgmt For For
Patricia A. Little Mgmt For For
Michael C. Smith Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year 2020,
ending January 30, 2021
3. To vote on an advisory resolution to Mgmt For For
approve the Company's executive
compensation
--------------------------------------------------------------------------------------------------------------------------
UNITED AIRLINES HOLDINGS, INC. Agenda Number: 935175554
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn Corvi Mgmt For For
1B. Election of Director: Barney Harford Mgmt For For
1C. Election of Director: Michele J. Hooper Mgmt For For
1D. Election of Director: Walter Isaacson Mgmt For For
1E. Election of Director: James A. C. Kennedy Mgmt For For
1F. Election of Director: J. Scott Kirby Mgmt For For
1G. Election of Director: Oscar Munoz Mgmt For For
1H. Election of Director: Edward M. Philip Mgmt For For
1I. Election of Director: Edward L. Shapiro Mgmt For For
1J. Election of Director: David J. Vitale Mgmt For For
1K. Election of Director: James M. Whitehurst Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for the
Fiscal Year Ending December 31, 2020
3. Advisory Vote to Approve the Compensation Mgmt For For
of the Company's Named Executive Officers
4. Stockholder Proposal Regarding Stockholder Shr For Against
Action by Written Consent, if Properly
Presented Before the Meeting
5. Stockholder Proposal Regarding a Report on Shr Against For
Lobbying Spending, if Properly Presented
Before the Meeting
6. Stockholder Proposal Regarding a Report on Shr Against For
Global Warming-Related Lobbying Activities,
if Properly Presented B Before the Meeting
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 935145474
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose B. Alvarez Mgmt For For
1B. Election of Director: Marc A. Bruno Mgmt For For
1C. Election of Director: Matthew J. Flannery Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: Terri L. Kelly Mgmt For For
1G. Election of Director: Michael J. Kneeland Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: Filippo Passerini Mgmt For For
1J. Election of Director: Donald C. Roof Mgmt For For
1K. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Mgmt For For
Accounting Firm.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Approval of Proposed Amendment to the Mgmt For For
Certificate of Incorporation Granting
Stockholders the Right to Act by Written
Consent.
5. Stockholder Proposal to Let Shareholders Shr Against For
Vote on Bylaw Amendments.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
4. Approval of the UnitedHealth Group 2020 Mgmt For For
Stock Incentive Plan.
5. If properly presented at the 2020 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a
non-binding shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION Agenda Number: 935182713
--------------------------------------------------------------------------------------------------------------------------
Security: 91347P105
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: OLED
ISIN: US91347P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven V. Abramson Mgmt For For
1B. Election of Director: Cynthia J. Comparin Mgmt For For
1C. Election of Director: Richard C. Elias Mgmt For For
1D. Election of Director: Elizabeth H. Gemmill Mgmt For For
1E. Election of Director: C. Keith Hartley Mgmt For For
1F. Election of Director: Celia M. Joseph Mgmt For For
1G. Election of Director: Lawrence Lacerte Mgmt For For
1H. Election of Director: Sidney D. Rosenblatt Mgmt For For
1I. Election of Director: Sherwin I. Seligsohn Mgmt For For
2. Advisory resolution to approve compensation Mgmt Against Against
of the Company's named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
URBAN OUTFITTERS, INC. Agenda Number: 935192372
--------------------------------------------------------------------------------------------------------------------------
Security: 917047102
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: URBN
ISIN: US9170471026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward N. Antoian Mgmt For For
1B. Election of Director: Sukhinder Singh Mgmt For For
Cassidy
1C. Election of Director: Harry S. Cherken, Jr. Mgmt For For
1D. Election of Director: Scott Galloway Mgmt For For
1E. Election of Director: Margaret A. Hayne Mgmt For For
1F. Election of Director: Richard A. Hayne Mgmt For For
1G. Election of Director: Elizabeth Ann Lambert Mgmt For For
1H. Election of Director: Wesley S. McDonald Mgmt For For
1I. Election of Director: Todd R. Morgenfeld Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
Fiscal Year 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 935117350
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Annual
Meeting Date: 13-Feb-2020
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anat Ashkenazi Mgmt For For
1B. Election of Director: Jeffrey R. Balser Mgmt For For
1C. Election of Director: Judy Bruner Mgmt For For
1D. Election of Director: Jean-Luc Butel Mgmt For For
1E. Election of Director: Regina E. Dugan Mgmt For For
1F. Election of Director: R. Andrew Eckert Mgmt For For
1G. Election of Director: Phillip G. Febbo Mgmt For For
1H. Election of Director: David J. Illingworth Mgmt For For
1I. Election of Director: Michelle M. Le Beau Mgmt For For
1J. Election of Director: Dow R. Wilson Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Varian Medical Systems,
Inc. named executive officers as described
in the Proxy Statement.
3. To approve the Varian Medical Systems, Inc. Mgmt For For
2010 Employee Stock Purchase Plan, as
amended.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Varian
Medical Systems, Inc.'s independent
registered public accounting firm for
fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS INC Agenda Number: 935160515
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher M. Mgmt For For
Foskett
1B. Election of Director: David B. Wright Mgmt For For
1C. Election of Director: Annell R. Bay Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
W. R. BERKLEY CORPORATION Agenda Number: 935198831
--------------------------------------------------------------------------------------------------------------------------
Security: 084423102
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: WRB
ISIN: US0844231029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maria Luisa Ferre Mgmt For For
1B. Election of Director: Jack H. Nusbaum Mgmt For For
1C. Election of Director: Mark L. Shapiro Mgmt For For
1D. Election of Director: Jonathan Talisman Mgmt For For
2. To approve and adopt an amendment to the Mgmt For For
Company's Restated Certificate of
Incorporation to increase the authorized
number of shares of common stock from
500,000,000 to 750,000,000
3. Non-binding advisory vote on a resolution Mgmt For For
approving the compensation of the Company's
named executive officers pursuant to the
compensation disclosure rules of the U.S.
Securities and Exchange Commission, or
"say-on-pay" vote
4. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
WATERS CORPORATION Agenda Number: 935160236
--------------------------------------------------------------------------------------------------------------------------
Security: 941848103
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: WAT
ISIN: US9418481035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Baddour Mgmt For For
1B. Election of Director: Michael J Berendt, Mgmt For For
PH.D
1C. Election of Director: Edward Conard Mgmt For For
1D. Election of Director: Laurie H. Glimcher, Mgmt For For
M.D
1E. Election of Director: Gary E. Hendrickson Mgmt For For
1F. Election of Director: Christopher A. Mgmt For For
Kuebler
1G. Election of Director: Christopher J Mgmt For For
O'Connell
1H. Election of Director: Flemming Ornskov, Mgmt For For
M.D., M.P.H
1I. Election of Director: JoAnn A. Reed Mgmt For For
1J. Election of Director: Thomas P. Salice Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for the fiscal year ending December
31, 2020.
3. To approve, by non-binding vote, named Mgmt For For
executive officer compensation.
4. To approve the 2020 Equity Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. Agenda Number: 935156768
--------------------------------------------------------------------------------------------------------------------------
Security: 942749102
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: WTS
ISIN: US9427491025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher L. Conway Mgmt For For
David A. Dunbar Mgmt For For
Louise K. Goeser Mgmt For For
Jes Munk Hansen Mgmt For For
W. Craig Kissel Mgmt For For
Joseph T. Noonan Mgmt For For
Robert J. Pagano, Jr. Mgmt For For
Merilee Raines Mgmt For For
Joseph W. Reitmeier Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WELLTOWER INC. Agenda Number: 935150021
--------------------------------------------------------------------------------------------------------------------------
Security: 95040Q104
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: WELL
ISIN: US95040Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth J. Bacon Mgmt For For
1B. Election of Director: Thomas J. DeRosa Mgmt For For
1C. Election of Director: Karen B. DeSalvo Mgmt For For
1D. Election of Director: Jeffrey H. Donahue Mgmt For For
1E. Election of Director: Sharon M. Oster Mgmt For For
1F. Election of Director: Sergio D. Rivera Mgmt For For
1G. Election of Director: Johnese M. Spisso Mgmt For For
1H. Election of Director: Kathryn M. Sullivan Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as independent registered
public accounting firm for the fiscal year
2020.
3. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers as disclosed in the 2020 Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD. Agenda Number: 935199477
--------------------------------------------------------------------------------------------------------------------------
Security: G9618E107
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: WTM
ISIN: BMG9618E1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. Manning Rountree Mgmt For For
Mary C. Choksi Mgmt For For
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Approval of the appointment of Mgmt For For
PricewaterhouseCooopers LLP ("PwC") as the
Company's Independent Registered Public
Accounting Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 935182434
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Laura Alber Mgmt For For
1.2 Election of Director: Scott Dahnke Mgmt For For
1.3 Election of Director: Anne Mulcahy Mgmt For For
1.4 Election of Director: William Ready Mgmt For For
1.5 Election of Director: Sabrina Simmons Mgmt For For
1.6 Election of Director: Frits van Paasschen Mgmt For For
2. An advisory vote to approve executive Mgmt Against Against
compensation
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935187434
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Bush Mgmt For For
Christa Davies Mgmt For For
Michael A. Stankey Mgmt For For
George J. Still, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
3. Advisory vote on named executive officer Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
WORLDPAY INC. Agenda Number: 935051982
--------------------------------------------------------------------------------------------------------------------------
Security: 981558109
Meeting Type: Special
Meeting Date: 24-Jul-2019
Ticker: WP
ISIN: US9815581098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt and approve the Agreement and Plan Mgmt Abstain Against
of Merger (the "merger agreement"), dated
March 17, 2019, by and among Worldpay, Inc.
("Worldpay"), Fidelity National Information
Services, Inc. and Wrangler Merger Sub,
Inc.
2. To approve, on a non-binding, advisory Mgmt Abstain Against
basis, the compensation payments that will
or may be made to Worldpay's named
executive officers in connection with the
transaction contemplated by the merger
agreement.
3. To adjourn the Worldpay Special Meeting, if Mgmt Abstain Against
necessary or appropriate, to solicit
additional proxies in favor of the proposal
to adopt and approve the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
XYLEM INC. Agenda Number: 935165123
--------------------------------------------------------------------------------------------------------------------------
Security: 98419M100
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: XYL
ISIN: US98419M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1B. Election of Director: Patrick K. Decker Mgmt For For
1C. Election of Director: Robert F. Friel Mgmt For For
1D. Election of Director: Jorge M. Gomez Mgmt For For
1E. Election of Director: Victoria D. Harker Mgmt For For
1F. Election of Director: Sten E. Jakobsson Mgmt For For
1G. Election of Director: Steven R. Loranger Mgmt For For
1H. Election of Director: Surya N. Mohapatra, Mgmt For For
Ph.D.
1I. Election of Director: Jerome A. Peribere Mgmt For For
1J. Election of Director: Markos I. Tambakeras Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our Independent Registered
Public Accounting Firm for 2020.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Shareholder proposal to lower threshold for Shr For Against
shareholders to call special meetings from
25% to 15% of Company stock, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ZAYO GROUP HOLDINGS INC Agenda Number: 935058556
--------------------------------------------------------------------------------------------------------------------------
Security: 98919V105
Meeting Type: Special
Meeting Date: 26-Jul-2019
Ticker: ZAYO
ISIN: US98919V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the proposal to adopt the Mgmt Abstain Against
merger agreement.
2. The approval, on a non-binding advisory Mgmt Abstain Against
basis, of the golden parachute compensation
that will or may be received by the
Company's named executive officers in
connection with the merger.
3. The proposal to approve one or more Mgmt Abstain Against
adjournments of the special meeting, if
necessary or appropriate and permitted
under the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
ZAYO GROUP HOLDINGS INC Agenda Number: 935081555
--------------------------------------------------------------------------------------------------------------------------
Security: 98919V105
Meeting Type: Annual
Meeting Date: 05-Nov-2019
Ticker: ZAYO
ISIN: US98919V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rick Connor Mgmt For For
Cathy Morris Mgmt For For
Emily White Mgmt For For
2. Ratification of KPMG LLP as the independent Mgmt For For
registered public accounting firm of Zayo
Group Holdings, Inc. for its fiscal year
ending June 30, 2020
3. Approve, on an advisory basis, executive Mgmt Against Against
compensation as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 935160224
--------------------------------------------------------------------------------------------------------------------------
Security: 989207105
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: ZBRA
ISIN: US9892071054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anders Gustafsson Mgmt For For
Janice M. Roberts Mgmt For For
Linda M. Connly Mgmt For For
2. Proposal to approve, by non-binding vote, Mgmt For For
compensation of named executive officers.
3. Proposal to approve our 2020 Employee Stock Mgmt For For
Purchase Plan.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935169905
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory Norden Mgmt For For
1B. Election of Director: Louise M. Parent Mgmt For For
1C. Election of Director: Kristin C. Peck Mgmt For For
1D. Election of Director: Robert W. Scully Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation (Say on Pay).
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation
(Say on Pay frequency).
4. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935212403
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Gassner Mgmt Withheld Against
Eric S. Yuan Mgmt For For
Lt. Gen. H.R. McMaster Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
PureFunds ETFX HealthTech ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
PureFunds ISE Big Data ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
PureFunds Solactive FinTech ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Rogers AI Global Macro ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Spirited Funds/ETFMG Whiskey & Spirits ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Wedbush ETFMG Global Cloud Technology ETF
--------------------------------------------------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC. Agenda Number: 935147810
--------------------------------------------------------------------------------------------------------------------------
Security: 007800105
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: AJRD
ISIN: US0078001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gen Kevin P. Chilton Mgmt For For
Thomas A. Corcoran Mgmt For For
Eileen P. Drake Mgmt For For
James R. Henderson Mgmt For For
Warren G. Lichtenstein Mgmt For For
Gen L W Lord USAF (Ret) Mgmt For For
Martin Turchin Mgmt For For
2. Advisory vote to approve Aerojet Mgmt For For
Rocketdyne's executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP, an independent
registered public accounting firm, as
independent auditors of the Company for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
AEROVIRONMENT, INC. Agenda Number: 935072924
--------------------------------------------------------------------------------------------------------------------------
Security: 008073108
Meeting Type: Annual
Meeting Date: 27-Sep-2019
Ticker: AVAV
ISIN: US0080731088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Thomas Burbage Mgmt For For
Charles R. Holland Mgmt For For
Edward R. Muller Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm
3. Advisory vote on the compensation of the Mgmt For For
company's Named Executive Officers
--------------------------------------------------------------------------------------------------------------------------
AIRBUS SE Agenda Number: 712298822
--------------------------------------------------------------------------------------------------------------------------
Security: N0280G100
Meeting Type: AGM
Meeting Date: 16-Apr-2020
Ticker:
ISIN: NL0000235190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING AND GENERAL INTRODUCTORY STATEMENTS Non-Voting
2.1 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
CORPORATE GOVERNANCE STATEMENT
2.2 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
REPORT ON THE BUSINESS AND FINANCIAL
RESULTS OF 2019
2.3 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
POLICY ON DIVIDEND
3 DISCUSSION OF ALL AGENDA ITEMS Non-Voting
4.1 ADOPTION OF THE AUDITED ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR 2019
4.3 RELEASE FROM LIABILITY OF THE NON-EXECUTIVE Mgmt Against Against
MEMBERS OF THE BOARD OF DIRECTORS
4.4 RELEASE FROM LIABILITY OF THE EXECUTIVE Mgmt Against Against
MEMBER OF THE BOARD OF DIRECTORS
4.5 RENEWAL OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
ACCOUNTANTS LLP AS AUDITOR FOR THE
FINANCIAL YEAR 2020
4.6 ADOPTION OF THE REMUNERATION POLICY OF THE Mgmt For For
BOARD OF DIRECTORS
4.7 APPROVAL OF THE IMPLEMENTATION OF THE Mgmt Against Against
REMUNERATION POLICY FOR THE FINANCIAL YEAR
2019
4.8 APPOINTMENT OF MR MARK DUNKERLEY AS Mgmt For For
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS FOR A TERM OF THREE YEARS, IN
REPLACEMENT OF MR DENIS RANQUE WHOSE
MANDATE EXPIRES
4.9 APPOINTMENT OF MR STEPHAN GEMKOW AS Mgmt For For
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS FOR A TERM OF THREE YEARS, IN
REPLACEMENT OF MR HERMANN-JOSEF LAMBERTI
WHOSE MANDATE EXPIRES
4.10 RENEWAL OF THE APPOINTMENT OF MR RALPH D. Mgmt For For
CROSBY, JR. AS NON-EXECUTIVE MEMBER OF THE
BOARD OF DIRECTORS FOR A TERM OF THREE
YEARS
4.11 RENEWAL OF THE APPOINTMENT OF LORD DRAYSON Mgmt For For
(PAUL) AS NON-EXECUTIVE MEMBER OF THE BOARD
OF DIRECTORS FOR A TERM OF THREE YEARS
4.12 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
EMPLOYEE SHARE OWNERSHIP PLANS AND
SHARE-RELATED LONG-TERM INCENTIVE PLANS
4.13 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
FUNDING THE COMPANY AND ITS GROUP COMPANIES
4.14 RENEWAL OF THE AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO REPURCHASE UP TO 10% OF THE
COMPANY'S ISSUED SHARE CAPITAL
4.15 CANCELLATION OF SHARES REPURCHASED BY THE Mgmt For For
COMPANY
5 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
APPIAN CORPORATION Agenda Number: 935191825
--------------------------------------------------------------------------------------------------------------------------
Security: 03782L101
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: APPN
ISIN: US03782L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew Calkins Mgmt For For
Robert C. Kramer Mgmt For For
A.G.W. Jack Biddle, III Mgmt For For
Prashanth PV Boccassam Mgmt For For
Michael G. Devine Mgmt For For
Barbara Bobbie Kilberg Mgmt For For
Michael J. Mulligan Mgmt For For
2. Ratification of the selection by the Audit Mgmt For For
Committee of the Board of Directors of BDO
USA, LLP as independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers as disclosed in the
accompanying Proxy Statement.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of future stockholder
advisory votes on the compensation of the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AUTONOMOUS CONTROL SYSTEMS LABORATORY LTD. Agenda Number: 712786536
--------------------------------------------------------------------------------------------------------------------------
Security: J0353G107
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3394900009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Change Company Location Mgmt For For
2.1 Appoint a Director Ota, Hiroaki Mgmt Against Against
2.2 Appoint a Director Washiya, Satoshi Mgmt Against Against
2.3 Appoint a Director Hayakawa, Kensuke Mgmt Against Against
2.4 Appoint a Director Christopher Thomas Raabe Mgmt Against Against
2.5 Appoint a Director Sugiyama, Masanori Mgmt For For
2.6 Appoint a Director Suzukawa, Shinichi Mgmt For For
3 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
BALLARD POWER SYSTEMS INC. Agenda Number: 935195544
--------------------------------------------------------------------------------------------------------------------------
Security: 058586108
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: BLDP
ISIN: CA0585861085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS P. HAYHURST Mgmt For For
KUI (KEVIN) JIANG Mgmt For For
DUY-LOAN LE Mgmt For For
RANDY MACEWEN Mgmt For For
MARTY NEESE Mgmt For For
JAMES ROCHE Mgmt For For
SHAOJUN (SHERMAN) SUN Mgmt Withheld Against
IAN SUTCLIFFE Mgmt For For
JANET WOODRUFF Mgmt For For
02 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS AUDITORS OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION.
03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO Mgmt For For
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS OF THE CORPORATION,
THAT THE SHAREHOLDERS ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN THE
CORPORATION'S MANAGEMENT INFORMATION
CIRCULAR DELIVERED IN ADVANCE OF THE
CORPORATION'S 2020 ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
BLACKBAUD, INC. Agenda Number: 935190049
--------------------------------------------------------------------------------------------------------------------------
Security: 09227Q100
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: BLKB
ISIN: US09227Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class A Director: Timothy Chou, Mgmt For For
Ph.D.
1B. Election of Class A Director: Joyce M. Mgmt For For
Nelson
2. ADVISORY VOTE TO APPROVE THE 2019 Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CLOUDERA, INC. Agenda Number: 935214849
--------------------------------------------------------------------------------------------------------------------------
Security: 18914U100
Meeting Type: Annual
Meeting Date: 24-Jun-2020
Ticker: CLDR
ISIN: US18914U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Bearden Mgmt For For
Paul Cormier Mgmt For For
2. Ratification of independent registered Mgmt For For
public accounting firm, Ernst & Young LLP,
for the fiscal year ending January 31,
2021.
3. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CLOUDFLARE, INC. Agenda Number: 935189553
--------------------------------------------------------------------------------------------------------------------------
Security: 18915M107
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: NET
ISIN: US18915M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Sandell Mgmt For For
Michelle Zatlyn Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COBHAM PLC Agenda Number: 711516041
--------------------------------------------------------------------------------------------------------------------------
Security: G41440143
Meeting Type: CRT
Meeting Date: 16-Sep-2019
Ticker:
ISIN: GB00B07KD360
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT
1 FOR THE PURPOSE OF CONSIDERING AND, IF Mgmt For For
THOUGHT FIT, APPROVING (WITH OR WITHOUT
MODIFICATION) A SCHEME OF ARRANGEMENT
PURSUANT TO PART 26 OF THE COMPANIES ACT
2006 (THE SCHEME) BETWEEN THE COMPANY AND
THE HOLDERS OF SCHEME SHARES
--------------------------------------------------------------------------------------------------------------------------
COBHAM PLC Agenda Number: 711516053
--------------------------------------------------------------------------------------------------------------------------
Security: G41440143
Meeting Type: OGM
Meeting Date: 16-Sep-2019
Ticker:
ISIN: GB00B07KD360
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO GIVE EFFECT TO THE SCHEME, AS SET OUT IN Mgmt For For
THE NOTICE OF GENERAL MEETING, INCLUDING
THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF COBHAM PLC
2 TO RE-REGISTER COBHAM PLC AS A PRIVATE Mgmt For For
LIMITED COMPANY (SUBJECT TO AND CONDITIONAL
UPON THE SCHEME BECOMING EFFECTIVE)
--------------------------------------------------------------------------------------------------------------------------
CUBIC CORPORATION Agenda Number: 935123707
--------------------------------------------------------------------------------------------------------------------------
Security: 229669106
Meeting Type: Annual
Meeting Date: 17-Feb-2020
Ticker: CUB
ISIN: US2296691064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Prithviraj Banerjee Mgmt For For
Bruce G. Blakley Mgmt For For
Maureen Breakiron-Evans Mgmt For For
Denise L. Devine Mgmt For For
Bradley H. Feldmann Mgmt For For
Carolyn A. Flowers Mgmt For For
Janice M. Hamby Mgmt For For
David F. Melcher Mgmt For For
Steven J. Norris Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accountants
for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
DATADOG Agenda Number: 935190607
--------------------------------------------------------------------------------------------------------------------------
Security: 23804L103
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: DDOG
ISIN: US23804L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I director to hold office Mgmt For For
until our Annual Meeting of Stockholders in
2023: Olivier Pomel
1B. Election of Class I director to hold office Mgmt For For
until our Annual Meeting of Stockholders in
2023: Dev Ittycheria
1C. Election of Class I director to hold office Mgmt For For
until our Annual Meeting of Stockholders in
2023: Shardul Shah
2. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
DOMO,INC. Agenda Number: 935197637
--------------------------------------------------------------------------------------------------------------------------
Security: 257554105
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: DOMO
ISIN: US2575541055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joshua G. James Mgmt For For
Carine S. Clark Mgmt For For
Daniel Daniel Mgmt For For
Joy Driscoll Durling Mgmt For For
Dana Evan Mgmt For For
Mark Gorenberg Mgmt For For
Jeff Kearl Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DRONE DELIVERY CANADA CORP Agenda Number: 711323232
--------------------------------------------------------------------------------------------------------------------------
Security: 26210W100
Meeting Type: MIX
Meeting Date: 17-Jul-2019
Ticker:
ISIN: CA26210W1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.6 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SIX (6) Mgmt For For
2.1 ELECTION OF DIRECTOR: CHRIS IRWIN Mgmt For For
2.2 ELECTION OF DIRECTOR: MICHAEL DELLA FORTUNA Mgmt For For
2.3 ELECTION OF DIRECTOR: ROBERT MONTEMARANO Mgmt For For
2.4 ELECTION OF DIRECTOR: KEVIN SHERKIN Mgmt For For
2.5 ELECTION OF DIRECTOR: VIJAY KANWAR Mgmt For For
2.6 ELECTION OF DIRECTOR: MICHAEL ZAHRA Mgmt For For
3 APPOINTMENT OF D&H GROUP LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS AS AUDITORS OF THE
COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO APPROVE AND CONFIRM THE STOCK OPTION Mgmt For For
PLAN OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 711726426
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: OGM
Meeting Date: 20-Nov-2019
Ticker:
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 297000 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1.1 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. MICHAEL FEDERMANN, BOARD CHAIRMAN
1.2 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MS. RINA BAUM
1.3 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. YORAM BEN-ZEEV, INDEPENDENT DIRECTOR
1.4 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. DAVID FEDERMANN, BOARD VICE CHAIRMAN
1.5 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
MR. DOV NINVEH
1.6 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
PROF. EHOOD (UDI) NISAN
1.7 REAPPOINTMENT OF THE FOLLOWING DIRECTOR: Mgmt For For
PROF. YULI TAMIR
2 APPOINTMENT OF MS. BILHA (BILLY) SHAPIRA AS Mgmt For For
AN EXTERNAL DIRECTOR UNTIL NOVEMBER 20TH
2022
3 REAPPOINTMENT OF THE KOST FORER GABBAY AND Mgmt For For
KASIERER (E AND Y GLOBAL) CPA FIRM AS
COMPANY AUDITING ACCOUNTANT FOR 2019 AND
UNTIL THE NEXT ANNUAL MEETING
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 712065463
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: SGM
Meeting Date: 26-Feb-2020
Ticker:
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 AMENDMENT OF COMPANY COMPENSATION POLICY TO Mgmt For For
INCREASE THE MAXIMUM COVERAGE IT IS
AUTHORIZED TO PROCURE UNDER, AND THE
MAXIMUM PREMIUM IT IS AUTHORIZED TO PAY
FOR, D AND O INSURANCE POLICIES
CMMT 28 JAN 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO SGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD Agenda Number: 712172509
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: SGM
Meeting Date: 17-Mar-2020
Ticker:
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 ELECT MOSHE KAPLINSKY AS EXTERNAL DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FASTLY INC. Agenda Number: 935196510
--------------------------------------------------------------------------------------------------------------------------
Security: 31188V100
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: FSLY
ISIN: US31188V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aida Alvarez Mgmt For For
Joshua Bixby Mgmt For For
Sunil Dhaliwal Mgmt For For
2. To approve an amendment to Fastly, Inc.'s Mgmt For For
Amended and Restated Certificate of
Incorporation to change the final
conversion date of the Class B common stock
from ten years following Fastly, Inc.'s
initial public offering to seven years
following Fastly, Inc.'s initial public
offering.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 935144561
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Cannon Mgmt For For
1B. Election of Director: John D. Carter Mgmt For For
1C. Election of Director: William W. Crouch Mgmt For For
1D. Election of Director: Catherine A. Halligan Mgmt For For
1E. Election of Director: Earl R. Lewis Mgmt For For
1F. Election of Director: Angus L. Macdonald Mgmt For For
1G. Election of Director: Michael T. Smith Mgmt For For
1H. Election of Director: Cathy A. Stauffer Mgmt For For
1I. Election of Director: Robert S. Tyrer Mgmt For For
1J. Election of Director: John W. Wood, Jr. Mgmt For For
1K. Election of Director: Steven E. Wynne Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Company's Board of
Directors of KPMG LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation as
disclosed in the proxy statement.
