0001104659-21-145546.txt : 20211201 0001104659-21-145546.hdr.sgml : 20211201 20211201172103 ACCESSION NUMBER: 0001104659-21-145546 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211129 FILED AS OF DATE: 20211201 DATE AS OF CHANGE: 20211201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palm Global Small Cap Master Fund LP CENTRAL INDEX KEY: 0001726444 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37649 FILM NUMBER: 211463953 BUSINESS ADDRESS: STREET 1: C/O PALM MANAGEMENT (US) LLC STREET 2: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 302-7000 MAIL ADDRESS: STREET 1: C/O PALM MANAGEMENT (US) LLC STREET 2: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horowitz Joshua CENTRAL INDEX KEY: 0001612424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37649 FILM NUMBER: 211463955 MAIL ADDRESS: STREET 1: 72-38 113TH STREET STREET 2: APARTMENT 3L CITY: FOREST HILLS STATE: NY ZIP: 11375 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palmer Bradley C CENTRAL INDEX KEY: 0001726523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37649 FILM NUMBER: 211463952 MAIL ADDRESS: STREET 1: C/O PALM MANAGEMENT (US) LLC STREET 2: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palm Management (US) LLC CENTRAL INDEX KEY: 0001726497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37649 FILM NUMBER: 211463954 BUSINESS ADDRESS: STREET 1: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 302-7000 MAIL ADDRESS: STREET 1: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MINIM, INC. CENTRAL INDEX KEY: 0001467761 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 042621506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 848 ELM STREET CITY: MANCHESTER STATE: NH ZIP: 03101 BUSINESS PHONE: 833-966-4646 MAIL ADDRESS: STREET 1: 848 ELM STREET CITY: MANCHESTER STATE: NH ZIP: 03101 FORMER COMPANY: FORMER CONFORMED NAME: Zoom Telephonics, Inc. DATE OF NAME CHANGE: 20090707 4 1 tm2134391-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-29 0 0001467761 MINIM, INC. MINM 0001612424 Horowitz Joshua C/O PALM MANAGEMENT (US) LLC 19 WEST ELM STREET GREENWICH CT 06830 1 0 0 0 0001726497 Palm Management (US) LLC C/O PALM MANAGEMENT (US) LLC 19 WEST ELM STREET GREENWICH CT 06830 1 0 0 0 0001726444 Palm Global Small Cap Master Fund LP C/O PALM MANAGEMENT (US) LLC 19 WEST ELM STREET GREENWICH CT 06830 1 0 0 0 0001726523 Palmer Bradley C C/O PALM MANAGEMENT (US) LLC 19 WEST ELM STREET GREENWICH CT 06830 1 0 0 0 Common Stock 2021-11-29 4 P 0 500 1.38 A 1267140 I By Palm Global Small Cap Master Fund LP Common Stock 2021-11-30 4 P 0 17818 1.2698 A 1284958 I By Palm Global Small Cap Master Fund LP Common Stock 2021-12-01 4 P 0 1531 1.3004 A 1286489 I By Palm Global Small Cap Master Fund LP Common Stock 7286 D Stock Option (right to buy) 2.03 2020-07-09 2023-07-09 Common Stock 15000 15000 D Stock Option (right to buy) 2.04 2020-07-13 2023-07-13 Common Stock 7500 7500 D The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Fully exercisable as of the grant date, July 9, 2020. Fully exercisable as of the grant date, July 13, 2020. The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.26 to $1.28 per share. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.28 to $1.32 per share. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. /s/ Joshua S. Horowitz 2021-12-01 PALM MANAGEMENT (US) LLC, /s/ Joshua S. Horowitz, Portfolio Manager 2021-12-01 PALM GLOBAL SMALL CAP MASTER FUND LP, by Palm Global Small Cap Fund GP, Ltd., its general partner, /s/ Joshua S. Horowitz, Director 2021-12-01 /s/ Bradley C. Palmer 2021-12-01