0001104659-20-098615.txt : 20200826 0001104659-20-098615.hdr.sgml : 20200826 20200826122040 ACCESSION NUMBER: 0001104659-20-098615 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200824 FILED AS OF DATE: 20200826 DATE AS OF CHANGE: 20200826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horowitz Joshua CENTRAL INDEX KEY: 0001612424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37649 FILM NUMBER: 201135568 MAIL ADDRESS: STREET 1: 72-38 113TH STREET STREET 2: APARTMENT 3L CITY: FOREST HILLS STATE: NY ZIP: 11375 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palm Management (US) LLC CENTRAL INDEX KEY: 0001726497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37649 FILM NUMBER: 201135569 BUSINESS ADDRESS: STREET 1: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 302-7000 MAIL ADDRESS: STREET 1: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palm Global Small Cap Master Fund LP CENTRAL INDEX KEY: 0001726444 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37649 FILM NUMBER: 201135570 BUSINESS ADDRESS: STREET 1: C/O PALM MANAGEMENT (US) LLC STREET 2: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 302-7000 MAIL ADDRESS: STREET 1: C/O PALM MANAGEMENT (US) LLC STREET 2: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palmer Bradley C CENTRAL INDEX KEY: 0001726523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37649 FILM NUMBER: 201135571 MAIL ADDRESS: STREET 1: C/O PALM MANAGEMENT (US) LLC STREET 2: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zoom Telephonics, Inc. CENTRAL INDEX KEY: 0001467761 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 042621506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET, 26TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-423-1072 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET, 26TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 4 1 tm2029456d1_form4.xml FORM 4 X0306 4 2020-08-24 0 0001467761 Zoom Telephonics, Inc. ZMTP 0001612424 Horowitz Joshua C/O PALM MANAGEMENT (US) LLC 19 WEST ELM STREET GREENWICH CT 06830 1 0 0 0 0001726497 Palm Management (US) LLC C/O PALM MANAGEMENT (US) LLC 19 WEST ELM STREET GREENWICH CT 06830 1 0 0 0 0001726444 Palm Global Small Cap Master Fund LP C/O PALM MANAGEMENT (US) LLC 19 WEST ELM STREET GREENWICH CT 06830 1 0 0 0 0001726523 Palmer Bradley C C/O PALM MANAGEMENT (US) LLC 19 WEST ELM STREET GREENWICH CT 06830 1 0 0 0 Common Stock 2020-08-24 4 P 0 837 1.95 A 1192477 I By Palm Global Small Cap Master Fund LP Common Stock 2020-08-25 4 P 0 14163 1.90 A 1206640 I By Palm Global Small Cap Master Fund LP Common Stock 7286 D Stock Option (right to buy) 2.03 2020-07-09 2023-07-09 Common Stock 15000 15000 D Stock Option (right to buy) 2.04 2020-07-13 2023-07-13 Common Stock 7500 7500 D The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Fully exercisable as of the grant date, July 9, 2020. Fully exercisable as of the grant date, July 13, 2020. /s/ Joshua S. Horowitz 2020-08-26 PALM MANAGEMENT (US) LLC, /s/ Joshua S. Horowitz, Portfolio Manager 2020-08-26 PALM GLOBAL SMALL CAP MASTER FUND LP, by Palm Global Small Cap Fund GP, Ltd., its general partner, /s/ Joshua S. Horowitz, Director 2020-08-26 /s/ Bradley C. Palmer 2020-08-26