4. To approve the Company's reincorporation Mgmt For For
from Oregon to Delaware.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935151427
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt For For
1B. Election of Director: Rudy F. deLeon Mgmt For For
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt For For
1H. Election of Director: William A. Osborn Mgmt For For
1I. Election of Director: Catherine B. Reynolds Mgmt For For
1J. Election of Director: Laura J. Schumacher Mgmt For For
1K. Election of Director: John G.Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Mgmt For For
Independent Auditors
3. Advisory Vote to approve Executive Mgmt For For
Compensation
4. Shareholder Proposal to reduce the Shr For Against
ownership threshold required to call a
Special Shareholder meeting
--------------------------------------------------------------------------------------------------------------------------
GRIFFON CORPORATION Agenda Number: 935116144
--------------------------------------------------------------------------------------------------------------------------
Security: 398433102
Meeting Type: Annual
Meeting Date: 30-Jan-2020
Ticker: GFF
ISIN: US3984331021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Brosig Mgmt Withheld Against
Robert G. Harrison Mgmt Withheld Against
Lacy M. Johnson Mgmt Withheld Against
James W. Sight Mgmt Withheld Against
Samanta Hegedus Stewart Mgmt Withheld Against
2. Approval of the resolution approving the Mgmt Abstain Against
compensation of our executive officers as
disclosed in the Proxy Statement.
3. Approval of the amendment to the Griffon Mgmt Abstain Against
Corporation 2016 Equity Incentive Plan.
4. Ratification of the selection by our audit Mgmt Abstain Against
committee of Grant Thornton LLP to serve as
our independent registered public
accounting firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
HEICO CORPORATION Agenda Number: 935128961
--------------------------------------------------------------------------------------------------------------------------
Security: 422806109
Meeting Type: Annual
Meeting Date: 20-Mar-2020
Ticker: HEI
ISIN: US4228061093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas M. Culligan Mgmt For For
Adolfo Henriques Mgmt For For
Mark H. Hildebrandt Mgmt For For
Eric A. Mendelson Mgmt For For
Laurans A. Mendelson Mgmt For For
Victor H. Mendelson Mgmt For For
Julie Neitzel Mgmt For For
Dr. Alan Schriesheim Mgmt For For
Frank J. Schwitter Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935137794
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Linnet F. Deily Mgmt For For
1G. Election of Director: Deborah Flint Mgmt For For
1H. Election of Director: Judd Gregg Mgmt For For
1I. Election of Director: Clive Hollick Mgmt For For
1J. Election of Director: Grace D. Lieblein Mgmt For For
1K. Election of Director: Raymond T. Odierno Mgmt For For
1L. Election of Director: George Paz Mgmt For For
1M. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Let Shareholders Vote on Bylaw Amendments. Shr Against For
5. Report on Lobbying Activities and Shr Against For
Expenditures.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 935085274
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 12-Nov-2019
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Francis J. Mgmt For For
Kramer
1B. Election of Class II Director: Shaker Mgmt For For
Sadasivam
1C. Election of Class II Director: Enrico Mgmt For For
Digirolamo
2. Non-binding advisory vote to approve the Mgmt Against Against
compensation of the Company's named
executive officers for fiscal year 2019.
3. Ratification of the Audit Committee's Mgmt For For
selection of Ernst & Young LLP as our
independent registered public accounting
firm for the fiscal year ending June 30,
2020.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935158635
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Goetz Mgmt For For
1B. Election of Director: Alyssa Henry Mgmt For For
1C. Election of Director: Omar Ishrak Mgmt For For
1D. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1E. Election of Director: Tsu-Jae King Liu Mgmt For For
1F. Election of Director: Gregory D. Smith Mgmt For For
1G. Election of Director: Robert ("Bob") H. Mgmt For For
Swan
1H. Election of Director: Andrew Wilson Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation of our listed officers
4. Approval of amendment and restatement of Mgmt For For
the 2006 Employee Stock Purchase Plan
5. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting
6. Stockholder proposal requesting a report on Shr Against For
the global median gender/racial pay gap, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
JABIL INC. Agenda Number: 935114859
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 23-Jan-2020
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anousheh Ansari Mgmt For For
Martha F. Brooks Mgmt For For
Christopher S. Holland Mgmt For For
Timothy L. Main Mgmt For For
Mark T. Mondello Mgmt For For
John C. Plant Mgmt For For
Steven A. Raymund Mgmt For For
Thomas A. Sansone Mgmt For For
David M. Stout Mgmt For For
Kathleen A. Walters Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Jabil's independent registered
public accounting firm for the fiscal year
ending August 31, 2020.
3. To approve (on an advisory basis) Jabil's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
KOREA AEROSPACE INDUSTRIES LTD, SACHEON Agenda Number: 711461777
--------------------------------------------------------------------------------------------------------------------------
Security: Y4838Q105
Meeting Type: EGM
Meeting Date: 05-Sep-2019
Ticker:
ISIN: KR7047810007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF DIRECTOR: AN HYEON HO Mgmt Abstain Against
CMMT 21 AUG 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIRECTOR NAME
FOR RESOLUTION 1. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KOREA AEROSPACE INDUSTRIES LTD, SACHEON Agenda Number: 712250214
--------------------------------------------------------------------------------------------------------------------------
Security: Y4838Q105
Meeting Type: AGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: KR7047810007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt Against Against
2 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KRATOS DEFENSE & SEC SOLUTIONS, INC. Agenda Number: 935192663
--------------------------------------------------------------------------------------------------------------------------
Security: 50077B207
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: KTOS
ISIN: US50077B2079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Anderson Mgmt For For
Eric DeMarco Mgmt For For
William Hoglund Mgmt For For
Scot Jarvis Mgmt For For
Jane Judd Mgmt For For
Samuel Liberatore Mgmt For For
Amy Zegart Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 27, 2020.
3. To approve an amendment to the Company's Mgmt For For
2014 Equity Incentive Plan to increase the
aggregate number of shares that may be
issued under the Plan by 4,700,000 shares.
4. An advisory vote to approve the Mgmt Against Against
compensation of the Company's named
executive officers, as presented in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
KUDAN INC. Agenda Number: 712789835
--------------------------------------------------------------------------------------------------------------------------
Security: J3665E109
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3266220007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Amend Business Lines Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ono, Tomohiro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Iizuka, Ken
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ko, Daiu
3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Misawa,
Shinichi
--------------------------------------------------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES INC. Agenda Number: 935079310
--------------------------------------------------------------------------------------------------------------------------
Security: 502431109
Meeting Type: Annual
Meeting Date: 25-Oct-2019
Ticker: LHX
ISIN: US5024311095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sallie B. Bailey Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Peter W. Chiarelli Mgmt For For
1D. Election of Director: Thomas A. Corcoran Mgmt For For
1E. Election of Director: Thomas A. Dattilo Mgmt For For
1F. Election of Director: Roger B. Fradin Mgmt For For
1G. Election of Director: Lewis Hay III Mgmt For For
1H. Election of Director: Lewis Kramer Mgmt For For
1I. Election of Director: Christopher E. Mgmt For For
Kubasik
1J. Election of Director: Rita S. Lane Mgmt For For
1k. Election of Director: Robert B. Millard Mgmt For For
1L. Election of Director: Lloyd W. Newton Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of Named Executive Officers as Disclosed in
the Proxy Statement.
3. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for the fiscal transition
period ending January 3, 2020.
--------------------------------------------------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES INC. Agenda Number: 935144852
--------------------------------------------------------------------------------------------------------------------------
Security: 502431109
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: LHX
ISIN: US5024311095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sallie B. Bailey Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Peter W. Chiarelli Mgmt For For
1D. Election of Director: Thomas A. Corcoran Mgmt For For
1E. Election of Director: Thomas A. Dattilo Mgmt For For
1F. Election of Director: Roger B. Fradin Mgmt For For
1G. Election of Director: Lewis Hay III Mgmt For For
1H. Election of Director: Lewis Kramer Mgmt For For
1I. Election of Director: Christopher E. Mgmt For For
Kubasik
1J. Election of Director: Rita S. Lane Mgmt For For
1K. Election of Director: Robert B. Millard Mgmt For For
1L. Election of Director: Lloyd W. Newton Mgmt For For
2. Approval, in an Advisory Vote, of the Mgmt For For
Compensation of Named Executive Officers as
Disclosed in the Proxy Statement
3. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2020
4. Approval of an Amendment to Our Restated Mgmt For For
Certificate of Incorporation to Eliminate
the Supermajority Voting and "Fair Price"
Requirements for Business Combinations
Involving Interested Shareholders
5. Approval of an Amendment to Our Restated Mgmt For For
Certificate of Incorporation to Eliminate
the "Anti-Greenmail" Provision
6. Approval of an Amendment to Our Restated Mgmt For For
Certificate of Incorporation to Eliminate
the Cumulative Voting Provision that
Applies When We Have a 40% Shareholder
7. Shareholder Proposal to Permit the Ability Shr For Against
of Shareholders to Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
LIMELIGHT NETWORKS, INC. Agenda Number: 935192512
--------------------------------------------------------------------------------------------------------------------------
Security: 53261M104
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: LLNW
ISIN: US53261M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter D. Amaral Mgmt For For
Scott Genereux Mgmt For For
Patricia Hadden Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm.
3. To vote for and approve, on a non-binding, Mgmt Against Against
advisory basis, the compensation of the
named executive officers of the Company.
--------------------------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. Agenda Number: 935138633
--------------------------------------------------------------------------------------------------------------------------
Security: 537008104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LFUS
ISIN: US5370081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kristina Cerniglia Mgmt For For
1B. Election of Director: Tzau-Jin Chung Mgmt For For
1C. Election of Director: Cary Fu Mgmt For For
1D. Election of Director: Maria Green Mgmt For For
1E. Election of Director: Anthony Grillo Mgmt For For
1F. Election of Director: David Heinzmann Mgmt For For
1G. Election of Director: Gordon Hunter Mgmt For For
1H. Election of Director: John Major Mgmt For For
1I. Election of Director: William Noglows Mgmt For For
1J. Election of Director: Nathan Zommer Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve and ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935141983
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel F. Akerson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt For For
1C. Election of Director: Bruce A. Carlson Mgmt For For
1D. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1E. Election of Director: James O. Ellis, Jr. Mgmt For For
1F. Election of Director: Thomas J. Falk Mgmt For For
1G. Election of Director: Ilene S. Gordon Mgmt For For
1H. Election of Director: Marillyn A. Hewson Mgmt For For
1I. Election of Director: Vicki A. Hollub Mgmt For For
1J. Election of Director: Jeh C. Johnson Mgmt For For
1K. Election of Director: Debra L. Reed-Klages Mgmt For For
1L. Election of Director: James D. Taiclet, Jr. Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2020.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
4. Management Proposal to Approve the Lockheed Mgmt For For
Martin Corporation 2020 Incentive
Performance Award Plan.
5. Stockholder Proposal to Adopt Stockholder Shr For Against
Action By Written Consent.
--------------------------------------------------------------------------------------------------------------------------
MERCURY SYSTEMS, INC. Agenda Number: 935079548
--------------------------------------------------------------------------------------------------------------------------
Security: 589378108
Meeting Type: Annual
Meeting Date: 23-Oct-2019
Ticker: MRCY
ISIN: US5893781089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James K. Bass# Mgmt For For
Michael A. Daniels# Mgmt For For
Lisa S. Disbrow# Mgmt For For
Barry R. Nearhos* Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
NEC CORPORATION Agenda Number: 712712151
--------------------------------------------------------------------------------------------------------------------------
Security: J48818207
Meeting Type: AGM
Meeting Date: 22-Jun-2020
Ticker:
ISIN: JP3733000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Endo, Nobuhiro Mgmt Against Against
1.2 Appoint a Director Niino, Takashi Mgmt Against Against
1.3 Appoint a Director Morita, Takayuki Mgmt Against Against
1.4 Appoint a Director Ishiguro, Norihiko Mgmt Against Against
1.5 Appoint a Director Matsukura, Hajime Mgmt Against Against
1.6 Appoint a Director Nishihara, Motoo Mgmt Against Against
1.7 Appoint a Director Seto, Kaoru Mgmt Against Against
1.8 Appoint a Director Iki, Noriko Mgmt For For
1.9 Appoint a Director Ito, Masatoshi Mgmt For For
1.10 Appoint a Director Nakamura, Kuniharu Mgmt For For
1.11 Appoint a Director Ota, Jun Mgmt Against Against
2 Appoint a Corporate Auditor Nitta, Masami Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935175162
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: Marianne C. Brown Mgmt For For
1C. Election of Director: Donald E. Felsinger Mgmt For For
1D. Election of Director: Ann M. Fudge Mgmt For For
1E. Election of Director: Bruce S. Gordon Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2020.
4. Shareholder proposal that the Company Shr Against For
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 3% Shr For Against
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
PAGERDUTY, INC. Agenda Number: 935209634
--------------------------------------------------------------------------------------------------------------------------
Security: 69553P100
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: PD
ISIN: US69553P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer Tejada Mgmt For For
Sameer Dholakia Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 935214926
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Brown Mgmt For For
John Colgrove Mgmt For For
Mark Garrett Mgmt For For
Roxanne Taylor Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending January 31, 2021.
3. An advisory vote on our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
QINETIQ GROUP PLC Agenda Number: 711315045
--------------------------------------------------------------------------------------------------------------------------
Security: G7303P106
Meeting Type: AGM
Meeting Date: 24-Jul-2019
Ticker:
ISIN: GB00B0WMWD03
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE REPORT AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO DECLARE A DIVIDEND Mgmt For For
4 TO RE-ELECT LYNN BRUBAKER AS A DIRECTOR Mgmt For For
5 TO RE-ELECT ADMIRAL SIR JAMES Mgmt For For
BURNELL-NUGENT AS A DIRECTOR
6 TO RE-ELECT MICHAEL HARPER AS A DIRECTOR Mgmt For For
7 TO ELECT NEIL JOHNSON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT IAN MASON AS A DIRECTOR Mgmt For For
9 TO RE-ELECT PAUL MURRAY AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SUSAN SEARLE AS A DIRECTOR Mgmt For For
11 TO RE-ELECT DAVID SMITH AS A DIRECTOR Mgmt For For
12 TO RE-ELECT STEVE WADEY AS A DIRECTOR Mgmt For For
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
14 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITORS REMUNERATION
15 TO MAKE POLITICAL DONATIONS Mgmt For For
16 AUTHORITY TO ALLOT NEW SHARES Mgmt For For
17 TO DISAPPLY PRE-EMPTION RIGHTS STANDARD Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS ACQUISITIONS Mgmt For For
19 TO AUTHORISE THE PURCHASE OF OWN SHARES Mgmt For For
20 NOTICE PERIOD FOR EXTRAORDINARY GENERAL Mgmt For For
MEETINGS
21 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935123783
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Fields Mgmt For For
1B. Election of Director: Jeffrey W. Henderson Mgmt For For
1C. Election of Director: Ann M. Livermore Mgmt For For
1D. Election of Director: Harish Manwani Mgmt For For
1E. Election of Director: Mark D. McLaughlin Mgmt For For
1F. Election of Director: Steve Mollenkopf Mgmt For For
1G. Election of Director: Clark T. Randt, Jr. Mgmt For For
1H. Election of Director: Irene B. Rosenfeld Mgmt For For
1I. Election of Director: Kornelis "Neil" Smit Mgmt For For
1J. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 27, 2020.
3. To approve the amended and restated 2016 Mgmt For For
Long-Term Incentive Plan, including an
increase in the share reserve by 74,500,000
shares.
4. To approve, on an advisory basis, our Mgmt Against Against
executive compensation.
5. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on our
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 935080616
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Special
Meeting Date: 11-Oct-2019
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Raytheon merger proposal: To adopt the Mgmt For For
Agreement and Plan of Merger, dated as of
June 9, 2019, by and among United
Technologies Corporation, Light Merger Sub
Corp. and Raytheon Company (the "merger
agreement").
2. Raytheon merger-related compensation Mgmt For For
proposal: To approve, by advisory
(non-binding) vote, certain compensation
arrangements that may be paid or become
payable to Raytheon Company's named
executive officers in connection with the
merger contemplated by the merger
agreement.
3. Raytheon adjournment proposal: To approve Mgmt For For
the adjournment of the Special Meeting of
Stockholders of Raytheon Company to a later
date or dates, if necessary or appropriate,
to solicit additional proxies in the event
there are not sufficient votes at the time
of the Special Meeting of Stockholders of
Raytheon Company to adopt the Raytheon
merger proposal.
--------------------------------------------------------------------------------------------------------------------------
SAAB AB Agenda Number: 712198654
--------------------------------------------------------------------------------------------------------------------------
Security: W72838118
Meeting Type: AGM
Meeting Date: 01-Apr-2020
Ticker:
ISIN: SE0000112385
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECTION OF CHAIRMAN OF THE MEETING: Non-Voting
ADVOKAT EVA HAGG
2 APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF PERSONS TO VERIFY THE MINUTES Non-Voting
5 QUESTION AS TO WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT, THE CONSOLIDATED ANNUAL
REPORT AND THE CONSOLIDATED AUDITOR'S
REPORT AS WELL AS THE AUDITOR'S STATEMENT
REGARDING WHETHER THE GUIDELINES FOR
REMUNERATION TO SENIOR EXECUTIVES HAVE BEEN
COMPLIED WITH
7 SPEECH BY THE PRESIDENT Non-Voting
8.A RESOLUTION ON: APPROVAL OF THE PARENT Mgmt Abstain Against
COMPANY'S INCOME STATEMENT AND BALANCE
SHEET, AND THE CONSOLIDATED INCOME
STATEMENT AND BALANCE SHEET
8.B RESOLUTION ON: ALLOCATIONS OF PROFIT Mgmt Abstain Against
ACCORDING TO THE APPROVED BALANCE SHEET AND
RECORD DATE FOR DIVIDEND: SEK 4.70 PER
SHARE
8.C RESOLUTION ON: DISCHARGE FROM LIABILITY FOR Mgmt Abstain Against
THE BOARD MEMBERS AND THE PRESIDENT
CMMT PLEASE NOTE THAT RESOLUTIONS 9 TO 11 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
9 DETERMINATION OF THE NUMBER OF BOARD Mgmt Abstain
MEMBERS AND DEPUTY BOARD MEMBERS: ELEVEN
BOARD MEMBERS AND NO DEPUTY BOARD MEMBERS
10 DETERMINATION OF FEES FOR THE BOARD AND THE Mgmt Abstain
AUDITOR
11.A NEW ELECTION OF MICAEL JOHANSSON AS BOARD Mgmt Abstain
MEMBER
11.B RE-ELECTION OF STEN JAKOBSSON AS BOARD Mgmt Abstain
MEMBER
11.C RE-ELECTION OF DANICA KRAGIC JENSFELT AS Mgmt Abstain
BOARD MEMBER
11.D RE-ELECTION OF SARA MAZUR AS BOARD MEMBER Mgmt Abstain
11.E RE-ELECTION OF JOHAN MENCKEL AS BOARD Mgmt Abstain
MEMBER
11.F RE-ELECTION OF DANIEL NODHALL AS BOARD Mgmt Abstain
MEMBER
11.G RE-ELECTION OF BERT NORDBERG AS BOARD Mgmt Abstain
MEMBER
11.H RE-ELECTION OF CECILIA STEGO CHILO AS BOARD Mgmt Abstain
MEMBER
11.I RE-ELECTION OF ERIKA SODERBERG JOHNSON AS Mgmt Abstain
BOARD MEMBER
11.J RE-ELECTION OF MARCUS WALLENBERG AS BOARD Mgmt Abstain
MEMBER
11.K RE-ELECTION OF JOAKIM WESTH AS BOARD MEMBER Mgmt Abstain
11.L RE-ELECTION OF MARCUS WALLENBERG AS Mgmt Abstain
CHAIRMAN OF THE BOARD
12 RESOLUTION ON THE BOARD'S PROPOSAL ON Mgmt Abstain Against
GUIDELINES FOR REMUNERATION AND OTHER TERMS
OF EMPLOYMENT FOR SENIOR EXECUTIVES
13.A RESOLUTION ON THE BOARD'S PROPOSAL ON A Mgmt Abstain Against
LONG-TERM INCENTIVE PROGRAM 2021 AND
ACQUISITION AND TRANSFER OF OWN SHARES:
IMPLEMENTATION OF LTI 2021 - SHARE MATCHING
PLAN 2021, PERFORMANCE SHARE PLAN 2021 AND
SPECIAL PROJECTS INCENTIVE 2021
13.B RESOLUTION ON THE BOARD'S PROPOSAL ON A Mgmt Abstain Against
LONG-TERM INCENTIVE PROGRAM 2021 AND
ACQUISITION AND TRANSFER OF OWN SHARES:
AUTHORIZATION FOR THE BOARD OF DIRECTORS TO
RESOLVE ON ACQUISITIONS OF SHARES AND
RESOLUTION ON TRANSFERS OF OWN SHARES TO
THE PARTICIPANTS IN LTI 2021
13.C RESOLUTION ON THE BOARD'S PROPOSAL ON A Mgmt Abstain Against
LONG-TERM INCENTIVE PROGRAM 2021 AND
ACQUISITION AND TRANSFER OF OWN SHARES:
EQUITY SWAP AGREEMENT WITH THIRD PARTY
14.A RESOLUTION ON THE BOARD'S PROPOSAL ON Mgmt Abstain Against
ACQUISITION AND TRANSFER OF OWN SHARES:
AUTHORIZATION FOR THE BOARD OF DIRECTORS TO
RESOLVE ON ACQUISITION OF OWN SHARES
14.B RESOLUTION ON THE BOARD'S PROPOSAL ON Mgmt Abstain Against
ACQUISITION AND TRANSFER OF OWN SHARES:
AUTHORIZATION FOR THE BOARD OF DIRECTORS TO
RESOLVE ON TRANSFER OF OWN SHARES IN
CONNECTION WITH ACQUISITIONS OF COMPANIES
14.C RESOLUTION ON THE BOARD'S PROPOSAL ON Mgmt Abstain Against
ACQUISITION AND TRANSFER OF OWN SHARES:
TRANSFER OF OWN SHARES TO COVER COSTS AS A
RESULT OF PREVIOUS YEARS' IMPLEMENTATION OF
INCENTIVE PROGRAMS
15 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain
SHAREHOLDER PROPOSAL: RESOLUTION ON
PROPOSAL FROM THE SHAREHOLDER SVENSKA
FREDS- OCH SKILJEDOMSFORENINGEN THAT SAAB,
IN ACCORDANCE WITH AGENDA 2030 GOAL 16 TO
REDUCE ALL FORMS OF VIOLENCE AND DEADLY
VIOLENCE, ENDS WITH ALL SALE AND DELIVERY
OF MILITARY TECHNOLOGY AND EQUIPMENT TO
BELLIGERENT COUNTRIES
16 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SINCH AB Agenda Number: 712391907
--------------------------------------------------------------------------------------------------------------------------
Security: W23980100
Meeting Type: AGM
Meeting Date: 15-May-2020
Ticker:
ISIN: SE0007439112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 APPOINTMENT OF CHAIRMAN OF THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES
6 DETERMINATION THAT THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED ANNUAL REPORT AND THE
AUDITOR'S GROUP REPORT
8.A RESOLUTION ON: ADOPTION OF THE PROFIT AND Mgmt For For
LOSS STATEMENT AND THE BALANCE SHEET AS
WELL AS THE CONSOLIDATED PROFIT AND LOSS
STATEMENT AND CONSOLIDATED BALANCE SHEET
8.B RESOLUTION ON: APPROPRIATION OF THE Mgmt For For
COMPANY'S PROFIT OR LOSS ACCORDING TO THE
ADOPTED BALANCE SHEET
8.C RESOLUTION ON: DISCHARGE FROM LIABILITY Mgmt For For
TOWARDS THE COMPANY OF THE MEMBERS OF THE
BOARD OF DIRECTORS AND THE CEO
9 DETERMINE NUMBER OF MEMBERS (5) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
10 RESOLUTION ON REMUNERATION TO THE BOARD OF Mgmt For For
DIRECTORS AND THE AUDITORS
11 RE-ELECT ERIK FROBERG (CHAIRMAN), RENEE Mgmt For For
ROBINSON STROMBERG, JOHAN STUART, BJORN
ZETHRAEUS AND BRIDGET COSGRAVE AS DIRECTORS
RATIFY DELOITTE AS AUDITORS
12 RESOLUTION ON THE PRINCIPLES FOR THE Mgmt For For
NOMINATION COMMITTEE AND INSTRUCTIONS FOR
THE NOMINATION COMMITTEE
13 RESOLUTION ON GUIDELINES FOR COMPENSATION Mgmt For For
TO SENIOR EXECUTIVES
14 RESOLUTION ON AUTHORIZATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO RESOLVE ON NEW ISSUES OF
SHARES
15 RESOLUTION TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION
16 RESOLUTION ON INCENTIVE PROGRAM 2020 AND Mgmt For For
ISSUE OF WARRANTS AND EMPLOYEE STOCK
OPTIONS
17 RESOLUTION ON AUTHORIZATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO RESOLVE ON NEW ISSUES OF
SHARES IN KIND (ACQUISITION OF WAVY GLOBAL)
18 CLOSING OF THE MEETING Non-Voting
CMMT 22 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIRECTOR AND
AUDITOR NAMES AND MODIFICATION OF TEXT IN
RESOLUTION 09. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SMARTSHEET INC. Agenda Number: 935212578
--------------------------------------------------------------------------------------------------------------------------
Security: 83200N103
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: SMAR
ISIN: US83200N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Geoffrey T. Barker Mgmt For For
Michael Gregoire Mgmt For For
Matthew McIlwain Mgmt For For
James N. White Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future non-binding votes on
our named executive officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
SOFTWARE AG Agenda Number: 712698109
--------------------------------------------------------------------------------------------------------------------------
Security: D7045M190
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: DE000A2GS401
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.76 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY BDO AG AS AUDITORS FOR FISCAL 2020 Mgmt For For
6.1 ELECT RALF DIETER TO THE SUPERVISORY BOARD Mgmt Against Against
6.2 ELECT URSULA SORITSCH-RENIER TO THE Mgmt For For
SUPERVISORY BOARD
6.3 ELECT KARL-HEINZ STREIBICH TO THE Mgmt Against Against
SUPERVISORY BOARD
6.4 ELECT MARKUS ZIENER TO THE SUPERVISORY Mgmt For For
BOARD
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 935221717
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307
Meeting Type: Annual
Meeting Date: 26-Jun-2020
Ticker: SNE
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To amend a part of the Articles of Mgmt For For
Incorporation.
2A. Election of Director: Kenichiro Yoshida Mgmt For For
2B. Election of Director: Hiroki Totoki Mgmt For For
2C. Election of Director: Shuzo Sumi Mgmt For For
2D. Election of Director: Tim Schaaff Mgmt For For
2E. Election of Director: Kazuo Matsunaga Mgmt For For
2F. Election of Director: Toshiko Oka Mgmt For For
2G. Election of Director: Sakie Akiyama Mgmt For For
2H. Election of Director: Wendy Becker Mgmt For For
2I. Election of Director: Yoshihiko Hatanaka Mgmt For For
2J. Election of Director: Adam Crozier Mgmt For For
2K. Election of Director: Keiko Kishigami Mgmt For For
2L. Election of Director: Joseph A. Kraft Jr. Mgmt For For
3. To issue Stock Acquisition Rights for the Mgmt For For
purpose of granting stock options.
--------------------------------------------------------------------------------------------------------------------------
SUBARU CORPORATION Agenda Number: 712704421
--------------------------------------------------------------------------------------------------------------------------
Security: J7676H100
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3814800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yoshinaga, Yasuyuki Mgmt Against Against
2.2 Appoint a Director Nakamura, Tomomi Mgmt Against Against
2.3 Appoint a Director Hosoya, Kazuo Mgmt Against Against
2.4 Appoint a Director Okada, Toshiaki Mgmt Against Against
2.5 Appoint a Director Kato, Yoichi Mgmt Against Against
2.6 Appoint a Director Onuki, Tetsuo Mgmt Against Against
2.7 Appoint a Director Abe, Yasuyuki Mgmt For For
2.8 Appoint a Director Yago, Natsunosuke Mgmt For For
2.9 Appoint a Director Doi, Miwako Mgmt For For
3 Appoint a Corporate Auditor Tsutsumi, Mgmt Against Against
Hiromi
4 Appoint a Substitute Corporate Auditor Ryu, Mgmt For For
Hirohisa
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 935188020
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Liang* Mgmt For For
Tally Liu* Mgmt For For
Sherman Tuan* Mgmt Withheld Against
Sara Liu# Mgmt For For
Michael S. McAndrews# Mgmt For For
Hwei-Ming (Fred) Tsai# Mgmt For For
Daniel W. Fairfax** Mgmt For For
Saria Tseng** Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
proxy statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for its
fiscal year ending June 30, 2020.
4. Approve the Super Micro Computer, Inc. 2020 Mgmt Against Against
Equity and Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
SWITCH INC Agenda Number: 935203404
--------------------------------------------------------------------------------------------------------------------------
Security: 87105L104
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: SWCH
ISIN: US87105L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rob Roy Mgmt For For
Zareh Sarrafian Mgmt For For
Kim Sheehy Mgmt For For
Donald D. Snyder Mgmt For For
Tom Thomas Mgmt For For
Bryan Wolf Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Switch,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2020
3. To vote on an advisory (non-binding) Mgmt For For
proposal to approve the compensation of the
named executive officers.
4. To vote on an advisory (non-binding) Mgmt 1 Year For
proposal on how frequently stockholders
should vote to approve the compensation of
the named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935132201
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aart J. de Geus Mgmt For For
Chi-Foon Chan Mgmt For For
Janice D. Chaffin Mgmt For For
Bruce R. Chizen Mgmt For For
Mercedes Johnson Mgmt For For
Chrysostomos L. Nikias Mgmt For For
John Schwarz Mgmt For For
Roy Vallee Mgmt For For
Steven C. Walske Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 3,500,000 shares.
3. To approve our Employee Stock Purchase Mgmt For For
Plan, as amended, primarily to increase the
number of shares available for issuance
under the plan by 5,000,000 shares.
4. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
5. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
TDK CORPORATION Agenda Number: 712712187
--------------------------------------------------------------------------------------------------------------------------
Security: J82141136
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3538800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ishiguro, Shigenao Mgmt Against Against
2.2 Appoint a Director Yamanishi, Tetsuji Mgmt Against Against
2.3 Appoint a Director Sumita, Makoto Mgmt Against Against
2.4 Appoint a Director Osaka, Seiji Mgmt Against Against
2.5 Appoint a Director Ishimura, Kazuhiko Mgmt For For
2.6 Appoint a Director Yagi, Kazunori Mgmt For For
2.7 Appoint a Director Nakayama, Kozue Mgmt For For
3 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors
4 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935139813
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: TDY
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Kenneth C. Dahlberg Mgmt For For
Robert A Malone Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2020.
3. APPROVAL OF NON-BINDING ADVISORY RESOLUTION Mgmt For For
ON THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935138722
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
TEXTRON INC. Agenda Number: 935139356
--------------------------------------------------------------------------------------------------------------------------
Security: 883203101
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: TXT
ISIN: US8832031012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott C. Donnelly Mgmt For For
1B. Election of Director: Kathleen M. Bader Mgmt For For
1C. Election of Director: R. Kerry Clark Mgmt For For
1D. Election of Director: James T. Conway Mgmt For For
1E. Election of Director: Paul E. Gagne Mgmt For For
1F. Election of Director: Ralph D. Heath Mgmt For For
1G. Election of Director: Deborah Lee James Mgmt For For
1H. Election of Director: Lionel L. Nowell III Mgmt For For
1I. Election of Director: James L. Ziemer Mgmt For For
1J. Election of Director: Maria T. Zuber Mgmt For For
2. Approval of the advisory (non-binding) Mgmt For For
resolution to approve executive
compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 935140575
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bradway Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Arthur D. Collins Jr. Mgmt For For
1D. Election of Director: Edmund P. Mgmt For For
Giambastiani Jr.
1E. Election of Director: Lynn J. Good Mgmt For For
1F. Election of Director: Nikki R. Haley Mgmt For For
1G. Election of Director: Akhil Johri Mgmt For For
1H. Election of Director: Lawrence W. Kellner Mgmt For For
1I. Election of Director: Caroline B. Kennedy Mgmt For For
1J. Election of Director: Steven M. Mollenkopf Mgmt For For
1K. Election of Director: John M. Richardson Mgmt For For
1L. Election of Director: Susan C. Schwab Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt Against Against
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For
LLP as Independent Auditor for 2020.
4. Disclosure of Director Skills, Ideological Shr Against For
Perspectives, and Experience and Minimum
Director Qualifications.
5. Additional Report on Lobbying Activities. Shr Against For
6. Policy Requiring Independent Board Shr Against For
Chairman.
7. Written Consent. Shr For Against
8. Mandatory Retention of Significant Stock by Shr Against For
Executives.
9. Additional Disclosure of Compensation Shr Against For
Adjustments.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935077518
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Special
Meeting Date: 03-Oct-2019
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Company's 2019 Mgmt For For
Stock Option Plan.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935129355
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 24-Mar-2020
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt Withheld Against
William Dries Mgmt Withheld Against
Mervin Dunn Mgmt Withheld Against
Michael Graff Mgmt Withheld Against
Sean Hennessy Mgmt Withheld Against
W. Nicholas Howley Mgmt Withheld Against
Raymond Laubenthal Mgmt Withheld Against
Gary E. McCullough Mgmt Withheld Against
Michele Santana Mgmt Withheld Against
Robert Small Mgmt Withheld Against
John Staer Mgmt Withheld Against
Kevin Stein Mgmt Withheld Against
2. To approve (in an advisory vote) Mgmt Abstain Against
compensation paid to the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt Abstain Against
LLP as the Company's independent
accountants for the fiscal year ending
September 30, 2020.
4. To consider a stockholder proposal to adopt Shr Abstain Against
greenhouse gas emissions reduction targets.
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE INC. Agenda Number: 935180860
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: TRMB
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven W. Berglund Mgmt For For
Borje Ekholm Mgmt For For
Kaigham (Ken) Gabriel Mgmt For For
Merit E. Janow Mgmt For For
Meaghan Lloyd Mgmt For For
Sandra MacQuillan Mgmt For For
Ronald S. Nersesian Mgmt For For
Robert G. Painter Mgmt For For
Mark S. Peek Mgmt For For
Johan Wibergh Mgmt For For
2. To hold an advisory vote on approving the Mgmt For For
compensation for our Named Executive
Officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year ending January 1, 2021.
4. To approve an amendment to the 2002 Stock Mgmt For For
Plan to increase by 18,000,000 the number
of shares of Common Stock available for the
grant of options and awards.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935080628
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Special
Meeting Date: 11-Oct-2019
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of UTC common stock, Mgmt For For
par value $1.00 per share, to Raytheon
stockholders in connection with the merger
contemplated by the Agreement and Plan of
Merger, dated as of June 9, 2019, by and
among United Technologies Corporation,
Light Merger Sub Corp. and Raytheon Company
(the "UTC share issuance proposal").
2. Approve the adjournment of the UTC special Mgmt For For
meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies in the event there are
not sufficient votes at the time of the UTC
special meeting to approve the UTC share
issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935142707
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd J. Austin III Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Marshall O. Larsen Mgmt For For
1D. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1E. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1F. Election of Director: Denise L. Ramos Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Brian C. Rogers Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2020.
4. Shareowner Proposal regarding a Simple Shr For
Majority Vote Requirement.
5. Shareowner Proposal to Create a Committee Shr Against For
to Prepare a Report regarding the Impact of
Plant Closure on Communities and
Alternatives to Help Mitigate the Effects.
--------------------------------------------------------------------------------------------------------------------------
WORKHORSE GROUP INC. Agenda Number: 935094564
--------------------------------------------------------------------------------------------------------------------------
Security: 98138J206
Meeting Type: Annual
Meeting Date: 25-Nov-2019
Ticker: WKHS
ISIN: US98138J2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond Chess Mgmt For For
Harry Demott Mgmt For For
H. Benjamin Samuels Mgmt For For
Gerald B. Budde Mgmt For For
Duane Hughes Mgmt For For
Michael Clark Mgmt For For
2. Proposal to ratify the appointment of GRANT Mgmt For For
THORNTON LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
WORKHORSE GROUP INC. Agenda Number: 935131742
--------------------------------------------------------------------------------------------------------------------------
Security: 98138J206
Meeting Type: Special
Meeting Date: 13-Mar-2020
Ticker: WKHS
ISIN: US98138J2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Transaction. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YAMAHA MOTOR CO.,LTD. Agenda Number: 712223089
--------------------------------------------------------------------------------------------------------------------------
Security: J95776126
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: JP3942800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Yanagi, Hiroyuki Mgmt Against Against
2.2 Appoint a Director Hidaka, Yoshihiro Mgmt Against Against
2.3 Appoint a Director Watanabe, Katsuaki Mgmt Against Against
2.4 Appoint a Director Kato, Toshizumi Mgmt Against Against
2.5 Appoint a Director Yamaji, Katsuhito Mgmt Against Against
2.6 Appoint a Director Shimamoto, Makoto Mgmt Against Against
2.7 Appoint a Director Okawa, Tatsumi Mgmt Against Against
2.8 Appoint a Director Nakata, Takuya Mgmt Against Against
2.9 Appoint a Director Kamigama, Takehiro Mgmt Against Against
2.10 Appoint a Director Tashiro, Yuko Mgmt For For
2.11 Appoint a Director Ohashi, Tetsuji Mgmt Against Against
3 Appoint a Substitute Corporate Auditor Mgmt For For
Kawai, Eriko
Wedbush ETFMG Video Game Tech ETF
--------------------------------------------------------------------------------------------------------------------------
ACER INCORPORATED Agenda Number: 712648243
--------------------------------------------------------------------------------------------------------------------------
Security: Y0003F171
Meeting Type: AGM
Meeting Date: 12-Jun-2020
Ticker:
ISIN: TW0002353000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 THE ELECTION OF THE DIRECTOR:STAN Mgmt For For
SHIH,SHAREHOLDER NO.0000002
1.2 THE ELECTION OF THE DIRECTOR:JASON Mgmt For For
CHEN,SHAREHOLDER NO.0857788
1.3 THE ELECTION OF THE DIRECTOR:HUNG ROUAN Mgmt For For
INVESTMENT CORP. ,SHAREHOLDER
NO.0005978,MAVERICK SHIH AS REPRESENTATIVE
1.4 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:CHING-HSIANG HSU,SHAREHOLDER
NO.0916903
1.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:JI-REN LEE,SHAREHOLDER NO.0857786
1.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:SAN-CHENG CHANG,SHAREHOLDER
NO.0157790
1.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:YURI, KURE,SHAREHOLDER NO.1018823
2 RATIFICATION PROPOSAL OF THE FINANCIAL Mgmt For For
STATEMENTS AND BUSINESS REPORT FOR THE YEAR
2019.
3 RATIFICATION PROPOSAL OF PROFIT Mgmt For For
APPROPRIATION FOR THE YEAR 2019. PROPOSED
CASH DIVIDEND: TWD 0.44 PER SHARE
4 TO APPROVE THE PROPOSAL OF CASH Mgmt For For
DISTRIBUTION FROM THE CAPITAL SURPLUS.
PROPOSED CASH DIVIDEND: TWD 0.33 PER SHARE
5 TO APPROVE THE PROPOSAL OF AMENDMENTS TO Mgmt For For
ACERS INTERNAL RULE: PROCEDURES FOR
ACQUIRING OR DISPOSING OF ASSETS.
6 TO RELEASE NON COMPETE RESTRICTIONS ON Mgmt For For
NEWLY ELECTED DIRECTORS AND THEIR
REPRESENTATIVES.
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 935196483
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reveta Bowers Mgmt For For
1B. Election of Director: Robert Corti Mgmt For For
1C. Election of Director: Hendrik Hartong III Mgmt For For
1D. Election of Director: Brian Kelly Mgmt For For
1E. Election of Director: Robert Kotick Mgmt For For
1F. Election of Director: Barry Meyer Mgmt For For
1G. Election of Director: Robert Morgado Mgmt For For
1H. Election of Director: Peter Nolan Mgmt For For
1I. Election of Director: Dawn Ostroff Mgmt For For
1J. Election of Director: Casey Wasserman Mgmt For For
2. To provide advisory approval of our Mgmt For For
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
4. Stockholder proposal regarding political Shr Against For
disclosures.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935153700
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt For For
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AERIA INC. Agenda Number: 712262219
--------------------------------------------------------------------------------------------------------------------------
Security: J00223107
Meeting Type: AGM
Meeting Date: 30-Mar-2020
Ticker:
ISIN: JP3105290005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Reduction of Stated Capital and Mgmt For For
Capital Reserve, and Appropriation of
Surplus
2 Approve Appropriation of Surplus Mgmt For For
3.1 Appoint a Director Nagashima, Takayuki Mgmt Against Against
3.2 Appoint a Director Kobayashi, Yusuke Mgmt Against Against
3.3 Appoint a Director Miyake, Tomohiro Mgmt For For
3.4 Appoint a Director Yoshimura, Takashi Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AFREECATV CO., LTD. Agenda Number: 712255682
--------------------------------------------------------------------------------------------------------------------------
Security: Y63806106
Meeting Type: AGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: KR7067160002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2.1 ELECTION OF INSIDE DIRECTOR: SEO SU GIL Mgmt Against Against
2.2 ELECTION OF INSIDE DIRECTOR: JEONG CHAN Mgmt Against Against
YONG
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
4 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AIMING INC. Agenda Number: 712241087
--------------------------------------------------------------------------------------------------------------------------
Security: J0R63K100
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: JP3161050004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Shiiba, Tadashi Mgmt Against Against
1.2 Appoint a Director Hagiwara, Kazuyuki Mgmt Against Against
1.3 Appoint a Director Tamura, Noritaka Mgmt Against Against
1.4 Appoint a Director Takechi, Tomoyuki Mgmt For For
1.5 Appoint a Director Shin Joon Oh Mgmt Against Against
2 Appoint a Corporate Auditor Tsuchiya, Mgmt For For
Hideki
3 Appoint a Substitute Corporate Auditor Mgmt For For
Suehiro, Takashi
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr For Against
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
ASUSTEK COMPUTER INC Agenda Number: 712627643
--------------------------------------------------------------------------------------------------------------------------
Security: Y04327105
Meeting Type: AGM
Meeting Date: 09-Jun-2020
Ticker:
ISIN: TW0002357001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT 2019 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2019 PROFITS..PROPOSED CASH DIVIDEND: TWD
14 PER SHARE.
3 AMENDMENT TO THE LOANS AND ENDORSEMENT AND Mgmt For For
GUARANTEE OPERATIONAL PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
BANDAI NAMCO HOLDINGS INC. Agenda Number: 712740720
--------------------------------------------------------------------------------------------------------------------------
Security: Y0606D102
Meeting Type: AGM
Meeting Date: 22-Jun-2020
Ticker:
ISIN: JP3778630008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Taguchi, Mitsuaki Mgmt Against Against
2.2 Appoint a Director Kawaguchi, Masaru Mgmt Against Against
2.3 Appoint a Director Otsu, Shuji Mgmt Against Against
2.4 Appoint a Director Asako, Yuji Mgmt Against Against
2.5 Appoint a Director Miyakawa, Yasuo Mgmt Against Against
2.6 Appoint a Director Hagiwara, Hitoshi Mgmt Against Against
2.7 Appoint a Director Kawashiro, Kazumi Mgmt Against Against
2.8 Appoint a Director Asanuma, Makoto Mgmt Against Against
2.9 Appoint a Director Matsuda, Yuzuru Mgmt For For
2.10 Appoint a Director Kuwabara, Satoko Mgmt For For
2.11 Appoint a Director Noma, Mikiharu Mgmt For For
2.12 Appoint a Director Kawana, Koichi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAPCOM CO.,LTD. Agenda Number: 712663396
--------------------------------------------------------------------------------------------------------------------------
Security: J05187109
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: JP3218900003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsujimoto,
Kenzo
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsujimoto,
Haruhiro
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Egawa, Yoichi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nomura,
Kenkichi
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Masao
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Muranaka, Toru
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mizukoshi,
Yutaka
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hirao, Kazushi
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Iwasaki,
Yoshihiko
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Matsuo, Makoto
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Kanamori,
Hitoshi
--------------------------------------------------------------------------------------------------------------------------
CHANGYOU.COM LTD Agenda Number: 935050194
--------------------------------------------------------------------------------------------------------------------------
Security: 15911M107
Meeting Type: Annual
Meeting Date: 05-Jul-2019
Ticker: CYOU
ISIN: US15911M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Charles Zhang Mgmt For For
1.2 Election of Director: Dewen Chen Mgmt For For
1.3 Election of Director: Dave De Yang Mgmt For For
1.4 Election of Director: Xiao Chen Mgmt For For
1.5 Election of Director: Charles (Sheung Wai) Mgmt For For
Chan
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
the Company's independent auditors for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
COM2US CORPORATION Agenda Number: 712245871
--------------------------------------------------------------------------------------------------------------------------
Security: Y1695S109
Meeting Type: AGM
Meeting Date: 24-Mar-2020
Ticker:
ISIN: KR7078340007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2.1 ELECTION OF INSIDE DIRECTOR: I YONG GUK Mgmt For For
2.2 ELECTION OF INSIDE DIRECTOR: SONG JAE JUN Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
4 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CYBERSTEP,INC. Agenda Number: 711496857
--------------------------------------------------------------------------------------------------------------------------
Security: J1029J103
Meeting Type: AGM
Meeting Date: 29-Aug-2019
Ticker:
ISIN: JP3311520005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Non-votable Reporting item: the Annual Non-Voting
Business Reports, the Consolidated
Financial Statements, the Audit Reports and
the Financial Statements
--------------------------------------------------------------------------------------------------------------------------
DENA CO.,LTD. Agenda Number: 712704786
--------------------------------------------------------------------------------------------------------------------------
Security: J1257N107
Meeting Type: AGM
Meeting Date: 20-Jun-2020
Ticker:
ISIN: JP3548610009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Namba, Tomoko Mgmt Against Against
2.2 Appoint a Director Moriyasu, Isao Mgmt Against Against
2.3 Appoint a Director Okamura, Shingo Mgmt Against Against
2.4 Appoint a Director Funatsu, Koji Mgmt For For
2.5 Appoint a Director Asami, Hiroyasu Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935055081
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for one year Mgmt Abstain Against
term: Leonard S. Coleman
1b. Election of Director to serve for one year Mgmt Abstain Against
term: Jay C. Hoag
1c. Election of Director to serve for one year Mgmt Abstain Against
term: Jeffrey T. Huber
1d. Election of Director to serve for one year Mgmt Abstain Against
term: Lawrence F. Probst
1e. Election of Director to serve for one year Mgmt Abstain Against
term: Talbott Roche
1f. Election of Director to serve for one year Mgmt Abstain Against
term: Richard A. Simonson
1g. Election of Director to serve for one year Mgmt Abstain Against
term: Luis A. Ubinas
1h. Election of Director to serve for one year Mgmt Abstain Against
term: Heidi J. Ueberroth
1i. Election of Director to serve for one year Mgmt Abstain Against
term: Andrew Wilson
2. Advisory vote on the compensation of the Mgmt Abstain Against
named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt Abstain Against
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2020.
4. Approve our 2019 Equity Incentive Plan. Mgmt Abstain Against
5. Amend and Restate our Certificate of Mgmt Abstain Against
Incorporation to permit stockholders
holding 25% or more of our common stock to
call special meetings.
6. To consider and vote upon a stockholder Shr Abstain Against
proposal, if properly presented at the
Annual Meeting, to enable stockholders
holding 15% or more of our common stock to
call special meetings.
--------------------------------------------------------------------------------------------------------------------------
EMBRACER GROUP AB Agenda Number: 712077266
--------------------------------------------------------------------------------------------------------------------------
Security: W2504N101
Meeting Type: EGM
Meeting Date: 19-Feb-2020
Ticker:
ISIN: SE0013121589
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPEN MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF VOTING LIST Non-Voting
4 ELECTION OF ONE PERSON TO CERTIFY THE Non-Voting
MINUTES
5 QUESTION WHETHER THE GENERAL MEETING HAS Non-Voting
BEEN DULY CONVENED
6 APPROVAL OF THE AGENDA Non-Voting
7 DETERMINE NUMBER OF MEMBERS (6) DEPUTY Mgmt For For
MEMBERS (0) OF BOARD APPROVE REMUNERATION
OF NEW DIRECTOR IN THE AMOUNT OF SEK
250,000 ELECT DAVID GARDNER AS NEW DIRECTOR
8 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
EMBRACER GROUP AB Agenda Number: 712178133
--------------------------------------------------------------------------------------------------------------------------
Security: W2504N101
Meeting Type: EGM
Meeting Date: 11-Mar-2020
Ticker:
ISIN: SE0013121589
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF VOTING LIST Non-Voting
4 ELECTION OF ONE PERSON TO CERTIFY THE Non-Voting
MINUTES
5 QUESTION WHETHER THE GENERAL MEETING HAS Non-Voting
BEEN DULY CONVENED
6 APPROVAL OF THE AGENDA Non-Voting
7 RESOLUTION REGARDING AUTHORIZATION FOR THE Mgmt For For
BOARD TO ISSUE NEW SHARES
8 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
EMBRACER GROUP AB Agenda Number: 712565437
--------------------------------------------------------------------------------------------------------------------------
Security: W2504N101
Meeting Type: EGM
Meeting Date: 20-May-2020
Ticker:
ISIN: SE0013121589
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF VOTING LIST Non-Voting
4 ELECTION OF ONE PERSON TO CERTIFY THE Non-Voting
MINUTES
5 QUESTION WHETHER THE GENERAL MEETING HAS Non-Voting
BEEN DULY CONVENED
6 APPROVAL OF THE AGENDA Non-Voting
7 RESOLUTION REGARDING DETERMINATION OF Mgmt For For
NUMBER OF DIRECTORS, BOARD REMUNERATION AND
ELECTION OF NEW DIRECTOR: MATTHEW KARCH
8 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
FRONTIER DEVELOPMENTS PLC Agenda Number: 711589854
--------------------------------------------------------------------------------------------------------------------------
Security: G36793100
Meeting Type: AGM
Meeting Date: 30-Oct-2019
Ticker:
ISIN: GB00BBT32N39
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED 31 MAY2019
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITOR THEREON
2 TO RE-APPOINT ALEXANDER BEVIS, WHO RETIRES Mgmt Against Against
AND OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
3 TO RE-APPOINT DAVID BRABEN, WHO RETIRES AND Mgmt Against Against
OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
4 TO RE-APPOINT CHARLES COTTON, WHO RETIRES Mgmt For For
AND OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
5 TO RE-APPOINT DAVID GAMMON, WHO RETIRES AND Mgmt For For
OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
6 TO RE-APPOINT JAMES MITCHELL, WHO RETIRES Mgmt Against Against
AND OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
7 TO RE-APPOINT DAVID WALSH, WHO RETIRES AND Mgmt Against Against
OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
8 TO RE-APPOINT JONATHAN WATTS, WHO RETIRES Mgmt Against Against
AND OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
9 TO RE-APPOINT AUDITORS IN ACCORDANCE WITH Mgmt For For
SECTION 489 OF THE COMPANIES ACT 2006 (THE
'ACT') TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING AT WHICH
THE ACCOUNTS OF THE COMPANY ARE LAID
10 TO AUTHORISE THE DIRECTORS OF THE COMPANY Mgmt For For
(THE 'DIRECTORS') TO DETERMINE THE
AUDITORS' REMUNERATION FOR THE ENSUING YEAR
11 THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED TO
EXERCISE ALL POWERS OF THE COMPANY,
PURSUANT TO SECTION 551 OF THE ACT, TO
ALLOT EQUITY SECURITIES (WITHIN THE MEANING
OF SECTION 560 OF THE ACT) UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 64,568.45,
WHICH REPRESENTS ONE-THIRD OF THE NOMINAL
VALUE OF THE COMPANY'S ISSUED SHARE CAPITAL
AT THE DATE OF THIS NOTICE, PROVIDED THAT
THIS AUTHORITY, UNLESS RENEWED, VARIED OR
REVOKED BY THE COMPANY IN A GENERAL
MEETING, SHALL EXPIRE ON THE EARLIER OF 15
MONTHS AFTER THE PASSING OF THIS RESOLUTION
OR THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN 2020,
SAVE THAT THE COMPANY MAY BEFORE SUCH
EXPIRY MAKE AN OFFER OR AGREEMENT WHICH
WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO
BE ALLOTTED AFTER SUCH EXPIRY AND THE
DIRECTORS MAY ALLOT EQUITY SECURITIES IN
PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS
IF THE AUTHORITY CONFERRED HEREBY HAD NOT
EXPIRED. THIS AUTHORITY IS IN SUBSTITUTION
FOR ALL PREVIOUS AUTHORITIES CONFERRED UPON
THE DIRECTORS PURSUANT TO SECTION 551 OF
THE ACT, BUT WITHOUT PREJUDICE TO THE
ALLOTMENT OF ANY EQUITY SECURITIES ALREADY
MADE OR TO BE MADE PURSUANT TO SUCH
AUTHORITIES
12 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
11 ABOVE, THE DIRECTORS BE EMPOWERED IN
ACCORDANCE WITH SECTION 570 OF THE ACT TO
ALLOT EQUITY SECURITIES (WITHIN THE MEANING
OF SECTION 560 OF THE ACT) WHOLLY FOR CASH
PURSUANT TO THE AUTHORITY CONFERRED ON THEM
PURSUANT TO RESOLUTION 11 ABOVE AS IF
SECTION 561(1) OF THE ACT OR ANY
PRE-EMPTION PROVISIONS CONTAINED IN THE
ARTICLES DID NOT APPLY TO ANY SUCH
ALLOTMENT, PROVIDED THAT THIS POWER SHALL
BE LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES: (A) IN CONNECTION WITH AN OPEN
OFFER OF EQUITY SECURITIES BY WAY OF RIGHTS
ISSUE TO HOLDERS OF EQUITY SECURITIES IN
PROPORTION (AS NEARLY AS MAY BE
PRACTICABLE) TO THEIR RESPECTIVE HOLDINGS
OF SUCH EQUITY SECURITIES, BUT SUBJECT TO
SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS
THE DIRECTORS MAY CONSIDER APPROPRIATE TO
DEAL, WITH FRACTIONAL ENTITLEMENTS OR
PROBLEMS ARISING IN ANY TERRITORY OR WITH
THE REQUIREMENTS OF ANY RECOGNISED
REGULATORY BODY OR STOCK EXCHANGE IN ANY
TERRITORY; AND (B) OTHERWISE THAN PURSUANT
TO SUB-PARAGRAPH (A) ABOVE, UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 19,370.53
WHICH REPRESENTS ONE-TENTH OF THE NOMINAL
VALUE OF THE COMPANY'S ISSUED SHARE CAPITAL
AS AT THE DATE OF THIS NOTICE. SUCH POWER
SHALL EXPIRE ON THE EARLIER OF 15 MONTHS
AFTER THE PASSING OF THIS RESOLUTION OR THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
THE COMPANY TO BE HELD IN 2020, SAVE THAT
THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN
OFFER OR AGREEMENT WHICH WOULD OR MIGHT
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
AFTER SUCH EXPIRY AND THE BOARD MAY ALLOT
EQUITY SECURITIES IN PURSUANCE OF SUCH AN
OFFER OR AGREEMENT AS IF THE AUTHORITY
CONFERRED HEREBY HAD NOT EXPIRED
--------------------------------------------------------------------------------------------------------------------------
FUNCOM SE Agenda Number: 711743612
--------------------------------------------------------------------------------------------------------------------------
Security: N3R67P146
Meeting Type: EGM
Meeting Date: 16-Dec-2019
Ticker:
ISIN: NL0012756266
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPEN MEETING Non-Voting
2 APPROVE DISCHARGE OF OLE GLADHAUG FROM Mgmt For For
SUPERVISORY BOARD
3 APPROVE DISCHARGE OF ANDREAS ARNTZEN FROM Mgmt For For
SUPERVISORY BOARD
4 ELECT EDDIE TAK HO CHAN TO SUPERVISORY Mgmt Against Against
BOARD
5 ELECT PENG LU TO SUPERVISORY BOARD Mgmt Against Against
6 ELECT EDDIE TAK HO CHAN AS CHAIRMAN OF Mgmt For For
SUPERVISORY BOARD
7 FIX NUMBER OF SUPERVISORY BOARD MEMBERS AT Mgmt For For
5
8 RATIFY BDO AUDIT ASSURANCE B.V. AS AUDITORS Mgmt For For
9 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
FUNCOM SE Agenda Number: 712064663
--------------------------------------------------------------------------------------------------------------------------
Security: N3R67P146
Meeting Type: EGM
Meeting Date: 06-Mar-2020
Ticker:
ISIN: NL0012756266
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU
1 OPENING Non-Voting
2 EXPLANATION OF THE RECOMMENDED PUBLIC CASH Non-Voting
OFFER BY TENCENT CLOUD EUROPE BV
3 CLOSING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
FUNCOM SE Agenda Number: 712585061
--------------------------------------------------------------------------------------------------------------------------
Security: N3R67P146
Meeting Type: AGM
Meeting Date: 12-Jun-2020
Ticker:
ISIN: NL0012756266
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 402841 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 OPENING Non-Voting
2 REPORT FROM THE BOARD OF MANAGING DIRECTORS Non-Voting
IN RELATION TO THE FINANCIAL YEAR ENDED 31
DECEMBER 2019, INCLUDING COMPLIANCE WITH
THE DUTCH CORPORATE GOVERNANCE CODE AND THE
NORWEGIAN CODE OF PRACTICE FOR CORPORATE
GOVERNANCE
3 REPORT FROM THE BOARD OF SUPERVISORY Non-Voting
DIRECTORS IN RELATION TO THE FINANCIAL YEAR
ENDED 31 DECEMBER 2019
4 RELEVANT INFORMATION BEFORE ADOPTION OF Non-Voting
ANNUAL ACCOUNTS OF FUNCOM SE FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2019
5 PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS OF Mgmt For For
FUNCOM SE FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019. THE ANNUAL ACCOUNTS AND
ANNUAL REPORT, AS WELL AS THE RELEVANT
MISCELLANEOUS INFORMATION REFERENCED UNDER
ARTICLE 392, BOOK 2 OF THE DUTCH CIVIL
CODE, ARE AVAILABLE FOR INSPECTION AT THE
COMPANY'S REGISTERED ADDRESS AT PRINS
MAURITSLAAN 37 - 39, 1171LP BADHOEVEDORP,
THE NETHERLANDS AND AT THE COMPANY'S
WEBSITE (INVESTORS.FUNCOM.COM), AS OF 23
APRIL 2020
6 PROPOSAL TO APPROPRIATE THE RESULT IN Mgmt For For
RELATION TO THE FINANCIAL YEAR ENDED 31
DECEMBER 2019 IN ACCORDANCE WITH THE
PROPOSAL FROM THE BOARD OF SUPERVISORY
DIRECTORS, AS INCLUDED IN THE ANNUAL
ACCOUNTS OF FUNCOM SE FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 201
7 PROPOSAL TO RELEASE THE MANAGING DIRECTORS Mgmt For For
FROM LIABILITY FOR THEIR ACTIVITIES IN
RELATION TO THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
8 PROPOSAL TO RELEASE THE SUPERVISORY Mgmt For For
DIRECTORS FROM LIABILITY FOR THEIR
ACTIVITIES IN RELATION TO THE FINANCIAL
YEAR ENDED 31 DECEMBER 2019
9 PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY PURSUANT TO A
PROPOSAL FROM THE BOARD OF SUPERVISORY
DIRECTORS TO THAT END. THE DRAFT TEXT OF
THE AMENDMENT TO THE ARTICLES OF
ASSOCIATION IS AVAILABLE FOR INSPECTION AT
PRINS MAURITSLAAN 37 - 39, 1171LP
BADHOEVEDORP, THE NETHERLANDS, AT THE
WEBSITE OF OSLO BORS (NEWSWEB.OSLOBORS.NO/)
AND AT THE COMPANY'S WEBSITE
(INVESTORS.FUNCOM.COM), AS OF THE DATE
HEREOF. THE PROPOSAL INCLUDES THE PROPOSAL
TO APPROVE THE TRANSFER OF THE STATUTORY
SEAT (STATUTAIRE ZETEL) FROM KATWIJK, THE
NETHERLANDS TO THE MUNICIPALITY OF OSLO,
NORWAY
10 PROPOSAL TO DISCHARGE (DECHARGE VERLENEN Mgmt For For
AAN) MR. EGIL KVANNLI FOR HIS ACTIVITIES AS
SUPERVISORY DIRECTOR IN RELATION TO THE
PERIOD COMMENCING ON 1 JANUARY 2020 AND
ENDING ON 12 JUNE 2020, CONSIDERING THAT HE
RESIGNED AS MEMBER OF THE BOARD OF
SUPERVISORY DIRECTORS EFFECTIVE PER THE
DATE OF THE MEETING
11 PROPOSAL TO ELECT: (I) EDDIE TAK HO CHAN, Mgmt For For
(II) PENG LU AND (III) SUSANA LIV MEZA
GRAHAM AS MEMBERS TO THE ADMINISTRATIVE
ORGAN (BOARD OF DIRECTORS), IMMEDIATELY
FOLLOWING THE ESTABLISHMENT THEREOF AND AS
OF THE DATE OF THE TRANSFER OF THE
STATUTORY SEAT TO NORWAY (IN ACCORDANCE
WITH THE ONE-TIER SYSTEM TO BE ESTABLISHED
AS OF THE DATE OF THE TRANSFER OF STATUTORY
SEAT TO NORWAY, PURSUANT TO ARTICLE 38
PARAGRAPH 2 AND 3 OF THE COUNCIL REGULATION
(EC) NO 2157/2001 ON THE STATUTE FOR A
EUROPEAN COMPANY (SE), AS SET OUT IN THE
DRAFT TEXT OF THE AMENDMENT TO THE ARTICLES
OF ASSOCIATION)
12 PROPOSAL TO GRANT THE ADMINISTRATIVE ORGAN Mgmt For For
(BOARD OF DIRECTORS) AUTHORIZATION TO
INCREASE THE COMPANY'S SHARE CAPITAL AS OF
THE DATE OF THE TRANSFER OF THE STATUTORY
SEAT TO NORWAY
13 PROPOSAL TO FULLY DISCHARGE AND RELEASE THE Mgmt For For
MANAGING DIRECTORS FROM LIABILITY FOR THEIR
ACTIVITIES FOR THE CURRENT FINANCIAL YEAR
UP TO AND INCLUDING THE DATE OF THE MEETING
14 PROPOSAL TO FULLY DISCHARGE AND RELEASE THE Mgmt For For
SUPERVISORY DIRECTORS FROM LIABILITY FOR
THEIR ACTIVITIES FOR THE CURRENT FINANCIAL
YEAR UP TO AND INCLUDING THE DATE OF THE
MEETING
15 PROPOSAL TO APPLY FOR DELISTING OF THE Mgmt For For
COMPANY'S SHARES FROM OSLO BORS ("OSLO
STOCK EXCHANGE")
16 CLOSING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
G5 ENTERTAINMENT AB Agenda Number: 712626867
--------------------------------------------------------------------------------------------------------------------------
Security: W3966D102
Meeting Type: AGM
Meeting Date: 08-Jun-2020
Ticker:
ISIN: SE0001824004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 PREPARATION AND APPROVAL OF VOTING REGISTER Non-Voting
3 ELECTION OF CHAIRMAN OF THE GENERAL Non-Voting
MEETING: PETTER NYLANDER
4 PRESENTATION AND APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES TOGETHER WITH THE CHAIRMAN
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 PRESENTATION BY THE CEO Non-Voting
8 PRESENTATION OF THE ANNUAL REPORT AND Non-Voting
AUDITOR'S REPORT, AS WELL AS CONSOLIDATED
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
ON THE CONSOLIDATED ACCOUNTS
9.A RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND BALANCE SHEET, AS WELL
AS THE CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
9.B RESOLUTION REGARDING: APPROPRIATIONS Mgmt For For
CONCERNING THE COMPANY'S PROFIT AND LOSS IN
ACCORDANCE WITH THE ADOPTED BALANCE SHEET:
SEK 2.50 FOR EACH SHARE
9.C RESOLUTION REGARDING: DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD DIRECTORS AND THE
CEO
CMMT PLEASE NOTE THAT RESOLUTIONS 10 TO 14 ARE Non-Voting
PROPOSED BY NOMINATING COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
10 DETERMINATION OF THE NUMBER OF DIRECTORS Mgmt For
AND AUDITORS: SIX (6) DIRECTORS AND NO
DEPUTIES
11 DETERMINATION OF REMUNERATION TO THE BOARD Mgmt For
OF DIRECTORS AND AUDITORS
12 ELECTION OF BOARD DIRECTORS: PETTER Mgmt For
NYLANDER, JOHANNA FAGRELL KOHLER, STEFAN
LUNDBORG, JEFFREY W. ROSE AND VLADISLAV
SUGLOBOV (ALSO CEO). THE NOMINATION
COMMITTEE PROPOSES ELECTION OF MARCUS
SEGAL. IT IS PROPOSED THAT PETTER NYLANDER
IS RE-ELECTED AS CHAIRMAN OF THE BOARD
13 ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS Mgmt For
AB ("PWC") AS THE COMPANY'S AUDITOR. PWC
HAS NOTIFIED THAT IN THE EVENT OF THEIR
BEING RE-APPOINTED, ALEKSANDER LYCKOW WILL
CONTINUOUSLY BE THE AUDITOR-IN-CHARGE
14 RESOLUTION REGARDING COMPOSITION OF THE Mgmt For
NOMINATING COMMITTEE
15 RESOLUTION REGARDING ADOPTION OF GUIDELINES Mgmt For For
FOR REMUNERATION TO SENIOR EXECUTIVES
16 RESOLUTION OF PERFORMANCE BASED, LONG-TERM Mgmt For For
SHARE PROGRAM FOR EXECUTIVE MANAGEMENT AND
KEY EMPLOYEES
17 RESOLUTION OF PERFORMANCE BASED, LONG-TERM Mgmt For For
SHARE PROGRAM FOR THE COMPANY'S CEO
18 RESOLUTION TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE ON ISSUANCE OF CLASS C
SHARES
19 RESOLUTION TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE TO ACQUIRE OWN CLASS C
SHARES
20 RESOLUTION TO TRANSFER OWN ORDINARY SHARES Mgmt For For
21 RESOLUTION TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE ON ISSUE OF ORDINARY
SHARES
22 RESOLUTION TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE TO ACQUIRE AND
TRANSFER OWN ORDINARY SHARES
23 RESOLUTION TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE TO REPURCHASE WARRANTS
ISSUED UNDER THE OPTION PROGRAM 2017/2020
24 RESOLUTION TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION: SECTION 11
25 RESOLUTIONS ON (A) REDUCTION OF THE SHARE Mgmt For For
CAPITAL BY WAY OF CANCELLATION OF OWN
SHARES, AND (B) INCREASE OF THE SHARE
CAPITAL BY WAY OF BONUS ISSUE
26 RESOLUTION TO AUTHORIZE THE BOARD OF Mgmt For For
DIRECTORS TO UNDERTAKE MINOR ADJUSTMENTS OF
THE RESOLUTIONS
27 CLOSURE OF THE ANNUAL GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
GAMANIA DIGITAL ENTERTAINMENT CO LTD Agenda Number: 712658472
--------------------------------------------------------------------------------------------------------------------------
Security: Y2679W108
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: TW0006180003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 FINAL ACCOUNTING STATEMENTS FOR 2019. Mgmt Abstain Against
2 DISTRIBUTION OF EARNINGS OF THE COMPANY IN Mgmt Abstain Against
2019.PROPOSED CASH DIVIDEND: TWD 3.1 PER
SHARE.
3 REVISION TO THE ARTICLES OF ASSOCIATION OF Mgmt Abstain Against
THE COMPANY.
4 REVISION TO THE RULES OF PROCEDURE OF THE Mgmt Abstain Against
BOARD OF SHAREHOLDERS OF THE COMPANY.
5 REVISION TO THE MEASURES FOR THE ELECTION Mgmt Abstain Against
OF DIRECTORS OF THE COMPANY.
6 REVISION TO THE HANDLING PROCEDURES FOR THE Mgmt Abstain Against
ACQUISITION OR DISPOSAL OF ASSETS OF THE
COMPANY.
7 REVISION TO THE WORKING PROCEDURES FOR Mgmt Abstain Against
LENDING AND ENDORSEMENT OF THE COMPANY.
8.1 THE ELECTION OF THE INDEPENDENT Mgmt Abstain Against
DIRECTOR.:LIN RUI YI,SHAREHOLDER
NO.A123014XXX
8.2 THE ELECTION OF THE INDEPENDENT Mgmt Abstain Against
DIRECTOR.:SHENG BAO XI,SHAREHOLDER
NO.A120637XXX
8.3 THE ELECTION OF THE INDEPENDENT Mgmt Abstain Against
DIRECTOR.:CHEN GUAN BAI,SHAREHOLDER
NO.A120636XXX
8.4 THE ELECTION OF NON-NOMINATED DIRECTOR. Mgmt Abstain Against
8.5 THE ELECTION OF NON-NOMINATED DIRECTOR. Mgmt Abstain Against
8.6 THE ELECTION OF NON-NOMINATED DIRECTOR. Mgmt Abstain Against
8.7 THE ELECTION OF NON-NOMINATED DIRECTOR. Mgmt Abstain Against
9 PROPOSAL ON THE RESCISSION OF THE Mgmt Abstain Against
NON-COMPETITION RULE FOR NEW DIRECTORS.
CMMT AS PER TRUST ASSOCIATION'S PROXY VOTING Non-Voting
GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE
TO BE NOMINATED AS A CANDIDATE AND BE
ELECTED AS A DIRECTOR OR A SUPERVISOR,
REGARDLESS OF BEING RECOMMENDED BY THE
COMPANY AND/OR BY OTHER PARTIES. IF YOU
INTEND TO VOTE FOR A LISTED CANDIDATE, YOU
WILL NEED TO CONTACT THE CANDIDATE AND/OR
THE ISSUING COMPANY TO OBTAIN THE
CANDIDATE'S NAME AND ID NUMBER. WITHOUT
SUCH SPECIFIC INFORMATION, AN ELECTION
WOULD BE DEEMED AS A 'NO VOTE'.
CMMT 21 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF ALL
RESOLUTIONS AND CHANGE IN TEXT OF
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GAMESTOP CORP. Agenda Number: 935204230
--------------------------------------------------------------------------------------------------------------------------
Security: 36467W109
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: GME
ISIN: US36467W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul J. Evans Mgmt For *
Kurtis J. Wolf Mgmt For *
MGT NOM: Lizabeth Dunn Mgmt For *
MGT NOM: R.J. Fernandez Mgmt For *
MGT NOM: R. Fils-Aime Mgmt For *
MGT NOM: G.E. Sherman Mgmt For *
MGT NOM: William Simon Mgmt For *
MGT NOM: James Symancyk Mgmt For *
MGT NOM: C.W. Teffner Mgmt For *
MGT NOM: K.P. Vrabeck Mgmt For *
2. The Company's proposal to vote on a Mgmt For *
non-binding, advisory resolution to approve
the compensation of the Company's named
executive officers.
3. The Company's proposal to ratify the Mgmt For *
appointment of Deloitte & Touche LLP as the
independent registered public accounting
firm of the Company for the fiscal year
ending January 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
GLU MOBILE INC. Agenda Number: 935205282
--------------------------------------------------------------------------------------------------------------------------
Security: 379890106
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: GLUU
ISIN: US3798901068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darla Anderson Mgmt For For
Ben Feder Mgmt For For
Hany M. Nada Mgmt For For
Benjamin T. Smith, IV Mgmt For For
2. Approval of an amendment and restatement of Mgmt Against Against
Glu's 2007 Equity Incentive Plan.
3. An advisory vote to approve the Mgmt For For
compensation paid to Glu's named executive
officers.
4. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Glu's
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GRAVITY CO., LTD. Agenda Number: 935145311
--------------------------------------------------------------------------------------------------------------------------
Security: 38911N206
Meeting Type: Annual
Meeting Date: 31-Mar-2020
Ticker: GRVY
ISIN: US38911N2062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Consolidated and Mgmt Against
Non-consolidated Financial Statements for
the Fiscal Year 2019
2.1 Reappointment of Hyun Chul Park Mgmt For
2.2 Reappointment of Yoshinori Kitamura Mgmt For
2.3 Reappointment of Kazuki Morishita Mgmt For
2.4 Reappointment of Kazuya Sakai Mgmt For
2.5 Reappointment of Doo Hyun Ryu Mgmt For
2.6 Reappointment of Jung Yoo Mgmt For
2.7 Reappointment of Yong Seon Kwon Mgmt For
2.8 Appointment of Kee Woong Park Mgmt For
3. Approval of the Compensation Ceiling for Mgmt For
the Directors in 2020 *For 2020, it is
proposed to maintain KRW 1.4 billion as the
total remuneration limit for Directors.
4. Approval of Amendment to Articles of Mgmt For
Incorporation
--------------------------------------------------------------------------------------------------------------------------
GREE,INC. Agenda Number: 711527789
--------------------------------------------------------------------------------------------------------------------------
Security: J18807107
Meeting Type: AGM
Meeting Date: 25-Sep-2019
Ticker:
ISIN: JP3274070006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tanaka, Yoshikazu Mgmt Against Against
2.2 Appoint a Director Fujimoto, Masaki Mgmt Against Against
2.3 Appoint a Director Araki, Eiji Mgmt Against Against
2.4 Appoint a Director Shino, Sanku Mgmt Against Against
2.5 Appoint a Director Maeda, Yuta Mgmt Against Against
2.6 Appoint a Director Oya, Toshiki Mgmt Against Against
2.7 Appoint a Director Yamagishi, Kotaro Mgmt Against Against
2.8 Appoint a Director Natsuno, Takeshi Mgmt For For
2.9 Appoint a Director Iijima, Kazunobu Mgmt Against Against
3 Appoint a Corporate Auditor Matsushima, Mgmt For For
Kunihiro
--------------------------------------------------------------------------------------------------------------------------
GUMI INC. Agenda Number: 711383339
--------------------------------------------------------------------------------------------------------------------------
Security: J17715103
Meeting Type: AGM
Meeting Date: 25-Jul-2019
Ticker:
ISIN: JP3273810006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Kunimitsu, Hironao Mgmt Against Against
1.2 Appoint a Director Kawamoto, Hiroyuki Mgmt Against Against
1.3 Appoint a Director Motoyoshi, Makoto Mgmt Against Against
1.4 Appoint a Director Takahashi, Shintaro Mgmt For For
1.5 Appoint a Director Chonan, Nobuaki Mgmt For For
2.1 Appoint a Substitute Corporate Auditor Mgmt For For
Yamada, Kohei
2.2 Appoint a Substitute Corporate Auditor Mgmt For For
Takaya, Chisako
--------------------------------------------------------------------------------------------------------------------------
GUNGHO ONLINE ENTERTAINMENT,INC. Agenda Number: 712254705
--------------------------------------------------------------------------------------------------------------------------
Security: J18912105
Meeting Type: AGM
Meeting Date: 30-Mar-2020
Ticker:
ISIN: JP3235900002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Morishita, Kazuki Mgmt Against Against
1.2 Appoint a Director Sakai, Kazuya Mgmt Against Against
1.3 Appoint a Director Kitamura, Yoshinori Mgmt Against Against
1.4 Appoint a Director Ochi, Masato Mgmt Against Against
1.5 Appoint a Director Yoshida, Koji Mgmt Against Against
1.6 Appoint a Director Oba, Norikazu Mgmt Against Against
1.7 Appoint a Director Onishi, Hidetsugu Mgmt For For
1.8 Appoint a Director Miyakawa, Keiji Mgmt For For
1.9 Appoint a Director Tanaka, Susumu Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
HUYA INC Agenda Number: 935201222
--------------------------------------------------------------------------------------------------------------------------
Security: 44852D108
Meeting Type: Special
Meeting Date: 15-May-2020
Ticker: HUYA
ISIN: US44852D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. IT IS RESOLVED as a special resolution: Mgmt For
THAT the Company's Third Amended and
Restated Memorandum and Articles of
Association (the "Current M&AA") be amended
and restated by the deletion in their
entirety and by the substitution in their
place of the Fourth Amended and Restated
Memorandum and Articles of Association,
substantially in the form attached to the
Notice of Extraordinary General Meeting as
Exhibit A (the "Amended and Restated
M&AA").
--------------------------------------------------------------------------------------------------------------------------
IDREAMSKY TECHNOLOGY HOLDINGS LIMITED Agenda Number: 712711553
--------------------------------------------------------------------------------------------------------------------------
Security: G47081107
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: KYG470811079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0525/2020052500509.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0525/2020052500483.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE REPORT OF THE
DIRECTORS AND THE INDEPENDENT AUDITOR'S
REPORT OF THE COMPANY FOR THE YEAR ENDED
DECEMBER 31, 2019
2.A.1 TO RE-ELECT MR. GUAN SONG AS AN EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY
2.A.2 TO RE-ELECT MR. LEI JUNWEN AS AN EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY
2.A.3 TO RE-ELECT MR. ZHANG HAN AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.A.4 TO RE-ELECT MR. ZHANG WEINING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.B TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE DIRECTORS' REMUNERATION
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORIZE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
4.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND/OR DEAL WITH THE
COMPANY'S SHARES NOT EXCEEDING 20% OF THE
TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
4.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S SHARES NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
4.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE THE COMPANY'S SHARES
BY THE NUMBER OF SHARES REPURCHASED BY THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
IGG INC Agenda Number: 712771561
--------------------------------------------------------------------------------------------------------------------------
Security: G6771K102
Meeting Type: AGM
Meeting Date: 30-Jun-2020
Ticker:
ISIN: KYG6771K1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0402/2020040201905.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0402/2020040201915.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES, THE REPORTS
OF THE DIRECTORS AND THE AUDITOR OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019
2 TO RE-ELECT MR. ZONGJIAN CAI AS AN Mgmt Against Against
EXECUTIVE DIRECTOR OF THE COMPANY
("DIRECTOR")
3 TO RE-ELECT DR. HORN KEE LEONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT MS. ZHAO LU AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
5 TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATIONS OF THE
DIRECTORS
6 TO RE-APPOINT KPMG AS AUDITOR OF THE Mgmt For For
COMPANY AND TO AUTHORISE THE BOARD TO FIX
ITS REMUNERATION
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE DATE
OF PASSING THIS ORDINARY RESOLUTION
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES NOT EXCEEDING 10% OF THE
ISSUED SHARE CAPITAL OF THE COMPANY AS AT
THE DATE OF PASSING THIS ORDINARY
RESOLUTION
9 TO EXTEND THE AUTHORITY GRANT TO THE Mgmt Against Against
DIRECTORS PURSUANT TO ORDINARY RESOLUTION
NO. 7 TO ISSUE SHARES BY ADDING TO THE
ISSUED SHARE CAPITAL OF THE COMPANY THE
NUMBER OF SHARES BOUGHT BACK UNDER ORDINARY
RESOLUTION NO. 8
--------------------------------------------------------------------------------------------------------------------------
IGG INC Agenda Number: 712793416
--------------------------------------------------------------------------------------------------------------------------
Security: G6771K102
Meeting Type: EGM
Meeting Date: 30-Jun-2020
Ticker:
ISIN: KYG6771K1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0607/2020060700263.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0607/2020060700261.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt Against Against
CURRENT MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY AND
TO ADOPT THE SECOND AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 935198158
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sumit Agarwal Mgmt For For
Stephen Domenik Mgmt For For
Franz Fink Mgmt For For
Matthew Frey Mgmt For For
Ramzi Haidamus Mgmt For For
Sharon Holt Mgmt For For
William Martin Mgmt For For
Eric Singer Mgmt For For
2. Ratification of appointment of Armanino LLP Mgmt For For
as Immersion Corporation's independent
registered public accounting firm for
fiscal 2020.
3. Advisory vote on the compensation of our Mgmt Against Against
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935158635
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Goetz Mgmt For For
1B. Election of Director: Alyssa Henry Mgmt For For
1C. Election of Director: Omar Ishrak Mgmt For For
1D. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1E. Election of Director: Tsu-Jae King Liu Mgmt For For
1F. Election of Director: Gregory D. Smith Mgmt For For
1G. Election of Director: Robert ("Bob") H. Mgmt For For
Swan
1H. Election of Director: Andrew Wilson Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation of our listed officers
4. Approval of amendment and restatement of Mgmt For For
the 2006 Employee Stock Purchase Plan
5. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting
6. Stockholder proposal requesting a report on Shr Against For
the global median gender/racial pay gap, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
KEYWORDS STUDIOS PLC Agenda Number: 712506344
--------------------------------------------------------------------------------------------------------------------------
Security: G5254U108
Meeting Type: AGM
Meeting Date: 27-May-2020
Ticker:
ISIN: GB00BBQ38507
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
AND THE REPORTS OF THE DIRECTORS AND
AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2019
2 TO RECEIVE THE REMUNERATION REPORT OF THE Mgmt For For
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019
3 TO RE-ELECT ANDREW DAY AS A DIRECTOR Mgmt For For
4 TO RE-ELECT GEORGES FORNAY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT CHARLOTTA GINMAN AS A DIRECTOR Mgmt For For
6 TO RE-ELECT ROSS GRAHAM AS A DIRECTOR Mgmt For For
7 TO RE-ELECT GIORGIO GUASTALLA AS A DIRECTOR Mgmt For For
8 TO RE-ELECT DAVID REEVES AS A DIRECTOR Mgmt For For
9 TO ELECT JON HAUCK AS A DIRECTOR Mgmt For For
10 TO APPOINT BDO LLP AS AUDITOR Mgmt For For
11 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
AUDITOR'S REMUNERATION
12 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
GENERALLY
13 DISAPPLICATION OF PRE-EMPTION RIGHTS ON A Mgmt For For
LIMITED BASIS
14 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD Agenda Number: 711870318
--------------------------------------------------------------------------------------------------------------------------
Security: G5264Y108
Meeting Type: EGM
Meeting Date: 20-Dec-2019
Ticker:
ISIN: KYG5264Y1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1204/2019120401110.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 THAT THE FRAMEWORK AGREEMENT DATED 2 Mgmt For For
DECEMBER 2019 AND ENTERED INTO BETWEEN THE
COMPANY AND XIAOMI AND THE NON-EXEMPT
TRANSACTIONS CONTEMPLATED THEREUNDER
(INCLUDING THE PROPOSED ANNUAL CAPS) BE AND
ARE HEREBY APPROVED AND CONFIRMED, AND THE
DIRECTORS OF THE COMPANY BE AND ARE HEREBY
AUTHORISED, FOR AND ON BEHALF OF THE
COMPANY, TO TAKE ALL STEPS AND DO ALL ACTS
AND THINGS AS THEY CONSIDER TO BE
NECESSARY, APPROPRIATE OR EXPEDIENT IN
CONNECTION WITH AND TO IMPLEMENT OR GIVE
EFFECT TO THE FRAMEWORK AGREEMENT AND THE
NON-EXEMPT TRANSACTIONS (INCLUDING THE
PROPOSED ANNUAL CAPS), AND TO EXECUTE ALL
SUCH OTHER DOCUMENTS, INSTRUMENTS AND
AGREEMENTS (INCLUDING THE AFFIXATION OF THE
COMPANY'S COMMON SEAL) DEEMED BY THEM TO BE
INCIDENTAL TO, ANCILLARY TO OR IN
CONNECTION WITH THE FRAMEWORK AGREEMENT AND
THE NON-EXEMPT TRANSACTIONS (INCLUDING THE
PROPOSED ANNUAL CAPS)
CMMT 05 DEC 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
19 DEC 2019 TO 17 DEC 2019. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD Agenda Number: 712200776
--------------------------------------------------------------------------------------------------------------------------
Security: G5264Y108
Meeting Type: EGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: KYG5264Y1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0225/2020022500497.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0225/2020022500480.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 THAT: (A) THE SPIN-OFF OF KINGSOFT CLOUD Mgmt Abstain Against
HOLDINGS LIMITED ("KINGSOFT CLOUD"),
CURRENTLY A NON-WHOLLY OWNED SUBSIDIARY OF
THE COMPANY, AND A SEPARATE LISTING OF THE
NEW SHARES OF KINGSOFT CLOUD REPRESENTED BY
ADSS ON EITHER THE NEW YORK STOCK EXCHANGE
OR NATIONAL ASSOCIATION OF SECURITIES
DEALERS AUTOMATED QUOTATIONS (NASDAQ) (THE
"PROPOSED SPIN-OFF ") BE AND IS HEREBY
APPROVED; AND (B) THE DIRECTORS OF THE
COMPANY AND/OR THE DIRECTORS OF KINGSOFT
CLOUD BE AND ARE HEREBY AUTHORISED, FOR AND
ON BEHALF OF THE COMPANY AND KINGSOFT
CLOUD, TO TAKE ALL STEPS AND DO ALL ACTS
AND THINGS AS THEY CONSIDER TO BE
NECESSARY, APPROPRIATE OR EXPEDIENT IN
CONNECTION WITH AND TO IMPLEMENT OR GIVE
EFFECT TO THE PROPOSED SPIN-OFF, INCLUDING
BUT NOT LIMITED TO THE DETERMINATION OF THE
OFFER PRICE, AND TO EXECUTE ALL SUCH OTHER
DOCUMENTS, INSTRUMENTS AND AGREEMENTS
(INCLUDING THE AFFIXATION OF THE COMPANY'S
COMMON SEAL) DEEMED BY THEM TO BE
INCIDENTAL TO, ANCILLARY TO OR IN
CONNECTION WITH THE PROPOSED SPIN-OFF
CMMT 26 FEB 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
19 MARCH 2020 TO 17 MARCH 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD Agenda Number: 712489473
--------------------------------------------------------------------------------------------------------------------------
Security: G5264Y108
Meeting Type: AGM
Meeting Date: 27-May-2020
Ticker:
ISIN: KYG5264Y1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0423/2020042300859.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0423/2020042301154.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITORS' REPORT FOR THE YEAR ENDED 31
DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.10 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2019
3.1 TO RE-ELECT MR. JUN LEI AS THE Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.2 TO RE-ELECT MR. PAK KWAN KAU AS THE Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.3 TO RE-ELECT MS. WENJIE WU AS THE Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.4 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS Mgmt For For
OF THE COMPANY AND TO AUTHORIZE THE BOARD
OF DIRECTORS OF THE COMPANY TO FIX THE
AUDITORS' REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES OF THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE TO THE Mgmt Against Against
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
KLAB INC. Agenda Number: 712230868
--------------------------------------------------------------------------------------------------------------------------
Security: J34773101
Meeting Type: AGM
Meeting Date: 28-Mar-2020
Ticker:
ISIN: JP3268870007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Morita,
Hidekatsu
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Igarashi,
Yosuke
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sanada,
Tetsuya
1.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takata,
Kazuyuki
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nakane,
Yoshiki
2.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Inoue, Shoji
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Matsumoto,
Kosuke
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yoshikawa,
Tomosada
3 Appoint a Substitute Director who is Audit Mgmt Against Against
and Supervisory Committee Member Utsumi,
Jun
--------------------------------------------------------------------------------------------------------------------------
KOEI TECMO HOLDINGS CO.,LTD. Agenda Number: 712759654
--------------------------------------------------------------------------------------------------------------------------
Security: J8239A103
Meeting Type: AGM
Meeting Date: 18-Jun-2020
Ticker:
ISIN: JP3283460008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Erikawa, Keiko Mgmt For For
2.2 Appoint a Director Erikawa, Yoichi Mgmt For For
2.3 Appoint a Director Koinuma, Hisashi Mgmt For For
2.4 Appoint a Director Asano, Kenjiro Mgmt For For
2.5 Appoint a Director Hayashi, Yosuke Mgmt For For
2.6 Appoint a Director Sakaguchi, Kazuyoshi Mgmt For For
2.7 Appoint a Director Erikawa, Mei Mgmt For For
2.8 Appoint a Director Kakihara, Yasuharu Mgmt For For
2.9 Appoint a Director Tejima, Masao Mgmt For For
2.10 Appoint a Director Kobayashi, Hiroshi Mgmt For For
2.11 Appoint a Director Sato, Tatsuo Mgmt For For
3 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options
--------------------------------------------------------------------------------------------------------------------------
KONAMI HOLDINGS CORPORATION Agenda Number: 712768247
--------------------------------------------------------------------------------------------------------------------------
Security: J3600L101
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3300200007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Company Location Mgmt For For
2.1 Appoint a Director Kozuki, Kagemasa Mgmt Against Against
2.2 Appoint a Director Higashio, Kimihiko Mgmt Against Against
2.3 Appoint a Director Hayakawa, Hideki Mgmt Against Against
2.4 Appoint a Director Okita, Katsunori Mgmt Against Against
2.5 Appoint a Director Matsuura, Yoshihiro Mgmt Against Against
2.6 Appoint a Director Gemma, Akira Mgmt For For
2.7 Appoint a Director Yamaguchi, Kaori Mgmt For For
2.8 Appoint a Director Kubo, Kimito Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LEOVEGAS AB Agenda Number: 711460927
--------------------------------------------------------------------------------------------------------------------------
Security: W5S14M117
Meeting Type: EGM
Meeting Date: 28-Aug-2019
Ticker:
ISIN: SE0008091904
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 275279 DUE TO RESOLUTIONS 6.A
AND 6.B ARE SINGLE RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
1 OPENING OF THE MEETING AND ELECTION OF THE Non-Voting
CHAIRMAN OF THE GENERAL MEETING: CARL
SVERNLOV, ATTORNEY AT LAW, BAKER & MCKENZIE
ADVOKATBYRA
2 PREPARATION AND APPROVAL OF VOTING LIST Non-Voting
3 ELECTION OF ONE OR TWO PERSON TO CERTIFY Non-Voting
THE MINUTES
4 DETERMINATION OF WHETHER THE GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
5 APPROVAL OF THE AGENDA Non-Voting
6 RESOLUTION REGARDING WARRANT PROGRAM AND Mgmt For For
ISSUE OF WARRANTS 2019/2022: A. ISSUE OF
WARRANTS TO THE SUBSIDIARY 2019/2022, B.
APPROVAL OF TRANSFER OF WARRANTS, C.
FURTHER INFORMATION REGARDING THE WARRANT
PROGRAM
7 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
LEOVEGAS AB Agenda Number: 712341229
--------------------------------------------------------------------------------------------------------------------------
Security: W5S14M117
Meeting Type: AGM
Meeting Date: 08-May-2020
Ticker:
ISIN: SE0008091904
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING AND ELECTION OF THE Non-Voting
CHAIRMAN OF THE GENERAL MEETING: THE
NOMINATION COMMITTEE PROPOSES THAT CARL
SVERNLOV, ATTORNEY AT LAW, BAKER & MCKENZIE
ADVOKATBYRA, IS APPOINTED AS CHAIRMAN OF
THE GENERAL MEETING
2 PREPARATION AND APPROVAL OF VOTING LIST Non-Voting
3 ELECTION OF ONE OR TWO PERSON TO CERTIFY Non-Voting
THE MINUTES
4 DETERMINATION OF WHETHER THE GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
5 APPROVAL OF THE AGENDA Non-Voting
6 PRESENTATION OF THE GROUP OPERATIONS Non-Voting
7 PRESENTATION OF THE WORK OF THE BOARD OF Non-Voting
DIRECTORS AND NOMINATION COMMITTEE
8 PRESENTATION OF THE ANNUAL REPORT AND AUDIT Non-Voting
REPORT AND THE GROUP ANNUAL REPORT AND
GROUP AUDIT REPORT
9.A RESOLUTION REGARDING: ADOPTION OF INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AND GROUP
INCOME STATEMENT AND GROUP BALANCE SHEET
9.B RESOLUTION REGARDING: APPROPRIATION OF THE Mgmt For For
COMPANY'S PROFIT OR LOSS IN ACCORDANCE WITH
THE ADOPTED BALANCE SHEET: SEK 1.40 PER
SHARE
9.C RESOLUTION REGARDING: DISCHARGE OF Mgmt For For
LIABILITY FOR THE DIRECTORS AND THE
MANAGING DIRECTOR
CMMT PLEASE NOTE THAT RESOLUTIONS 10 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
10 DETERMINATION OF REMUNERATION TO THE BOARD Mgmt For
OF DIRECTORS AND THE AUDITORS
11 ELECTION OF THE BOARD OF DIRECTORS AND THE Mgmt For
AUDITORS: THE NOMINATION COMMITTEE PROPOSES
THE RE-ELECTION OF THE CURRENT DIRECTORS
ROBIN RAMM-ERICSON, ANNA FRICK AND FREDRIK
RUDEN. IT IS ALSO PROPOSED TO ELECT MATHIAS
HALLBERG, CARL LARSSON, PER NORMAN AND
TORSTEN SODERBERG AS NEW DIRECTORS. IT IS
ALSO PROPOSED TO ELECT PER NORMAN AS NEW
CHAIRMAN OF THE BOARD. MARTEN FORSTE AND
TUVA PALM HAVE DECLINED RE-ELECTION AND THE
NOMINATION COMMITTEE FURTHER PROPOSES THE
RE-ELECTION OF THE REGISTERED AUDIT FIRM
PRICEWATERHOUSECOOPERS AB AS THE COMPANY'S
AUDITOR FOR A PERIOD UP UNTIL THE END OF
THE NEXT ANNUAL GENERAL MEETING.
PRICEWATERHOUSECOOPERS AB HAS ANNOUNCED ITS
APPOINTMENT OF ALEKSANDER LYCKOW AS MAIN
RESPONSIBLE AUDITOR
12 ELECTION OF THE CHAIRMAN OF BOARD OF Mgmt For
DIRECTORS: PER NORMAN AS NEW CHAIRMAN OF
THE BOARD
13 RESOLUTION REGARDING ADOPTION OF PRINCIPLES Mgmt For
FOR THE NOMINATION COMMITTEE
14 RESOLUTION REGARDING GUIDELINES FOR THE Mgmt For For
DETERMINATION OF REMUNERATION TO SENIOR
EXECUTIVES
15.A RESOLUTION REGARDING WARRANT PROGRAM AND Mgmt For For
ISSUE OF WARRANTS 2020/2023: ISSUE OF
WARRANTS TO THE SUBSIDIARY 2020/2023
15.B RESOLUTION REGARDING WARRANT PROGRAM AND Mgmt For For
ISSUE OF WARRANTS 2020/2023: APPROVAL OF
TRANSFER OF WARRANTS
15.C RESOLUTION REGARDING WARRANT PROGRAM AND Mgmt For For
ISSUE OF WARRANTS 2020/2023: FURTHER
INFORMATION REGARDING THE WARRANT PROGRAM
16 RESOLUTION REGARDING AUTHORISING THE BOARD Mgmt For For
OF DIRECTORS TO DECIDE ON REPURCHASE AND
TRANSFER OF OWN SHARES
17 RESOLUTION REGARDING AUTHORISING THE BOARD Mgmt For For
OF DIRECTORS TO DECIDE ON NEW ISSUE OF
SHARES
18 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
LEYOU TECHNOLOGIES HOLDINGS LTD Agenda Number: 712415858
--------------------------------------------------------------------------------------------------------------------------
Security: G5471S100
Meeting Type: AGM
Meeting Date: 21-May-2020
Ticker:
ISIN: KYG5471S1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0417/2020041700023.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0417/2020041700021.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
YEAR ENDED 31 DECEMBER 2019 AND THE REPORTS
OF THE DIRECTORS OF THE COMPANY (THE
"DIRECTORS") AND THE INDEPENDENT AUDITOR OF
THE COMPANY (THE "INDEPENDENT AUDITOR") FOR
THE YEAR ENDED 31 DECEMBER 2019
2 TO RE-APPOINT HLB HODGSON IMPEY CHENG Mgmt For For
LIMITED AS THE INDEPENDENT AUDITOR AND
AUTHORISE THE BOARD OF DIRECTORS (THE
"BOARD") TO FIX THEIR REMUNERATION
3.A TO RE-ELECT MR. ERIC TODD AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
3.B TO RE-ELECT MR. CHAN CHI YUEN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.C TO RE-ELECT MR. KWAN NGAI KIT AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.D TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
RESPECTIVE DIRECTORS' REMUNERATION
4.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH UNISSUED
SHARES OF THE COMPANY (THE "SHARE(S)") (THE
"ISSUE MANDATE")
4.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES (THE "REPURCHASE
MANDATE")
4.C TO APPROVE THE ADDITION TO THE ISSUE Mgmt Against Against
MANDATE OF THE NUMBER OF SHARES REPURCHASED
BY THE COMPANY UNDER THE REPURCHASE MANDATE
5 TO APPROVE THE REFRESHMENT OF THE LIMIT ON Mgmt For For
THE GRANT OF SHARE OPTIONS UNDER THE SHARE
OPTION SCHEME ADOPTED BY THE COMPANY ON 25
AUGUST 2017
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A. Agenda Number: 935075273
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: Annual
Meeting Date: 04-Sep-2019
Ticker: LOGI
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of Logitech
International S.A. for fiscal year 2019
2. Advisory vote on executive compensation Mgmt For For
3. Appropriation of retained earnings and Mgmt For For
declaration of dividend
4. Release of the Board of Directors and Mgmt For For
Executive Officers from liability for
activities during fiscal year 2019
5A. Re-election of Dr. Patrick Aebischer to the Mgmt For For
Board of Directors
5B. Re-election of Ms. Wendy Becker to the Mgmt For For
Board of Directors
5C. Re-election of Dr. Edouard Bugnion to the Mgmt For For
Board of Directors
5D. Re-election of Mr. Bracken Darrell to the Mgmt For For
Board of Directors
5E. Re-election of Mr. Guerrino De Luca to the Mgmt For For
Board of Directors
5F. Re-election of Mr. Didier Hirsch to the Mgmt For For
Board of Directors
5G. Re-election of Dr. Neil Hunt to the Board Mgmt For For
of Directors
5H. Re-election of Ms. Marjorie Lao to the Mgmt For For
Board of Directors
5I. Re-election of Ms. Neela Montgomery to the Mgmt For For
Board of Directors
5J. Election of Mr. Guy Gecht to the Board of Mgmt For For
Directors
5K. Election of Mr. Michael Polk to the Board Mgmt For For
of Directors
6. Election of the Chairperson of the Board Mgmt For For
7A. Re-election of Dr. Edouard Bugnion to the Mgmt For For
Compensation Committee
7B. Re-election of Dr. Neil Hunt to the Mgmt For For
Compensation Committee
7C. Election of Mr. Michael Polk to the Mgmt For For
Compensation Committee
8. Approval of Compensation for the Board of Mgmt For For
Directors for the 2019 to 2020 Board Year
9. Approval of Compensation for the Group Mgmt For For
Management Team for fiscal year 2021
10. Re-election of KPMG AG as Logitech's Mgmt For For
auditors and ratification of the
appointment of KPMG LLP as Logitech's
independent registered public accounting
firm for fiscal year 2020
11. Re-election of Etude Regina Wenger & Sarah Mgmt For For
Keiser-Wuger as Independent Representative
--------------------------------------------------------------------------------------------------------------------------
MARVELOUS INC. Agenda Number: 712758979
--------------------------------------------------------------------------------------------------------------------------
Security: J4077N109
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3860230006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Motoda, Shuichi Mgmt Against Against
1.2 Appoint a Director Aoki, Toshinori Mgmt Against Against
1.3 Appoint a Director Kato, Seiichiro Mgmt Against Against
1.4 Appoint a Director Matsumoto, Yoshiaki Mgmt Against Against
1.5 Appoint a Director Nakamura, Shunichi Mgmt Against Against
1.6 Appoint a Director Arima, Makoto Mgmt Against Against
1.7 Appoint a Director Hatano, Shinji Mgmt Against Against
1.8 Appoint a Director Shin Joon Oh Mgmt Against Against
1.9 Appoint a Director Taneda, Yoshiro Mgmt Against Against
2 Approve Details of the Compensation to be Mgmt For For
received by Outside Directors
--------------------------------------------------------------------------------------------------------------------------
ME2ON CO. LTD Agenda Number: 712259589
--------------------------------------------------------------------------------------------------------------------------
Security: Y5969G105
Meeting Type: AGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: KR7201490000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 ELECTION OF OUTSIDE DIRECTOR: CHAE SEONG Mgmt For For
YONG
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
4 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MICRO-STAR INTERNATIONAL CO LTD Agenda Number: 712627908
--------------------------------------------------------------------------------------------------------------------------
Security: Y6037M108
Meeting Type: AGM
Meeting Date: 10-Jun-2020
Ticker:
ISIN: TW0002377009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT 2019 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2019 PROFIT. PROPOSED CASH DIVIDEND: TWD
4.2 PER SHARE
3 AMENDMENT TO THE ARTICLES OF INCORPORATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr Against For
Gap
--------------------------------------------------------------------------------------------------------------------------
MODERN TIMES GROUP MTG AB Agenda Number: 712507536
--------------------------------------------------------------------------------------------------------------------------
Security: W56523116
Meeting Type: AGM
Meeting Date: 18-May-2020
Ticker:
ISIN: SE0000412371
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 396681 DUE TO ADDITION OF
RESOLUTION 13.F. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO CHECK AND Non-Voting
VERIFY THE MINUTES
6 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT, THE Non-Voting
AUDITOR'S REPORT AND THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED FINANCIAL
STATEMENTS
8 RESOLUTION ON THE ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AND OF THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
9 RESOLUTION ON THE TREATMENT OF THE Mgmt For For
COMPANY'S RESULTS AS STATED IN THE ADOPTED
BALANCE SHEET
10 RESOLUTION ON THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBERS OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 15 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For
THE BOARD: (5) AND DEPUTY DIRECTORS (0)
12 DETERMINATION OF THE REMUNERATION TO THE Mgmt For
MEMBERS OF THE BOARD AND THE AUDITOR
13.A RE ELECTION OF DAVID CHANCE PROPOSED BY THE Mgmt For
NOMINATION COMMITTEE AS BOARD MEMBER
13.B RE ELECTION OF SIMON DUFFY PROPOSED BY THE Mgmt For
NOMINATION COMMITTEE AS BOARD MEMBER
13.C RE ELECTION OF GERHARD FLORIN PROPOSED BY Mgmt For
THE NOMINATION COMMITTEE AS BOARD MEMBER
13.D RE ELECTION OF NATALIE TYDEMAN PROPOSED BY Mgmt For
THE NOMINATION COMMITTEE AS BOARD MEMBER
13.E ELECTION OF MARJORIE LAO PROPOSED BY THE Mgmt For
NOMINATION COMMITTEE AS BOARD MEMBER
13.F ELECTION OF CHRIS CARVALHO PROPOSED BY THE Mgmt For
NOMINATION COMMITTEE AS BOARD MEMBER
14 ELECTION OF THE CHAIRMAN OF THE BOARD: Mgmt For
DAVID CHANCE
15 DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt Against
ELECTION OF AUDITOR: IN ACCORDANCE WITH THE
AUDIT COMMITTEE'S RECOMMENDATION, THE
NOMINATION COMMITTEE PROPOSES THAT THE
COMPANY SHALL HAVE ONE REGISTERED
ACCOUNTING FIRM AS AUDITOR, AND THAT THE
REGISTERED ACCOUNTING FIRM KPMG AB SHALL BE
RE-ELECTED AS AUDITOR UNTIL THE END OF THE
2021 ANNUAL GENERAL MEETING. KPMG AB HAS
INFORMED MTG THAT THE AUTHORISED PUBLIC
ACCOUNTANT HELENA NILSSON WILL BE APPOINTED
AS AUDITOR-IN-CHARGE IF KPMG AB IS
RE-ELECTED AS AUDITOR
16 RESOLUTION REGARDING GUIDELINES FOR Mgmt For For
REMUNERATION TO THE SENIOR EXECUTIVES
17 RESOLUTION TO AUTHORISE THE BOARD TO Mgmt For For
RESOLVE ON REPURCHASE OF OWN SHARES
18 RESOLUTION REGARDING AMENDMENTS OF THE Mgmt For For
ARTICLES OF ASSOCIATION
19 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NCSOFT CORP Agenda Number: 712153787
--------------------------------------------------------------------------------------------------------------------------
Security: Y6258Y104
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: KR7036570000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt Against Against
2.1 ELECTION OF OUTSIDE DIRECTOR: CHO KOOK Mgmt For For
HYEON
2.2 ELECTION OF OUTSIDE DIRECTOR: CHOI YOUNG Mgmt For For
JOO
3 ELECTION OF AUDIT COMMITTEE MEMBER: CHO Mgmt For For
KOOK HYEON
4 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
NEOWIZ CO., LTD Agenda Number: 712234741
--------------------------------------------------------------------------------------------------------------------------
Security: Y6250V108
Meeting Type: AGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: KR7095660007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt Against Against
2.1 ELECTION OF INSIDE DIRECTOR CANDIDATE: MUN Mgmt Against Against
JI SU
2.2 ELECTION OF INSIDE DIRECTOR CANDIDATE: KIM Mgmt Against Against
SEUNG CHEOL
2.3 ELECTION OF INSIDE DIRECTOR CANDIDATE: OH Mgmt Against Against
EUN SEOK
2.4 ELECTION OF INSIDE DIRECTOR CANDIDATE: KIM Mgmt Against Against
SANG WUK
2.5 ELECTION OF INSIDE DIRECTOR CANDIDATE: LIM Mgmt Against Against
WU JAE
2.6 ELECTION OF INSIDE DIRECTOR CANDIDATE: PARK Mgmt Against Against
SEONG JUN
2.7 ELECTION OF OUTSIDE DIRECTOR CANDIDATE: Mgmt For For
SONG JIN HYEONG
2.8 ELECTION OF OUTSIDE DIRECTOR CANDIDATE: HAN Mgmt For For
SEOK WU
2.9 ELECTION OF OUTSIDE DIRECTOR CANDIDATE: Mgmt For For
JEONG GI YEONG
3.1 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR CANDIDATE: SONG JIN
HYEONG
3.2 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR CANDIDATE: HAN SEOK WU
3.3 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR CANDIDATE: JEONG GI
YEONG
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NETDRAGON WEBSOFT HOLDINGS LTD Agenda Number: 711933716
--------------------------------------------------------------------------------------------------------------------------
Security: G6427W104
Meeting Type: EGM
Meeting Date: 15-Jan-2020
Ticker:
ISIN: KYG6427W1042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1227/2019122700659.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2019/1227/2019122700687.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 SUBJECT TO AND CONDITIONAL UPON (I) CLOSING Mgmt For For
(AS DEFINED IN THE CIRCULAR) OF THE
PURCHASE AGREEMENT (AS DEFINED IN THE
CIRCULAR); AND (II) THE STOCK EXCHANGE OF
HONG KONG LIMITED GRANTING THE LISTING OF,
AND PERMISSION TO DEAL IN THE WARRANT
SHARES (AS DEFINED IN THE CIRCULAR), TO (A)
AUTHORISE THE DIRECTORS OF THE COMPANY TO
CREATE AND ISSUE THE WARRANT (AS DEFINED IN
THE CIRCULAR) AND APPROVE THE WARRANT
INSTRUMENT (AS DEFINED IN THE CIRCULAR);
(B) GRANT A SPECIFIC MANDATE TO THE
DIRECTORS OF THE COMPANY TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT AND ISSUE
THE WARRANT SHARES (AS DEFINED IN THE
CIRCULAR); AND (C) AUTHORISE ANY ONE OR
MORE OF THE DIRECTORS OF THE COMPANY TO
TAKE ALL SUCH ACTIONS AS HE/SHE/THEY
CONSIDER(S) NECESSARY, APPROPRIATE,
DESIRABLE AND EXPEDIENT FOR THE PURPOSES OF
GIVING EFFECT TO OR IN CONNECTION WITH THE
WARRANT INSTRUMENT AND ALL TRANSACTIONS IN
RELATION TO THE CREATION AND ISSUE OF THE
WARRANT AND THE ALLOTMENT AND ISSUE OF THE
WARRANT SHARES AND TO AGREE TO SUCH
VARIATION, AMENDMENTS, OR WAIVER OR MATTERS
RELATING THERETO
CMMT 09 JAN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE OF RECORD DATE FROM
14 JAN 2020 TO 10 JAN 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NETDRAGON WEBSOFT HOLDINGS LTD Agenda Number: 712495298
--------------------------------------------------------------------------------------------------------------------------
Security: G6427W104
Meeting Type: AGM
Meeting Date: 03-Jun-2020
Ticker:
ISIN: KYG6427W1042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES FOR THE YEAR
ENDED 31 DECEMBER 2019 AND THE REPORTS OF
THE DIRECTORS AND AUDITORS OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2019
2 TO APPROVE THE RECOMMENDED FINAL DIVIDEND Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2019
3 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS THE AUDITORS OF THE COMPANY AND
TO AUTHORISE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
4.A TO RE-ELECT CHEN HONGZHAN AS EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY
4.B TO RE-ELECT LIN DONGLIANG AS NON-EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY
4.C TO RE-ELECT LIU SAI KEUNG, THOMAS AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS OF THE
COMPANY FOR THE YEAR ENDING 31 DECEMBER
2020
5.A TO GRANT A GENERAL AND UNCONDITIONAL Mgmt Against Against
MANDATE TO THE DIRECTORS TO ISSUE, ALLOT
AND OTHERWISE DEAL WITH THE COMPANY'S
SHARES
5.B TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For For
MANDATE TO THE DIRECTORS TO BUY BACK THE
COMPANY'S SHARES
5.C TO ADD THE NUMBER OF THE SHARES BOUGHT BACK Mgmt Against Against
BY THE COMPANY TO THE MANDATE GRANTED TO
THE DIRECTORS UNDER RESOLUTION NO. 5A
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0427/2020042701385.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0427/2020042701254.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
--------------------------------------------------------------------------------------------------------------------------
NETEASE, INC. Agenda Number: 935069484
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 13-Sep-2019
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: William Lei Ding Mgmt Abstain Against
1B. Re-election of Director: Alice Cheng Mgmt Abstain Against
1C. Re-election of Director: Denny Lee Mgmt Abstain Against
1D. Re-election of Director: Joseph Tong Mgmt Abstain Against
1E. Re-election of Director: Lun Feng Mgmt Abstain Against
1F. Re-election of Director: Michael Leung Mgmt Abstain Against
1G. Re-election of Director: Michael Tong Mgmt Abstain Against
2. Appoint PricewaterhouseCoopers Zhong Tian Mgmt Abstain Against
LLP as independent auditors of NetEase,
Inc. for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NETMARBLE CORPORATION Agenda Number: 712250202
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S5CG100
Meeting Type: AGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: KR7251270005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt Against Against
2.1 ELECTION OF INSIDE DIRECTOR CANDIDATE: BANG Mgmt Against Against
JUN HYEOK
2.2 ELECTION OF A NON-PERMANENT DIRECTOR Mgmt Against Against
CANDIDATE: PIAOYAN LEE
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NEXON CO.,LTD. Agenda Number: 711562442
--------------------------------------------------------------------------------------------------------------------------
Security: J4914X104
Meeting Type: EGM
Meeting Date: 25-Sep-2019
Ticker:
ISIN: JP3758190007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Issuance of New Shares to a Third Mgmt For For
Party or Third Parties (1)
2 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(1)
3 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(2)
4 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(3)
5 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(4)
6 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(5)
7 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(6)
8 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(7)
9 Approve Issuance of Share Acquisition Mgmt For For
Rights to a Third Party or Third Parties
(8)
10 Approve Issuance of New Shares to a Third Mgmt For For
Party or Third Parties (2)
11 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hongwoo Lee
--------------------------------------------------------------------------------------------------------------------------
NEXON CO.,LTD. Agenda Number: 712237634
--------------------------------------------------------------------------------------------------------------------------
Security: J4914X104
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: JP3758190007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Owen Mahoney
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Uemura, Shiro
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Patrick
Soderlund
2.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Hongwoo Lee
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Honda, Satoshi
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kuniya, Shiro
3 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Employees, etc.
--------------------------------------------------------------------------------------------------------------------------
NEXON GT CO., LTD., SEONGNAM Agenda Number: 712231810
--------------------------------------------------------------------------------------------------------------------------
Security: Y8240N105
Meeting Type: AGM
Meeting Date: 24-Mar-2020
Ticker:
ISIN: KR7041140005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 ELECTION OF AUDITOR: JU HYEONG HUN Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
4 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NHN CORPORATION Agenda Number: 712136604
--------------------------------------------------------------------------------------------------------------------------
Security: Y6347N101
Meeting Type: AGM
Meeting Date: 30-Mar-2020
Ticker:
ISIN: KR7181710005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS AND Mgmt Abstain Against
APPROVAL OF STATEMENT OF APPROPRIATION OF
RETAINED EARNINGS
2.1 ELECTION OF INSIDE DIRECTOR: JEONG U JIN Mgmt Abstain Against
2.2 ELECTION OF OUTSIDE DIRECTOR: GANG NAM GYU Mgmt Abstain Against
3 ELECTION OF AUDIT COMMITTEE MEMBER: GANG Mgmt Abstain Against
NAM GYU
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Abstain Against
5 APPROVAL OF STOCK OPTION Mgmt Abstain Against
6 APPROVAL OF EXTENDING STOCK OPTION EXERCISE Mgmt Abstain Against
PERIOD
CMMT 19 FEB 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 2.2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 712768045
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Furukawa,
Shuntaro
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Miyamoto,
Shigeru
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takahashi,
Shinya
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shiota, Ko
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shibata,
Satoru
3.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Noguchi, Naoki
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Umeyama,
Katsuhiro
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yamazaki,
Masao
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shinkawa, Asa
--------------------------------------------------------------------------------------------------------------------------
NORDIC SEMICONDUCTOR ASA Agenda Number: 712316959
--------------------------------------------------------------------------------------------------------------------------
Security: R4988P103
Meeting Type: AGM
Meeting Date: 21-Apr-2020
Ticker:
ISIN: NO0003055501
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
1 OPENING OF THE SHAREHOLDER MEETING Mgmt For For
2 ELECTION OF MEETING CHAIR AND INDIVIDUAL TO Mgmt For For
SIGN THE MINUTES
3 APPROVAL OF INVITATION AND THE AGENDA Mgmt For For
4 APPROVAL OF ANNUAL FINANCIAL STATEMENTS AND Mgmt For For
THE BOARDS REPORT, INCLUDING CONSOLIDATED
ACCOUNTS, FOR 2019
5.1 APPROVAL OF COMPENSATION TO THE BOARD Mgmt For For
5.2 APPROVAL OF COMPENSATION TO THE NOMINATION Mgmt For For
COMMITTEE
5.3 APPROVAL OF COMPENSATION TO THE AUDITOR Mgmt For For
6 POWER OF ATTORNEY FOR PURCHASE OF THE Mgmt For For
COMPANY'S OWN SHARES
7 POWER OF ATTORNEY TO INCREASE THE SHARE Mgmt For For
CAPITAL
8.1 ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTORS: BIRGER KRISTIAN STEEN
(RE-ELECTION OF CHAIR)
8.2 ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTORS: JAN FRYKHAMMAR (RE-ELECTION)
8.3 ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTORS: INGER BERG ORSTAVIK
(RE-ELECTION)
8.4 ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTORS: ANITA HUUN (RE-ELECTION)
8.5 ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTORS: OYVIND BIRKENES (RE-ELECTION)
8.6 ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTORS: ENDRE HOLEN (RE-ELECTION)
8.7 ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTORS: ANNASTIINA HINTSA (RE-ELECTION)
9.1 ELECTION OF MEMBER TO SERVE ON THE Mgmt For For
NOMINATION COMMITTEE: JOHN HARALD LEISNER
(RE-ELECTION)
9.2 ELECTION OF MEMBER TO SERVE ON THE Mgmt For For
NOMINATION COMMITTEE: VIGGO LEISNER
(RE-ELECTION)
9.3 ELECTION OF MEMBER TO SERVE ON THE Mgmt For For
NOMINATION COMMITTEE: EIVIND LOTSBERG (NEW
ELECTION)
10 APPROVAL OF DECLARATION OF THE PRINCIPLES Mgmt For For
FOR COMPENSATION OF THE CEO AND OTHER
MEMBERS OF THE EXECUTIVE MANAGEMENT
10.1 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Mgmt For For
FOR THE COMPANY'S EMPLOYEES
CMMT 03 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF NUMBERING
FROM 10.1 AND 10.2 TO 10 AND 10.1. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PARADOX INTERACTIVE AB Agenda Number: 712415327
--------------------------------------------------------------------------------------------------------------------------
Security: W7S83E109
Meeting Type: AGM
Meeting Date: 15-May-2020
Ticker:
ISIN: SE0008294953
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE AGM Non-Voting
2 ELECTION OF A CHAIRMAN FOR THE AGM: THE Non-Voting
NOMINATING COMMITTEE, CONSISTING OF FREDRIK
WESTER, CHAIRMAN OF THE BOARD OF DIRECTORS,
PER HAKAN BORJESSON (APPOINTED BY
INVESTMENT AB SPILTAN), CHAIRMAN, ANDRAS
VAJLOK (WESTERINVEST AB) AND PETER LINDELL
(LERIT FORVALTNING AB), PROPOSES FREDRIK
WESTER AS CHAIRMAN OF THE MEETING
3 ESTABLISHMENT AND APPROVAL OF VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSON(S) TO VERIFY Non-Voting
THE MINUTES
6 DETERMINATION OF WHETHER THE MEETING WAS Non-Voting
DULY CONVENED
7 PRESENTATION OF THE ANNUAL ACCOUNTS AND Non-Voting
AUDITORS' REPORT AS WELL AS THE
CONSOLIDATED ACCOUNTS AND THE CONSOLIDATED
AUDITORS' REPORT
8 RESOLUTION ON THE ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET, ALONG WITH
THE GROUP INCOME STATEMENT AND THE GROUP
BALANCE SHEET
9 RESOLUTION ON THE ALLOCATION OF THE Mgmt For For
COMPANY'S PROFITS IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET: THE BOARD PROPOSES A
DIVIDEND OF SEK 1.00 PER SHARE. THE BOARD
PROPOSES TUESDAY, MAY 19, 2020 AS RECORD
DATE. IF THE MEETING APPROVES THE PROPOSAL,
THE DIVIDEND WILL BE DISTRIBUTED BY
EUROCLEAR SWEDEN AB ON FRIDAY MAY 25, 2020
10 RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS AND
THE CEO
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 15 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For
THE BOARD OF DIRECTORS: THAT THE BOARD OF
DIRECTORS CONSISTS OF FIVE MEMBERS AND NO
DEPUTY MEMBERS
12 DETERMINATION OF REMUNERATION FOR THE Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
AUDITORS
13 ELECTION OF MEMBERS AND CHAIRMAN OF THE Mgmt For
BOARD OF DIRECTORS: ELECTION OF LINDA
HOGLUND AND RE-ELECTION OF HAKAN
SJUNNESSON, JOSEPHINE SALENSTEDT, MATHIAS
HERMANSSON AND FREDRIK WESTER AS MEMBERS OF
THE BOARD FOR THE PERIOD UP TO THE END OF
THE NEXT AGM. THE CURRENT MEMBER OF THE
BOARD PETER INGMAN HAS DECLINED
RE-ELECTION. FREDRIK WESTER IS PROPOSED TO
BE APPOINTED CHAIRMAN AND HAKAN SJUNNESSON
IS PROPOSED TO BE APPOINTED DEPUTY CHAIRMAN
UP TO THE NEXT AGM. IF FREDRIK WESTER'S
ASSIGNMENT SHOULD END AHEAD OF TIME, THE
BOARD OF DIRECTORS WILL ELECT A NEW
CHAIRMAN INTERNALLY
14 ELECTION OF AUDITORS: RE-ELECTION OF GRANT Mgmt For
THORNTON AS AUDITOR FOR THE PERIOD UP TO
THE END OF THE AGM 2020
15 ELECTION OF THE NOMINATING COMMITTEE FOR Mgmt Against
THE AGM 2020
16 RESOLUTION ON GUIDELINES FOR REMUNERATION Mgmt For For
TO SENIOR EXECUTIVES
17 RESOLUTION ON AUTHORIZATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO ISSUE SHARES
18 THE BOARD OF DIRECTORS' PROPOSAL FOR A Mgmt For For
RESOLUTION ON WARRANT SCHEME 2020/2023,
INCLUDING (A) ADOPTION OF WARRANT SCHEME
2020/2023, AND (B) DIRECTED ISSUE OF
WARRANTS
19 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
PEARLABYSS CORP. Agenda Number: 712162558
--------------------------------------------------------------------------------------------------------------------------
Security: Y6803R109
Meeting Type: AGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: KR7263750002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS & APPROVAL Mgmt Abstain Against
OF CONSOLIDATED FINANCIAL STATEMENTS
2 ELECTION OF OUTSIDE DIRECTOR: HAN JEONG Mgmt Abstain Against
HYEON
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Abstain Against
4 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935123783
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Fields Mgmt For For
1B. Election of Director: Jeffrey W. Henderson Mgmt For For
1C. Election of Director: Ann M. Livermore Mgmt For For
1D. Election of Director: Harish Manwani Mgmt For For
1E. Election of Director: Mark D. McLaughlin Mgmt For For
1F. Election of Director: Steve Mollenkopf Mgmt For For
1G. Election of Director: Clark T. Randt, Jr. Mgmt For For
1H. Election of Director: Irene B. Rosenfeld Mgmt For For
1I. Election of Director: Kornelis "Neil" Smit Mgmt For For
1J. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 27, 2020.
3. To approve the amended and restated 2016 Mgmt For For
Long-Term Incentive Plan, including an
increase in the share reserve by 74,500,000
shares.
4. To approve, on an advisory basis, our Mgmt Against Against
executive compensation.
5. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on our
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RAZER INC. Agenda Number: 712553987
--------------------------------------------------------------------------------------------------------------------------
Security: G7397A106
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: KYG7397A1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0427/2020042702632.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0427/2020042702638.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED DECEMBER 31, 2019
2.A TO RE-ELECT MR. MIN-LIANG TAN AS AN Mgmt Against Against
EXECUTIVE DIRECTOR OF THE COMPANY
2.B TO RE-ELECT MR. LIM KALING AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.C TO RE-ELECT MR. GIDEON YU AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.D TO RE-ELECT MR. TAN CHONG NENG AS AN Mgmt Against Against
EXECUTIVE DIRECTOR OF THE COMPANY
2.E TO AUTHORIZE THE DIRECTORS TO FIX THE Mgmt For For
RESPECTIVE DIRECTORS' REMUNERATION
3 TO RE-APPOINT KPMG AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE DIRECTORS TO
FIX THEIR REMUNERATION
4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
7 TO FIX THE MAXIMUM NUMBER OF NEW SHARES Mgmt For For
UNDERLYING THE RESTRICTED STOCK UNITS
("RSUS") WHICH MAY BE GRANTED PURSUANT TO
THE 2016 EQUITY INCENTIVE PLAN ADOPTED BY
THE COMPANY WHICH SHALL NOT EXCEED 6% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION AND TO AUTHORISE THE DIRECTORS
TO ALLOT, ISSUE AND DEAL WITH THE SHARES
UNDERLYING THE RSUS GRANTED UNDER THE 2016
EQUITY INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
SCIPLAY CORPORATION Agenda Number: 935189274
--------------------------------------------------------------------------------------------------------------------------
Security: 809087109
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: SCPL
ISIN: US8090871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barry L. Cottle Mgmt For For
Joshua J. Wilson Mgmt For For
Gerald D. Cohen Mgmt For For
Michael Marchetti Mgmt For For
Jay Penske Mgmt For For
M. Mendel Pinson Mgmt For For
William C. Thompson, Jr Mgmt For For
Frances F. Townsend Mgmt For For
2. To approve the SciPlay Corporation 2020 Mgmt For For
Employee Stock Purchase Plan.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SEGA SAMMY HOLDINGS INC. Agenda Number: 712759919
--------------------------------------------------------------------------------------------------------------------------
Security: J7028D104
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: JP3419050004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Satomi, Hajime Mgmt Against Against
1.2 Appoint a Director Satomi, Haruki Mgmt Against Against
1.3 Appoint a Director Tsurumi, Naoya Mgmt Against Against
1.4 Appoint a Director Fukazawa, Koichi Mgmt Against Against
1.5 Appoint a Director Yoshizawa, Hideo Mgmt Against Against
1.6 Appoint a Director Natsuno, Takeshi Mgmt Against Against
1.7 Appoint a Director Katsukawa, Kohei Mgmt Against Against
1.8 Appoint a Director Melanie Brock Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Inaoka, Kazuaki
--------------------------------------------------------------------------------------------------------------------------
SOFTSTAR ENTERTAINMENT INC Agenda Number: 712627249
--------------------------------------------------------------------------------------------------------------------------
Security: Y8070L104
Meeting Type: AGM
Meeting Date: 09-Jun-2020
Ticker:
ISIN: TW0006111008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2019 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2019 PROFITS. PROPOSED CASH DIVIDEND:
TWD 0.2 PER SHARE. PROPOSED STOCK DIVIDEND:
TWD 1.8 PER SHARE.
3 DISCUSSION ON THE COMPANY'S 2019 EARNINGS Mgmt For For
AND TRANSFER OF CAPITAL RESERVE FOR CAPITAL
INCREASE AND ISSUANCE OF NEW STOCKS.
4 PROPOSAL FOR A CASH OFFERING BY PRIVATE Mgmt Against Against
PLACEMENT.
5 AMENDMENTS TO THE OPERATIONAL PROCEDURES Mgmt For For
FOR LOANING OF COMPANY FUNDS.
6 AMENDMENTS TO THE OPERATIONAL PROCEDURES Mgmt For For
FOR ENDORSEMENTS/GUARANTEES.
7 AMENDMENTS TO THE RULES AND PROCEDURES FOR Mgmt For For
SHAREHOLDERS' MEETINGS.
8.1 THE ELECTION OF THE DIRECTOR:TU, Mgmt For For
CHUN-KUANG,SHAREHOLDER NO.N123122XXX
8.2 THE ELECTION OF THE DIRECTOR:ANGEL FUND Mgmt For For
,SHAREHOLDER NO.0014354,ASIA AS
REPRESENTATIVE
8.3 THE ELECTION OF THE DIRECTOR:GIANT STONE Mgmt For For
CAPITAL GROUP CORP. ,SHAREHOLDER
NO.0014558,SPECIAL ACCOUNT FOR YUANTA
COMMERCIAL BANK AS CUSTODIAN OF INVESTMENTS
OF GIANT STONE CAPITAL GROUP CORP. AS
REPRESENTATIVE
8.4 THE ELECTION OF THE DIRECTOR:KAL HOLDINGS Mgmt For For
CORP. ,SHAREHOLDER NO.0017824,SPECIAL
ACCOUNT FOR YUANTA COMMERCIAL BANK AS
CUSTODIAN OF INVESTMENTS OF KAL HOLDINGS
CORP. AS REPRESENTATIVE
8.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:HUNG, PI-LIEN,SHAREHOLDER
NO.F221784XXX
8.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:TSAI, CHENG-YUN,SHAREHOLDER
NO.N101135XXX
8.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:HSIEH, GUO-DONG,SHAREHOLDER
NO.T120450XXX
9 TO DISCUSS PROPOSAL OF RELEASE THE Mgmt Abstain Against
PROHIBITION ON DIRECTORS AND REPRESENTATIVE
FROM PARTICIPATION IN COMPETITIVE BUSINESS.
--------------------------------------------------------------------------------------------------------------------------
SOHU.COM LIMITED Agenda Number: 935072758
--------------------------------------------------------------------------------------------------------------------------
Security: 83410S108
Meeting Type: Annual
Meeting Date: 12-Sep-2019
Ticker: SOHU
ISIN: US83410S1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
Charles Huang Mgmt Withheld Against
Dave Qi Mgmt Withheld Against
Shi Wang Mgmt Withheld Against
II To ratify the appointment of Mgmt Abstain Against
PricewaterhouseCoopers Zhong Tian LLP as
the Company's independent auditors for the
fiscal year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 935221717
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307
Meeting Type: Annual
Meeting Date: 26-Jun-2020
Ticker: SNE
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To amend a part of the Articles of Mgmt For For
Incorporation.
2A. Election of Director: Kenichiro Yoshida Mgmt For For
2B. Election of Director: Hiroki Totoki Mgmt For For
2C. Election of Director: Shuzo Sumi Mgmt For For
2D. Election of Director: Tim Schaaff Mgmt For For
2E. Election of Director: Kazuo Matsunaga Mgmt For For
2F. Election of Director: Toshiko Oka Mgmt For For
2G. Election of Director: Sakie Akiyama Mgmt For For
2H. Election of Director: Wendy Becker Mgmt For For
2I. Election of Director: Yoshihiko Hatanaka Mgmt For For
2J. Election of Director: Adam Crozier Mgmt For For
2K. Election of Director: Keiko Kishigami Mgmt For For
2L. Election of Director: Joseph A. Kraft Jr. Mgmt For For
3. To issue Stock Acquisition Rights for the Mgmt For For
purpose of granting stock options.
--------------------------------------------------------------------------------------------------------------------------
SQUARE ENIX HOLDINGS CO.,LTD. Agenda Number: 712705372
--------------------------------------------------------------------------------------------------------------------------
Security: J7659R109
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: JP3164630000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsuda,
Yosuke
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Chida,
Yukinobu
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamamura,
Yukihiro
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nishiura, Yuji
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ogawa, Masato
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Okamoto,
Mitsuko
2.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kobayashi,
Ryoichi
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Toyoshima,
Tadao
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shinji, Hajime
3 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Fujii,
Satoshi
--------------------------------------------------------------------------------------------------------------------------
STILLFRONT GROUP AB Agenda Number: 711752166
--------------------------------------------------------------------------------------------------------------------------
Security: W87819103
Meeting Type: EGM
Meeting Date: 10-Dec-2019
Ticker:
ISIN: SE0007704788
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 APPOINTMENT OF THE CHAIRMAN FOR THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO APPROVE Non-Voting
THE MINUTES
6 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO ISSUE SHARES, CONVERTIBLE
INSTRUMENTS AND WARRANTS
8 RESOLUTION ON EMPLOYEE STOCK OPTION PROGRAM Mgmt For For
INCLUDING AN ISSUE OF WARRANTS AND APPROVAL
OF TRANSFERS OF WARRANTS/SHARES
9 RESOLUTION TO AMEND THE COMPANY'S ARTICLES Mgmt For For
OF ASSOCIATION
10 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
STILLFRONT GROUP AB Agenda Number: 712064081
--------------------------------------------------------------------------------------------------------------------------
Security: W87819103
Meeting Type: EGM
Meeting Date: 07-Feb-2020
Ticker:
ISIN: SE0007704788
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 APPOINTMENT OF THE CHAIRMAN FOR THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO APPROVE Non-Voting
THE MINUTES
6 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 APPROVAL OF THE RESOLUTION BY THE BOARD OF Mgmt For For
DIRECTORS ON DIRECTED SHARE ISSUE: THE
BOARD OF DIRECTORS HAS, ON 21 JANUARY 2020,
RESOLVED UPON A DIRECTED SHARE ISSUE. THE
RESOLUTION IS SUBJECT TO THE APPROVAL OF
THE GENERAL MEETING. THE RESOLUTION BY THE
BOARD OF DIRECTORS INCLUDES THE FOLLOWING
TERMS: 1. THE COMPANY'S SHARE CAPITAL SHALL
INCREASE BY NOT MORE THAN SEK 369,401.90
THROUGH AN ISSUE OF NOT MORE THAN 527,717
SHARES. 2. THE SHARES SHALL BE ISSUED
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
FOR THE COMPANY'S SHAREHOLDERS. THE RIGHT
TO SUBSCRIBE FOR THE NEW SHARES SHALL VEST
IN CERTAIN INSTITUTIONAL INVESTORS WHO
PREVIOUSLY HAVE ANNOUNCED THEIR INTEREST IN
SUBSCRIPTION. 3. THE SUBSCRIPTION PRICE
SHALL BE SEK 381, WHICH IS BASED ON THE
PRICE DETERMINED IN AN ACCELERATED
BOOKBUILDING PROCEDURE CARRIED OUT BY
CARNEGIE INVESTMENT BANK AB(PUBL), SWEDBANK
AB (PUBL) AND NORDEA BANK ABP, FILIAL I
SVERIGE. SINCE THE SUBSCRIPTION PRICE IN
THE SHARE ISSUE HAS BEEN DETERMINED THROUGH
A BOOKBUILDING PROCEDURE, IT IS THE BOARD
OF DIRECTORS' ASSESSMENT THAT THE
SUBSCRIPTION PRICE WILL BE IN ACCORDANCE
WITH MARKET CONDITIONS. 4. THE NEWLY-ISSUED
SHARES SHALL BE SUBSCRIBED FOR ON A
SUBSCRIPTION LIST NO LATER THAN 21 JANUARY
2020. 5. PAYMENT SHALL BE MADE ON THE SAME
DAY AS THE SUBSCRIPTION OF THE NEWLY-ISSUED
SHARES, HOWEVER, NO LATER THAN 21 JANUARY
2020. 6. THE BOARD OF DIRECTORS SHALL BE
ENTITLED TO EXTEND THE SUBSCRIPTION PERIOD
AND THE TIME FOR PAYMENT. 7. THE NEW SHARES
SHALL BE ENTITLED TO DIVIDEND AS FROM THE
FIRST RECORD DAY FOR DIVIDEND AFTER THE
NEWLY-ISSUED SHARES HAVE BEEN REGISTERED
WITH THE SWEDISH COMPANIES REGISTRATION
OFFICE AND THE SHARES HAVE BEEN REGISTERED
IN THE SHARE REGISTER KEPT BY EUROCLEAR
SWEDEN AB. 8. THE BOARD OF DIRECTORS SHALL
BE AUTHORIZED TO MAKE ANY FORMAL
ADJUSTMENTS THAT MAY BE REQUIRED IN
CONNECTION WITH REGISTRATION OF THE
RESOLUTION WITH THE SWEDISH COMPANIES
REGISTRATION OFFICE OR EUROCLEAR SWEDEN AB,
INCLUDING BUT NOT LIMITED TO PROCURING THAT
SO CALLED INTERIM SHARES (SW. BETALD
TECKNAD AKTIE, BTA) SHALL BE DELIVERED TO
THE SUBSCRIBERS. THE PURPOSE OF THE NEW
SHARE ISSUE AND THE REASONS FOR THE
DEVIATION FROM THE SHAREHOLDERS'
PREFERENTIAL RIGHTS ARE MAINLY TO DIVERSIFY
THE SHAREHOLDER BASE AMONG SWEDISH AND
INTERNATIONAL INSTITUTIONAL INVESTORS AND
AT THE SAME TIME RAISE CAPITAL IN A TIME
EFFICIENT MANNER. THE PURPOSE OF THE SHARE
ISSUE IS TO FINANCE THE ACQUISITION OF
STORM8 INC. AND TO PROVIDE THE COMPANY WITH
ADDITIONAL EQUITY CAPITAL IN A QUICK AND
EFFICIENT MANNER IN ORDER TO FURTHER
STRENGTHEN THE COMPANY'S FUTURE FINANCIAL
FLEXIBILITY IN LINE WITH THE COMPANY'S
COMMUNICATED FINANCIAL TARGETS. THE
ADDITIONAL EQUITY CAPITAL IMPROVES THE
COMPANY'S KEY PERFORMANCE INDICATORS WHILE
ENABLING THE COMPANY TO UTILIZE ON
OPPORTUNITIES FOR CONTINUED PROFITABLE
GROWTH THROUGH ACQUISITIONS. THE NEW SHARE
ISSUE IS CARRIED OUT THOROUGH A
BOOKBUILDING PROCEDURE MANAGED BY CARNEGIE
INVESTMENT BANK AB (PUBL), SWEDBANK AB
(PUBL) AND NORDEA BANK ABP, FILIAL I
SVERIGE
8 APPROVAL OF THE RESOLUTION BY THE BOARD OF Mgmt For For
DIRECTORS ON DIRECTED SHARE ISSUE: THE
BOARD OF DIRECTORS HAS, ON 21 JANUARY 2020,
RESOLVED UPON A DIRECTED SHARE ISSUE. THE
RESOLUTION IS SUBJECT TO THE APPROVAL OF
THE GENERAL MEETING. THE RESOLUTION BY THE
BOARD OF DIRECTORS INCLUDES THE FOLLOWING
TERMS: 1. THE COMPANY'S SHARE CAPITAL SHALL
INCREASE BY NOT MORE THAN SEK 183,726.90
THROUGH AN ISSUE OF NOT MORE THAN 262,467
SHARES. 2. THE SHARES SHALL BE ISSUED
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
FOR THE COMPANY'S SHAREHOLDERS. THE RIGHT
TO SUBSCRIBE FOR THE NEW SHARES SHALL VEST
IN LAUREUS CAPITAL GMBH. 3. THE
SUBSCRIPTION PRICE SHALL BE SEK 381, WHICH
IS BASED ON THE PRICE DETERMINED IN AN
ACCELERATED BOOKBUILDING PROCEDURE CARRIED
OUT BY CARNEGIE INVESTMENT BANK AB (PUBL),
SWEDBANK AB (PUBL) AND NORDEA BANK ABP,
FILIAL I SVERIGE. SINCE THE SUBSCRIPTION
PRICE IN THE SHARE ISSUE HAS BEEN
DETERMINED THROUGH A BOOKBUILDING
PROCEDURE, IT IS THE BOARD OF DIRECTORS'
ASSESSMENT THAT THE SUBSCRIPTION PRICE WILL
BE IN ACCORDANCE WITH MARKET CONDITIONS. 4.
THE NEWLY-ISSUED SHARES SHALL BE SUBSCRIBED
FOR ON A SUBSCRIPTION LIST DURING THE
PERIOD 20-28 FEBRUARY 2020. 5. PAYMENT
SHALL BE MADE NO LATER THAN 24 FEBRUARY
2020. 6. THE BOARD OF DIRECTORS SHALL BE
ENTITLED TO EXTEND THE SUBSCRIPTION PERIOD
AND THE TIME FOR PAYMENT. 7. THE NEW-SHARES
SHALL BE ENTITLED TO DIVIDEND AS FROM THE
FIRST RECORD DAY FOR DIVIDEND AFTER THE
NEWLY-ISSUED SHARES HAVE BEEN REGISTERED
WITH THE SWEDISH COMPANIES REGISTRATION
OFFICE AND THE SHARES HAVE BEEN REGISTERED
IN THE SHARE REGISTER KEPT BY EUROCLEAR
SWEDEN AB. 8. THE BOARD OF DIRECTORS SHALL
BE AUTHORIZED TO MAKE ANY FORMAL
ADJUSTMENTS THAT MAY BE REQUIRED IN
CONNECTION WITH REGISTRATION OF THE
RESOLUTION WITH THE SWEDISH COMPANIES
REGISTRATION OFFICE OR EUROCLEAR SWEDEN AB,
INCLUDING BUT NOT LIMITED TO PROCURING THAT
SO CALLED INTERIM SHARES (SW. BETALD
TECKNAD AKTIE, BTA) SHALL BE DELIVERED TO
THE SUBSCRIBERS. THE PURPOSE OF THE NEW
SHARE ISSUE AND THE REASONS FOR THE
DEVIATION FROM THE SHAREHOLDERS'
PREFERENTIAL RIGHTS ARE MAINLY TO DIVERSIFY
THE SHAREHOLDER BASE AMONG SWEDISH AND
INTERNATIONAL INSTITUTIONAL INVESTORS AND
AT THE SAME TIME RAISE CAPITAL IN A TIME
EFFICIENT MANNER. THE PURPOSE OF THE SHARE
ISSUE IS TO FINANCE THE ACQUISITION OF
STORM 8 INC. AND TO PROVIDE THE COMPANY
WITH ADDITIONAL EQUITY CAPITAL IN A QUICK
AND EFFICIENT MANNER IN ORDER TO FURTHER
STRENGTHEN THE COMPANY'S FUTURE FINANCIAL
FLEXIBILITY IN LINE WITH THE COMPANY'S
COMMUNICATED FINANCIAL TARGETS. THE
ADDITIONAL EQUITY CAPITAL IMPROVES THE
COMPANY'S KEY PERFORMANCE INDICATORS WHILE
ENABLING THE COMPANY TO UTILIZE ON
OPPORTUNITIES FOR CONTINUED PROFITABLE
GROWTH THROUGH ACQUISITIONS. THE NEW SHARE
ISSUE IS CARRIED OUT THOROUGH A
BOOKBUILDING PROCEDURE MANAGED BY CARNEGIE
INVESTMENT BANK AB (PUBL), SWEDBANK AB
(PUBL) AND NORDEA BANK ABP, FILIAL I
SVERIGE.
9 RESOLUTION ON DIRECTED SHARE ISSUE PAID BY Mgmt For For
SET-OFF
10 RESOLUTION ON AUTHORIZATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO ISSUE SHARES, CONVERTIBLE
INSTRUMENTS AND WARRANTS
11 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
STILLFRONT GROUP AB Agenda Number: 712567063
--------------------------------------------------------------------------------------------------------------------------
Security: W87819103
Meeting Type: AGM
Meeting Date: 14-May-2020
Ticker:
ISIN: SE0007704788
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 365091 DUE TO RESOLUTION 11 AND
12 ARE SPLIT VOTING ITEMS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 OPENING OF THE MEETING Non-Voting
2 APPOINTMENT OF THE CHAIRMAN FOR THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 RESOLUTION REGARDING THE LIVE BROADCAST OF Non-Voting
THE GENERAL MEETING VIA THE COMPANY'S
WEBSITE
5 APPROVAL OF THE AGENDA Non-Voting
6 ELECTION OF ONE OR TWO PERSONS TO APPROVE Non-Voting
THE MINUTES
7 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
8 PRESENTATION OF ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AND CONSOLIDATED ACCOUNTS
AND AUDITOR'S REPORT FOR THE GROUP
9.A RESOLUTION ON: ADOPTING THE PROFIT AND LOSS Mgmt For For
STATEMENT AND THE BALANCE SHEET AND
CONSOLIDATED PROFIT AND LOSS STATEMENT AND
BALANCE SHEET
9.B RESOLUTION ON: ALLOCATION OF THE COMPANY'S Mgmt For For
PROFIT OR LOSS ACCORDING TO THE ADOPTED
BALANCE SHEET
9.C.1 RESOLUTION ON: DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD: JAN SAMUELSSON
9.C.2 RESOLUTION ON: DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD: BIRGITTA
HENRIKSSON
9.C.3 RESOLUTION ON: DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD: ULRIKA VIKLUND
9.C.4 RESOLUTION ON: DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD: KATARINA G.
BONDE
9.C.5 RESOLUTION ON: DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD: ERIK FORSBERG
9.C.6 RESOLUTION ON: DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD: DR KAI WAWRZINEK
9.C.7 RESOLUTION ON: DISCHARGE FROM LIABILITY FOR Mgmt For For
THE CHIEF EXECUTIVE OFFICER: JORGEN LARSSON
10 RESOLUTION ON THE NUMBER OF DIRECTORS OF Mgmt For For
THE BOARD TO BE APPOINTED
CMMT PLEASE NOTE THAT RESOLUTIONS 11.1 AND 11.2 Non-Voting
ARE PROPOSED BY NOMINATION COMMITTEE'S AND
BOARD DOES NOT MAKE ANY RECOMMENDATION ON
THESE PROPOSALS. THE STANDING INSTRUCTIONS
ARE DISABLED FOR THIS MEETING
11.1 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt Against
FOR THE DIRECTORS OF THE BOARD AND THE
AUDITOR: THE NOMINATION COMMITTEE'S
PROPOSAL THAT REMUNERATION OF SEK 550, 000
SHALL BE PAID TO THE CHAIRMAN OF THE BOARD
OF DIRECTORS
11.2 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt Against
FOR THE DIRECTORS OF THE BOARD AND THE
AUDITOR: THE NOMINATION COMMITTEE'S
PROPOSAL THAT REMUNERATION OF SEK 220,000
SHALL BE PAID TO EACH OF THE OTHER
DIRECTORS
11.3 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt Against Against
FOR THE DIRECTORS OF THE BOARD AND THE
AUDITOR: FOR WORK IN AUDIT COMMITTEE, IN
ADDITION TO THE BOARD REMUNERATION, A
REMUNERATION OF SEK 200,000 SHALL BE PAID
TO THE CHAIRMAN OF THE AUDIT COMMITTEE
11.4 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt Against Against
FOR THE DIRECTORS OF THE BOARD AND THE
AUDITOR: FOR WORK IN AUDIT COMMITTEE, IN
ADDITION TO THE BOARD REMUNERATION, A
REMUNERATION OF SEK 60,000 SHALL BE PAID TO
EACH OF THE MEMBERS IN THE COMMITTEE
11.5 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt For For
FOR THE DIRECTORS OF THE BOARD AND THE
AUDITOR: IN THE REMUNERATION COMMITTEE, IN
ADDITION TO THE BOARD REMUNERATION, A
REMUNERATION OF SEK 60,000 SHALL BE PAID TO
THE CHAIRMAN OF THE REMUNERATION COMMITTEE
11.6 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt For For
FOR THE DIRECTORS OF THE BOARD AND THE
AUDITOR: IN THE REMUNERATION COMMITTEE, IN
ADDITION TO THE BOARD REMUNERATION, A
REMUNERATION OF SEK 30,000 SHALL BE PAID TO
EACH OF THE MEMBERS IN THE COMMITTEE
11.7 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt For For
FOR THE DIRECTORS OF THE BOARD AND THE
AUDITOR: REMUNERATION TO THE AUDITORS IS
PROPOSED TO BE PAID ACCORDING TO CURRENT
APPROVED ACCOUNT
12.1 APPOINTMENT OF THE BOARD OF DIRECTOR Mgmt For For
(RE-ELECTION): JAN SAMUELSON
12.2 APPOINTMENT OF THE BOARD OF DIRECTOR Mgmt For For
(RE-ELECTION): BIRGITTA HENRIKSSON
12.3 APPOINTMENT OF THE BOARD OF DIRECTOR Mgmt For For
(RE-ELECTION): ULRIKA VIKLUND
12.4 APPOINTMENT OF THE BOARD OF DIRECTOR Mgmt For For
(RE-ELECTION): KATARINA G. BONDE
12.5 APPOINTMENT OF THE BOARD OF DIRECTOR Mgmt For For
(RE-ELECTION): ERIK FORSBERG
12.6 APPOINTMENT OF THE BOARD OF DIRECTOR Mgmt For For
(RE-ELECTION): DR KAI WAWRZINEK
13 APPOINTMENT OF JAN SAMUELSON CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS (RE-ELECTION)
14 APPOINTMENT OF AUDITOR (RE-ELECTION): Mgmt For For
PRICEWATERHOUSECOOPERS
15 RESOLUTION ON NOMINATION COMMITTEE Mgmt For For
16 RESOLUTION TO ADOPT THE REMUNERATION Mgmt Against Against
GUIDELINES FOR EXECUTIVE MANAGEMENT
17.A RESOLUTION ON A LONG-TERM INCENTIVE PROGRAM Mgmt For For
(LTIP) BY WAY OF: EMPLOYEE STOCK OPTION
PROGRAM INCLUDING AN ISSUE OF WARRANTS AND
APPROVAL OF TRANSFERS OF WARRANTS TO
KEY-PERSONNEL
17.B RESOLUTION ON A LONG-TERM INCENTIVE PROGRAM Mgmt For For
(LTIP) BY WAY OF: AN ISSUE OF WARRANTS AND
APPROVAL OF TRANSFERS OF WARRANTS TO
KEY-PERSONNEL
18 RESOLUTION ON AUTHORIZATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO ISSUE SHARES, CONVERTIBLE
INSTRUMENTS AND WARRANTS
19 RESOLUTION ON A DIRECTED NEW SHARE ISSUE TO Mgmt For For
THE SELLERS OF BABIL GAMES FZ LLC
20 RESOLUTION ON A DIRECTED NEW SHARE ISSUE TO Mgmt For For
THE SELLER OF IMPERIA ONLINE JSC
21 RESOLUTION ON A DIRECTED NEW SHARE ISSUE TO Mgmt For For
THE SELLERS OF PLAYA GAMES GMBH
22 RESOLUTION TO AMEND THE COMPANY'S ARTICLES Mgmt For For
OF ASSOCIATION
23 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935065842
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt Abstain Against
1B. Election of Director: Michael Dornemann Mgmt Abstain Against
1C. Election of Director: J Moses Mgmt Abstain Against
1D. Election of Director: Michael Sheresky Mgmt Abstain Against
1E. Election of Director: LaVerne Srinivasan Mgmt Abstain Against
1F. Election of Director: Susan Tolson Mgmt Abstain Against
1G. Election of Director: Paul Viera Mgmt Abstain Against
1H. Election of Director: Roland Hernandez Mgmt Abstain Against
2. Approval, on a non-binding advisory basis, Mgmt Abstain Against
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt Abstain Against
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TEAM17 GROUP PLC Agenda Number: 712477505
--------------------------------------------------------------------------------------------------------------------------
Security: G8715B107
Meeting Type: AGM
Meeting Date: 19-May-2020
Ticker:
ISIN: GB00BYVX2X20
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
3 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
4 ELECT MARTIN HELLAWELL AS DIRECTOR Mgmt For For
5 RE-ELECT DEBORAH BESTWICK AS DIRECTOR Mgmt For For
6 RE-ELECT PENELOPE JUDD AS DIRECTOR Mgmt For For
7 AUTHORISE ISSUE OF EQUITY Mgmt For For
8 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
9 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
10 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 712379583
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0407/2020040701452.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt For For
DIRECTOR
3.C TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR Mgmt For For
3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
EXISTING AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION OF
THE COMPANY AND TO ADOPT THE SECOND AMENDED
AND RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
THQ NORDIC AB Agenda Number: 711498229
--------------------------------------------------------------------------------------------------------------------------
Security: W9608Z104
Meeting Type: AGM
Meeting Date: 17-Sep-2019
Ticker:
ISIN: SE0009241706
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: KICKI Non-Voting
WALLJE-LUND
3 PREPARATION AND APPROVAL OF VOTING LIST Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO CERTIFY Non-Voting
THE MINUTES
5 QUESTION WHETHER THE GENERAL MEETING HAS Non-Voting
BEEN DULY CONVENED
6 APPROVAL OF THE AGENDA Non-Voting
7 PRESENTATION OF THE BUSINESS ACTIVITIES IN Non-Voting
THE THQ GROUP
8 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS REPORT AND THE GROUP ANNUAL REPORT
AND THE GROUP AUDITOR'S REPORT
9.A RESOLUTION REGARDING: ADOPTION OF INCOME Mgmt Abstain Against
STATEMENT AND BALANCE SHEET AND THE GROUP
INCOME STATEMENT AND THE GROUP BALANCE
SHEET
9.B RESOLUTION REGARDING: DECISION REGARDING Mgmt Abstain Against
THE PROFIT OR LOSS OF THE COMPANY IN
ACCORDANCE WITH THE ADOPTED BALANCE SHEET
9.C RESOLUTION REGARDING: DISCHARGE FROM Mgmt Abstain Against
LIABILITY OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain
SHAREHOLDER PROPOSAL: DETERMINATION OF THE
NUMBER OF DIRECTORS AND AUDITORS: IT IS
PROPOSED THAT THE BOARD OF DIRECTORS SHALL
COMPRISE OF FIVE DIRECTORS WITHOUT
DEPUTIES. THE NUMBER OF AUDITORS SHALL BE
ONE REGISTERED AUDIT FIRM
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain
SHAREHOLDER PROPOSAL: DETERMINATION OF FEES
TO THE BOARD OF DIRECTORS AND TO THE
AUDITORS
12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain
SHAREHOLDER PROPOSAL: ELECTION OF THE BOARD
OF DIRECTORS AND AUDITORS: IT IS PROPOSED
RE-ELECTION OF THE DIRECTORS KICKI
WALLJE-LUND, ULF HJALMARSSON, JACOB
JONMYREN, ERIK STENBERG AND LARS WINGEFORS.
FURTHERMORE, KICKI WALLJE-LUND IS PROPOSED
TO BE RE-ELECTED AS CHAIRMAN OF THE BOARD
OF DIRECTORS. RE-ELECTION OF THE REGISTERED
AUDIT FIRM ERNST & YOUNG AKTIEBOLAG FOR THE
PERIOD UNTIL THE END OF THE ANNUAL GENERAL
MEETING 2020. ERNST & YOUNG AKTIEBOLAG HAS
ANNOUNCED ITS APPOINTMENT OF ULRICH
ADOLFSSON AS MAIN RESPONSIBLE AUDITOR
13 RESOLUTION REGARDING AMENDMENTS OF THE Mgmt Abstain Against
ARTICLES OF ASSOCIATION REGARDING LIMITS
FOR THE NUMBER OF SHARES AND THE SHARE
CAPITAL
14 RESOLUTION REGARDING SHARE SPLIT Mgmt Abstain Against
15 RESOLUTION REGARDING AMENDMENTS OF THE Mgmt Abstain Against
ARTICLES OF ASSOCIATION REGARDING COMPANY
NAME: EMBRACER GROUP AB
16 RESOLUTION REGARDING AUTHORIZATION FOR THE Mgmt Abstain Against
BOARD TO ISSUE SHARES, CONVERTIBLES AND OR
WARRANTS
17 CLOSING OF THE MEETING Non-Voting
CMMT 22 AUG 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF COMPANY NAME FOR
RESOLUTION 15. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TOBII AB Agenda Number: 712391870
--------------------------------------------------------------------------------------------------------------------------
Security: W9T29E101
Meeting Type: AGM
Meeting Date: 12-May-2020
Ticker:
ISIN: SE0002591420
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECTION OF A CHAIRMAN OF THE MEETING: Non-Voting
ATTORNEY AT LAW JESPER SCHONBECK, OR THE
ONE PROPOSED BY THE NOMINATION COMMITTEE IF
HE HAS AN IMPEDIMENT TO ATTEND, IS PROPOSED
TO BE ELECTED CHAIRMAN OF THE ANNUAL
GENERAL MEETING
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO APPROVE Non-Voting
THE MINUTES OF THE MEETING
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 SUBMISSION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS' REPORT AND THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITORS'
REPORT FOR THE GROUP
7.A RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET AND
THE CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
7.B RESOLUTION REGARDING: ALLOCATION OF THE Mgmt For For
COMPANY'S PROFITS OR LOSSES IN ACCORDANCE
WITH THE ADOPTED BALANCE SHEET: THE BOARD
OF DIRECTORS AND THE CEO PROPOSE THAT THE
COMPANY'S RESULTS SHALL BE CARRIED FORWARD
AND THUS NO DIVIDEND WILL BE DISTRIBUTED
7.C RESOLUTION REGARDING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
CEO FROM LIABILITY
CMMT PLEASE NOTE THAT RESOLUTIONS 8.A, 8.B, 9.A, Non-Voting
9.B, 10.A TO 10.H, 11 AND 12 ARE PROPOSED
BY NOMINATION COMMITTEE AND BOARD DOES NOT
MAKE ANY RECOMMENDATION ON THESE PROPOSALS.
THE STANDING INSTRUCTIONS ARE DISABLED FOR
THIS MEETING
8.A DETERMINATION OF: THE NUMBER OF MEMBERS OF Mgmt For
THE BOARD OF DIRECTORS: THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS SHALL BE
EIGHT (8), WITH NO DEPUTY MEMBERS
8.B DETERMINATION OF: THE NUMBER OF AUDITORS: Mgmt For
THE NUMBER OF AUDITORS SHALL BE ONE (1)
AUTHORIZED ACCOUNTING FIRM
9.A DETERMINATION OF FEES TO: THE BOARD OF Mgmt For
DIRECTORS
9.B DETERMINATION OF FEES TO: THE AUDITORS Mgmt For
10.A ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: KENT SANDER
10.B ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: NILS BERNHARD
10.C ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: ASA HEDIN
10.D ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: HELI ARANTOLA
10.E ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: JAN WAREBY
10.F ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: CHARLOTTA FALVIN
10.G ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: JORGEN LANTTO
10.H ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: MARTEN SKOGO
11 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For
DIRECTORS: KENT SANDER IS PROPOSED TO BE
RE-ELECTED AS CHAIRMAN OF THE BOARD OF
DIRECTORS
12 ELECTION OF AUDITORS AND, WHERE APPLICABLE, Mgmt For
DEPUTY AUDITORS: RE-ELECTION OF THE
ACCOUNTING FIRM PRICEWATERHOUSECOOPERS AB.
THE PROPOSAL CORRESPONDS TO THE AUDIT
COMMITTEE'S RECOMMENDATION
13 PROPOSAL FOR RESOLUTION REGARDING Mgmt For For
GUIDELINES FOR EXECUTIVE REMUNERATION
14 PROPOSAL FOR RESOLUTION REGARDING THE Mgmt For For
AMENDMENT OF THE ARTICLES OF ASSOCIATION:
THE BOARD OF DIRECTORS PROPOSES THAT THE
ANNUAL GENERAL MEETING RESOLVES ON THE
AMENDMENTS TO SECTIONS 1, 10 AND 14 OF THE
ARTICLES OF ASSOCIATION
15 PROPOSAL REGARDING AUTHORIZATION FOR THE Mgmt For For
BOARD OF DIRECTORS TO RESOLVE TO ISSUE NEW
SHARES
16 PROPOSAL FOR RESOLUTION REGARDING INCENTIVE Mgmt For For
PROGRAM 2020
17 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
TURTLE BEACH CORPORATION Agenda Number: 935208985
--------------------------------------------------------------------------------------------------------------------------
Security: 900450206
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: HEAR
ISIN: US9004502061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Juergen Stark Mgmt For For
William E. Keitel Mgmt For For
Andrew Wolfe, Ph.D. Mgmt For For
L. Gregory Ballard Mgmt For For
Kelly Thompson Mgmt For For
2. To ratify the selection of BDO USA, LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. An advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
UBISOFT ENTERTAINMENT Agenda Number: 711245882
--------------------------------------------------------------------------------------------------------------------------
Security: F9396N106
Meeting Type: MIX
Meeting Date: 02-Jul-2019
Ticker:
ISIN: FR0000054470
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 17 JUN 2019: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0527/201905271902413.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0617/201906171903008.pd
f; PLEASE NOTE THAT THIS IS A REVISION DUE
TO ADDITION OF URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2019
O.2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 MARCH 2019
O.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED
31MARCH 2019
O.4 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt For For
COMMITMENTS
O.5 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. YVES
GUILLEMOT, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
O.6 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. CLAUDE
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.7 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. MICHEL
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.8 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. GERARD
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.9 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. CHRISTIAN
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.10 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.11 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE DEPUTY CHIEF EXECUTIVE
OFFICERS
O.12 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
VIRGINIE HAAS AS DIRECTOR
O.13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
CORINNE FERNANDEZ-HANDELSMAN AS DIRECTOR
O.14 RENEWAL OF THE TERM OF OFFICE OF KPMG SA AS Mgmt For For
PRINCIPAL STATUTORY AUDITOR
O.15 NON-RENEWAL AND NON-REPLACEMENT OF KPMG Mgmt For For
AUDIT IS SAS AS DEPUTY STATUTORY AUDITOR
O.16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN THE SHARES OF THE COMPANY
E.17 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLING
TREASURY SHARES HELD BY THE COMPANY
E.18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
CAPITALIZATION OF RESERVES, PROFITS,
PREMIUMS OR OTHER SUMS WHOSE CAPITALIZATION
WOULD BE ALLOWED
E.19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OF THE COMPANY AND/OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ANY OF ITS
SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES, WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OF THE COMPANY AND/OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ANY OF ITS
SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY PUBLIC OFFERING
E.21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OF THE COMPANY AND/OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ANY OF ITS
SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY PRIVATE PLACEMENT
REFERRED TO IN SECTION II OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
E.22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE, WITHIN THE LIMIT OF 10% OF THE
SHARE CAPITAL PER YEAR, THE ISSUE PRICE OF
THE SHARES AND/OR TRANSFERRABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL AND/OR
GRANTING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES, IN CASE OF ISSUE WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT BY PUBLIC
OFFERING AND/OR BY AN OFFER REFERRED TO IN
SECTION II OF THE ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
E.23 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL, TO REMUNERATE CONTRIBUTIONS IN
KIND GRANTED TO THE COMPANY, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.24 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES AND/OR COMPOSITE
TRANSFERRABLE SECURITIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
THE SHAREHOLDERS, FOR THE BENEFIT OF THE
MEMBERS OF ONE OF THE GROUP COMPANY SAVINGS
PLAN(S)
E.25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES AND/OR COMPOSITE
TRANSFERRABLE SECURITIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
RESERVED FOR EMPLOYEES AND/OR CORPORATE
OFFICERS OF CERTAIN SUBSIDIARIES OF THE
COMPANY ACCORDING TO ARTICLE L.233-16 OF
THE FRENCH COMMERCIAL CODE, WHOSE THE
REGISTERED OFFICE IS LOCATED OUT OF FRANCE,
OUTSIDE THE COMPANY OR GROUP SAVINGS PLAN
E.26 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES AND/OR COMPOSITE
TRANSFERRABLE SECURITIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT,
RESERVED FOR CATEGORIES OF BENEFICIARIES IN
THE CONTEXT OF AN EMPLOYEE SHAREHOLDINGS
OFFER
E.27 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
ALLOCATE FREE COMMON SHARES OF THE COMPANY
REFERRED TO IN ARTICLES L. 225-197-1 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE FOR
THE BENEFIT OF EMPLOYEES, INCLUDING ALL OR
PART OF THE MEMBERS OF THE EXECUTIVE
COMMITTEE OF UBISOFT GROUP REFERRED TO IN
4.1.2.4 OF THE REGISTRATION DOCUMENT,
EXCLUDING EXECUTIVE CORPORATE OFFICERS OF
THE COMPANY, RESULTING IN A WAIVER BY
SHAREHOLDERS OF THEIR PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.28 OVERALL CEILING ON CAPITAL INCREASES Mgmt For For
E.29 AMENDMENT TO ARTICLE 8 OF THE BY-LAWS TO Mgmt For For
ALLOW THE APPOINTMENT OF A DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLE
L. 225-23 OF THE FRENCH COMMERCIAL CODE
E.30 ALIGNMENT OF ARTICLE 14 - TITLE V OF THE Mgmt For For
BY-LAWS OF THE COMPANY "STATUTORY AUDITORS"
E.31 POWERS TO CARRY OUT ALL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WEBZEN INC Agenda Number: 712181700
--------------------------------------------------------------------------------------------------------------------------
Security: Y9532S109
Meeting Type: AGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: KR7069080000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2.1 ELECTION OF INSIDE DIRECTOR: GIM NAN HUI Mgmt For For
2.2 ELECTION OF INSIDE DIRECTOR: YEON BO HEUM Mgmt For For
3 APPROVAL OF REMUNERATION OF DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WEMADE CO., LTD. Agenda Number: 712255620
--------------------------------------------------------------------------------------------------------------------------
Security: Y9534D100
Meeting Type: AGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: KR7112040001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 ELECTION OF INSIDE DIRECTOR: JANG HYEON GUK Mgmt Against Against
3 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
5 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WYSIWYG STUDIOS CO. LTD. Agenda Number: 712224738
--------------------------------------------------------------------------------------------------------------------------
Security: Y9703A101
Meeting Type: AGM
Meeting Date: 30-Mar-2020
Ticker:
ISIN: KR7299900001
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt Against Against
2 ELECTION OF OUTSIDE AUDITOR Mgmt For For
3 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
4.1 ELECTION OF INSIDE DIRECTOR: BAK JI BOK Mgmt Against Against
4.2 ELECTION OF INSIDE DIRECTOR: SEO JANG WON Mgmt For For
4.3 ELECTION OF OUTSIDE DIRECTOR: WALTER BRIAN Mgmt For For
JONES
4.4 ELECTION OF A NON-PERMANENT DIRECTOR: BAK Mgmt Against Against
SANG JUN
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
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YY INC-ADR Agenda Number: 935113984
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Security: 98426T106
Meeting Type: Annual
Meeting Date: 20-Dec-2019
Ticker: YY
ISIN: US98426T1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. IT IS RESOLVED as a special resolution: Mgmt For For
THAT subject to and conditional upon the
approval of the Registrar of Companies in
the Cayman Islands (the "Registrar") being
obtained, the name of the Company be and is
hereby changed from "YY Inc." to "JOYY
Inc." with effect from the date of
registration as set out in the certificate
of incorporation on change of name issued
by the Registrar, and that any one director
or officer of the Company be and is hereby
authorized to take any and every action
...(due to space limits, see proxy material
for full proposal).
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ZYNGA INC. Agenda Number: 935169602
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Security: 98986T108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ZNGA
ISIN: US98986T1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Pincus Mgmt For For
1B. Election of Director: Frank Gibeau Mgmt For For
1C. Election of Director: Dr. Regina E. Dugan Mgmt For For
1D. Election of Director: William "Bing" Gordon Mgmt For For
1E. Election of Director: Louis J. Lavigne, Jr. Mgmt For For
1F. Election of Director: Carol G. Mills Mgmt For For
1G. Election of Director: Janice M. Roberts Mgmt For For
1H. Election of Director: Ellen F. Siminoff Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Zynga's named executive
officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of Zynga for its fiscal
year ending December 31,2020.
4. Shareholder proposal to amend the Shr For Against
shareholding threshold to call a Special
Meeting.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Managers Trust
By (Signature) /s/ Samuel Masucci III
Name Samuel Masucci III
Title President
Date 08/28/2020